throbber
Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 1 of 41
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE WESTERN DISTRICT OF WISCONSIN
`
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`
`Case No. 17-cv-446
`
`
`
`Case No. 3:14-cv-503
`
`INGURAN, LLC d/b/a STGENETICS, XY,
`LLC, and CYTONOME/ST, LLC,
`
`Plaintiffs/Counterclaim-Defendants,
`
`
`
`v.
`
`ABS GLOBAL, INC., GENUS PLC, and
`PREMIUM GENETICS (UK) LTD,
`
`Defendants/Counterclaim-Plaintiffs.
`
`ABS GLOBAL, INC.,
`
`Plaintiff/Counterclaim-Defendant,
`
`
`
`v.
`
`INGURAN, LLC d/b/a SEXING
`TECHNOLOGIES,
`
`Defendant/Counterclaim-Plaintiff,
`
`and
`
`XY, LLC,
`
`Intervenor Defendant/Counterclaim-
`Plaintiff,
`
`
`
`v.
`
`GENUS PLC,
`
`Counterclaim-Defendant.
`
`
`
`ABS GLOBAL, INC. AND GENUS PLC’S EXHIBIT LIST
`
`
`
`
`
`
`

`

`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 2 of 41
`
`Pursuant to the Court’s Procedures Governing Final Pretrial Submissions and Conference
`
`(Dkt. 71 at 13), ABS Global, Inc. and Genus plc (“Defendants”) respectfully submit the exhibit
`
`list attached here as Exhibit A. Defendants reserve the right to identify additional exhibits, not
`
`included here, in rebuttal or response to testimony, evidence, or arguments presented by Inguran,
`
`LLC d/b/a Sexing Technologies (“ST”) or XY, LLC (“XY”), or for authentication or
`
`impeachment purposes. Demonstrative exhibits are not listed.
`
`
`Dated: August 9, 2019
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
` /s/ Michael J. Modl
`Michael J. Modl
`AXLEY BRYNELSON, LLP
`Manchester Place, Suite 200
`2 East Mifflin Street
`Madison, Wisconsin 53703
`Telephone: (608) 257-5661
`mmodl@axley.com
`
`Thomas D. Rein
`Stephanie P. Koh
`Steven J. Horowitz
`Bryan C. Mulder
`Eric T. O’Brien
`SIDLEY AUSTIN LLP
`One South Dearborn
`Chicago, Illinois 60603
`Telephone: (312) 853-7000
`trein@sidley.com
`skoh@sidley.com
`shorowitz@sidley.com
`bmulder@sidley.com
`eric.obrien@sidley.com
`
`
`
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`
`
`

`

`
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`
`
`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 3 of 41
`
`Paul J. Zegger
`Fitz B. Collings
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`Telephone: (202) 736-8000
`pzegger@sidley.com
`fcollings@sidley.com
`
`Counsel for ABS Global, Inc., Genus plc, and
`Premium Genetics (UK) Ltd
`
`2
`
`
`

`

`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 4 of 41
`Case: 3:17-cv-00446—wmc Document#: 394 Filed: 08/09/19 Page4of41
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`
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`EXHIBIT A
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`EXHIBIT A
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`

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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 5 of 41
`
`EXHIBIT FORM
`
`INGURAN, LLC d/b/a STGENETICS, XY, LLC, and
`CYTONOME/ST, LLC
`
`
`V.
`
`ABS GLOBAL, INC, GENUS PLC, and PREMIUM
`GENETICS (UK) LTD
`_____________________________________________
`
`ABS GLOBAL, INC,
`
`V.
`
`INGURAN LLC, d/b/a SEXING TECHNOLOGIES
`Description
`Offers, Objections,
`Rulings, Exceptions
`
`Case No.17-CV-446
`
`Case No.3:14-CV-503
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`
`
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`
`
`EXHIBIT (S) OF
`
`
`ABS GLOBAL, INC, GENUS PLC, and
`PREMIUM GENETICS (UK) LTD
`(Defendants)
`
`
`Identification
`Witness
`
`Date
`
`
`
`
`
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`
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`No.
`501
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`502
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`503
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`504
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`505
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`505.1
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`506
`
`507
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`U.S. Patent No. 7,311,476 B2
`(Gilbert et al.)
`(ABS_2017_00010465-83)
`U.S. Patent No. 7,611,309 B2
`(Gilbert et al.)
`(ABS_2017_00011645-62)
`Application No. 10/979,848 File
`History ('476 Patent)
`(CYTST000079-264)
`Application No. 11/998,557 File
`History ('309 Patent)
`(CYTST000265-398)
`8/6/18 Defendants/Counterclaim-
`Plaintiffs’ Second Amended Rule
`30(b)(6) Notice of Deposition (as
`used in Holland deposition)
`8/6/18 Defendants/Counterclaim-
`Plaintiffs’ Second Amended Rule
`30(b)(6) Notice of Deposition (as
`used in Sharpe deposition)
`8/9/18 Plaintiffs’ Objections and
`Responses to Defendants /
`Counterclaim Plaintiffs’ Second
`Amended Rule 30(b)(6) Notice of
`Deposition
`9/1/12 Semen Sorting Agreement
`between ST and ABS
`(ING_005738-58)
`
`
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 6 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
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`
`
`
`
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`
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`507.1
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`508
`
`509
`
`510
`
`511
`
`512
`
`513
`
`514
`
`515
`
`516
`
`517
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`
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`
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`
`
`
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`
`
`
`
`
`
`9/1/12 Semen Sorting Agreement
`between ST and ABS (as used in
`Moreno deposition)
`(ABS_00008202-22)
`7/6/17 Letter and attachment from
`J. Martinez to B. Fair re Breach of
`Quality Specifications under the
`Agreement (STGEN068961-62)
`7/13/17 Letter from G. BeVier to J.
`Martinez re Alleged Breach of
`Quality Specifications under the
`Agreement (STGEN067424-37)
`8/3/17 Letter and attachments from
`J. Moreno to J. Martinez re Alleged
`Breach of Quality Specifications
`under the Agreement
`(STGEN067438-45)
`8/30/17 Letter and attachment from
`J. Martinez to B. Fair re Breach of
`Quality Specifications under the
`Agreement (STGEN067455-57)
`10/10/17 Letter from G. BeVier to
`J. Martinez re Alleged Breach of
`Quality Specifications under the
`Agreement (STGEN067477-554)
`10/10/17 Attachments to Letter
`from G. BeVier to J. Martinez re
`Alleged Breach of Quality
`Specifications under the Agreement
`(STGEN028888-958)
`9/17/10 Email from E. Maia to B.
`Fair cc: R. Lenz re FYI - Def QC
`mistake (Brito Ex. 4)
`(STGEN025757)
`5/3/12 Email from R. Neis to B.
`Fair re ABS/ST qc data and April
`Bonus (Brito Ex. 5)
`(STGEN024372)
`ST 2013 Laboratory Manual (Brito
`Ex. 6) (ING_015231-380)
`5/20/15 Email string between M.
`Evans, A. Rehder et al. re Purity by
`lab 2015.xlsx (Brito Ex. 8)
`(STGEN024409-13)
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`Page 2 of 41
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 7 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
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`518
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`519
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`520
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`521
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`522
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`523
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`524
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`525
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`526
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`527
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`528
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`
`
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`
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`
`
`
`8/27/15 Email string between T.
`Gilligan, V. Vishwanath et al. re
`Heifer ratios (Brito Ex. 9)
`(STGEN026892-96)
`9/25/15 Email from R. Lenz to A.
`Douablin et al. re Purity SOP
`Update (Brito Ex. 10)
`(STGEN038124-25)
`9/25/15 ST Sperm Purity
`Assessment SOP, Updated
`Laboratories Procedures and
`Protocols (Brito Ex. 11)
`(STGEN038127-35)
`10/20/15 Email string between J.
`Fitzpatrick, L. Brito et al. re Purity
`test (Brito Ex. 12) (STGEN034187-
`89)
`11/13/15 Email string between L.
`Brito, M. Evans et al. re Purity
`Report Plus Purity by Lab by Rick
`(Brito Ex. 13) (STGEN031474-76)
`Sexing Technologies Purity
`Assessment Audit Nov 2015 (Brito
`Ex. 14) (STGEN031478-84)
`7/28/16 Email string between V.
`Vishwanath, R. Lenz et al. re R&D
`meeting Thursday 1 pm CST (Brito
`Ex. 15) (STGEN038137-38)
`9/10/16 Email from L. Brito to R.
`Carneiro et al. re External purity
`analysis review - August 2016
`(Brito Ex. 16) (STGEN034264-65)
`ST External Purity Analysis
`Review, August 2016 (Brito Ex.
`17) (STGEN034266)
`9/6/17 Email string between L.
`Brito, V. Vishwanath et al. re Q&A
`- for Juan, lets polish this up (Brito
`Ex. 21) (STGEN039195)
`Question and Answers about
`SexedULTRA™ and ABS sexed
`product (Brito Ex. 22)
`(STGEN039196-99)
`
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`Page 3 of 41
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 8 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
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`529
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`530
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`531
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`532
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`533
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`534
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`535
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`536
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`537
`
`538
`
`539
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`
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`5/25/18 Amended Notice of
`Subpoena for Deposition of Non-
`Party Bernard Bunner (Bunner Ex.
`1)
`4/3/18 Notice of Subpoena to
`Produce Documents to Non-Party
`Bernard Bunner (Bunner Ex. 2)
`References on hydrodynamic
`focusing (Bunner Ex. 3) (BB
`000841-43)
`Excerpts from "Micro Total
`Analysis Systems 2000,
`Proceedings of the µTAS 2000
`Symposium, held in Enschede, The
`Netherlands, 14-18 May 2000"
`(Bunner Ex. 5)
`U.S. Patent No. 6,159,739 (Weigl
`et al.), with marginalia (Bunner Ex.
`6)
`U.S. Patent No. 6,159,739 (Weigl
`et al.) (ABS_2017_00108230-55)
`U.S. Patent No. 7,611,309 B2
`(Gilbert et al.), with marginalia
`(Bunner Ex. 7)
`Declarations for Utility or Design
`Application Using an Application
`Data Sheet (Bunner Ex. 8)
`U.S. Patent No. 7,311,476 B2
`(Gilbert et al.), with marginalia
`(Bunner Ex. 9)
`4/6/18 Confidential Consulting
`Agreement between Inguran, LLC,
`Cytonome/ST, LLC and Bernard
`Brunner (Bunner Ex. 10) (BB
`000838-40)
`Copy of Coventor’s website as it
`appeared on December 11, 2001
`(https://web.archive.org/web/20011
`211185523/http://coventor.com:80/
`biotech/papers/index.html) (Bunner
`Ex. 11)
`
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`Page 4 of 41
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 9 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
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`540
`
`541
`
`542
`
`543
`
`544
`
`545
`
`546
`
`547
`
`548
`
`549
`
`550
`
`551
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`
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`
`
`
`
`Excerpts from "Micro Total
`Analysis Systems 2001,
`Proceedings of the µTAS 2001
`Symposium, held in Monterey, CA,
`USA 21-25 October, 2001" (Gilbert
`Ex. 12)
`U.S. Patent No. 6,506,609 B1
`(Wada et al.), with marginalia
`(Bunner Ex. 13)
`U.S. Patent No. 6,506,609 B1
`(Wada et al.)
`(ABS_2017_00108188-229)
`5/25/18 Amended Notice of
`Subpoena for Deposition of Non-
`Party John R. Gilbert (Gilbert Ex.
`1)
`4/3/18 Notice of Subpoena to
`Produce Documents to Non-Party
`John R. Gilbert (Gilbert Ex. 2)
`4/2/18 Confidential Consulting
`Agreement between Inguran, LLC,
`Cytonome/ST, LLC and John
`Gilbert (Gilbert Ex. 3) (JG 000001-
`2)
`Excerpts from "Micro Total
`Analysis Systems 2002,
`Proceedings of the µTAS 2002
`Symposium, held in Nara, Japan, 3-
`7 November 2002" (Gilbert Ex. 6)
`Declaration, Petition and Power of
`Attorney (Gilbert Ex. 7)
`Declaration, Petition and Power of
`Attorney (Gilbert Ex. 8)
`Declarations for Utility or Design
`Application Using an Application
`Data Sheet re 13/968962 (Gilbert
`Ex. 10)
`Shapiro, PRACTICAL FLOW
`CYTOMETRY (4th ed. 2003)
`(excerpt) (Gilbert Ex. 15)
`Shapiro, PRACTICAL FLOW
`CYTOMETRY (4th ed. 2003)
`(excerpt) (ABS_2017_00108169-
`79)
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`
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`Page 5 of 41
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`

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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 10 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
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`
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`
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`
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`552
`
`553
`
`554
`
`555
`
`556
`
`557
`
`558
`
`559
`
`560
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Handdrawn diagram of a
`conventional 2D-focusing channel
`setup (Gilbert Ex. 16)
`Nieuwenhuis et al., "Integrated
`flow-cells for novel adjustable
`sheath flows," Lab Chip 3:56-61
`(2003), with marginalia (BB
`002145-50)
`Nieuwenhuis et al., "Integrated
`flow-cells for novel adjustable
`sheath flows," Lab Chip 3:56-61
`(2003) (Gilbert Ex. 19)
`Nieuwenhuis et al., "Integrated
`flow-cells for novel adjustable
`sheath flows," Lab Chip 3:56-61
`(2003) (ABS_2017_00108136-41)
`6/6/19 Letter from J. Hordern
`(Royal Society of Chemistry) to F.
`Collings (ABS_2017_00108031-
`38)
`6/14/19 Declaration of Lisa
`Rowlison de Ortiz
`(ABS_2017_00108023-30)
`Copy of Coventor’s website as it
`appeared on April 6, 2007
`(https://web.archive.org/web/20070
`406070738/http://www.coventor.co
`m:80/microfluidics/papers/index.ht
`ml) (Gilbert Ex. 20)
`9/1/09 Semen Sorting Agreement
`between Inguran, LLC and
`Cooperative Resources
`International, Inc.; Fourth
`Amendment to Semen Sorting
`Agreement between ST and CRI
`(Holland Ex. 12) (ING_007440-52)
`8/28/11 Email string between J.
`Moreno, M. Stiaque et al. re CRV
`75% Purity (Holland Ex. 13)
`(ING_051943-50)
`
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`Page 6 of 41
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 11 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
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`
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`
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`
`
`561
`
`562
`
`563
`
`564
`
`565
`
`566
`
`567
`
`568
`
`569
`
`570
`
`571
`
`
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`
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`
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`
`
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`
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`
`
`8/1/18 Intelligen® Technologies
`Sexed Semen Processing
`Agreement between ABS Global,
`Inc. and Hawkeye Breeders
`Service, Inc. (Martinez Ex. 1)
`(ABS_2017_00107899-922)
`8/27/18 Plaintiffs’ Second
`Supplemental Objections and
`Responses to Defendants’ First Set
`of Interrogatories (1-7) (Moreno
`Ex. 3)
`9/20/17 Question and Answers
`about SexedULTRA™ and ABS
`sexed product (Moreno Ex. 5)
`(STGEN025960-63)
`4/5/17 Email string between V.
`Vishwanath and J. Moreno et al. re
`Slides from ABS talk (Moreno Ex.
`6) (STGEN038940-43)
`2/10/17 Email string between R.
`Kothari, J. Moreno et al. re Project
`Star / Meeting with Elanco
`(Moreno Ex. 7) (STGEN041676-
`78)
`February 2017 Inguran slide deck
`(Moreno Ex. 8) (STGEN041679-
`41703)
`9/9/16 Email from N. Kirby to J.
`Moreno re Genus presentation
`(Moreno Ex. 11) (STGEN040352-
`53)
`3/3/17 Email string between J.
`Moreno, J. Pasquesi et al. re ABS
`(Moreno Ex. 12) (STGEN038978-
`80)
`4/25/17 Email from J. Moreno to J.
`Pasquesi et al. re ABS interesting
`(Moreno Ex. 13) (STGEN039889)
`4/25/17 Draft ABS Global Icon Sire
`Sales Q&As (Moreno Ex. 14)
`(STGEN039892-93)
`8/15/16 ABS I Dkt. 696 : Special
`Verdict (Moreno Ex. 15)
`
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`Page 7 of 41
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`

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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 12 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
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`
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`
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`
`
`
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`
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`
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`
`
`572
`
`572.1
`
`573
`
`574
`
`575
`
`576
`
`577
`
`578
`
`579
`
`580
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Semen Sorting Agreement between
`ST and CRI (Moreno Ex. 17)
`(ING_007478-86)
`Semen Sorting Agreement between
`ST and CRI (ING_069852-60)
`Brito, Leo "Advances in Sexed
`Semen Production" (Moreno Ex.
`20) (STGEN046358-73)
`10/31/08 Letter from L. Villa-
`Komaroff to J. Moreno re Joint
`Venture between Cytonome, Inc.
`and Inguran, LLC (Moreno Ex. 29;
`Sharpe Ex. 188)
`(CYTO000036180-84)
`2/25/09 Intellectual Property
`License Agreement between
`Cytonome and Inguran (Moreno
`Ex. 30; Sharpe Ex. 187)
`(ING_009393-98)
`2/1/18 Commercial Sublicense
`Agreement between Inguran, LLC
`and Alta Genetics, Inc.
`(STGEN024068-70)
`U.S. Patent No. 5,135,759
`(Johnson) (Nolan Ex. 5)
`(ABS_00095936-41)
`Johnson L.A. et al., "Sex
`Preselection in Rabbits: Live Births
`from X and Y Sperm Separated by
`DNA and Cell Sorting", Biol. Of
`Repro. 41:199-203 (1989) (Nolan
`Ex. 6) (STGEN002980-84)
`Cytonome Drawing No. 1-00376-
`001: 24LD UVFS Chip, with
`marginalia (Sharpe Ex. 181)
`(CYTST 003366)
`Website printout:
`https://www.cytonome.com/patents
`with marginalia (Sharpe Ex. 182)
`(CYTST 003377)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
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`Page 8 of 41
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 13 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`581
`
`582
`
`583
`
`584
`
`585
`
`586
`
`587
`
`588
`
`589
`
`590
`
`591
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`8/7/16 Purchase and License
`Agreement between Cytonome/ST,
`LLC and Sumitomo Dainippon
`Pharma Co., Ltd. (Sharpe Ex. 186)
`(CYTST002675-2714)
`6/15/17 SOP #10103-0012: Digital
`Droplet PCR for %X chromosome,
`Rev. A (ABS_2017_00088806-11)
`10/1/17 Microfluidic Chip
`Fabrication and Supply Agreement
`between ABS Global, Inc. and
`Translume, Inc.
`(ABS_2017_00058868-77)
`Chart re ABS and Third-Party
`Operated Labs (PX 55)
`7/20/16 Microfluidic Chip
`Fabrication and Supply Agreement
`between ABS Global, Inc. and
`Translume, Inc.
`(ABS_2017_00088914-21)
`1/6/16 Transfer of Technology and
`Manufacturing ‘Know-How’
`Agreement between Translume,
`Inc. and ABS Global
`(ABS_2017_00088910-13)
`Slide deck re: GSS Technology
`Update (ABS_2017_00102269-84)
`6/6/17 Email string between J.
`Martinez, A. Henninger et al. re: ST
`placement sheets for May
`(ABS_2017_00088907-09)
`3/29/04 Utility Patent Application
`Transmittal (ABS PX-43)
`6/22/17 Technology Transfer and
`Sexed Semen Processing
`Agreement between ABS Global,
`Inc. and Geno SA
`(ABS_2017_00082314-59)
`Genus slide deck re Glass Chip QC
`Report 4-7-17
`(ABS_2017_00108260-313)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
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`
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`
`
`Page 9 of 41
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`

`

`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 14 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`592
`
`593
`
`594
`
`595
`
`596
`
`597
`
`598
`
`599
`
`600
`
`601
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`602
`
`
`
`Salisbury et al. "Physiology of
`Reproduction and Artificial
`Insemination of Cattle" (1978)
`(ABS_2017_00103419-581)
`8/31/17 Email from R. Neis to J.
`Templeton cc: B. Fair re STWI
`incentive (STGEN026519)
`Chart re Results of post-thaw
`motility and gender-skew of ST
`(ABS_2017_00059434)
`Printout of Native file: SSC-B
`sample streamlines (1).xlsx (2nd
`tab only) (PX 221)
`11/13/17 Plaintiffs’ Objections and
`Responses to Defendants’ First Set
`of Interrogatories (1-7)
`8/27/18 Plaintiffs’ Second
`Supplemental Objections and
`Responses to Defendants' First Set
`of Interrogatories (1-7)
`5/29/18 Plaintiffs’ First
`Supplemental Objections and
`Responses to Defendants’ First Set
`of Interrogatories (1-7)
`9/1/17 Website printout: ABS
`Global Launches Sexcel™ Sexed
`Genetics (STGEN001867)
`File folder label: Microfluidic Cell
`Sorting (BB 002459)
`Tashiro K et al., "Design and
`Simulation of Particles and
`Biomolecules Handling Micro Flow
`Cells with Three-Dimensional
`Sheath Flow," Micro Total
`Analysis Systems 2000, 209-212,
`with marginalia (BB 002460-63)
`Tashiro K et al., "Design and
`Simulation of Particles and
`Biomolecules Handling Micro Flow
`Cells with Three-Dimensional
`Sheath Flow," Micro Total
`Analysis Systems 2000, 209-212
`(ABS_2017_00108180-87)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 10 of 41
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`
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`

`

`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 15 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`603
`
`604
`
`
`
`
`
`605
`
`
`
`606
`
`607
`
`608
`
`609
`
`610
`
`
`
`
`
`
`
`
`
`
`
`File folder label: Micro-Cytometry
`(BB 002116)
`Nieuwenhuis et al., "Virtual Flow
`Channel: A Novel Micro-fluidics
`System with Orthogonal, Dynamic
`Control of Sample Flow
`Dimensions," Micro Total Analysis
`Systems 2002, Vol. I:103-105, with
`marginalia (BB 002139-40)
`Nieuwenhuis et al., "Virtual Flow
`Channel: A Novel Micro-fluidics
`System with Orthogonal, Dynamic
`Control of Sample Flow
`Dimensions," Micro Total Analysis
`Systems 2002, Vol. I:103-105
`(ABS_2017_00108095-135)
`Larsen et al., "Microchip Coulter
`Particle Counter," Proceedings of
`Int’l Solid State Sensors &
`Actuators Conference (Transducers
`‘97) 1319-1322, with marginalia
`(BB 002244-47)
`Larsen et al., "Microchip Coulter
`Particle Counter," Proceedings of
`Int’l Solid State Sensors &
`Actuators Conference (Transducers
`‘97) 1319-1322
`(ABS_2017_00108063-66)
`5/17/17 mail string between J.
`Moreno, B. Fair et al. re
`Contamination of Semen Extender
`at the DeForest Site – Confidential
`(STGEN028799-802)
`9/1/07 Semen Sorting Agreement
`between Inguran, LLC and ABS
`Global, Inc. (ING_005759-73)
`4/16/18 Plaintiffs/Counterclaim-
`Defendants’ Objections and
`Responses to
`Defendants/Counterclaim-
`Plaintiffs’ Second Set of
`Interrogatories (Nos. 8-12)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 11 of 41
`
`
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`

`

`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 16 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`611
`
`612
`
`613
`
`614
`
`615
`
`616
`
`617
`
`618
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`10/9/18 Plaintiffs’ Third
`Supplemental Objections and
`Responses to Defendants’ First Set
`of Interrogatories (1-7)
`1/11/19 Plaintiffs/Counterclaim-
`Defendants’ First Supplemental
`Objections and Responses to
`Defendants/Counterclaim-
`Plaintiffs’ Second Set of
`Interrogatories (Nos. 8-12)
`1/11/19 Plaintiffs’ Fourth
`Supplemental Objections and
`Responses to Defendants’ First Set
`of Interrogatories (1-7)
`Microfluidic systems for clinical
`diagnostics abstract
`ABS deck re Biosystems
`Engineering
`(ABS_2017_00069255-81)
`Nieuwenhuis et al., "First Particle
`Measurements With an Integrated
`Coulter Counter Based on 2-
`Dimensional Aperture Control,"
`Proceedings of Int’l Solid State
`Sensors & Actuators Conference
`(Transducers ‘03), with marginalia
`(BB 002141-44)
`Altendorf et al., "Results Obtained
`Using a Prototype Microfluidics-
`Based Hematology Analyzer," in
`Proceedings of the μTAS 1998
`Symposium, 73-76 (Oct. 1998)
`(ABS_2017_00086437-43)
`Di Carlo et al., "Enhanced Velocity
`Gradients Within Microfluidics for
`Cellular Manipulation," in
`Proceedings of the μTAS 2002
`Symposium, Vol. II, 799-801 (Nov.
`2002) (ABS_2017_00083394-433)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 12 of 41
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`
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`
`
`
`

`

`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 17 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`619
`
`
`
`620
`
`
`
`621
`
`
`
`622
`
`623
`
`624
`
`625
`
`
`
`
`
`
`
`
`
`Hara, T. et al., "Fabrication of On-
`Chip Sorter Devices with Sub-
`Micrometer Scale Channels and
`Self-Aligned Microelectrodes," in
`Proceedings of the µTas 2002
`Symposium, Vol. I, 124-26 (Nov.
`2002) (ABS_2017_00108046-52)
`Hara, T. et al., "Fabrication of On-
`Chip Sorter Devices with Sub-
`Micrometer Scale Channels and
`Self-Aligned Microelectrodes," in
`Proceedings of the µTas 2002
`Symposium, Vol. I, 124-26 (Nov.
`2002), with marginalia (BB
`002743-44)
`Kruger et al., "Development of a
`microfluidic device for
`fluorescence activated cell sorting,"
`J. Micromechanics &
`Microengineering 12:486-94 (June
`19, 2002) (ABS_2017_00108053-
`62)
`Kruger et al., "Development of a
`microfluidic device for
`fluorescence activated cell sorting,"
`J. Micromech. Microeng., 12:486-
`94 (2002), with marginalia (BB
`002681-89)
`Lee et al., "Hydrodynamic
`Focusing for a Micromachined
`Flow Cytometer," J. Fluids Eng.
`123(3):672-679 (Sept. 2001)
`(ABS_2017_00108067-74)
`Lee et al., "Hydrodynamic
`Focusing for a Micromachined
`Flow Cytometer," J. Fluids Eng.
`123(3):672-679, 672 (Sept. 2001),
`with marginalia (BB 002801-08)
`Miyake et al., "A Development of
`Micro Sheath Flow Chamber,"
`IEEE, 265-270 (1991)
`(ABS_2017_00108083-88)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 13 of 41
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`
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`
`
`
`

`

`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 18 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`626
`
`627
`
`
`
`
`
`628
`
`
`
`629
`
`630
`
`631
`
`632
`
`
`
`
`
`
`
`
`
`Miyake et al., "Investigation of
`Sheath Flow Chambers for Flow
`Cytometers," JSME International
`Journal, Series B, 40(1): 106-113
`(1997) (ABS_2017_00102365-72)
`Nieuwenhuis et al., "Particle-Shape
`Sensing-Elements for Integrated
`Flow Cytometer," in Proceedings of
`the μTAS 2001 Symposium, 357-
`358 (Oct. 21, 2001)
`(ABS_2017_00108089-94)
`Nieuwenhuis et al., "Integrated
`Coulter counter with non-coaxial
`sheath-flow and dynamic aperture
`control," in Eurosensors XVI: The
`16th European Conference on
`Solid-State Transducers – Part 1
`(Saneistr & Ripka, eds.) (Sept.
`2002) (ABS_2017_00102373-74)
`Nieuwenhuis et al., "Integrated
`Flow-Cells for Adjustable Sheath
`Flows," The Society for
`Microelectronics – Annual Report
`2003 (2003)
`(ABS_2017_00102375-81)
`Shapiro, PRACTICAL FLOW
`CYTOMETRY (3d ed. 1995)
`(excerpt) (ABS_2017_00108161-
`68)
`Shoji et al., "Particles and
`molecules handling in micro
`channels," Lab-on-a-Chip 205-214
`(Oosterbroek & van den Berg, eds.)
`(2003) (ABS_2017_00102401-12)
`Weigl et al., "Design and Rapid
`Prototyping of Thin-Film
`Laminate-Based Microfluidic
`Devices," Biomedical Microdevices
`3(4):267-274 (Dec. 2001)
`(ABS_2017_ 00108075-82)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 14 of 41
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`
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`
`
`
`

`

`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 19 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`633
`
`634
`
`635
`
`636
`
`637
`
`638
`
`638.1
`
`638.2
`
`639
`
`640
`
`641
`
`642
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Wolff et al., "Chip-Integrated
`Microfluidic System for Cell
`Sorting and Cell Culturing,"
`Eurosensors XIV, The 14th
`European Conference on Solid-
`State Transducers 235-238 (Aug.
`27-30, 2000)
`(ABS_2017_00108256-59)
`U.S. Patent No. 4,983,038 (Ohki et
`al.) (ABS_2017_00108142-60)
`Application No. 09/569,747 File
`History ('609 Patent)
`(ABS_2017_00086992-87204)
`US 2004/0043506 A1 (Haussecker
`et al.) (ABS_2017_00017737-46)
`Application No. 10/232,170
`(Haussecker et al.)
`(ABS_2017_00086044-204)
`Photographs of GSS System
`(ABS_00094856-63,
`ABS_00094865)
`Photographs of GSS System
`(ABS_00094856)
`Photographs of GSS System
`(ABS_00094865)
`Website printout:
`https://www.comsol.com/comsol-
`multiphysics
`(ABS_2017_00107987-98)
`Website printout:
`https://web.archive.org/web/201105
`21160953/http://www.comsol.com/
`products/multiphysics/
`(ABS_2017_00107985-86
`Website printout:
`http://web.archive.org/web/200808
`29111025/http://www.comsol.com/
`products/releasehistory/
`(ABS_2017_00107984)
`Website printout:
`http://web.archive.org/web/200202
`02140037/http://www.comsol.com:
`80/femlab/ (ABS_2017_00107999-
`108000)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 15 of 41
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`
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`
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`

`

`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 20 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`643
`
`644
`
`645
`
`646
`
`647
`
`648
`
`649
`
`650
`
`651
`
`652
`
`653
`
`654
`
`655
`
`656
`
`657
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`6/20/18 Microfluidic Chip
`Fabrication and Supply Agreement
`between ABS Global, Inc. and
`FEMTOprint, SA
`(ABS_2017_00104638-59)
`11/27/18 FEMTOprint Sales
`Quotation to Z. Xia
`(ABS_2017_00107947-48)
`Native file: 43100-0012 GSSv1.1
`chip.pdf (ABS_2017_00107953)
`Native file: GSSv1.1 channels.pdf
`(ABS_2017_00107955)
`Native file: 43100-0020 SSC-A
`chip.PDF (ABS_2017_00107961)
`Native file: SSC-A channels.PDF
`(ABS_2017_00107963)
`Native file: 43100-0027 SSC-B
`chip.PDF (ABS_2017_00107969)
`Native file: SSC-B channels.PDF
`(ABS_2017_00107971)
`Salisbury et al. "Physiology of
`Reproduction and Artificial
`Insemination of Cattle" (excerpt)
`(ABS_2017_00107973-77)
`Native file: GSSv1.1 sample
`streamlines (1).xlsx
`(ABS_2017_00107978)
`GSSv1.1_detection plane.png
`(ABS_2017_00107979)
`SSC-A_detection plane.png
`(ABS_2017_00107980)
`SSC-B_detection plane.png
`(ABS_2017_00107981)
`Native file: SSC-A sample
`streamlines (1).xlsx
`(ABS_2017_00107982)
`Native file: SSC-B sample
`streamlines (1).xlsx
`(ABS_2017_00107983)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
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`Page 16 of 41
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 21 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`658
`
`
`
`659
`
`660
`
`661
`
`662
`
`663
`
`664
`
`665
`
`666
`
`667
`
`668
`
`669
`
`670
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Singh et al., “Molecular
`Approaches for Gender
`Identification and Sperm Sex Ratio
`Determination in Farm Animals,”
`Advances in Animal & Vet. Sci.,
`5(9): 377-387 (2017)
`(ABS_2017_00101365-75)
`Tan et al., “SYBR® Green
`quantitative PCR for sex
`determination of bovine
`spermatozoa,” J. Trop. Agric. &
`Food Sci., 43(1): 29-39 (2015)
`(ABS_2017_00088896-8906)
`Native file: STbullSkew_20170824
`RWD 2012-2017.csv
`(ABS_2017_00102100)
`Printout of native file: ABS-ST QC
`to 3-10-07.xls (ABS I, PX 345)
`(ABS_00008985)
`Native file: Purity by lab 2015.xlsx
`(STGEN031477)
`Printout of native file: Credit Memo
`Tally.xlsx (ABS_2017_00107946)
`75% skew contract offer.pdf
`(ABS_00008323-24)
`8/19/13 Sexing Technologies
`Consolidated Financial Statements
`for years ended December 31, 2012
`and 2011 (ING_005531-85)
`Genus plc - Annual Report for the
`year ending June 30, 2018
`7/17/15 ABS I: Defendant Inguran,
`LLC’s Fifth Amended Responses
`and Objections to Plaintiff ABS
`Global, Inc.’s First Set of
`Interrogatories
`1/14/12 GSS Status Update -
`January 14, 2012 (ABS_00001775-
`76)
`5/6/12 GSS Technical Summary
`(ABS_00001784-90)
`GSS Technology and IP Update
`(ABS_00001797-1817)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
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`Page 17 of 41
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 22 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
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`671
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`672
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`673
`
`674
`
`675
`
`676
`
`677
`
`678
`
`679
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`8/25/17 Intelligen™ Technologies
`Sexed Semen Processing
`Agreement between ABS Global,
`Inc. and Hawkeye Breeders
`Service, Inc.
`(ABS_2017_00082416-36)
`2/21/18 Intelligen™ Technologies
`Agreement for Supply of Bovine
`Sexed Semen in the State of Uttar
`Pradesh between Genus Breeding
`India Private Limited (ABS India)
`and Uttar Pradesh Livestock
`Development Board
`(ABS_2017_00082437-63)
`11/29/17 Intelligen™ Technologies
`Agreement for Supply of Sexed
`Semen between Genus Breedings
`India Private Limited and Mehsana
`District Co-Operative Milk
`Producers’ Union Ltd.
`(ABS_2017_00082464-90)
`11/1/17 Bull Housing and Semen
`Processing Agreement between
`ABS Global, Inc. and North Florida
`Holsteins L.C.
`(ABS_2017_00082493-515)
`8/1/18 Bull Housing Program and
`Semen Processing Agreement
`between Genus Breeding Ltd. and
`Intermizoo S.P.A.
`(ABS_2017_00107664-716)
`Genus Semen Sexing (GSS) Project
`Review & Sanction Request,
`September 2011 (ABS_00007780-
`7800)
`8/1/13 Amendment to Semen
`Sorting Agreement between
`Inguran, LLC and ABS Global, Inc.
`(ABS_00008199-8201)
`5/30/06 Semen Sorting Agreement
`between Inguran, LLC and ABS
`Global, Inc. (ABS_00008240-54)
`5/10/12 2.1 GSS cost benefit update
`May 2012 (ABS_00088093-141)
`
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`Page 18 of 41
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 23 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
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`680
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`681
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`682
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`683
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`684
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`685
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`686
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`687
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`688
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`689
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`690
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`11/1/08 Email from L. Villa-
`Komaroff to J. Moreno et al. re
`Signed documents
`(CYTO000036168)
`Executed Letter of Intent between
`Cytonome, Inc. and Inguran, LLC
`(CYTO000036169-79)
`12/20/04 XY, Inc. and Inguran,
`L.P. Lead License Agreement
`(ING_001181-1253)
`12/10/02 XY, Inc. and Inguran,
`L.P. Addendum to Commercial
`License Agreement - USA
`(ING_001502-03)
`1/30/04 Commercial License
`Agreement between XY, Inc. and
`Inguran, L.P. (ING_001531-55)
`12/2/02 Commercial License
`Agreement - Brazil, between XY,
`Inc. and Inguran, L.P.
`(ING_003606-32)
`12/2/02 Commercial License
`Agreement - Columbia, between
`XY, Inc. and Inguran, L.P.
`(ING_003633-59)
`7/1/09 Manufacturing and Research
`Collaboration Agreement between
`Inguran LLC and Cytonome/ST
`LLC (ING_003722-26)
`9/30/10 Sexing Technologies
`Consolidated Financial Statements
`for Years Ended December 31,
`2009 and 2008 (ING_005623-57)
`3/1/08 Amendment to Semen
`Sorting Agreement between
`Inguran, LLC and ABS Global, Inc.
`(ING_005714-15)
`3/31/11 Inguran, LLC Transfer
`Pricing Planning Report for fiscal
`year ended 12/31/10, by Ernst &
`Young (ING_005788-853)
`
`
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`Page 19 of 41
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`Case: 3:17-cv-00446-wmc Document #: 394 Filed: 08/09/19 Page 24 of 41
`Identification
`Description
`Offers, Objections,
`Witness
`
`Rulings, Exceptions
`
`No.
`
`Date
`
`
`
`
`
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`691
`
`692
`
`693
`
`694
`
`695
`
`696
`
`697
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`698
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`699
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`700
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`701
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`702
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`12/08 Inguran/Evergen Agreement
`Concerning Transfer of Licenses,
`Technology and Related Business
`Assets (ING_006871-929)
`9/1/08 Semen Sorting Agreement
`between Inguran, LLC and Tri
`State Breeders Cooperative
`(ING_007338-58)
`9/1/13 Semen Sorting Agreement
`between Inguran, LLC and Tri
`State Breeders Cooperative
`(ING_007359-70)
`9/1/13 Semen Sorting Agreement
`between Inguran, LLC and ALTA
`Genetics, Inc. (ING_007371-85)
`9/1/09 Semen Sorting Agreement
`between Inguran, LLC and ALTA
`Genetics, Inc. (ING_007386-400)
`5/1/07 Semen Sorting Agreement
`between Inguran, L.P. and ALTA
`Genetics, Inc. (ING_007401-12)
`11/15/07 Amendment to Semen
`Sorting Agreement between
`Inguran, LLC an

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