PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office;U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act 0f1995, no persons arerequired to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CEFR 3.73(c)
`
`_Vivint, Inc.
`Applicant/Patent Owner:
`
`Application No./Patent No.; 6.147,601
`Filed/Issue Date; 14 November 2000
`
`Titled:
`ELECTRONIC MESSAGE DELIVERY SYSTEM UTILIZABLE IN THE MONITORING OF REMOTE EQUIPMENT AND METHOD OF SAME
`Vivint, Inc. q Corporation
`
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. [| An assignee of less than the entire right, title, and interest (check applicable box):
`|_| The extent (by percentage)of its ownership interestis
`%. Additional Statement(s) by the owners
`holding the balance ofthe interest must be submitted to account for 100% of the ownership interest.
`L] There are unspecified percentages of ownership. The other parties, including inventors, who together ownthe entire
`right, title and interest are:
`
`, or for which a copy thereofis attached.
`
`Additional Statement(s) by the owner(s) holding the balance ofthe interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assignee of an undivided interest in the entirety (a complete assignmentfrom one ofthe joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. L] The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A. [J An assignmentfrom the inventor(s) of the patent application/patentidentified above. The assignment wasrecordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From: SANDELMAN DAVID ET AL. To: HEAT-TIMER CORPORATION
`The document wasrecorded in the United States Patent and Trademark Office at
`Reel 009997
`, Frame 0132
`, or for which a copy thereofis attached.
`
`2. From: HEAT-TIMER CORPORATION To: FARMINGTON IP LLG
`The document wasrecorded in the United States Patent and Trademark Office at
`Reel 032547
`, Frame 0659
`
`[Page 1 of 2]
`This collection of information is required by37 CFR3.73(b). The information is required toobtain or retain a benefit by the public whichis tofile (and by the USPTO to
`process) an application. Confidentialityis governed by35 U.S.C. 122and 37 CFR1.11 and1.14. Thiscollection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submittingthe completed application form to the USPTO.Time will vary depending uponthe individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent tothe Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS.SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450
`
`If you need assistance in completing the form, call 1-SO0-PTO-9199 and select option 2.
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CEFR 3.73(c)
`
`FARMINGTON IP, LLC
`
`To: VIVINT, INC.
`
`The document was recorded in the United States Patent and TrademarkOffice at
`Reel 034264
`, Frame 0597
`, or for which a copy thereofis attached.
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`[|
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/J. Scott Karren/
`02 October 2015
`
`Signature
`Date
`J. Scott Karren
`58,665
`Printed or Typed Name
`Title or Registration Number
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`[Page 2 of 2]
`
`

`

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