Filed April 28, 2020

Serial No. 88891124

Registered Nov. 10, 2020

Registration No. 6,195,070

Class Software as a service (SAAS) services featuring software for use in the field of financial services, specifically securities finance industry, namely, software for financial books and records along with risk management, for trade order and execution management, for clearing and settlement of financial transactions, for tracking and monitoring compliance with laws, regulations and internal guidelines, for financial records management, for conducting financial analyses, for administration of investment accounts, for accounting, for data management in the field of financial services, and for preparing financial reports; 100; 101

Case Type Service mark