throbber
FOR PUBLICATION
`
`UNITED STATES COURT OF APPEALS
`FOR THE NINTH CIRCUIT
`
`
`
`EDWIN HARDEMAN,
`Plaintiff-Appellee/
`Cross-Appellant,
`
`
`
`
`
`Nos. 19-16636
`
`19-16708
`
`D.C. Nos.
`3:16-cv-00525-VC
`3:16-md-02741-VC
`
`
`OPINION
`
`v.
`
`
`MONSANTO COMPANY,
`Defendant-Appellant/
`Cross-Appellee.
`
`Appeal from the United States District Court
`for the Northern District of California
`Vince G. Chhabria, District Judge, Presiding
`
`Argued and Submitted October 23, 2020
`San Francisco, California
`
`Filed May 14, 2021
`
`Before: Michael D. Hawkins, N. Randy Smith, and
`Ryan D. Nelson, Circuit Judges.
`
`Opinion by Judge R. Nelson;
`Dissent by Judge N.R. Smith
`
`
`
`
`

`

`2
`
`
`HARDEMAN V. MONSANTO
`
`SUMMARY*
`
`Pesticides / Punitive Damages
`
`
`
`
`The panel affirmed the district court’s judgment in favor
`
`of Edwin Hardeman in his action alleging that Monsanto’s
`pesticide, Roundup, caused his non-Hodgkin’s lymphoma.
`
`ingredient
`the active
`is pesticide with
` Roundup
`glyphosate. Since 2015, thousands of cancer victims sued
`Monsanto in state and federal court. This appeal arose out
`of the first bellwether trial for the federal cases consolidated
`in a multidistrict litigation. The jury awarded Hardeman
`$5,267.634.10 in compensatory damages, and $75 million in
`punitive damages. The district court reduced the punitive
`damages award to $20 million.
`
`The panel held that Hardeman’s state failure-to-warn
`
`claims based on Roundup’s labeling were consistent with the
`Federal Insecticide, Fungicide, and Rodenticide Act
`(“FIFRA”) and thus were neither expressly nor impliedly
`preempted. Specifically, the panel affirmed the district
`court’s conclusion that Hardeman’s state failure-to-warn
`claims were “equivalent to” and “fully consistent with”
`FIFRA and therefore not expressly preempted. Bates v. Dow
`Agrosciences LLC, 554 U.S. 431, 449 (2005). In addition,
`because Monsanto could comply with both FIFRA and
`California
`law, FIFRA did not
`impliedly preempt
`Hardeman’s state failure-to-warn claims.
`
`
`
`* This summary constitutes no part of the opinion of the court. It
`has been prepared by court staff for the convenience of the reader.
`
`

`

`3
`
`HARDEMAN V. MONSANTO
`
`
`
`The panel held that the district court ultimately applied
`
`the correct standard from Daubert v. Merrell Dow
`Pharmaceuticals, Inc., 509 U.S. 579 (1993), and did not
`abuse its discretion in admitting Hardeman’s expert
`testimony. Despite its incorrect assumption that this court
`was more permissive than others in admitting Daubert
`testimony, the district court still employed the correct legal
`standard for reliability when it admitted Hardeman’s expert
`testimony. The panel held further that the district court did
`not abuse its discretion in concluding that Hardeman’s
`experts reliably based their general causation opinions on
`epidemiological evidence showing a connection between
`glyphosate and cancer. The panel also held that the district
`court did not abuse its discretion in admitting Hardeman’s
`expert testimony on specific causation to show that
`Hardeman’s cancer was caused by glyphosate, rather than
`some other factor. Here, Hardeman’s experts reliably used
`differential diagnosis because they ruled in glyphosate based
`on the epidemiological evidence supporting the general
`causation opinions and ruled out alternate causes, such as
`idiopathy and Hepatitis C (HCV).
`
`The panel held that the district court did not abuse its
`
`discretion in admitting the International Agency for
`Research on Cancer’s classification of glyphosate as
`probably carcinogenic and three regulatory rejections of that
`classification by excluding evidence from other regulatory
`bodies. The panel held further that even if these evidentiary
`decisions were erroneous, any error was harmless because it
`was more probable than not that the admission of the
`evidence did not affect the jury’s verdict.
`
`The panel held that the district court’s jury instruction on
`
`causation was erroneous because it was inconsistent with the
`
`

`

`HARDEMAN V. MONSANTO
`
`4
`
`Judicial Council of California Civil Jury Instructions and
`California case law, but it was harmless error.
`
`The panel held that the district court properly denied
`
`Monsanto judgment as a matter of law because evidence
`showed the carcinogenic risk of glyphosate was knowable at
`the time of Hardeman’s exposure.
`
`The panel held that evidence supported a punitive
`
`damages award, punitive damages were properly reduced,
`and the reduced award – while close to the outer limit – was
`constitutional. Specifically, the panel held that punitive
`damages were permissible under California law because
`substantial evidence was presented that Monsanto acted with
`malice by, among other things, ignoring Roundup’s
`carcinogenic risks. The panel held that the jury’s $75 million
`punitive damages award was “grossly excessive” given the
`mitigating factors found by the district court. However,
`considering the evidence of Monsanto’s reprehensibility, the
`district court’s reduced $20 million punitive damages award
`(a 3.8 to 1 damages ratio), while at the outer limits of
`constitutional propriety, ultimately comported with due
`process.
`
`The panel cautioned that although this appeal involved a
`
`bellwether trial, many of its holdings were fact-specific, and
`different Roundup
`cases may
`present
`different
`considerations, leading to different results.
`
`Judge N.R. Smith dissented to section VII.B, concerning
`
`punitive damages. He would hold that Monsanto’s low
`degree of reprehensibility cannot constitutionally justify the
`district court’s substantial punitive damages award. The
`facts found by the district court did not support a 3.8:1 ratio
`to compensatory damages.
`
`

`

`
`
`
`HARDEMAN V. MONSANTO
`
`5
`
`COUNSEL
`
`
`Seth P. Waxman (argued) and Paul R.Q. Wolfson, Wilmer
`Cutler Pickering Hale and Dorr LLP, Washington, D.C.;
`Thomas G. Sprankling and Henry J. Becker, Wilmer Cutler
`Pickering Hale and Dorr LLP, Palo Alto, California; Leon T.
`Kenworthy, Clair H. Chung, James Barton, Samuel M.
`Strongin, and Rafael J. Gallardo Hevia, Wilmer Cutler
`Pickering Hale and Dorr LLP, Washington, D.C.; Brian L.
`Stekloff and Rakesh Kilaru, Wilkinson Walsh and Eskovitz
`LLP, Washington, D.C.; Philip J. Perry and Richard P.
`Bress, Latham & Watkins LLP, Washington, D.C.;
`Michael X. Imbroscio and David M. Zionts, Covington &
`Burling LLP, Washington, D.C.; Lee Marshall, Bryan Cave
`Leighton Paisner LLP, San Francisco, California; for
`Defendant-Appellant/Cross-Appellee.
`
`David J. Wool (argued) and Aimee H. Wagstaff, Andrus
`Wagstaff PC, Lakewood, Colorado; Leslie A. Brueckner,
`Public Justice, Oakland, California; Jennifer A. Moore,
`Moore Law Group PLLC, Louiseville, Kentucky; for
`Plaintiff-Appellee/Cross-Appellant.
`
`Jonathan D. Brightbill (argued) and Eric Grant, Deputy
`Assistant Attorneys General; Jennifer Scheller Neumann,
`Varudhini Chilakamarri, and Matthew R. Oakes, Attorneys;
`Environment and Natural Resources Division, United States
`Department of Justice, Washington, D.C.; Erin S. Koch and
`Amber L. Aranda, Attorneys, EPA Office of General
`Counsel, Washington, D.C.; for Amicus Curiae United
`States.
`
`Andrew Wiener (argued), Laura Zuckerman, and Dennis
`Ragen, Deputy Attorneys General; Harrison M. Pollack,
`Supervising Deputy Attorney General; Office of the
`
`

`

`HARDEMAN V. MONSANTO
`
`6
`
`Attorney General, Oakland, California; for Amicus Curiae
`State of California.
`
`Shannen W. Coffin and Sara Beth Watson, Steptoe &
`Johnson LLP, Washington, D.C., for Amicus Curiae
`CropLife America.
`
`Laura W. Brill, Nicholas F. Daum, and Sharon S. Song,
`Kendall Brill & Kelly LLP, Los Angeles, California, for
`Amicus Curiae Genentech Inc.
`
`Douglas J. Peterson, Attorney General; Justin D. Lavene,
`Maegan L. Woita, and Joshua E. Dethlefsen, Assistant
`Attorneys General; Office of the Attorney General, Lincoln,
`Nebraska; Lawrence G. Wasden, Attorney General of Idaho;
`Jeff Landry, Attorney General of Louisiana; Wayne
`Stenehjem, Attorney General of North Dakota; Jason
`Ravnsborg, Attorney General of South Dakota; Ken Paxton,
`Attorney General of Texas; and Sean D. Reyes, Attorney
`General of Utah; for Amici Curiae States of Nebraska,
`Idaho, Louisiana, North Dakota, South Dakota, Texas, and
`Utah.
`
`Curtis A. Cole, Cassidy C. Davenport, and Scott M.
`Klausner, Cole Pedroza LLP, San Marino, California, for
`Amici Curiae California Medical Association, California
`Dental Association, and California Hospital Association.
`
`William R. Stein, Eric S. Parnes, Stephen R. Halpin III, and
`J. Chesley Burruss, Hughes Hubbard & Reed LLP,
`Washington, D.C.; Theodore V.H. Mayer, Hughes Hubbard
`& Reed LLP, New York, New York; Steven P. Lehotsky and
`Michael B. Schon, U.S. Chamber Litigation Center,
`Washington, D.C.; James C. Stansel and Melissa B. Kimmel,
`Pharmaceutical Research and Manufacturers of America,
`
`

`

`HARDEMAN V. MONSANTO
`
`
`
`Washington, D.C.; for Amici Curiae Chamber of Commerce
`of the United States of America, and Pharmaceutical
`Research and Manufacturers of America.
`
`Adina H. Rosenbaum and Allison M. Zieve, Public Citizen
`Litigation Group, Washington, D.C., for Amicus Curiae
`Public Citizen.
`
`Matthew W.H. Wessler and Larkin Turner, Gupta Wessler
`PLLC, Washington, D.C.; Bruce Stern, President, American
`Association for Justice, Washington, D.C.; for Amicus
`Curiae American Association for Justice.
`
`Ashley Keller, Travis Lenker, and Warren Postman, Keller
`Lenkner LLC, Chicago, Illinois; Ernest A. Young, Apex,
`North Carolina; for Amici Curiae Public Law Scholars.
`
`Ryan D. Talbott, Center for Food Safety, Portland, Oregon,
`for Amici Curiae Center for Food Safety and Center for
`Biological Diversity.
`
`Carrie Apfel, Earthjustice, Washington, D.C.; Alexis
`Andiman and Peter Lehner, Earthjustice, New York, New
`York; Patti Goldman, Earthjustice, Seattle, Washington; for
`Amici Curiae California Rural Legal Assistance Foundation,
`Farmworker Association of Florida, Farmworker Justice,
`Migrant Clinicians Network, Pesticide Action Network,
`United Farm Workers, and UFW Foundation.
`
`Melanie Benesh and Caroline Leary, Environmental
`Working Group, Washington, D.C., for Amicus Curiae
`Environmental Working Group.
`
`
`
`7
`
`
`
`

`

`8
`
`
`HARDEMAN V. MONSANTO
`
`OPINION
`
`R. NELSON, Circuit Judge:
`
`Monsanto Company manufactures Roundup, a pesticide
`with the active ingredient glyphosate. Since 2015, thousands
`of cancer victims have sued Monsanto in state and federal
`court, alleging that Roundup caused their non-Hodgkin’s
`lymphoma. This appeal arises out of the first bellwether trial
`for the federal cases consolidated in a multidistrict litigation.
`
`The jury returned a verdict in favor of plaintiff Edwin
`Hardeman, awarding him $5,267,634.10 in compensatory
`damages and $75 million in punitive damages. The district
`court reduced the jury’s punitive damages award to
`$20 million.
`
`Monsanto appeals, arguing the Federal Insecticide,
`Fungicide, and Rodenticide Act (“FIFRA”) preempts
`Hardeman’s failure-to-warn claims; the district court made a
`series of evidentiary and jury instruction errors; the district
`court erred in denying judgment as a matter of law; and the
`punitive damages award violates California law and the Due
`Process Clause. Hardeman cross-appeals, arguing the jury’s
`$75 million punitive damages award was constitutional.
`
`We affirm the district court and hold that (1) Hardeman’s
`state failure-to-warn claims are not preempted by FIFRA;
`(2) the district court ultimately applied the correct standard
`from Daubert v. Merrell Dow Pharmaceuticals, Inc.,
`509 U.S. 579 (1993), and did not abuse its discretion in
`admitting Hardeman’s expert testimony; (3) the district court
`did not abuse its discretion in admitting the International
`Agency for Research on Cancer’s classification of
`glyphosate as probably carcinogenic and three regulatory
`rejections of that classification but excluding evidence from
`
`

`

`9
`
`HARDEMAN V. MONSANTO
`
`
`
`other regulatory bodies; (4) the district court’s jury
`instruction on causation, though erroneous, was harmless;
`(5) Monsanto was properly denied judgment as a matter of
`law because evidence shows the carcinogenic risk of
`glyphosate was knowable at the time of Hardeman’s
`exposure; and (6) evidence supports a punitive damages
`award, punitive damages were properly reduced, and the
`reduced award—while close
`to
`the outer
`limits—is
`constitutional.
`
`I
`
`A
`
`the United States Environmental
`Under FIFRA,
`Protection Agency (“EPA”) enforces “the use, . . . sale[,] and
`labeling[] of pesticides.” Bates v. Dow Agrosciences LLC,
`544 U.S. 431, 437 (2005) (citation omitted). A state may
`“not impose or continue in effect any requirements for
`labeling or packaging in addition to or different from those”
`required by FIFRA. 7 U.S.C. § 136v(b).
`
`FIFRA requires pesticide manufacturers to register their
`products with EPA. 7 U.S.C. § 136a(a). EPA makes
`registration determinations after considering available
`scientific data, § 136a(c)(1)(F), (c)(2)(A); 40 C.F.R.
`§ 158.500, and FIFRA requires EPA to re-review a
`pesticide’s registration, including its effects on human
`health, every fifteen years, § 136a(g)(1)(A). FIFRA states,
`however, that “[i]n no event shall registration of an article be
`construed as a defense for the commission of any offense
`under this subchapter.” § 136a(f)(2). Rather, “[a]s long as
`no cancellation proceedings are in effect,” registration of a
`pesticide is merely “prima facie evidence that the pesticide,
`its labeling and packaging comply with the registration
`provisions of the subchapter.” Id.
`
`

`

`10
`
`
`HARDEMAN V. MONSANTO
`
`institute cancellation proceedings,
`EPA can also
`7 U.S.C. § 136d(b), or take other enforcement action against
`the manufacturer of a registered pesticide if the agency
`determines the product is “misbranded.” Bates, 544 U.S.
`at 439. Remedies for misbranding include civil and criminal
`penalties. Id. at 439 n.11 (citing 7 U.S.C. § 136l). A duly
`registered pesticide can be misbranded if the label “does not
`contain adequate instructions for use, or if its label omits
`necessary warnings or cautionary statements.” Bates,
`544 U.S. at 438 (citation omitted). “Because it is unlawful
`under the statute to sell a pesticide that is registered but
`nevertheless misbranded, manufacturers have a continuing
`obligation to adhere to FIFRA’s labeling requirements.” Id.
`(citations omitted). This obligation includes a duty to seek
`approval to amend a label that does not contain all
`“necessary warnings or cautionary statements.” Id. (citation
`omitted).
`
`Starting in 1974, EPA registered pesticides containing
`glyphosate, the active ingredient in Roundup.1 EPA,
`Glyphosate Proposed Interim Registration Review Decision
`4 (Apr. 2019) (“Proposed Interim Registration Review”). In
`1985, an EPA review of a mouse study found “[g]lyphosate
`was oncogenic in male mice,” causing rare tumors. EPA
`classified glyphosate as a possible human carcinogen. Since
`then, however, EPA has repeatedly approved the use of
`glyphosate as a pesticide, each time concluding that it is not
`likely to be carcinogenic to humans. See Nat’l Fam. Farm
`Coal. v. EPA, 966 F.3d 893, 905 (9th Cir. 2020).
`
`
`1 Though commonly referred to as an herbicide, Roundup is defined
`as a pesticide under 7 U.S.C. § 136(t), (u). Roundup contains
`glyphosate, water, and other ingredients called “surfactants.”
`
`

`

`
`
`
`HARDEMAN V. MONSANTO
`
`11
`
`In the early 1990s, EPA reevaluated glyphosate’s effects
`on human health as part of its regular review of glyphosate’s
`registration. After considering numerous carcinogenicity
`studies in rats and mice—including new evidence submitted
`by Monsanto—EPA changed its designation of glyphosate
`to a “Group E carcinogen” signifying “evidence of non-
`carcinogenicity in humans.”
`
`In 2015, a working group at the International Agency for
`Research on Cancer (“IARC”), an agency of the World
`Health Organization, issued a report classifying glyphosate
`as a “Group 2A” agent, meaning it is “probably carcinogenic
`to humans” based on glyphosate’s “limited evidence” of
`cancer in humans and “sufficient evidence” of cancer in
`experimental animals. IARC’s classification was a “hazard
`identification,” the first step of a public health assessment
`designed
`to
`identify cancer hazards.
` That hazard
`determination asked whether glyphosate “is capable of
`causing cancer under some circumstances,” but did not
`include a “risk assessment” gauging the carcinogenic effects
`from
`real-world human exposure.
` Since
`IARC’s
`classification, other national and international agencies
`charged with reviewing pesticides—such as the European
`Union’s European Chemicals Agency (“ECA”), European
`Food Safety Authority (“EFSA”), and the national health
`authorities of Australia, Canada, Germany, and New
`Zealand—have reported that scientific evidence does not
`show glyphosate causes cancer.
`
`When the IARC report was released, EPA was
`conducting its registration review of glyphosate, during
`which it examined various scientific studies, including those
`IARC considered. In 2017, EPA published its proposed
`conclusion: Glyphosate was not likely to be carcinogenic to
`humans. But, that same year, pursuant to Proposition 65,
`
`

`

`HARDEMAN V. MONSANTO
`
`12
`
`California law categorized glyphosate as a chemical known
`to the state to cause cancer. Cal. Off. of Env’t Health Hazard
`Assessment, Glyphosate, (“Glyphosate Proposition 65”),
`https://oehha.ca.gov/proposition-65/chemicals/glyphosate.
`That classification triggered a state law requirement to attach
`a warning label to glyphosate products. See id.; Cal. Health
`& Safety Code § 25249.6.
`
`In April 2019—one month after the jury verdict in this
`case—EPA noted that commenters “expressed concerns that
`glyphosate formulations are more toxic than glyphosate
`alone.” Proposed Interim Registration Review at 10. EPA
`explained that “there are few research projects that have
`attempted to directly compare technical grade glyphosate to
`the formulations under the same experimental design,” but
`“[i]f at any time, information becomes available that
`indicates adverse human health effects of concern for
`exposure to glyphosate or its formulations, EPA intends to
`review it and determine the appropriate regulatory action.”
`Id. at 11.
`
`About five months after the jury verdict, EPA issued a
`letter to all registrants of glyphosate-containing products.
`Letter from Michael L. Goodis, EPA, Office of Pesticide
`Programs (Aug. 7, 2019) (“2019 letter”). The 2019 letter
`was not the product of any formal proceeding, was not
`published in the Federal Register, did not cite any new
`scientific findings, and took no position on whether
`Roundup causes cancer. Instead, this letter challenged
`California’s inclusion of glyphosate in Proposition 65 as
`contrary to “EPA’s determination that glyphosate is ‘not
`likely to be carcinogenic to humans.’” Id. at 1. Given this
`determination, EPA “considers the Proposition 65 warning
`language” that glyphosate is carcinogenic “to constitute a
`false and misleading statement” that violates FIFRA’s
`
`

`

`HARDEMAN V. MONSANTO
`
`
`
`prohibition against “misbranded” substances. Id. 1–2 (citing
`§ 136(q)(1)(A)). The letter concluded with EPA instructing
`registrants to remove such warning statements from labels of
`glyphosate-based pesticides. Id. at 2.
`
`13
`
`B
`
`In 2016, Hardeman sued Monsanto alleging that his use
`of Roundup—which started in the 1980s and ended in
`2012—led to his diagnosis of non-Hodgkin’s lymphoma
`(“NHL”) in early 2015. Hardeman’s case is one of
`approximately 5,000 in federal court alleging that Roundup
`causes NHL. The Judicial Panel on Multidistrict Litigation
`consolidated those cases for pretrial proceedings in the
`Northern District of California. Hardeman’s case was the
`first of these consolidated cases to go to trial.
`
`NHL is a cancer that affects white blood cells in the
`immune system. Approximately 70% or more of NHL cases
`are idiopathic, meaning they develop for unknown reasons.
`However, some causes of NHL—such as hepatitis C
`(“HCV”)—are well established. Hardeman had HCV for
`25 to 40 years before developing NHL.
`
`Hardeman alleged Monsanto’s failure to warn him of the
`carcinogenic risks of Roundup caused his NHL. Monsanto
`moved to dismiss, arguing that Hardeman’s claims were
`preempted by FIFRA given EPA’s
`registration of
`glyphosate, approval of
`the Roundup
`label, and
`classification of glyphosate as non-carcinogenic. The
`district court denied Monsanto’s motion. Monsanto raised
`preemption again in a motion for summary judgment, which
`the district court likewise denied.
`
`The district court bifurcated the pretrial proceedings.
`The first phase addressed “general causation”—whether
`
`

`

`HARDEMAN V. MONSANTO
`
`14
`
`glyphosate can cause NHL at exposure levels humans might
`experience.
` The second phase addressed “specific
`causation”—whether Hardeman’s exposure to Roundup
`caused his NHL.
`
`The district court granted in part and denied in part
`Monsanto’s motion
`to exclude Hardeman’s general
`causation experts, allowing three of Hardeman’s experts to
`testify—Dr. Portier, Dr. Ritz, and Dr. Weisenburger. These
`experts introduced their general causation opinions with
`scientific evidence from epidemiology (study of disease in
`human populations), toxicology (animal studies), and
`genotoxicology (cell studies); applied the Bradford Hill
`criteria;2 and used meta-analyses that combined and
`analyzed the results of case-control studies.
`
`that
`The district court, however, acknowledged
`significant problems with Hardeman’s experts’ analyses
`made it a “very close question” whether their testimony was
`admissible to support general causation. In re Roundup
`Prods. Liab. Litig., 390 F. Supp. 3d 1102, 1108 (N.D. Cal.
`2018). The district court interpreted the Ninth Circuit’s
`approach to Daubert as requiring “slightly more room for
`deference to experts in close cases than might be appropriate
`in some other Circuits.” Id. at 1113 (citations omitted).
`Ultimately, the district court concluded Hardeman’s three
`
`2 The Bradford Hill criteria are nine factors generally accepted as
`relevant to assessing causation, such as: (1) the strength of the
`association;
`(2) consistency;
`(3)
`specificity;
`(4)
`temporality;
`(5) biological gradient or dose response; (6) biological plausibility;
`(7) coherence with other scientific knowledge; (8) experimental
`evidence; and (9) analogy. See In re Roundup Prods. Liab. Litig., 390 F.
`Supp. 3d 1102, 1116 (N.D. Cal. 2018) (citing Austin Bradford Hill, The
`Environment and Disease: Association or Causation?, 58 Proceedings
`of the Royal Society of Medicine 295 (1965)).
`
`

`

`HARDEMAN V. MONSANTO
`
`
`
`experts’ opinions were relevant and reliable, satisfying
`Federal Rule of Evidence 702 and Daubert.
`
`15
`
`The district court later denied Monsanto’s motion to
`exclude Hardeman’s
`specific
`causation
`experts.
`Hardeman’s experts performed differential diagnosis, a
`methodology by which a physician “rules in” all potential
`causes of a disease, “rules out” those for “which there is no
`plausible evidence of causation, and then determines the
`most likely cause among those that cannot be excluded.”
`Wendell v. GlaxoSmithKline LLC, 858 F.3d 1227, 1234 (9th
`Cir. 2017). Hardeman’s experts considered various risk
`factors beyond Roundup exposure that could explain his
`disease, including age, race, obesity, hepatitis B (“HBV”),
`and HCV, as well as idiopathic origin—i.e., no known cause.
`They concluded Roundup caused Hardeman’s NHL by
`ruling in Roundup based on general causation expert
`opinions and ruling out HCV and idiopathy3 as causes of
`Hardeman’s NHL. The district court admitted the experts’
`opinions, noting this circuit affords experts “wide latitude in
`how they practice their art when offering causation
`opinions.” In re Roundup, 358 F. Supp. 3d at 960 (citing
`Wendell, 858 F.3d at 1237).
`
`Monsanto requested a bifurcated trial, with the first
`phase addressing whether Roundup caused Hardeman’s
`cancer (without reference to any regulatory decisions
`regarding glyphosate or Roundup) and the second phase
`
`3 As to idiopathy, the district court held that “[i]t is sufficient for a
`qualified expert, in reliance on his clinical experience, review of a
`plaintiff[’s] medical records, and evaluation of the general causation
`evidence, to conclude that an ‘obvious and known risk factor[]’ is the
`cause of that plaintiff’s disease.” In re Roundup Prods. Liab. Litig.,
`358 F. Supp. 3d 956, 960 (N.D. Cal. 2019) (quoting Wendell, 858 F.3d
`at 1235).
`
`

`

`HARDEMAN V. MONSANTO
`
`16
`
`addressing liability and damages (where the jury could see
`some of that evidence). Monsanto moved to exclude all
`evidence regarding IARC’s report, which detailed the
`agency’s classification of glyphosate as probably
`carcinogenic, as irrelevant and likely to confuse and distract
`the jury. But if IARC evidence were admitted, Monsanto
`argued, the district court should admit evidence that
`numerous regulatory agencies around the world concluded
`that glyphosate is safe.
`
`Ultimately, the district court excluded IARC’s report but
`admitted IARC’s classification of glyphosate as probably
`carcinogenic to mitigate the prejudice caused to Hardeman
`due to bifurcation of the trial. The district court also
`admitted conclusions from EPA, EFSA, and ECA that
`glyphosate was safe but excluded conclusions from other
`regulatory bodies as cumulative.
`
`At trial, Hardeman’s experts testified that his exposure
`to glyphosate caused his NHL. Monsanto’s experts testified
`that little evidence links glyphosate to cancer in humans and
`that Hardeman’s HCV most likely caused his cancer or his
`cancer was idiopathic.
`
`The district court issued a “substantial factor” causation
`instruction. The jury was instructed that, to rule for
`Hardeman, it must find that glyphosate exposure was a but-
`for cause of his cancer or one of two or more factors that
`independently could have caused his cancer.
`
`After Phase One (on causation), the jury returned a
`verdict that Roundup exposure was a “substantial factor” in
`causing Hardeman’s NHL. After Phase Two (on liability
`and damages), the jury found that Monsanto failed to warn
`about Roundup’s NHL risk and Hardeman was entitled to
`punitive damages.
` The
`jury awarded Hardeman
`
`

`

`HARDEMAN V. MONSANTO
`
`
`
`$5,267,634.10 in compensatory damages and $75 million in
`punitive damages.
`
`17
`
`In post-trial motions, Monsanto argued that the district
`court improperly excluded evidence of foreign regulatory
`approvals of glyphosate, which allegedly deprived the jury
`of the scope of evidence reinforcing Monsanto’s view of the
`science. The district court explained that such evidence
`about foreign regulators would have been cumulative under
`Federal Rule of Evidence 403 and denied Monsanto’s
`motion to overturn the verdict and for judgment as a matter
`of law. But the district court reduced the punitive damages
`award of $75 million to $20 million. These appeals
`followed.
`
`II
`
`Whether Hardeman’s state claims are preempted is
`reviewed de novo. Nathan Kimmel, Inc. v. DowElanco,
`275 F.3d 1199, 1203 (9th Cir. 2002). Monsanto argues that
`Hardeman’s failure-to-warn claims are preempted by
`FIFRA, under which states cannot “impose
`. . . any
`requirements for labeling or packaging in addition to or
`different from” the requirements in FIFRA itself. § 136v(b)
`(emphasis added); see also U.S. Const. art. VI, cl. 2 (federal
`law “shall be the supreme Law of the Land . . . any Thing in
`the Constitution or Laws of any State to the Contrary
`notwithstanding”). We conclude that Hardeman’s failure-
`to-warn claims based on Roundup’s labeling are consistent
`with FIFRA and thus are neither expressly nor impliedly
`preempted.
`
`A
`
`FIFRA does not expressly preempt Hardeman’s claims
`because FIFRA’s requirement that a pesticide not be
`
`

`

`HARDEMAN V. MONSANTO
`
`18
`
`than,
`if not broader
`is consistent with,
`misbranded
`California’s common law duty to warn. Bates employs a
`two-part test to determine whether FIFRA preempts a state
`law claim. 544 U.S. at 444. First, the state law must be a
`requirement “for labeling or packaging.” Id. (quoting
`§ 136v(b)). Second, the state law must impose a labeling or
`packaging requirement that is “in addition to or different
`from” those required under FIFRA. Id. (quoting § 136v(b)).
`Because Hardeman’s complaint is based on Monsanto’s
`failure to provide an adequate warning on a label under
`California law, part one of this test is satisfied.
`
`As to part two of the Bates test, “a state-law labeling
`requirement is not pre-empted by § 136v(b) if it is equivalent
`to, and fully consistent with, FIFRA’s misbranding
`provisions.” 544 U.S. at 447. State law is “equivalent to”
`and “fully consistent with” FIFRA where both impose
`“parallel requirements,” meaning that a violation of the state
`law is also a violation of FIFRA. Id.; see also id. at 454
`(“[A] manufacturer should not be held liable under a state
`labeling requirement subject to § 136v(b) unless the
`manufacturer is also liable for misbranding as defined by
`FIFRA.”). Thus, if a violation of California’s duty to warn
`would also be a violation of FIFRA’s misbranding provision,
`then they impose parallel requirements fully consistent with
`each other. Id. at 454 (“To survive pre-emption, the state-
`law requirement need not be phrased in the identical
`language as its corresponding FIFRA requirement . . . .”).
`To that end, elements of California’s duty to warn and
`FIFRA’s misbranding provision are compared below.
`
`FIFRA’s misbranding provision requires a pesticide
`label “contain a warning or caution statement which may be
`necessary and if complied with . . . is adequate to protect
`health and the environment.” § 136(q)(1)(G). Similarly,
`
`

`

`19
`
`HARDEMAN V. MONSANTO
`
`
`
`California common law requires a manufacturer to warn
`either of any health risk4 that is “known or knowable” (in
`strict liability) or those risks “a reasonably prudent
`manufacturer would have known and warned about” (in
`negligence). Conte v. Wyeth, Inc., 85 Cal. Rptr. 3d 299, 310
`(Ct. App. 2008). Thus, FIFRA—which requires a warning
`“necessary” and “adequate to protect health”—is broader
`than California’s requirement under negligence (no warning
`needed if unreasonable to do so)5 and is, at minimum,
`consistent with California’s requirement under strict liability
`(no warning needed if risk not known or knowable). See id.;
`§ 136(q)(1)(G).
` Because
`FIFRA’s misbranding
`requirements parallel those of California’s common law
`duty, Hardeman’s failure-to-warn claims effectively enforce
`FIFRA’s requirement against misbranding and are thus not
`expressly preempted. See § 136(q)(1)(G); Bates, 544 U.S.
`at 447–48 (citing favorably Justice O’Connor’s explanation
`in Medtronic, 518 U.S. 470, that “a state cause of action that
`seeks to enforce a federal requirement ‘does not impose a
`requirement that is “different from, or in addition to,”
`requirements under federal law’”).
`
`
`4 Because a risk of cancer is a risk contemplated by FIFRA as
`“necessary” and “adequate to protect health,” § 136(q)(1)(G), (x), (bb),
`we need not address the possibility that California common law may
`require a manufacturer to warn of a risk not contemplated by FIFRA’s
`misbranding provision.
`
`5 Though “it may be necessary as a matter of [state] law to prove
`that th[e] violations were the result of negligent conduct . . . such
`additional elements of the state-law cause of action would make the state
`requirements narrower, not broader, than the federal requirement. While
`such a narrower requirement might be ‘different from’ the federal rules
`in a literal sense, such a difference would surely provide a strange reason
`for finding pre-emption of a state rule insofar as it duplicates the federal
`rule.” Medtronic, Inc. v. Lohr, 518 U.S. 470, 495 (1996).
`
`

`

`20
`
`
`HARDEMAN V. MONSANTO
`
`Monsanto, however, argues that because EPA repeatedly
`registered Roundup for sale without a cancer warning on the
`label, a jury’s decision that Roundup should include such a
`warning would effectively impose a requirement “in
`addition to or different from” that required by FIFRA, and
`so the state law is preempted. Granted, EPA is highly
`involved in the pestici

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket