In Re: Lehman Brothers Securit
14-3528
U.S. Court of Appeals, Second Circuit
02cae
https://ecf.ca2.uscourts.gov/n/beam/servlet/TransportRoom?servlet=DocketReportFilter.jsp&caseNum=14-3528
2d Cir.
a0966f84f4d6fe19f98723b1d4fdaaa6ee92163917c7526a86f639c7
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Plaintiffs
Locals 302 and 612 Of The International Union of Operating Engineers-Employers Construction Industry Retirement FundCity of South San FranciscoCity of Long BeachCounty of TuolumneCity of FremontNew Jersey Carpenters Health FundBoilermaker-Blacksmith National Pension TrustNew Jersey Carpenters Health Fund, on behalf of itself and all others similarly situatedMonique Miller FongAlex E. RinehartJo Anne BuzzoMaria DeSousaLinda DemizioAmerican National Insurance CompanyAmerican National Life Insurance Company of TexasComprehensive Investment Services, Inc.The Moody FoundationWashington State Investment BoardChristopher Cordaro, individually and on behalf of all others similarly situatedSylvia RemerEd DavisJuan TolosaArthur SimonsRalph RosatoJ. Harry PickleZenith Insurance CompanyState of New Jersey, Department of Treasury, Division of InvestmentLinda Harris, An IndividualMaria Lane, Individually and as Trustee of the Lane Family Trust UAD 2004Michael Lane, Individually and as Trustee of the Lane Family Trust UAD 2004California Public Employees' Retirement SystemStephen P. GottMohan AnandaRichard BarrettNeel DuncanNick FotinosFred MandellBarbara MoskowitzStacey OylerRonald ProfiliLawrence RoseJoe RottmanRoy WiegertMiriam WolfIsland Medical Group Retirement Trust, f/b/o Irwin IngwerDavid KotzCarla La GrassaStuart RatnowSydney RatnowState Compensation Insurance FundCity of CerritosCity of AuburnCity of BurbankCity of San BuenaventuraContra Costa Water DistrictSan Mateo County Investment PoolVallejo Sanitation & Flood Control DistrictMary A. ZeebBen Joseph TrustEpstein TrustStichting Pensioenfonds ABPAlison CharlesRenaud FournierLydia LoschiavoAlameda County Employees' Retirement AssociationAmerican European Insurance CompanyGovernment of Guam Retirement FundInter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of TeamstersMarsha KosseffNorthern Ireland Local Government Officers' Superannuation CommitteeOperating Engineers Local 3 Trust FundOperative Plasterers and Cement Masons International Association Local 262 Annuity Fund, Individually and on behalf of all others similarly situatedPolice and Fire Retirement System of the City of DetroitTeamsters Allied Benefit FundsThe City of Edinburgh Council as Administering Authority of the Lothian Pension FundThe Pension Fund GroupBrockton Contributory Retirement SystemRick FleischmanStephen GottIsland Medical GroupKarim KanoMichael KarfunkelAnn LeeFrancisco PerezRonald ProfiliShea-Edwards Limited PartnershipFred TellingGrace WangZahniser TrustAnthony Peyser, On behalf of himself and all others similarly situatedStephen P. Gott, On behalf of himself, All others similarly situatedBelmont Holdings Corp., individually and on behalf of all others similarly situatedKathy Rooney, on behalf of themselves and all others similarly situatedJeffrey Stark, on behalf of themselves and all others similarly situatedStanley TolinEnrique AzpiazuStuart BregmanRoberta CiacciRobert FeinermanIrwin Ingwer more loadingPlaintiff - Appellant
Joseph P. DanisDefendant - Appellees
McGraw-Hill Companies, Inc.Moody's Investors Service, Inc.Moody's CorporationErnst & Young LLPBrian M. ClarksonMichael KanefMoody's Investors Service, Inc.Fidelity Management Trust CompanyRaymond W. McDaniel, Jr.Defendants
McGraw-Hill Companies, Inc.A.G. Edwards & Sons, Inc.BBVA Securities Inc.Citigroup Global Markets Inc.Commerzbank Capital Markets Corp.Fidelity Capital MarketsFortis Securities, LLCLoop Capital Markets LLCMorgan Stanley & Co. LLCANZ Securities, Inc.Muriel Siebert & Co., Inc.Raymond James & Associates, Inc.Santander Investment Securities Inc.UBS Securities LLCWachovia Securities, LLCZions Direct, Inc.Calyon Securities (USA) Inc.ABN AMRO IncorporatedSuntrust Capital Markets, Inc.Countrywide Securities CorporationHypo Capital Markets, Inc.LaSalle Financial Services, inc.Harris Nesbitt Corp.Edward D. Jones & Co., L.P.National Australia Bank LimitedWells Fargo Securities, LLCRBC Dain Rauscher IncorporatedM.R. Beal & CompanyBNP Paribas S.A.Bank of New York Capital Markets, Inc.CIBC World Markets Corp.DnB NOR Markets Inc.DZ Financial Markets LLCRBS Greenwich CapitalBMO Capital Markets Corp.HSBC Securities (USA) Inc.ING Financial Markets LLCMellon Financial Markets, LLCMerrill Lynch, Pierce, Fenner & Smith IncorporatedMizuho Securities USA, Inc.Natixis Bleichroeder IncorporatedRBC Capital Markets CorporationScotia Capital (USA) Inc.Siebert Capital MarketsSG Americas Securities Holdings, LLCSovereign Securities Corporation, LLCStandard Chartered BankSunTrust Robinson Humphrey, Inc.TD Securities (USA) LLCUtendahl Capital Partners, L.P.J.P. Morgan Securities LLCBBVA Securities Inc.Citigroup Inc.RBS Securities Inc.National Australia Capital Markets, LLCHarris NesbittSociete Generale Corporate & Investment BankingCitigroup Global Markets Realty Corp.BBVA Securities Inc.Banc of America Securities, LLCCIBC World Markets Corp.Cabrera Capital Markets, LLCCaja de Ahorros y Monte de Piedad de MadridDaiwa Securities SMBC Europe LimitedD.A. Davidson & Co.Davenport & Company LLCFerris, Baker Watts, Inc.Fifth Third Securities, Inc.Fixed Income Securities, Inc.H & R Block Financial Advisors, Inc.Jackson Securities LLCJanney Montgomery Scott LLCKeefe, Bruyette & Woods, Inc.KeyBanc Capital Markets Inc.Maxim Group LLCMesirow Financial, Inc.Morgan Keegan & Company, Inc.National Financial Services LLCOppenheimer & Co. Inc.Robert W. Baird & Co. IncorporatedSMH Capital Inc.Scott & Stringfellow, Inc.Stifel, Nicolaus & Company, IncorporatedStone & Youngberg LLCTD Ameritrade Holding CorporationVining Sparks IBG, LP.Zions Direct, Inc.Bankia, S.A.Wachovia Capital FinanceB.C. Ziegler and CompanyCredit Suisse Securities (USA) LLCPiper Jaffray & Co.RBS WCS Holding CompanyDaiwa Capital Markets Europe LimitedRoger S. BerlindDZ Financial Markets LLCJerry A. GrundhoferWendy M. UvinoLana FranksEdward Grieb more loadingOther Parties
BNC Mortgage Loan Trust 2006-1, Consolidated-Defendant BNC Mortgage Loan Trust 2006-2, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FF12, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FF2, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FFA, Consolidated-Defendant First Franklin Mortgage Loan Trust 2006-FFB, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR4, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR5, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR7, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-HE1, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR6, Consolidated-Defendant GreenPoint Mortgage Funding Trust Series 2006-AR8, Consolidated-Defendant GreenPoint Mortgage Funding Trust, Series 2007-AR1, Consolidated-Defendant GreenPoint Mortgage Funding Trust, Series 2007-AR3, Consolidated-Defendant Lehman Mortgage Trust 2006-2, Consolidated-Defendant Lehman Mortgage Trust 2006-5, Consolidated-Defendant Lehman Mortgage Trust 2006-6, Consolidated-Defendant Lehman Mortgage Trust 2006-7, Consolidated-Defendant Lehman Mortgage Trust 2006-8, Consolidated-Defendant Lehman Mortgage Trust 2006-9, Consolidated-Defendant Lehman Mortgage Trust 2007-1, Consolidated-Defendant Lehman Mortgage Trust 2007-2, Consolidated-Defendant Lehman Mortgage Trust 2007-3, Consolidated-Defendant Lehman Mortgage Trust 2007-4, Consolidated-Defendant Lehman Mortgage Trust 2007-5, Consolidated-Defendant Lehman XS Trust 2005-4, Consolidated-Defendant Lehman XS Trust 2005-5N, Consolidated-Defendant Lehman XS Trust 2005-6, Consolidated-Defendant Lehman XS Trust 2005-7N, Consolidated-Defendant Lehman XS Trust 2005-8, Consolidated-Defendant Lehman XS Trust 2005-9N, Consolidated-Defendant Lehman XS Trust 2006-1, Consolidated-Defendant Lehman XS Trust 2006-11, Consolidated-Defendant Lehman XS Trust 2006-13, Consolidated-Defendant Lehman XS Trust 2006-14N, Consolidated-Defendant Lehman XS Trust 2006-15, Consolidated-Defendant Lehman XS Trust 2006-16N, Consolidated-Defendant Lehman XS Trust 2006-17, Consolidated-Defendant Lehman XS Trust 2006-18N, Consolidated-Defendant Lehman XS Trust 2006-19, Consolidated-Defendant Lehman XS Trust 2006-20, Consolidated-Defendant Lehman XS Trust 2006-2N, Consolidated-Defendant Lehman XS Trust 2006-3, Consolidated-Defendant Lehman XS Trust 2006-4N, Consolidated-Defendant Lehman XS Trust 2006-5, Consolidated-Defendant Lehman XS Trust 2006-GP1, Consolidated-Defendant Lehman XS Trust 2006-GP2, Consolidated-Defendant Lehman XS Trust 2007-1, Consolidated-Defendant Lehman XS Trust 2007-10H, Consolidated-Defendant Lehman XS Trust 2007-11, Consolidated-Defendant Lehman XS Trust 2007-12N, Consolidated-Defendant Lehman XS Trust 2007-2N, Consolidated-Defendant Lehman XS Trust 2007-4N, Consolidated-Defendant Lehman XS Trust 2007-5H, Consolidated-Defendant Lehman XS Trust 2007-6, Consolidated-Defendant Lehman XS Trust 2007-7N, Consolidated-Defendant Lehman XS Trust 2007-9, Consolidated-Defendant Lehman XS Trust Series 2005-5N, Consolidated-Defendant Lehman XS Trust Series 2005-7N, Consolidated-Defendant Lehman XS Trust Series 2005-9N, Consolidated-Defendant Lehman XS Trust Series 2006-16N, Consolidated-Defendant Lehman XS Trust Series 2006-2N, Consolidated-Defendant Adjustable Rate Mortgage Trust, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2006-11, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2006-12, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2006-2, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2006-3, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2006-4, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2006-8, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2006-9, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2007-1, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2007-2, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2007-3, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2007-4, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2007-5, Consolidated-Defendant Structured Adjustable Rate Mortgage Loan Trust 2007-6, Consolidated-Defendant Structured Asset Investment Loan Trust 2006-2, Consolidated-Defendant Structured Asset Investment Loan Trust 2006-BNC1, Consolidated-Defendant Structured Asset Investment Loan Trust 2006-BNC3, Consolidated-Defendant Structured Asset Securities Corporation, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC1, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC2, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC3, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC4, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC5, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-BC6, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-S1, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-S3, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-S4, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF3, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC1, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC2, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2007-BC3, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2007-EQ1, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2007-OSI, Consolidated-Defendant Structured Asset Securities Corporation Mortgage Loan Trust 2007-WF1, Consolidated-Defendant Does 1-20, Consolidated-Defendant Greenpoint Mortgage Funding Grantor Trust 1-A1A, Series 2006-AR6, Consolidated-Defendant Greenpoint Mortgage Funding Grantor Trust 1-A2A2, Series 2006-AR5, Consolidated-Defendant + see more - see less
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In Re: Lehman Brothers Securit
14-3528 | U.S. Court of Appeals, Second Circuit
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Filed
Sept. 19, 2014
Terminated
Jan. 7, 2016
Judges
WINTER,
WESLEY,
and
DRONEY
Nature of Suit
1791 Employee Retirement (ERISA)
Last Updated: 2 weeks, 2 days ago
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