In Re: Lehman Brothers Securit
13-0156
U.S. Court of Appeals, Second Circuit
02cae
https://ecf.ca2.uscourts.gov/n/beam/servlet/TransportRoom?servlet=DocketReportFilter.jsp&caseNum=13-0156
2d Cir.
b42ad6642eaa6e20e8157b4803b0382541e3f4510462f7e410bae7df
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Plaintiffs
Locals 302 and 612 Of The International Union of Operating Engineers-Employers Construction Industry Retirement FundCity of South San FranciscoCity of Long BeachCounty of TuolumneCity of FremontNew Jersey Carpenters Health FundBoilermaker-Blacksmith National Pension TrustNew Jersey Carpenters Health Fund, on behalf of itself and all others similarly situatedMonique Miller FongAlex E. RinehartJo Anne BuzzoMaria DeSousaLinda DemizioAmerican National Insurance CompanyAmerican National Life Insurance Company of TexasComprehensive Investment Services, Inc.The Moody FoundationWashington State Investment BoardChristopher Cordaro, individually and on behalf of all others similarly situatedSylvia RemerEd DavisJuan TolosaArthur SimonsRalph RosatoJ. Harry PickleZenith Insurance CompanyState of New Jersey, Department of Treasury, Division of InvestmentLinda Harris, An IndividualMaria Lane, Individually and as Trustee of the Lane Family Trust UAD 2004Michael Lane, Individually and as Trustee of the Lane Family Trust UAD 2004California Public Employees' Retirement SystemStephen P. GottMohan AnandaRichard BarrettNeel DuncanNick FotinosFred MandellBarbara MoskowitzStacey OylerRonald ProfiliLawrence RoseJoe RottmanRoy WiegertMiriam WolfIsland Medical Group Retirement Trust, f/b/o Irwin IngwerDavid KotzCarla La GrassaStuart RatnowSydney RatnowState Compensation Insurance FundCity of CerritosJoseph P. DanisCity of AuburnCity of BurbankCity of San BuenaventuraContra Costa Water DistrictSan Mateo County Investment PoolVallejo Sanitation & Flood Control DistrictMary A. ZeebBen Joseph TrustEpstein TrustStichting Pensioenfonds ABPAlison CharlesRenaud FournierLydia LoschiavoAlameda County Employees' Retirement AssociationAmerican European Insurance CompanyGovernment of Guam Retirement FundInter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of TeamstersMarsha KosseffNorthern Ireland Local Government Officers' Superannuation CommitteeOperating Engineers Local 3 Trust FundOperative Plasterers and Cement Masons International Association Local 262 Annuity Fund, Individually and on behalf of all others similarly situatedPolice and Fire Retirement System of the City of DetroitTeamsters Allied Benefit FundsThe City of Edinburgh Council as Administering Authority of the Lothian Pension FundThe Pension Fund GroupBrockton Contributory Retirement SystemRick FleischmanStephen GottIsland Medical GroupKarim KanoMichael KarfunkelAnn LeeFrancisco PerezRonald ProfiliShea-Edwards Limited PartnershipFred TellingGrace WangZahniser TrustAnthony Peyser, On behalf of himself and all others similarly situatedStephen P. Gott, On behalf of himself, All others similarly situatedBelmont Holdings Corp., individually and on behalf of all others similarly situatedKathy Rooney, on behalf of themselves and all others similarly situatedJeffrey Stark, on behalf of themselves and all others similarly situatedStanley TolinEnrique AzpiazuStuart BregmanRoberta CiacciRobert Feinerman more loadingPlaintiff - Appellants
Rena Caldwell, on behalf of themselves and all others similarly situatedGlen Deathrow, on behalf of himself and all others similarly situatedMadeline Dimodica, on behalf of herself and all others similarly situatedBarbara Kattell, on behalf of himself and all others similarly situatedCecil Mease, on behalf of themselves and all others similarly situatedHenry NapiralaLinda NapiralaMichael Shipley, on behalf of themselves and all others similarly situatedDefendant - Appellees
Roger S. BerlindA.G. Edwards & Sons, Inc.Banc of America Securities, LLCBBVA Securities Inc.Charles Schwab & Co., Inc.Citigroup Global Markets Inc.Commerzbank Capital Markets Corp.Fidelity Capital MarketsFortis Securities, LLCLoop Capital Markets LLCMorgan Stanley & Co. LLCMuriel Siebert & Co., Inc.Raymond James & Associates, Inc.Santander Investment Securities Inc.UBS Securities LLCWachovia Securities, LLCThe Williams Capital Group, L.P.Zions Direct, Inc.Calyon Securities (USA) Inc.ABN AMRO IncorporatedSuntrust Capital Markets, Inc.Countrywide Securities CorporationHypo Capital Markets, Inc.LaSalle Financial Services, inc.ANZ Securities, Inc.Michael L. AinslieJohn F. AkersThomas H. CruikshankMarsha Johnson EvansRichard S. Fuld, Jr.Christopher GentHarris Nesbitt Corp.Roland A. HernandezHenry KaufmanJohn d. MacomberChristopher M. O'MearaEdward D. Jones & Co., L.P.National Australia Bank LimitedWells Fargo Securities, LLCRBC Dain Rauscher IncorporatedRBC Capital Markets CorporationStandard Chartered BankBanca IMI, S.p.A. more loadingDefendants
DZ Financial Markets LLCJerry A. GrundhoferWendy M. UvinoMcGraw-Hill Companies, Inc.Moody's Investors Service, Inc.Lana FranksEdward GriebRichard McKinneyMoody's CorporationKristine SmithMark L. ZusyErnst & Young LLPMizuho Securities USA, Inc.Morgan Stanley & Co. LLCM.R. Beal & CompanyDavid RomhiltBNP Paribas S.A.Bank of New York Capital Markets, Inc.Cabrera Capital Markets, LLCCIBC World Markets Corp.DnB NOR Markets Inc.DZ Financial Markets LLCRBS Greenwich CapitalBMO Capital Markets Corp.HSBC Securities (USA) Inc.ING Financial Markets LLCMellon Financial Markets, LLCMerrill Lynch, Pierce, Fenner & Smith IncorporatedMizuho Securities USA, Inc.nabCapital Securities, LLCNatixis Bleichroeder IncorporatedScotia Capital (USA) Inc.Siebert Capital MarketsSG Americas Securities Holdings, LLCSovereign Securities Corporation, LLCSunTrust Robinson Humphrey, Inc.TD Securities (USA) LLCUtendahl Capital Partners, L.P.Piper Jaffray & Co.J.P. Morgan Securities LLCThe Williams Capital Group, L.P.BBVA Securities Inc.Citigroup Inc.RBS Securities Inc.David GoldfarbHerbert H. McDade, IIIThomas RussoMark WalshJerry Garcia, An IndividualErin M. CallanMary Pat ArcherAmitabh AroraMichael BrancaEvelyne EsteyAdam FeinsteinDavid RomhiltMichael BrancaEvelyne EsteyGreenwich Capital Markets, Inc.National Australia Capital Markets, LLCBNP ParibasKathleen FuldHarris NesbittBrian M. ClarksonMichael KanefRaymond W. McDaniel, Jr.Moody's Investors Service, Inc.Societe Generale Corporate & Investment BankingJohn C. AndersonJames EspositoFinancial Assets Securities CorporationGreenwich Capital Acceptance, Inc., now known a RBS Acceptance Inc.Greenwich Capital Financial Products, Inc., now known as RBS Financial Products Inc.Greenwich Capital Markets, Inc., now known as RBS Securities Inc.Carol P. MathisRobert J. McGinnisJoseph N. Walsh, IIICitigroup Global Markets Realty Corp.Fidelity Management Trust CompanyWachovia Capital FinanceArkansas Actions Bank DefendantsArkansas Actions Individual DefendantsWSIB Action Bank DefendantsANICO Action Bank DefendantsPearson Plaintiffs' Actions Bank DefendantsState Fund Action Individual DefendantsRHF Action Individual DefendantsRemer Action Individual DefendantsA/S Actions Individual DefendantsBank DefendantsThe Lehman Brothers Savings Plan more loadingOther Parties
ABN AMRO Holding N.V, Consolidated-Defendant BBVA Securities Inc., Consolidated-Defendant Banc of America Securities, LLC, Consolidated-Defendant CIBC World Markets Corp., Consolidated-Defendant Cabrera Capital Markets, LLC, Consolidated-Defendant Caja de Ahorros y Monte de Piedad de Madrid, Consolidated-Defendant Erin Callan, Consolidated-Defendant Daiwa Securities SMBC Europe Limited, Consolidated-Defendant DnB NOR Markets Inc., Consolidated-Defendant Joseph M. Gregory, Consolidated-Defendant HVB Capital Markets, Inc., Consolidated-Defendant Lehman Brothers Holdings Inc., Consolidated-Defendant Ian Lowitt, Consolidated-Defendant UBS Financial Services, Inc., Consolidated-Defendant B.C. Ziegler and Company, Consolidated-Defendant Credit Suisse Securities (USA) LLC, Consolidated-Defendant D.A. Davidson & Co., Consolidated-Defendant Davenport & Company LLC, Consolidated-Defendant Ferris, Baker Watts, Inc., Consolidated-Defendant Fifth Third Securities, Inc., Consolidated-Defendant Fixed Income Securities, Inc., Consolidated-Defendant H & R Block Financial Advisors, Inc., Consolidated-Defendant Jackson Securities LLC, Consolidated-Defendant Janney Montgomery Scott LLC, Consolidated-Defendant Keefe, Bruyette & Woods, Inc., Consolidated-Defendant KeyBanc Capital Markets Inc., Consolidated-Defendant Maxim Group LLC, Consolidated-Defendant Mesirow Financial, Inc., Consolidated-Defendant Morgan Keegan & Company, Inc., Consolidated-Defendant National Financial Services LLC, Consolidated-Defendant Oppenheimer & Co. Inc., Consolidated-Defendant Piper Jaffray & Co., Consolidated-Defendant Robert W. Baird & Co. Incorporated, Consolidated-Defendant SMH Capital Inc., Consolidated-Defendant Scott & Stringfellow, Inc., Consolidated-Defendant Stifel, Nicolaus & Company, Incorporated, Consolidated-Defendant Stone & Youngberg LLC, Consolidated-Defendant TD Ameritrade Holding Corporation, Consolidated-Defendant Vining Sparks IBG, LP., Consolidated-Defendant Zions Direct, Inc., Consolidated-Defendant BNC Mortgage Loan Trust 2006-1, Consolidated-Defendant BNC Mortgage Loan Trust 2006-2, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FF12, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FF2, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FFA, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FFB, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR4, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR5, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR7, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-HE1, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR6, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR8, Consolidated-Defendant GreenPoint Mortgage Funding Trust, Series 2007-AR1, Consolidated-Defendant GreenPoint Mortgage Funding Trust, Series 2007-AR3, Consolidated-Defendant Lehman Mortgage Trust 2006-2, Consolidated-Defendant Lehman Mortgage Trust 2006-5, Consolidated-Defendant Lehman Mortgage Trust 2006-6, Consolidated-Defendant Lehman Mortgage Trust 2006-7, Consolidated-Defendant Lehman Mortgage Trust 2006-8, Consolidated-Defendant Lehman Mortgage Trust 2006-9, Consolidated-Defendant Lehman Mortgage Trust 2007-1, Consolidated-Defendant Lehman Mortgage Trust 2007-2, Consolidated-Defendant Lehman Mortgage Trust 2007-3, Consolidated-Defendant Lehman Mortgage Trust 2007-4, Consolidated-Defendant Lehman Mortgage Trust 2007-5, Consolidated-Defendant Lehman XS Trust 2005-4, Consolidated-Defendant Lehman XS Trust 2005-5N, Consolidated-Defendant Lehman XS Trust 2005-6, Consolidated-Defendant Lehman XS Trust 2005-7N, Consolidated-Defendant Lehman XS Trust 2005-8, Consolidated-Defendant Lehman XS Trust 2005-9N, Consolidated-Defendant Lehman XS Trust 2006-1, Consolidated-Defendant Lehman XS Trust 2006-11, Consolidated-Defendant Lehman XS Trust 2006-13, Consolidated-Defendant Lehman XS Trust 2006-14N, Consolidated-Defendant Lehman XS Trust 2006-15, Consolidated-Defendant Lehman XS Trust 2006-16N, Consolidated-Defendant Lehman XS Trust 2006-17, Consolidated-Defendant Lehman XS Trust 2006-18N, Consolidated-Defendant Lehman XS Trust 2006-19, Consolidated-Defendant Lehman XS Trust 2006-20, Consolidated-Defendant Lehman XS Trust 2006-2N, Consolidated-Defendant Lehman XS Trust 2006-3, Consolidated-Defendant Lehman XS Trust 2006-4N, Consolidated-Defendant Lehman XS Trust 2006-5, Consolidated-Defendant Lehman XS Trust 2006-GP1, Consolidated-Defendant Lehman XS Trust 2006-GP2, Consolidated-Defendant Lehman XS Trust 2007-1, Consolidated-Defendant Lehman XS Trust 2007-10H, Consolidated-Defendant Lehman XS Trust 2007-11, Consolidated-Defendant Lehman XS Trust 2007-12N, Consolidated-Defendant Lehman XS Trust 2007-2N, Consolidated-Defendant Lehman XS Trust 2007-4N, Consolidated-Defendant Lehman XS Trust 2007-5H, Consolidated-Defendant Lehman XS Trust 2007-6, Consolidated-Defendant Lehman XS Trust 2007-7N, Consolidated-Defendant Lehman XS Trust 2007-9, Consolidated-Defendant Lehman XS Trust Series 2005-5N, Consolidated-Defendant Lehman XS Trust Series 2005-7N, Consolidated-Defendant Lehman XS Trust Series 2005-9N, Consolidated-Defendant + see more - see less
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In Re: Lehman Brothers Securit
13-0156 | U.S. Court of Appeals, Second Circuit
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Filed
Jan. 17, 2013
Terminated
Oct. 28, 2013
Judges
LIVINGSTON
and
LYNCH
Nature of Suit
3850 Securities, Commodities, Exchange
Last Updated: 2 weeks, 4 days ago
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