In Re: Lehman Brothers Securit
11-1982
U.S. Court of Appeals, Second Circuit
02cae
https://ecf.ca2.uscourts.gov/n/beam/servlet/TransportRoom?servlet=DocketReportFilter.jsp&caseNum=11-1982
2d Cir.
d2c6cedb7f58564cb72ccf698f4e7054003a881a03d7ce954601b844
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Plaintiffs
Locals 302 and 612 Of The International Union of Operating Engineers-Employers Construction Industry Retirement FundCity of South San FranciscoCity of Long BeachCounty of TuolumneCity of FremontNew Jersey Carpenters Health FundBoilermaker-Blacksmith National Pension TrustNew Jersey Carpenters Health Fund, on behalf of itself and all others similarly situatedMonique Fong MillerAlex E. RinehartJo Anne BuzzoMaria DeSousaLinda DemizioAmerican National Insurance CompanyAmerican National Life Insurance Company of TexasComprehensive Investment Services, Inc.The Moody FoundationWashington State Investment BoardChristopher Corado, individually and on behalf of all others similarly situatedSylvia RemerEd DavisJuan TolosaArthur SimonsRalph RosatoJ. Harry PickleZenith Insurance CompanyAlameda County Employees' Retirement AssociationAmerican European Insurance CompanyGovernment of Guam Retirement FundInter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of TeamstersMarsha KosseffNorthern Ireland Local Government Officers' Superannuation CommitteeOperating Engineers Local 3 Trust FundOperative Plasterers and Cement Masons International Association Local 262 Annuity Fund, Individually and on behalf of all others similarly situatedPolice and Fire Retirement System of the City of DetroitTeamsters Allied Benefit FundsThe City of Edinburgh Council as Administering Authority of the Lothian Pension FundThe Pension Fund GroupBrockton Contributory Retirement SystemRick FleischmanStephen GottIsland Medical GroupKarim KanoMichael KarfunkelAnn LeeFrancisco PerezRonald ProfiliShea-Edwards Limited PartnershipFred TellingGrace WangZahniser TrustAnthony Peyser, On behalf of himself and all others similarly situatedStephen P. Gott, On behalf of himselfStephen P. Gott, All others similarly situatedBelmont Holdings Corp., individually and on behalf of all others similarly situatedKathy Rooney, on behalf of themselves and all others similary situatedJeffrey Stark, on behalf of themselves and all others similarly situatedStanley TolinEnrique AzpiazuStuart BregmanRoberta CiacciRobert FeinermanIrwin IngwerPhyllis IngwerChristopher Lewis, on behalf of himself and The Entertainment GroupIsland Medical Group Pension Plan, f/b/o Irwin IngwerFranklin KassAurora PerezCuauhtemoc PerezDiana PerezJ. Harry Pickle, Gastroenterology Associates Profit Sharing Trust FBO Charles M. Brooks, M.D.,Alejandro SilvaDavid SosnaMortgage Trust 2007-6Alaska Electrical Pension Fund, On behalf of itself and all others similarly situatedMadeline Dimodica more loadingPlaintiff - Appellant
Iowa Public Employees' Retirement SystemPetitioner
City of Edinburgh Council as Administering Authority of the Lothian Pension FundDefendant - Appellees
Lana FranksEdward GriebRichard McKinneyKristine SmithJames J. SullivanSamir TabetMark L. ZusyDefendants
Ernst & Young LLCA.G. Edwards & Sons, Inc.Moody's CorporationRichard S. Fuld, Jr.Roger S. BerlindBBVA Securities Inc.Citigroup Inc.RBS Securities Inc.UBS Securities LLCJerry A. GroundhoferWendy M. UvinoABN AMRO Holding N.VMoody's Investors Service, Inc.ANZ Securities, Inc.Bank of America Securities LLCBBVA Securities Inc.M.R. Beal & CompanyBNP Paribas S.A.Bank of New York Capital Markets, Inc.Cabrera Capital Markets, LLCCharles Schwab & Co., Inc.CIBC World Markets Corp.Citigroup Global Markets Inc.Commerzbank Capital Markets Corp.DnB NOR Markets Inc.DZ Financial Markets LLCFidelity Capital MarketsFortis Securities, LLCBMO Capital Markets Corp.HSBC Securities (USA) Inc.ING Financial Markets LLCLoop Capital Markets LLCMellon Financial Markets , LLCMerrill Lynch, Pierce, Fenner & Smith IncorporatedMizuho Securities USA, Inc.Muriel Siebert & Co., Inc.nabCapital Securities, LLCNational Australia Bank LimitedNatixis Bleichroeder IncorporatedRaymond James & Associates, Inc.Santander Investment Securities Inc.Scotia Capital (USA) Inc.SG Americas Securities Holdings, LLCSovereign Securities Corporation, LLCStandard Chartered BankSunTrust Robinson Humphrey, Inc.TD Securities (USA) LLCUtendahl Capital Partners, L.P.Wachovia Securities, LLCWells Fargo Securities, LLCThe Williams Capital Group, L.P.Zions Direct, Inc.Calyon Securities (USA) Inc.McGraw-Hill Companies, Inc.Morgan Stanley & Co. LLCRBC Capital Markets CorporationPiper Jaffray & Co.ABN AMRO IncorporatedJ.P. Morgan Securities LLC more loadingAmicus Curiae
National Association of Shareholder and Consumers AttorneyNational Conference on Public Employee Retirement SystemsCivil Procedure and Federal Courts ProfessorsOther Parties
John F. Akers, Consolidated-Defendant ABN AMRO Holding N.V, Consolidated-Defendant ANZ Securities, Inc., Consolidated-Defendant Michael L. Ainslie, Consolidated-Defendant BBVA Securities Inc., Consolidated-Defendant Bank of America Securities LLC, Consolidated-Defendant CIBC World Markets Corp., Consolidated-Defendant Cabrera Capital Markets, LLC, Consolidated-Defendant Caja de Ahorros y Monte de Piedad de Madrid, Consolidated-Defendant Erin Callan, Consolidated-Defendant Citigroup Global Markets Inc., Consolidated-Defendant Thomas H. Cruikshank, Consolidated-Defendant Daiwa Securities SMBC Europe Limited, Consolidated-Defendant Marsha Johnson Evans, Consolidated-Defendant Christopher Gent, Consolidated-Defendant Joseph M. Gregory, Consolidated-Defendant HVB Capital Markets, Inc., Consolidated-Defendant Harris Nesbitt Corp., Consolidated-Defendant Roland A. Hernandez, Consolidated-Defendant Henry Kaufman, Consolidated-Defendant Lehman Brothers Holdings Inc., Consolidated-Defendant Loop Capital Markets LLC, Consolidated-Defendant Ian Lowitt, Consolidated-Defendant John d. Macomber, Consolidated-Defendant Mellon Financail Markets, LLC, Consolidated-Defendant Merrill Lynch, Pierce, Fenner & Smith Incorporated, Consolidated-Defendant Christopher M. O'Meara, Consolidated-Defendant RBC Dain Rauscher Incorporated, Consolidated-Defendant RBS Greenwich Capital, Consolidated-Defendant SG Corporate & Investment Banking, Consolidated-Defendant Santander Investment Securities Inc., Consolidated-Defendant Siebert Capital Markets, Consolidated-Defendant Sovereign Securities Corporation, LLC, Consolidated-Defendant SunTrust Robinson Humphrey, Inc., Consolidated-Defendant UBS Securities LLC, Consolidated-Defendant Utendahl Capital Partners, L.P., Consolidated-Defendant Morgan Stanley & Co. LLC, Consolidated-Defendant Wells Fargo Securities, LLC, Consolidated-Defendant William Capital Group, L.P., Consolidated-Defendant Bank of New York Capital Markets, Inc., Consolidated-Defendant Calyon Securities (USA) Inc., Consolidated-Defendant DnB NOR Markets Inc., Consolidated-Defendant BMO Capital Markets Corp., Consolidated-Defendant National Australia Bank Limited, Consolidated-Defendant RBC Capital Markets Corporation, Consolidated-Defendant SG Americas Securities Holdings, LLC, Consolidated-Defendant Wachovia Securities, LLC, Consolidated-Defendant The Williams Capital Group, L.P., Consolidated-Defendant BNP Paribas S.A., Consolidated-Defendant Charles Schwab & Co., Inc., Consolidated-Defendant Commerzbank Capital Markets Corp., Consolidated-Defendant Edward D. Jones & Co., L.P., Consolidated-Defendant Fidelity Capital Markets, Consolidated-Defendant HSBC Securities (USA) Inc., Consolidated-Defendant Incapital LLC, Consolidated-Defendant ING Financial Markets LLC, Consolidated-Defendant M.R. Beal & Company, Consolidated-Defendant Muriel Siebert & Co., Inc., Consolidated-Defendant nabCapital Securities, LLC, Consolidated-Defendant Natixis Bleichroeder Incorporated, Consolidated-Defendant Raymond James & Associates, Inc., Consolidated-Defendant Scotia Capital (USA) Inc., Consolidated-Defendant TD Securities (USA) LLC, Consolidated-Defendant UBS Financial Services, Inc., Consolidated-Defendant ABN AMRO Incorporated, Consolidated-Defendant B.C. Ziegler and Company, Consolidated-Defendant Credit Suisse Securities (USA) LLC, Consolidated-Defendant D.A. Davidson & Co., Consolidated-Defendant Davenport & Company LLC, Consolidated-Defendant Ferris, Baker Watts, Inc., Consolidated-Defendant Fifth Third Securities, Inc., Consolidated-Defendant Fixed Income Securities, Inc., Consolidated-Defendant H & R Block Financial Advisors, Inc., Consolidated-Defendant Capitan Ronald Hernandez, Consolidated-Defendant Jackson Securities LLC, Consolidated-Defendant Janney Montgomery Scott LLC, Consolidated-Defendant Keefe, Bruyette & Woods, Inc., Consolidated-Defendant KeyBanc Capital Markets Inc., Consolidated-Defendant Maxim Group LLC, Consolidated-Defendant Mesiropw Financial, Inc., Consolidated-Defendant Morgan Keegan & Company, Inc., Consolidated-Defendant National Financial Services LLC, Consolidated-Defendant Oppenheimer & Co. Inc., Consolidated-Defendant Piper Jaffray & Co., Consolidated-Defendant Robert W. Baird & Co. Incorporated, Consolidated-Defendant SMH Capital Inc., Consolidated-Defendant Scott & Stringfellow, Inc., Consolidated-Defendant Stifel, Nicolaus & Company, Incorporated, Consolidated-Defendant Sone & Youngberg LLC, Consolidated-Defendant TD Ameritrade Holding Corporation, Consolidated-Defendant Vining Sparks IBG, LP., Consolidated-Defendant Zions Direct, Inc., Consolidated-Defendant BNC Mortgage Loan Trust 2006-1, Consolidated-Defendant BNC Mortgage Loan Trust 2006-2, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FF12, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FF2, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FFA, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FFB, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR4, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR5, Consolidated-Defendant + see more - see less
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In Re: Lehman Brothers Securit
11-1982 | U.S. Court of Appeals, Second Circuit
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Filed
May 13, 2011
Terminated
Sept. 26, 2012
Nature of Suit
3850 Securities, Commodities, Exchange
Last Updated: 5 days, 16 hours ago
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