throbber
FOR PUBLICATION
`UNITED STATES COURT OF APPEALS
`FOR THE NINTH CIRCUIT
`
`
`
`PARIS HILTON,
`
`Plaintiff-Appellee,
`v.
`HALLMARK CARDS, a Missouri
`corporation,
`
`Defendant-Appellant.
`
`No. 08-55443
`D.C. No.
`2:07-cv-05818-PA-
`AJW
`ORDER AND
`AMENDED
`OPINION
`
`Appeal from the United States District Court
`for the Central District of California
`Percy Anderson, District Judge, Presiding
`
`Argued and Submitted
`May 6, 2009—Pasadena, California
`
`Opinion Filed August 31, 2009
`Amended Opinion Filed March 23, 2010
`
`Before: John T. Noonan, Diarmuid F. O’Scannlain, and
`Susan P. Graber, Circuit Judges.
`
`Opinion by Judge O’Scannlain
`
`4685
`
`(cid:252)
`(cid:253)
`(cid:254)
`

`
`HILTON v. HALLMARK CARDS
`COUNSEL
`
`4689
`
`Lincoln D. Bandlow, Spillane Shaeffer Aronoff Bandlow
`LLP, Los Angeles, California, argued the cause for the appel-
`lant and filed briefs.
`
`Brent H. Blakely, Blakely Law Group, Hollywood, Califor-
`nia, argued the cause for the appellee and filed the brief.
`
`Lynn Rowe Larsen and Timothy F. Sweeney, Law Office of
`Timothy Farrell Sweeney, Cleveland, Ohio, filed the brief for
`amicus curiae IMG Worldwide, Inc.
`
`ORDER
`
`The opinion filed in this case on August 31, 2009, and
`reported at 580 F.3d 874, is hereby amended. An amended
`opinion is filed concurrently with this order. With this amend-
`ment, the panel has unanimously voted to deny the petition
`for rehearing. Judges O’Scannlain and Graber have voted to
`deny the petition for rehearing en banc, and Judge Noonan so
`recommends. The full court has been advised of the petition
`for rehearing en banc and no active judge has requested a vote
`on whether to rehear the matter en banc. Fed. R. App. P. 35.
`
`The petition for rehearing and the petition for rehearing en
`banc are DENIED. No subsequent petitions for rehearing and
`rehearing en banc may be filed.
`
`OPINION
`
`O’SCANNLAIN, Circuit Judge:
`
`We must decide whether California law allows a celebrity
`to sue a greeting card company for using her image and catch-
`phrase in a birthday card without her permission.
`
`

`
`4690
`
`HILTON v. HALLMARK CARDS
`
`I
`
`Paris Hilton is a controversial celebrity known for her life-
`style as a flamboyant heiress. As the saying goes, she is “fa-
`mous for being famous.”
`
`She is also famous for starring in “The Simple Life,” a so-
`called reality television program. The show places her and fel-
`low heiress Nicole Ritchie in situations for which, the audi-
`ence is to assume, their privileged upbringings have not
`prepared them. For example, work. In an episode called
`“Sonic Burger Shenanigans,” Hilton is employed as a waitress
`in a “fast food joint.” As in most episodes, Hilton says, “that’s
`hot,” whenever she finds something interesting or amusing.
`She has registered the phrase as a trademark with the United
`States Patent & Trademark Office.
`
`Hallmark Cards is a major national purveyor of greeting
`cards for various occasions. This case is about one of its birth-
`day cards. The front cover of the card contains a picture above
`a caption that reads, “Paris’s First Day as a Waitress.” The
`picture depicts a cartoon waitress, complete with apron, serv-
`ing a plate of food to a restaurant patron. An oversized photo-
`graph of Hilton’s head is super-imposed on the cartoon
`waitress’s body. Hilton says to the customer, “Don’t touch
`that, it’s hot.” The customer asks, “what’s hot?” Hilton
`replies, “That’s hot.” The inside of the card reads, “Have a
`smokin’ hot birthday.”
`
`Hilton sued Hallmark, asserting three causes of action. The
`First Amended Complaint alleges misappropriation of public-
`ity under California common law; false designation under the
`Lanham Act, 15 U.S.C. § 1125(a); and infringement of a fed-
`erally registered trademark. Hallmark filed a motion to dis-
`miss each claim under Federal Rule of Civil Procedure
`12(b)(6) for failure to state a claim on which relief could be
`granted. The district court granted one portion of the motion
`to dismiss: the trademark infringement claim, a judgment
`
`

`
`HILTON v. HALLMARK CARDS
`
`4691
`
`from which Hilton does not appeal. By separate motion, Hall-
`mark moved specially to strike Hilton’s right of publicity
`claim under California’s anti-SLAPP statute.1 In both
`motions, Hallmark raised defenses peculiar to each cause of
`action, some based on the First Amendment to the United
`States Constitution and some not.
`
`The district court denied the remaining portions of the
`motions to dismiss and denied the special motion to strike the
`anti-SLAPP claim. It concluded that the defenses required a
`more fact-intensive inquiry than is permissible at such stage
`of the case. Hallmark timely appeals.
`
`II
`
`Before discussing the merits of this appeal, we must assure
`ourselves that we have jurisdiction over the appeal of denials
`of both motions.
`
`A
`
`[1] As to the special motion to strike, appellate courts gen-
`erally have jurisdiction only over final judgments and orders.
`28 U.S.C. § 1291; Digital Equip. Corp. v. Desktop Direct,
`Inc., 511 U.S. 863, 867-68 (1994). The collateral order doc-
`trine, however, “entitles a party to appeal not only from [ordi-
`nary final judgments] . . . but also from a narrow class of
`decisions that do not terminate the litigation, but must, in the
`interest of achieving a healthy legal system, . . . nonetheless
`be treated as final.” Digital Equip. Corp., 511 U.S. at 867
`(internal citations and quotation marks omitted). We have
`
`1“SLAPP” stands for “strategic lawsuit against public participation.” As
`we discuss further infra, so-called “anti-SLAPP” laws are designed to bar
`meritless lawsuits filed merely to chill someone from exercising his First
`Amendment rights on a matter of public interest. California’s version is
`codified at California Civil Procedure Code § 425.16. The relevant text is
`set out on p. 4696 infra.
`
`

`
`4692
`
`HILTON v. HALLMARK CARDS
`
`held that denials of special motions to strike under Califor-
`nia’s anti-SLAPP statute fall into this narrow class. Batzel v.
`Smith, 333 F.3d 1018, 1024-26 (9th Cir. 2003) (noting that
`anti-SLAPP motions to strike assert a form of immunity from
`suit); but cf. Englert v. MacDonell, 551 F.3d 1099, 1106-07
`(9th Cir. 2009) (holding that the denial of an anti-SLAPP
`motion under then-current Oregon law is not an appealable
`collateral order, while recognizing that the denial of a Califor-
`nia anti-SLAPP motion is). Thus, we are satisfied that we
`have jurisdiction to review the denial of Hallmark’s anti-
`SLAPP motion under the collateral order doctrine.2
`
`B
`
`Denials of motions to dismiss under Rule 12(b)(6) are ordi-
`narily not appealable, even as collateral orders. See Catlin v.
`United States, 324 U.S. 229, 236 (1945). However, we “per-
`mit[ ] the exercise of appellate jurisdiction over otherwise
`non-appealable orders that are ‘inextricably intertwined’ with
`another order that is properly appealable.” Batzel, 333 F.3d at
`1023. This doctrine requires either that “we must decide the
`pendent issue in order to review the claims properly raised on
`interlocutory appeal . . . or [that] resolution of the issue prop-
`erly raised on interlocutory appeal necessarily resolves the
`pendent issue.” Id. (internal quotation marks omitted).
`
`1
`
`We first address whether we have jurisdiction over the
`denial of the motion to dismiss the Lanham Act claim as an
`order inextricably intertwined with the anti-SLAPP motion.
`
`2Applying the familiar framework of Erie R.R. Co. v. Tompkins, 304
`U.S. 64 (1938), and its progeny, we have long held that the anti-SLAPP
`statute applies to state law claims that federal courts hear pursuant to their
`diversity jurisdiction. See United States ex rel. Newsham v. Lockheed Mis-
`siles & Space Co., 190 F.3d 963, 970-73 (9th Cir. 1999).
`
`

`
`HILTON v. HALLMARK CARDS
`
`4693
`
`Hallmark argues that the defenses it raises to Hilton’s Lan-
`ham Act claim are based on some of the same First Amend-
`ment concerns that animate its potential defenses to the
`misappropriation of publicity claim. That may be, but Hall-
`mark only moved to strike the misappropriation of publicity
`claim. Indeed, it could not have moved to strike the Lanham
`Act claim because, as the parties agree, the anti-SLAPP stat-
`ute does not apply to federal law causes of action. See Bulletin
`Displays, LLC v. Regency Outdoor Adver., Inc., 448 F. Supp.
`2d 1172, 1180-82 (C.D. Cal. 2006). A motion to dismiss one
`cause of action is not, ordinarily, inextricably intertwined with
`a motion to strike a different cause of action under Califor-
`nia’s anti-SLAPP law, even if the two claims are doctrinally
`similar.
`
`[2] Because a federal court can only entertain anti-SLAPP
`special motions to strike in connection with state law claims,
`there is no properly appealable order with which the Lanham
`Act claim could be inextricably intertwined. We therefore
`lack jurisdiction to review it.
`
`2
`
`What about the denial of the portions of Hallmark’s motion
`to dismiss pertaining to the misappropriation of publicity
`claim, the same claim that was the target of the anti-SLAPP
`motion?
`
`It is clear that not every motion to dismiss the same claim
`that underlies an anti-SLAPP motion is “inextricably inter-
`twined” with such motion. We have held, for example, that a
`motion to dismiss for lack of personal jurisdiction3 is not inex-
`tricably intertwined with an anti-SLAPP motion. Batzel, 333
`F.3d at 1023. In Zamani v. Carnes, however, we did review
`a motion to dismiss for failure to state a claim under Federal
`
`3Such motions are typically made pursuant to Federal Rule of Civil Pro-
`cedure 12(b)(2).
`
`

`
`4694
`
`HILTON v. HALLMARK CARDS
`
`Rule of Civil Procedure 12(b)(6), which was made as an alter-
`native to an anti-SLAPP special motion to strike the same
`claim. 491 F.3d 990, 994 (9th Cir. 2007). We did it, however,
`without considering whether we had jurisdiction to do it.4
`Zamani does not, therefore, compel us to conclude that a
`motion to dismiss a substantive claim under Rule 12(b)(6) is
`inextricably intertwined with a special motion to strike. See,
`e.g., United States v. Booker, 375 F.3d 508, 514 (7th Cir.
`2004) (“An assumption is not a holding.”). We must consider
`the question for ourselves.
`
`The first type of inextricably intertwined order is one that
`“we must [review] . . . in order to review the claims properly
`raised on interlocutory appeal.” Batzel, 333 F.3d at 1023
`(internal quotation marks omitted). Resolution of a motion to
`dismiss for failure to state a claim is not a predicate to resolv-
`ing an anti-SLAPP motion. As we illustrate in this very opin-
`ion, we can proceed directly to the anti-SLAPP motion
`without any interference from a motion to dismiss.
`
`An order may also be inextricably intertwined with an
`immediately appealable one if “resolution of the issue prop-
`erly raised on interlocutory appeal necessarily resolves the
`pendent issue.” Id. (internal quotation marks omitted). To
`determine whether a motion to dismiss (the pendent issue) is
`inextricably intertwined with an anti-SLAPP motion to strike
`(the issue properly raised) in this sense, we must briefly con-
`sider the inquiry associated with an anti-SLAPP motion.
`
`As we discuss infra, an anti-SLAPP motion requires the
`court to ask, first, whether the suit arises from the defendant’s
`protected conduct and, second, whether the plaintiff has
`shown a probability of success on the merits. If the first ques-
`tion is answered in the negative, then the motion must fail,
`
`4The closest thing to an application of the “inextricably intertwined”
`doctrine we decided involved a motion for reconsideration of the denial
`of the motion to strike or to dismiss. Zamani, 491 F.3d at 994.
`
`

`
`HILTON v. HALLMARK CARDS
`
`4695
`
`even if the plaintiff stated no cognizable claim. Of course, if
`a plaintiff stated no cognizable claim, then the defendant
`would be entitled to dismissal under Rule 12(b)(6). Thus, a
`Rule 12(b)(6) motion to dismiss may succeed where an anti-
`SLAPP motion to strike would not.
`
`The converse is also true. The second stage of the anti-
`SLAPP inquiry determines whether “the complaint is both
`legally sufficient and supported by a sufficient prima facie
`showing of facts to sustain a favorable judgment if the evi-
`dence submitted by the plaintiff is credited.” Integrated
`Healthcare Holdings, Inc. v. Fitzgibbons, 44 Cal. Rptr. 3d
`517, 527 (Ct. App. 2006) (internal quotation marks omitted).
`Such test is similar to the one courts make on summary judg-
`ment, though not identical. Thus, if a plaintiff has stated a
`legal claim but has no facts to support it, a defendant could
`prevail on an anti-SLAPP motion, though he would not have
`been able to win a motion to dismiss.
`
`[3] The foregoing illustrates that neither the denial nor the
`grant of an anti-SLAPP motion “necessarily resolves,” Batzel,
`333 F.3d at 1023, a motion to dismiss regarding the same
`claim. That is, it is possible for an appellate court to hold that
`an anti-SLAPP special motion to strike should be granted or
`denied without thereby dictating the result of a motion to dis-
`miss the same claim under Rule 12(b)(6). Our cases make
`clear that if the properly appealable order can be resolved
`without necessarily resolving the pendent order, then the latter
`is not “inextricably intertwined” with the former. See id. We
`therefore must conclude that we lack jurisdiction to review
`that portion of Hallmark’s Rule 12(b)(6) motion to dismiss
`the right of publicity claim because it is not inextricably inter-
`twined with any properly appealable order.
`
`III
`
`Having weeded out of this appeal matters over which we
`lack jurisdiction, we now address the merits of denial of Hall-
`mark’s special motion to strike the anti-SLAPP claim.
`
`

`
`4696
`
`HILTON v. HALLMARK CARDS
`
`A
`
`California, like some other states, has a statute designed to
`discourage “strategic lawsuits against public participation.”
`SLAPPs “masquerade as ordinary lawsuits but are brought to
`deter common citizens from exercising their political or legal
`rights or to punish them for doing so.” Batzel, 333 F.3d at
`1024 (internal quotation marks omitted). As California’s anti-
`SLAPP statute explains, the state legislature has found there
`to be “a disturbing increase in lawsuits brought primarily to
`chill the valid exercise of the constitutional rights of freedom
`of speech and petition for redress of grievances.” Cal. Civ.
`Proc. Code § 425.16(a). Because “it is in the public interest to
`encourage continued participation in matters of public signifi-
`cance, and [because] this participation should not be chilled
`through abuse of the judicial process,” the anti-SLAPP statute
`is to be construed broadly. Id.
`
`Under the statute,
`
`[a] cause of action against a person arising from any
`act of that person in furtherance of the person’s right
`of petition or free speech under the United States or
`California Constitution in connection with a public
`issue shall be subject to a special motion to strike,
`unless the court determines that the plaintiff has
`established that there is a probability that the plain-
`tiff will prevail on the claim.
`
`Id. § 425.16(b)(1). The phrase “act . . . in furtherance of the
`person’s right of petition or free speech under the United
`States or California Constitution in connection with a public
`issue” is defined by four specific categories of communica-
`tions. Id. § 425.16(e)(1)-(4).5 The relevant one here is the
`
`5Although subsection (e) uses the word “includes,” its four categories
`exhaust the meaning of an act in furtherance of free speech or petitioning
`rights. Navellier v. Sletten, 52 P.3d 703, 708 (Cal. 2002).
`
`

`
`HILTON v. HALLMARK CARDS
`
`4697
`
`fourth, catch-all category: “any other conduct in furtherance
`of the exercise of the constitutional right of petition or the
`constitutional right of free speech in connection with a public
`issue or an issue of public interest.” Id. § 425.16(e)(4).
`
`California courts evaluate a defendant’s anti-SLAPP
`motion in two steps. First, the defendant moving to strike
`must make “a threshold showing . . . that the act or acts of
`which the plaintiff complains were taken ‘in furtherance of
`the [defendant’s] right of petition or free speech under the
`United States or California Constitution in connection with a
`public issue,’ as defined in [subsection (e) of] the statute.”
`Equilon Enters., LLC v. Consumer Cause, Inc., 52 P.3d 685,
`694
`(Cal. 2002)
`(quoting Cal. Civ. Proc. Code
`§ 425.16(b)(1)). Second, “[i]f the court finds that such a
`showing has been made, it must then determine whether the
`plaintiff has demonstrated a probability of prevailing on the
`claim.” Navellier v. Sletten, 52 P.3d 703, 708 (Cal. 2002).
`“Put another way, the plaintiff must demonstrate that the com-
`plaint is both legally sufficient and supported by a sufficient
`prima facie showing of facts to sustain a favorable judgment
`if the evidence submitted by the plaintiff is credited.” Wilson
`v. Parker, Covert & Chidester, 50 P.3d 733, 739 (Cal. 2002)
`(internal quotation marks omitted). “[T]hough the court does
`not weigh the credibility or comparative probative strength of
`competing evidence, it should grant the motion if, as a matter
`of law, the defendant’s evidence supporting the motion
`defeats the plaintiff’s attempt to establish evidentiary support
`for the claim.” Id.; Cal. Civ. Proc. Code § 425.16(b)(2).
`
`1
`
`For Hallmark’s anti-SLAPP motion to succeed, it must
`make its “threshold showing” at step one: “that the act or acts
`of which the plaintiff complains were taken in furtherance of
`the [defendant’s] right of petition or free speech under the
`United States or California Constitution in connection with a
`public issue [or an issue of public interest].” Equilon Enters.,
`
`

`
`4698
`
`HILTON v. HALLMARK CARDS
`
`LLC, 52 P.3d at 694 (internal quotation marks omitted); Cal.
`Civ. Proc. Code § 425.16(e)(4). The exact inquiry at the first
`step is somewhat amorphous, but it seems to contain two dis-
`tinct components.
`
`a
`
`[4] First, the activity the plaintiff is challenging must have
`been conducted “in furtherance” of the exercise of free speech
`rights. By its terms, this language includes not merely actual
`exercises of free speech rights but also conduct that furthers
`such rights. Cal. Civ. Proc. Code § 425.16(e)(4); see also
`Navellier, 52 P.3d at 713 (“The [California] [l]egislature did
`not intend that in order to invoke the special motion to strike
`the defendant must first establish her actions are constitution-
`ally protected under the First Amendment as a matter of
`law.”).
`
`The California Supreme Court has not drawn the outer lim-
`its of activity that furthers the exercise of free speech rights.
`It seems to suffice, however, that the defendant’s activity is
`communicative, cf. Commonwealth Energy Corp. v. Investor
`Data Exch., Inc., 1 Cal. Rptr. 3d 390, 393 n.5 (Ct. App.
`2003), and some courts do not discuss this part of the inquiry
`at all, see, e.g., Integrated Healthcare Holdings, Inc., 44 Cal.
`Rptr. 3d at 522-26 (not discussing whether an email message
`was “in furtherance” of free speech rights). Thus, the courts
`of California have interpreted this piece of the defendant’s
`threshold showing rather loosely. See also Paul for Council
`v. Hanyecz, 102 Cal. Rptr. 2d 864, 870-71 (Ct. App. 2001)
`(holding that campaign money laundering was in furtherance
`of political speech but an invalid exercise of free speech rights
`because it was illegal), overruled on other grounds by Equilon
`Enters. LLC, 52 P.3d at 694 n.5.
`
`[5] One sensible place to start is to determine whether the
`activity in question is “speech” under First Amendment law.
`Here, Hallmark’s card certainly evinces “[a]n intent to convey
`
`

`
`HILTON v. HALLMARK CARDS
`
`4699
`
`a particularized message . . . , and in the surrounding circum-
`stances the likelihood was great that the message would be
`understood by those who viewed it.”6 Spence v. Washington,
`418 U.S. 405, 410-11 (1974) (per curiam) (stating require-
`ment for conduct to qualify as “speech” for purposes of the
`First Amendment). But compare Tenafly Eruv Ass’n, Inc. v.
`Borough of Tenafly, 309 F.3d 144, 158-61 (3d Cir. 2002)
`(concluding that Hurley v. Irish-Am. Gay, Lesbian & Bisexual
`Group of Boston, 515 U.S. 557 (1995) modified the Spence
`standard), with Colacurcio v. City of Kent, 163 F.3d 545, 549
`n.1 (9th Cir. 1998) (reiterating the Spence standard without
`any gloss from Hurley). Whether or not Hallmark must show
`that its card is speech under the Spence test or a modification
`thereof, it certainly suffices that Hallmark can make such a
`showing.
`
`[6] Thus, Hallmark’s card qualifies as speech and falls
`
`6We do recognize a wrinkle in this situation. Namely, Hallmark itself
`does not intend to convey a message; rather, it sells a stylized, ready-made
`message to someone else, who conveys it to the recipient of the card. In
`other words, when you open a birthday card, Hallmark has not wished you
`a happy birthday. It has simply provided the medium for its customer to
`do so. Hilton might have argued that this means Hallmark cannot assert
`a statutory defense derived from the First Amendment because its First
`Amendment rights are not at issue. But she did not make any such argu-
`ment. The closest she came was her contention that the speech at issue is
`commercial speech. We reject such contention infra, at 4700 n.7.
`We do not, therefore, reach this issue. Although it sounds like a ques-
`tion of standing, which is often jurisdictional, it bears closest resemblance
`to the rule against third party standing: a party normally cannot raise
`claims that belong to a third party. See Massey v. Helman, 196 F.3d 727,
`739 (7th Cir. 1999) (listing among the “prudential restrictions” of standing
`“the general rule that a litigant must assert his own legal rights and cannot
`assert the legal rights of a third party”). But that rule involves prudential
`standing, which is not a requirement of jurisdiction. See Allen v. Wright,
`468 U.S. 737, 751 (1984) (describing prudential standing as consisting of
`“several judicially self-imposed limits on the exercise of federal jurisdic-
`tion”). The jurisdictional elements of standing (an injury-in-fact, causa-
`tion, and redressability) are unarguably present here.
`
`

`
`4700
`
`HILTON v. HALLMARK CARDS
`
`comfortably within the universe of types of communication
`that California courts have considered “conduct in furtherance
`of” the exercise of free speech rights upon which to base anti-
`SLAPP motions to strike.
`
`b
`
`Next, Hallmark must show that the sale of its card was “in
`connection with a public issue or an issue of public interest.”
`Cal. Civ. Proc. Code § 425.16(e)(4). Hilton contends that the
`card merely appropriates the waitress role she played on “The
`Simple Life.” She therefore views this lawsuit as a garden
`variety private dispute over who profits from her image.
`According to Hilton, the card implicates no issue of public
`interest because it involves no issue at all, only a celebrity
`who interests many people.7
`
`7Hilton also argues that the birthday card is commercial speech and that
`such speech cannot, as a matter of law, raise a public issue under the anti-
`SLAPP statute. See Scott v. Metabolife Int’l, Inc., 9 Cal. Rptr. 3d 242,
`253-54 (Ct. App. 2004) (“[A] manufacturer’s advertising of a specific con-
`sumer product, on its labels, and to the public, for the purpose of selling
`that product [ ] is not an issue of public interest (or a public issue) . . . .”);
`Cal. Civ. Proc. Code § 425.17(c).
`Regardless of whether the major premise is true, the minor one is false:
`Hallmark’s card is not commercial speech. “[T]he ‘core notion of com-
`mercial speech’ is that it ‘does no more than propose a commercial trans-
`action.’ ” Hoffman v. Capital Cities/ABC, Inc., 255 F.3d 1180, 1184 (9th
`Cir. 2001) (quoting Bolger v. Youngs Drug Prods. Corp., 463 U.S. 60, 66
`(1983)). As one of our sister circuits has recognized, under this definition,
`“commercial speech is best understood as speech that merely advertises a
`product or service for business purposes.” Cardtoons, L.C. v. Major
`League Baseball Players Ass’n, 95 F.3d 959, 970 (10th Cir. 1996); see
`also Hoffman, 255 F.3d at 1185 (citing commercial speech cases, all of
`which involved advertising); Rezec v. Sony Pictures Entm’t, Inc., 10 Cal.
`Rptr. 3d 333, 337-38 (Ct. App. 2004). Hallmark’s card is not advertising
`the product; it is the product. It is sold for a profit, but that does not make
`it commercial speech for First Amendment purposes. See Va. State Bd. of
`Pharmacy v. Va. Citizens Consumer Council, Inc., 425 U.S. 748, 761
`(1976).
`
`

`
`HILTON v. HALLMARK CARDS
`
`4701
`
`i
`
`Sitting in diversity, we must begin with the pronounce-
`ments of the state’s highest court, which bind us. See Ariz.
`Elec. Power Coop., Inc v. Berkeley, 59 F.3d 988, 991 (9th Cir.
`1995). The California Supreme Court has not clearly estab-
`lished what constitutes an issue of public interest, but it has
`provided some guidance. First, “[n]othing in the statute itself
`categorically excludes any particular type of action from its
`operation.” Navellier, 52 P.3d at 711. Indeed, “[t]he anti-
`SLAPP statute’s definitional focus is not the form of the
`plaintiff’s cause of action but, rather, the defendant’s activity
`that gives rise to his or her asserted liability.” Id. (emphasis
`omitted). Thus, the particular cause of action Hilton has
`brought is irrelevant to our decision. Ordinary commercial
`causes of action like breaches of contract, see generally
`Navellier, 52 P.3d 703, or indeed misappropriation of public-
`ity, can be “strategic lawsuit[s] against public participation”
`as much as defamation can be, id. at 706.
`
`Second, the California Supreme Court has “declined to
`hold that [the anti-SLAPP statute] does not apply to events
`that transpire between private individuals.” Id. at 710 (internal
`quotation marks omitted). That neither Hilton nor Hallmark
`are public officials, therefore, cannot be dispositive. Further-
`more, the court has “explicitly rejected the assertion that the
`only activities qualifying for statutory protection are those
`which meet the lofty standard of pertaining to the heart of
`self-government.” Id. (internal quotation marks omitted).
`Thus, the activity of the defendant need not involve questions
`of civic concern; social or even low-brow topics may suffice.
`
`The question before us is whether the topic, the issue, can
`be a celebrity like Paris Hilton, or whether, as Hilton agues,
`it must be the subject of some defined debate.
`
`In interpreting the anti-SLAPP statute, the California
`Supreme Court has insisted on its language, including its pre-
`
`

`
`4702
`
`HILTON v. HALLMARK CARDS
`
`amble. See Equilon Enters., 52 P.3d at 688 (“When on previ-
`ous occasions we have construed the anti-SLAPP statute, we
`have done so strictly by its terms . . . .”); id. at 689 n.3 (dis-
`cussing the addition of the “broadly construed” language to
`the statutory preamble as a correction of prior judicial deci-
`sions adopting narrowing constructions); Navellier, 52 P.3d at
`711 (rejecting a narrowing construction of the statute because
`it “would contravene the Legislature’s express command that
`section 425.16 ‘shall be construed broadly’ ” (quoting Cal.
`Civ. Proc. Code § 425.16(a))); see also Briggs v. Eden Coun-
`cil for Hope & Opportunity, 969 P.2d 564, 568-73 (Cal. 1999)
`(construing plain language of the statute in light of the pream-
`ble).
`
`[7] That preamble declares it to be “in the public interest”
`of the state of California “to encourage continued participa-
`tion in matters of public significance . . . . To this end, this
`section shall be construed broadly.” Cal. Civ. Proc. Code
`§ 425.16(a). The California Supreme Court has defined “sig-
`nificance” to mean “importance” or “consequence.” Briggs,
`969 P.2d at 571-72. Thus, we must construe “public issue or
`issue of public interest” in section 425.16(e)(4) broadly in
`light of the statute’s stated purpose to encourage participation
`in matters of public importance or consequence.
`
`[8] Understood this way, the statute does not appear to
`favor a construction limiting the meaning of “issue” to a sub-
`ject of a specific debate. However, we need not rest on the
`implications of the California Supreme Court and the statute,
`which do not definitively answer the question, “because we
`have guidance from the [California] Court of Appeals.”
`Batlan v. Bledsoe (In re Bledsoe), 569 F.3d 1106, 1110 (9th
`Cir. 2009).
`
`ii
`
`[9] The California intermediate appellate courts have
`developed multiple tests to determine whether a defendant’s
`
`

`
`HILTON v. HALLMARK CARDS
`
`4703
`
`activity is in connection with a public issue. One commonly
`cited test comes from Rivero v. American Federation of State,
`County, & Municipal Employees, 130 Cal. Rptr. 2d 81, 89-90
`(Ct. App. 2003) (concluding that the plaintiff’s supervision of
`eight individuals was not a matter of public interest, where
`people involved had “received no public attention or media
`coverage”). There, the Court of Appeal for the First District
`surveyed the appellate cases and divined from them three cat-
`egories of public issues: (1) statements “concern[ing] a person
`or entity in the public eye”; (2) “conduct that could directly
`affect a large number of people beyond the direct partici-
`pants”; (3) “or a topic of widespread, public interest.” Id. at
`89. The Fourth District has followed this approach. See, e.g.,
`Commonwealth Energy Corp., 1 Cal. Rptr. 3d at 394-95
`(describing Rivero as the first systematic treatment of the
`“public issue—public interest aspect of the anti-SLAPP stat-
`ute”).
`
`[10] By contrast, Weinberg v. Feisel, a case from the Third
`District, articulated a somewhat more restrictive test, designed
`to distinguish between issues of “public, rather than merely
`private, interest.” 2 Cal. Rptr. 3d 385, 392 (Ct. App. 2003).
`
`First, “public interest” does not equate with mere
`curiosity. Second, a matter of public interest should
`be something of concern to a substantial number of
`people. Thus, a matter of concern to the speaker and
`a relatively small, specific audience is not a matter
`of public interest. Third, there should be some
`degree of closeness between the challenged state-
`ments and the asserted public interest; the assertion
`of a broad and amorphous public interest is not suffi-
`cient. Fourth, the focus of the speaker’s conduct
`should be the public interest rather than a mere effort
`to gather ammunition for another round of private
`controversy. Finally, . . . [a] person cannot turn oth-
`erwise private information into a matter of public
`
`

`
`4704
`
`HILTON v. HALLMARK CARDS
`
`interest simply by communicating it to a large num-
`ber of people.
`
`Id. at 392-93 (internal quotation marks, citations, and alter-
`ation omitted).
`
`iii
`
`Although these approaches do not precisely overlap, we
`need not decide between them, because Hallmark’s birthday
`card satisfies both tests.
`
`Hallmark’s card falls into either the first or third categories
`that Rivero outlined: statements “concern[ing] a person or
`entity in the public eye”; “or a topic of widespread, public
`interest,” 130 Cal. Rptr. 2d at 89, respectively. There is no
`dispute that Hilton is a person “in the public eye” and “a topic
`of widespread, public interest,” and that she was such well
`before this controversy.8 Thus, Hallmark’s card is “in connec-
`tion with a public issue or an issue of public interest,” Cal.
`Civ. Proc. Code § 425.16(e)(4), under Rivero.
`
`Although the application of the Weinberg test presents a
`closer call, we conclude it comes to the same result.9 Again,
`there is no dispute that Paris Hilton’s career is “something of
`concern to a substantial number of people,” Weinberg, 2 Cal.
`Rptr. 2d at 392. The connection “between the challenged
`statements”—the birthday card—“and the asserted public
`interest”—Hilton’s life, image, and catchphrase—is direct. Id.
`After all, the card concerns Hilton’s persona. There was no
`
`8In her papers before the district court, Hilton recognized that she is a
`“public figure and a subject of public interest,” with “widespread public
`recognition.”
`9One might read Weinberg, a defamation case, as having articulated a
`test particular to the defamation cause of action. Because our application
`of Weinberg is not decisive here, we do not reach this question, which nei-
`ther of the parties raised.
`
`

`
`HILTON v. HALLMARK CARDS
`
`4705
`
`pre-existing controversy between Hallmark and Hilton, so the
`fourth and fifth considerations that the Weinberg court consid-
`ered are inapposite. See id. at 392-93.
`
`Weinberg does caution, however, that “ ‘public interest’
`does not equate with mere curiosity.” Id. at 392 (citing Time,
`Inc. v. Firestone, 424 U.S. 448, 454-55 (1976)). However,
`this warning comes in the context of Weinberg’s insistence
`that courts apply the anti-SLAPP statute only to public, not to
`private matters. Thus, Weinberg elaborated that “a ‘public
`controversy’ does not equate with any controversy of interest
`to th

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket