throbber
Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 1 of 20 PageID# 2187
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 1 of 20 Page|D# 2187
`
`IN THE UNITED STATES DISTRICT COURT
`
`FOR THE EASTERN DISTRICT OF VIRGINIA
`Alexandria Division
`
`"
`
`l
`
`l"''
`
`‘ " " “
`
`_
`
`Unit"
`
`I 5
`
`L
`
`___m_ _
`
`_~*"Jl
`
`Case No. 1:13-cv-1462
`
`MILO SHAMMAS,
`
`Plaintiff,
`
`V.
`
`THERESA STANEK REA,
`
`Acting Under Secretary Of Commerce For
`Intellectual Property And Actiug Director
`Of The United States Patent Am!
`
`Tmdemark Ofiice,
`
`Defendant.
`
`\t._.K\.,,.r\_.d\_./\_H\u_.r\u_l\n..f\-./'\u.d\-.pV‘I—/\-&\—-/
`
`MEMORANDUM OPINION
`
`At issue on cross motions for summary judgment in this action seeking review ofa
`
`decision from the Patent and Trademark Ol'fice’s (“l"l'O”) Trial and Appeal Board (“‘TTAB”) is
`
`whether the TTAI3 erred in denying registration for the term "PROBlO’l‘lC” on the grounds that
`
`the term is generic in connection with fertilizer, and alternatively, that the term at best is
`
`descriptive and has not acquired secondary meaning. For the reasons that follow. the TTAB did
`
`not err in denying registration to plaintiff. Accordingly, plainti1‘l"’s motion for summary
`
`judgment must be denied, and defendant’s motion for summary judgment must be granted.
`
`I.
`
`Plaintiff Milo Shammas, the sole owner of Dr. liarth. lnc., tiled a federal trademark
`
`application on June 12. 2009 for the term 1‘-'ROBIO'l‘lC in connection with fertilizer.
`
`In an Olilice
`
`Action on September I4, 2009. the Trademark Examining Attorney of the PTO refused to
`
`register PROIEIOTIC on two grounds. stating (I) that the term PROBIOTIC is generic in
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 2 of 20 PageID# 2188
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 2 of 20 Page|D# 2188
`
`connection with fertilizer and (2) that, at most, PROBIOTIC is merely descriptive for fertilizer
`
`and has not acquired secondary meaning. Plaintiff filed a response on August 30, 2010, arguing
`
`that PROBIOTIC has acquired distinctiveness over the past 10 years. The PTO’s Examining
`
`Attorney disagreed, and on February 24, 2011, issued a Final Office Action denying registration.
`
`Plaintiff then appealed this ruling to the TTAB, arguing that the PTO erred in finding the term
`
`generic, and alternatively, lacking in secondary meaning. Thereafter, on October 12, 2012,
`
`TTAB affirmed the Examining Attomey’s refusal to register the term PROBIOTIC as a
`
`trademark. In re Milo Shammas, No. 77758863 at 13 (T.T.A.B. Oct. 25, 2012).
`
`In affirrning the Examining Attorney’s denial, the TTAB found that the term was merely
`
`generic, stating that “competitors’ use of the term ‘Probiotics’ as the technology behind their
`
`products is persuasive evidence that the relevant consumers perceive the term as generic. . .and
`
`that competitors need to use the term.” In re Milo Shammas, No. 77758863 at 13. In support of
`
`this finding, the TTAB noted that “articles about soil treatment identify probiotics as. . .the
`
`technology or method of using friendly bacteria on the soil as an ingredient of fertilizer.” Id.
`
`Thus, the TTAB concluded that “the relevant consumers are going to understand PROBIOTIC as
`
`the genus of goods, namely a fertilizer utilizing probiotic technology.” Id. at 16.
`
`Alternatively, the TTAB also found that the term PROBIOTIC, even if descriptive, has
`
`not acquired secondary meaning. In reaching this result, the TTAB noted that plaintiff “did not
`
`submit any sales figures, either in dollar or units, market share information, or advertising
`
`expenditures” to support any finding of distinctiveness. Id. at 18. The TTAB also noted that
`
`“the record is lacking in any media recognition regarding applicant’s product and how the term
`
`PROBIOTIC points uniquely and exclusively to applicant.” Id.
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 3 of 20 PageID# 2189
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 3 of 20 Page|D# 2189
`
`Thereafter, on December 19, 2012, Plaintiff filed this action seeking review of the
`
`TTAB’s decision pursuant to 15 U.S.C. § 107l(b)(l), arguing that the TTAB erred in finding
`
`that the term PROBIOTIC is generic, and alternatively, that the term, even if descriptive, has not
`
`acquired secondary meaning. Plaintiff seeks (1) reversal of the TTAB’s decision, (2) a
`
`declaration that the tenn PROBIOTIC is suggestive or, alternatively, that it merits registration as
`
`a distinctive trademark that has acquired secondary meaning, and (3) any other relief deemed
`
`proper.
`
`The parties have filed cross motions for summary judgment that essentially present the
`
`following two questions: (1) whether the TTAB erred in finding that the term PROBIOTIC is
`
`generic for fertilizer, and (2) whether the TTAB erred in finding, alternatively, that the term
`
`PROBIOTIC, even if descriptive, has not acquired secondary meaning.
`
`1!.
`
`The summary judgment standard is too well-settled to merit extended discussion, nor do
`
`the parties dispute this standard. Summary judgment should not be granted when the non-
`
`moving party has “set forth specific facts showing that there is a genuine issue for trial” through
`
`“affidavits or as otherwise provided.” Fed. Rules Civ. P. 56. A genuine factual dispute exists “if
`
`the evidence is such that a reasonable jury could return a verdict for the nonmoving party.”
`
`Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
`
`III.
`
`Plaintiff has filed this action under 15 U.S.C. § 1071, which allows trademark applicants
`
`dissatisfied with the TTAB’s decision either to appeal to the Court of Appeals for the Federal
`
`Circuit or to file an action in district court. Where, as here, the plaintiff files an action in the
`
`district court, the district court ‘“sits in a dual capacity,’ serving on one hand as the finder of fact
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 4 of 20 PageID# 2190
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 4 of 20 Page|D# 2190
`
`with respect to new evidence presented by the parties, and on the other as an appellate reviewer
`
`of facts found by the TTAB.” Glendale Intern. Corp. v. US. Patent & Trademark Office, 374
`
`F.Supp.2d 479, 435 (13.1). Va. 2005).
`
`When acting as an appellate reviewer in an action under § 1071(b), a district court
`
`reviews the TTAB’s findings of fact deferentially and must uphold those findings of fact if they
`
`are supported by “substantial evidence” under the Administrative Procedure Act (“APA”).' The
`
`TTAB’s findings that a tenn is generic2 or lacks secondary meanings are both findings of fact to
`
`be reviewed for such substantial evidence.
`
`“Substantial evidence,” as stated by the Supreme Court, is “more than a mere scintilla of
`
`evidence” and requires “such relevant evidence as a reasonable mind would accept as adequate
`
`to support a conclusion.” In re Pacer Technology, 338 F.3d 1348, 1349 (Fed. Cir. 2003)
`
`(quoting Consol. Edison v. N.L.R.B., 305 U.S. 197, 229 (1938)). As the Federal Circuit has
`
`noted, “a review for substantial evidence ‘involves examination of the record as a whole, taking
`999
`into account evidence that both justifies and detracts from an agency’s decisions. On-Line
`
`Careline, 229 F.3d at 1086 (quoting Universal Camera Corp. v. N.L. R. B., 340 U.S. 474, 487-88
`
`(1951)). A finding of fact by the TTAB will not be “upset unless it is not supported by
`
`substantial evidence.” McCarthy on Trademark, § 21 :21. Moreover, “the possibility of drawing
`
`' See Dickinson v. Zurko, 527 U.S. 150, 165 (1999) (holding that the proper standard ofjudicial
`review of findings of fact made by the PTO is the “substantial evidence” standard of the APA);
`On-Line Careline v. America Online, Inc., 229 F.3d 1080, 1085 (Fed. Cir. 2000) (applying Zurko
`to findings of fact made by the TTAB); Skippy, Inc. v. Lipton 1nv., Inc., 345 F.Supp.2d 585, 587
`(E.D. Va. 2002) (stating that “the district court must. . .afford deference to the fact-findings of the
`TTAB”).
`
`2 In re 1800Mattress.com IP, LLC, 586 F.3d 1359, 1361 (Fed. Cir. 2009) (“Whether an asserted
`mark is generic is a factual determination made by the Board.”).
`
`3 DuoProSS Meditech Corp. v. Inviro Medical Devices, Ltd, 695 F.3d 1247, 1252 (Fed. Cir.
`2012); see also McCarthy on Trademark, § 32:1 19 (“Secondary meaning is an issue of fact.”).
`
`4
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 5 of 20 PageID# 2191
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 5 of 20 Page|D# 2191
`
`two inconsistent conclusions from the evidence does not prevent an administrative agency’s
`
`finding from being supported by substantial evidence.” Id.
`
`(quoting Consolo v. Federal
`
`Maritime Comm ‘n, 383 U.S. 607, 620 (1966)). As stated by the Federal Circuit, the TTAB’s
`
`decision “may not be reversed. . .even if [the reviewing court] would have viewed the facts
`
`differently if sitting as the tribunal of original jurisdiction,” so long as substantial evidence
`
`supports the TTAB’s ruling. If the evidence before the TTAB supports two conclusions, “the
`
`Board’s decision to favor one over the other. . .must be sustained. ..as supported by substantial
`
`evidence.” DuoProSS Meditech Corp. 695 F.3d at 1252.
`
`By contrast, when a district court in a § 1071 action acts as a finder of fact with regard to
`
`new evidence submitted by the parties, the district court must examine the evidence de novo and
`
`make its own findings of fact as to the generic nature of the term and its lack of secondary
`
`meaning.“ Of course, in reviewing newly-submitted evidence, a district court must bear in mind
`
`that plaintiff has the “laboring oar to establish error by the [TTAB]” by a preponderance of the
`
`evidence, because plaintiff “does not start over to prosecute his application before the district
`
`court unfettered by what happened in the PTO.” Fregeau v. Mossinghofl, 776 F.2d 1034, 1036-
`
`38 (Fed. Cir. 1985). Thus, plaintiff’ s evidence must be sufficient to establish by a preponderance
`
`of the evidence, based on the record as a whole, that the proffered mark is protectable.
`
`Accordingly, the analysis in this case proceeds as follows: first, the TTAB’s findings of
`
`fact—the TTAB’s conclusion that the term PROBIOTIC is generic, and alternatively, lacks
`
`secondary meaning—must be reviewed deferentially pursuant to the substantial evidence
`
`standard. Next, the new evidence submitted by the parties must be reviewed de novo to
`
`4 See Skippy, 345 F.Supp.2d at 586 (“Review of new evidence is de novo.”); Glendale Intern.
`Corp., 374 F.Supp.2d at 485 (stating that “decisions of the TTAB are reviewed de novo with
`respect to conclusions of law”).
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 6 of 20 PageID# 2192
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 6 of 20 Page|D# 2192
`
`determine what findings of fact are warranted by this new evidence. Finally, in the event that the
`
`new evidence warrants findings that contradict, or are inconsistent with, the TTAB’s factual
`
`findings supported by substantial evidence, the district court must then consider whether the
`
`record as a whole establishes that plaintiff has borne his burden of proving by a preponderance of
`
`the evidence that the term PROBIOTIC is a protectable mark.
`
`IV.
`
`The essential facts found by the TTAB are as follows:
`
`1. The genus of the goods at issue in this case is fertilizer.
`
`2. The relevant public, when it considers PROBIOTIC in connection to fertilizer, perceives
`
`the term to be generic for fertilizer.
`
`3. PROBIOTIC has not acquired distinctiveness.
`
`A review of the record before the TTAB reveals that each of these findings of fact is amply
`
`supported by substantial evidence.
`
`First, the TTAB found that the genus of goods at issue is fertilizer. As the TTAB pointed
`
`out, the parties do not dispute this fact. In re Milo Shammas, No. 77758863 at 4.
`
`Second, the TTAB found that the relevant public, when it considers PROBIOTIC in
`
`connection with fertilizer, readily understands the term to identify a type of fertilizer, and
`
`therefore, that “the relevant consumers perceive the term as generic.” Id. at 13. In reaching this
`
`conclusion, the TTAB relied on several sources. For example, the TTAB cited to the fact that at
`
`least eight of Dr. Earth’s competitors use the term “probiotic” to describe an aspect or feature of
`
`their fertilizer and soil products.5 Additionally, the TTAB cited to several articles on third-party
`
`5 The third party competitors to which the TTAB cites are:
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 7 of 20 PageID# 2193
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 7 of 20 Page|D# 2193
`
`websites discussing techniques for improving soil through the use of probiotics in fertilizer."
`
`Based on this evidence, the TTAB concluded that “competitors’ use of the term. . .as the
`
`technology behind their products is persuasive evidence” of genericness, and that “the articles
`
`about soil treatment identify probiotics as soil based organisms that are beneficial bacteria that
`
`“Probiotic Fertilizer Supplements” on EarthBalance.com.
`0
`SURYA natural probiotic fertilizer products on GardenCenterMagazine.com.
`0
`0 GWhiz lawn treatment using “organic and probiotic fertilizer programs designed to
`reduce the build up of salts in the soil” on Marshall Pet Products’ website.
`0 Biota Max Soil Probiotic, “an all-natural soil probiotic,” on BiotaMax.com.
`0 A “patented fertilizer called PROBIOTIC lF/ l G” on AnConBio-Services.com.
`0
`“Soil Probiotics” on MaterialScienceOrganics.com, marketed as scientific blends of
`microbes and minerals formulated to restore soil fertility. . .our soil probiotics are of the
`highest quality for organic growing.
`SCD Probiotics Soil Enrichment on SCDProbiotics.com.
`
`0
`
`0 An advertisement on SoulSoup.com for its product for treating stressed tree roots:
`“SoulSoup Probiotic is a mildly acidic solution that is used to treat stressed tree roots.”
`
`6 The articles to which the TTAB cites are:
`
`0 The Probiotic.com webpage entitled “Soil Probiotic” stating that “soil probiotics are
`commonly known as soil-based organisms (SBO’s). SBOs are referred to a [sic]
`probiotics because they are beneficial bacteria in the soil
`0 An article on SeaChar.org stating that “[p]robiotics for soil is a method of using friendly
`bacteria on the soil to bring back the symbiotic relationships that create ‘breathing’ for
`the entire agroforest floor” and that probiotics are “[l]ive microorganisms which when
`administered in adequate amounts confer a health benefit on the host.” The article also
`discusses how “probiotics [work] with biochar to sequester carbon, hold good bacteria
`and create a colony of microorganisms that sustainably nurture the soil and the flora.”
`0 An article on LactoPAFI.com entitled “GregoGro Probiotic Fertilizer: Restoring the
`fertility of the soil” discussing the first probiotic manufacturer in the Philippines who
`manufactures a “probiotic natural organic fertilizer.”
`0 An article on Energy Farms Network website entitled “All Natural, Probiotic Fertilizer”
`discussing a liquid “probiotic organic fertilizer” used to fertilize plants at a South
`American farm.”
`
`0 An article on PRWeb.com entitled “Go Green Without Going Broke with New
`Technology — Natural, Probiotic, & Enzymatic Fertilizelt Products from the
`FertilizerStore.com” discussing how “probiotics and natural enzymes...give soil a
`probiotic jump start” and stating that “[t]he technology and use of probiotic, natural, and
`enzymatic products is particularly applicable to the agriculture industry.”
`0 The InnovativeProbiotics.com website, which states that probiotics can be used in
`agriculture for improved crop performance, improved nutritional uptake, improved seed
`germination, accelerated composting, and odor control in livestock areas.
`
`7
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 8 of 20 PageID# 2194
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 8 of 20 Page|D# 2194
`
`live in the soil...[demonstrate] that those writing about fertilizers perceive the term...as the
`
`technology or method of using friendly bacteria on the soil as an ingredient of fertilizer.”-' Id.
`
`Next, the TTAB cited to the dictionary definition of “probiotic” from MSN’s Encarta online
`
`dictionary} which states that probiotic means “a substance containing beneficial
`
`microorganisms: a substance containing live microorganisms in the digestive tract.” Further. the
`
`TTAB also pointed to Wikipedia’s page on probiotics, which states that probiotics are “live
`
`microorganisms thought to be beneficial to the host organism.”° Id Finally, the TTAB noted
`
`that even the plaintiff, at one point, seemingly conceded the generic nature of PROBIOTIC when
`
`he stated in his August 30, 2010 response to an Office Action that “some probiotic elements are
`
`present in the fertilizer [although] the word probiotic is not specific to any ingredient.” Id. at 5.
`
`In sum, the evidence supporting the TTAB’s finding of genericness is at least substantial, if not
`
`indeed compelling.
`
`But the TTAB did not end its analysis at this point, as it might have; '0 instead, the TTAB
`
`went on to find that, even assuming, arguendo, that the term PROBIOTIC is descriptive, it has
`
`not acquired distinctiveness given “the nature of the subject matter. ..and the widespread third-
`
`7 As the leading commentator on trademark law notes, “generic use by competitors which has not
`been contested by plaintiff’ and “generic usage in the media such as in tradejoumals and
`newspapers” are two typical sources of evidence from which the TTAB may determine that a
`term is generic. McCarthy on Trademark, § 12:13.
`
`8 Encarta is a digital multimedia encyclopedia published by Microsoft Corporation.
`
`9 Because dictionary definitions usually “reflect the public’s perception of a word’s meaning”
`and the way in which it is used, “dictionary definitions are relevant and sometimes persuasive”
`in determining whether a term is generic. McCarthy on Trademark, § 12:13.
`
`'0 The TTAB’s finding that the term was generic could have ended the inquiry because “a
`generic name of a product can never function as a trademark.” McCarthy on Trademark, § 12:1.
`
`8
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 9 of 20 PageID# 2195
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 9 of 20 Page|D# 2195
`
`party use of that tenn.”" In re Milo Shammas, No. 77758863 at 17.
`
`In this regard, the TTAB
`
`noted that the plaintiff “did not submit any sales figures...market share information, or
`
`advertising expenditures,”'2 nor did plaintiff supplement the record with “media recognition
`
`regarding applicant's product” and how the term PROBIOTIC points uniquely and exclusively
`
`to applicant.” Id. at 18. Thus, the TTAB concluded that plaintiff failed to produce sufficient
`
`evidence to show that the term PROBIOTIC had acquired distinctiveness. Id. Given the third-
`
`party evidence the TTAB cited and the lack of evidence presented by plaintiff, it is clear that
`
`substantial evidence firmly supports the TTAB’s conclusion that PROBIOTIC has not acquired
`
`secondary meaning.
`
`V.
`
`This does not end the analysis. Because the plaintiff has chosen to sue in district court,
`
`rather than appeal to the Federal Circuit, the parties have the opportunity to introduce new
`
`evidence here not considered by the TTAB.” Both parties have done so, and it is now necessary
`
`to detennine whether this new evidence is contrary to the findings of the TTAB on both the
`
`generic nature of the term as well as on its lack of secondary meaning, and if so, whether the
`
`" Evidence that third parties use the term in question “is evidence of a lack of secondary
`meaning because where purchasers are faced with more than one independent user of a term. ..
`distinctiveness in one seller is lacking.’’ McCarthy on Trademark, § 15:27.
`
`'2 A company’s sales figures and size are relevant to secondary meaning because “the larger a
`company and the greater its sales, the greater the number of people who have been exposed to
`this symbol as a trademark, and the greater the number of people who may associate [the term or
`symbol]. . .with a company or source.” McCarthy on Trademark, § l5:49. But “raw sales figures
`need to be put into context to have any meaning.” Id.
`
`'3 See, e.g., Harlequin Enterprises, Ltd. v. Gulf& Western Corp., 644 F.2d 946 (2d Cir. 1981)
`(finding that “extensive unsolicited media coverage” supported a finding of secondary meaning).
`
`'4 See 35 use. § 145; Dickinson v. Zurko, 527 u.s. at 164 (stating that review by a district
`court “permits the disappointed applicant to present to the court evidence that the applicant did
`not present to the PTO”); Glendale 374 F.Supp. 2d at 484 n.7.
`
`9
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 10 of 20 PageID# 2196
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 10 of 20 Page|D# 2196
`
`record as a whole reflects that plaintiff has established, by a preponderance of the evidence, that
`
`the term is entitled to trademark protection. The following principles provide the lens through
`
`which the parties’ new evidence must be viewed and evaluated.
`
`V].
`
`With regard to the generic nature of a proposed mark, the Fourth Circuit has stated that a
`
`generic name “merely employs the common name of a product or service or refers to the genus
`
`of which the particular product is a species.” Retail Services. Inc. v. Freebies Publishing, 364
`
`F.3d 535, 538 (4th Cir. 2004) (citing Two Pesos, Inc. v. Taco Cabana. Inc., 505 U.S. 763, 768
`
`(1992). A generic name “is the name of a product or service itself—what it is.” McCarthy on
`
`Trademark, § 12:1. In essence, this means that if the term PROBIOTIC answers the question
`
`“what are you,” it is a generic term because it tells the buyer what the product is, not the source
`
`of the product. Id. Conversely, if the term PROBIOTIC answers the question “who are you” or
`
`“where do you come from,” it is not a generic tenn because it tells the buyer the source of the
`
`product, not the nature of the product.
`
`Ia’. Accordingly, a generic term, which merely identifies
`
`the nature of the product, is the antithesis of a distinctive term and cannot be protected as a
`
`trademark or registered as one. See Sara Lee Crop. v. Kayser-Roth Corp., 81 F.3d 455, 464 (4th
`
`Cir. 1996); Park ‘N Fly, Inc. v. Dollar Park & Fly, Inc., 469 U.S. 189, 194 (1985)).
`
`As the Federal Circuit has stated,” the “critical issue in genericness cases is whether
`
`members of the relevant public primarily use or understand the term sought to be protected to
`
`refer to the genus of goods or services in question.” H. Marvin Ginn Corp. v. Int '1 Ass 'n ofFire
`
`'5 No circuit has exclusive appellate jurisdiction over trademark matters. See CAE, Inc. v. Clean
`Air Engineering, Inc., 267 F.3d 660, 673 (7th Cir. 2001) (explaining that “the courts of appeal,
`other than the Federal Circuit, have appellate jurisdiction to review the district court’s decision”
`in a § l07l(b) action). Accordingly, this case is governed by Fourth Circuit law. But given that
`the Fourth and Federal Circuits do not differ on issues of genericness and secondary meaning,
`decisions from both circuits are appropriately cited here.
`
`l0
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 11 of 20 PageID# 2197
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 11 of 20 Page|D# 2197
`
`Chiefs‘, Inc., 782 F.2d 987, 989-90 (Fed. Cir. 1986). Furthemtore, as the Fourth Circuit has
`
`noted, a term may be generic if the relevant public uses the term to identify the genus of goods or
`
`services at issue, or if it names a “distinctive characteristic” of that genus of goods or services.
`
`Sara Lee Corp., 81 F.3d at 464 n. 10. Thus, the term PROBIOTIC may be generic in connection
`
`with fertilizers if the relevant public uses the term to refer to fertilizers generally, or if the term
`
`does nothing more than identify a distinctive characteristic of fertilizers.
`
`According to the Federal Circuit, a finding of genericness involves a two-step inquiry.
`
`First, a court must identify the “genus of goods or services at issue.” H. Marvin Girm Corp. at
`
`990. Second, a court must determine whether “the term sought to be registered...[is] understood
`
`by the relevant public primarily to refer to that genus of goods or services.” Id. Here, the TTAB
`
`established, and the parties do not dispute, that the “genus of goods at issue in this case is
`
`adequately defined by the description of goods——fertilizer.” In re Milo Shammas, No. 77758863
`
`at 4. Thus, the only disputed issue on the genericness issue is whether purchasers of fertilizers
`
`understand the term PROBIOTIC as referring on one hand to fertilizer or a distinctive
`
`characteristic of fertilizers, or on the other hand to plaintiff’ s product specifically.
`
`Here, both plaintiff and defendant have offered new evidence on the issue of the relevant
`
`public’s understanding of the term PROBIOTIC. Evidence relevant to such an inquiry includes
`
`competitors’ use of the term, plaintiffs’ own use of the term, dictionary definitions, media usage,
`
`testimony of persons in the trade, and surveys of the relevant consumers to show the state of
`
`mind of such consumers when they consider the term. See McCarIhy on Trademark, § 12:13.
`
`To prove that the term PROBIOTIC is not generic, plaintiff has mistakenly relied on evidence of
`
`his product’s alleged popularity, including market share, sales figures, and advertising
`
`expenditures. Evidence of this nature is not relevant to the genericness inquiry, but is instead
`
`11
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 12 of 20 PageID# 2198
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 12 of 20 Page|D# 2198
`
`potentially relevant to the secondary meaning inquiry. To be sure, evidence of extensive
`
`advertising expenditures and product popularity may be probative of secondary meaning as it is
`
`evidence that the term may have gained recognition in the minds of the relevant consumer as to
`
`the source of a product. But such evidence is not probative of a lack of genericness because it
`
`does not show, by itself, that the putative mark does anything other than describe the genus of
`
`the product or a distinctive characteristic of the product.
`
`In any event, “generic marks cannot be
`
`protected even upon a showing of secondary meaning.” Thompson Medical Co., Inc. v. Pfizer
`
`lnc., 753 F.2d 208, fn.8 (2d Cir. 1985).
`
`In other words, a term that is generic as to a product or
`
`service is simply not eligible for trademark protection. Even if plaintiff could show “acquired
`
`distinctiveness in a generic term through promotion and advertising, the generic term is still not
`
`entitled to protection because to allow protection would deprive competing manufacturers...of
`
`the right to call an article by its name.” Continental Airlines Inc. v. United Air Lines Inc., 53
`
`U.S.P.Q.2d 1385 (T.T.A.B. 1999) (citing America Online Inc. v. AT&TCorp., 51 U.S.P.Q.2d
`
`1865, 1873 (E.D. Va. 1999).
`
`Thus, the plaintiff’ s evidence pertinent to genericness, in the end, consists only of the
`
`testimony of three of Dr. Earth’s retailers stating that they are unaware of any other producers of
`
`organic fertilizers who also use the term “probiotic” to describe their fertilizer and soil
`
`products.“ Although testimony of persons in the trade, such as the testimony of retailers, can be
`
`persuasive evidence showing genericness or a lack thereof, it is not persuasive here because
`
`“affidavits from friendly employees and dealers are of little weight, as having the appearance of
`
`”’ Plaintiff also relies on additional evidence identified for the first time in his memorandum in
`
`support of summaryjudgment, filed more than five months after the deadline set in the March 5,
`2013 Discovery Order. Thus, this evidence is excluded as late under Fed R Civ.
`P. 37(b)(2)(A)(ii). Additionally, it is worth noting that much of this evidence focuses on the
`state of mind of the general public rather than the state of mind of the relevant consumer of
`fertilizer, and hence is not probative of either genericness or secondary meaning.
`
`12
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 13 of 20 PageID# 2199
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 13 of 20 Page|D# 2199
`
`bias.” McCarthy on Trademark, § 12:13. Moreover, these affidavits are effectively refuted by
`
`evidence of at least thirty-three producers using the term “probiotic” to describe their fertilizer
`
`and soil products—evidence of eight competitors to which the TTAB cited in its decision, and
`
`evidence of twenty-five more producers submitted by the defendant in this action. Evidence of
`
`over thirty competitors using the term “probiotic” to describe their fertilizer and soil products
`
`supports of a finding of genericness, and that finding is hardly challenged by retailers of fertilizer
`
`products saying they are “unaware” of these producers. In other words, the TTAB relied on a
`
`fact, whereas the affidavits proffered by plaintiff simply note that certain retailers are unaware of
`
`that fact. Evidence of existence of a fact trumps evidence of unawareness of the fact.
`
`Nor is this a complete summary of the evidence on the genericness issue, as defendant
`
`has offered new, additional evidence on the issue as follows:
`
`(1) dictionary definitions of the term “probiotic” as referring to “microorganisms and
`
`substances that promote the grown of microorganisms;”
`
`(2) two patents using the term probiotic to refer to fertilizers and soils;
`
`(3) forty-four scholarly or news articles using the tenn probiotic to describe the addition
`
`of microorganisms to soil and plants;
`
`(4) twenty-five third—party websites advertising probiotic soil and fertilizer products; and
`
`(5) several articles referring to Dr. Earth’s products and allegedly using the tenn
`
`“probiotic” in a generic or descriptive sense.
`
`The five additional sources submitted by defendant are strong evidence the tenn PROBIOTIC, in
`
`the minds of purchasers of fertilizer, describes fertilizers or a distinctive characteristic of
`
`fertilizers.
`
`l3
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 14 of 20 PageID# 2200
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 14 of 20 Page|D# 2200
`
`In summary, the record as a whole——the parties’ newly-submitted evidence and the
`
`record before the TTAB—points convincingly to the conclusion that the term PROBIOTIC is
`
`generic. Put another way, a review of the entire record discloses that plaintiff has failed to
`
`adduce evidence that would permit a finder of fact to conclude, by a preponderance of the
`
`evidence, that the term PROBIOTIC is something other than a generic term ineligible for
`
`trademark protection.
`
`VI.
`
`A finding that a term is generic necessarily precludes a finding that the term is descriptive
`
`with secondary meaning. As noted, if a tem is generic, it cannot have the type of consumer
`
`recognition necessary for a finding of acquired secondary meaning. See McCarthy on
`
`Trademark, § 12:46. Because secondary meaning denotes evidence of trademark usage by some
`
`majority of relevant customers, “if the consuming public does perceive the symbol as designating
`
`the producer rather than the product, then the generic label has been incorrectly applied.” Id.
`
`(quoting Miller Brewing Co. v. FalstaffBrewing Corp., 503 F. Supp. 896, 907-908 (D.R.I.
`
`1980)). Thus, assuming, arguendo, that the TTAB erred in finding PROBIOTIC generic in
`
`connection with fertilizer, plaintiff has also submitted new evidence to support his assertion that
`
`PROBIOTIC is descriptive with secondary meaning in connection with fertilizer and should thus
`
`be given trademark protection.
`
`Secondary meaning is “a new and additional meaning that attaches to a non-inherently
`
`distinctive wor ,” such as a descriptive word.” McCarthy on Trademark, § 15:]. This new
`
`meaning serves to identify the source of a product or service. Thus, a tenn with secondary
`
`meaning is used by the relevant public “to identify and distinguish a single commercial source.”
`
`'7 Descriptive marks constitute one category of terms requiring proof of secondary meaning for
`trademark protection. McCarthy on Trademark, § 1522.
`
`14
`
`

`
`Case 1:12-cv-01462-TSE-TCB Document 37 Filed 10/15/13 Page 15 of 20 PageID# 2201
`Case 1:12—cv—O1462—TSE—TCB Document 37 Filed 10/15/13 Page 15 of 20 Page|D# 2201
`
`Id. Therefore, descriptive marks “are accorded protection only if. ..in the minds of the public,
`
`the primary significance of a product feature or term is to identify the source of the product
`
`rather than the product itself.” Sara Lee Corp., 81 F.3d at 464 (internal citations

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket