Track Docket
Download Docs
Export
Print
Judge 
Party 
Law Firm COMPLIANCEGUARD PRO
99797176
|
Trademark
Cite Docket
Interested in this case?
To schedule a demo, contact us at sales@docketalarm.com. Track this case, and find millions of cases like it, let us show you how.
Filed
April 30, 2026
Serial No.
99797176
Examining Attorney
DORITT CARROLL
Class
Computer programming services, namely, Software as a service (SaaS) featuring software for automated compliance monitoring of financial advisor and registered investment adviser websites for adherence to FINRA Rule 2210 and the SEC Marketing Rule; compliance review workflow software for broker-dealers and registered investment advisers.; 100; 101
Case Type
Service mark
Status
A non-final Office action has been sent (issued) to the applicant. This is a letter from the examining attorney requiring additional information and/or making an initial refusal. The applicant must respond to this Office action. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Last Updated: 1 day, 15 hours ago
| Filing Date | # | Docket Text |
|---|
