Filed March 6, 2024

Serial No. 98437153

Examining Attorney GINA CLARK HAYES

Class Financial services, namely, investment advice, investment management, investment consultation services; financial services, namely, wealth management services, investment management services, investment advisory services relating to buying and selling of investments; financial asset management services, financial portfolio management services, financial planning services, equity capital investment services, cash management account services, financial risk management advisory services, individual retirement account services and brokerage services in the fields of stocks, bonds, options, mutual funds, exchange traded funds (ETFs), commodities, futures and securities; financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; private placements of hedge funds, private equity funds, securities and derivatives for others; Providing information and advice in the field of finance, financial investments, financial valuation and the financial aspects of retirement; Financial portfolio management services, namely, a total portfolio offering consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; 100; 101; 102

Case Type Service mark