Filed Feb. 12, 2020

Serial No. 88795075

Registered Sept. 14, 2021

Registration No. 6,487,183

Interlocutory Attorney TASHIA A BUNCH

Class Providing operational business assistance to independently-operated financial services businesses; Business development services, namely, providing start-up and consulting support in the area of business development for the financial services businesses of others; Business development services for the financial services businesses of others, namely, providing marketing support for independent investment advisors and securities brokers by supplying paper-based marketing materials for dissemination by independent investment advisors and securities brokers to their clients; Providing centralized operational business support to the financial services businesses of independent investment advisors and securities brokers, namely, preparation of periodic asset-holdings statements in the nature of financial statements and preparation and dissemination of financial market reports; Providing centralized business support for a network of independent investment advisors, namely, centralized account billing services, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; and providing business support in the nature of business compliance services in the nature of financial record-keeping for regulatory compliance purposes; 100; 101; 102; 100; 101; 102; 100; 101; 100; 101

Case Type Service mark