PTO/SB/08a (02-18)
`Doc cade: IDS
`Approved for use through 11/30/2020. OMB 0651-0031
`:
`.
`.
`re
`U.S, Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Dee description: Information Disclosure Statement (IDS) Filed
`Under the Papenvork Reduction Act of 1995, no persons are required io respond to a collection of information unless it contains a valid OMB controf number.
`
`SATEEN, BYope ARG
`STATEMENTBY APPLICANT
`oo
`
`
`Application Number
`16052623
`
`Filing Date
`
`2018-08-02
`
`Art Unit
`
`3892
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`U.S.PATENTS
`
`Examiner] Cite
`wa
`ae
`Initial
`No
`
`Patent Number
`
`Kind
`Code
`
`Issue Date
`
`Nameof Patentee or Applicant Pages,Columns, Lines where
`:
`Relevant Passages or Relevant
`of cited Document
`.
`Figures Appear
`
`7039199
`
`2006-05-02
`
`Yong Rui
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`
`
`Pages,Columns,Lines where
`. Kind|PublicationPublication Name of Patentee or Applicant
`
`
`Relevant Passages or Relevant
`Initial*
`Number
`Code'| Date
`of cited Document
`Figures Appear
`
`Figures Appear
`
`Pages,Columns,Lines
`Nameof Patentee or
`
`
`Examiner] Cite|Foreign Document Kind|Publication . . where Relevant
`
`
`Applicant of cited
`vaste
`Initial
`No
`Passages or Relevant
`Document
`.
`
`—
`
`2007-04-05
`
`Bahaa Eddine Sarroukhet al.
`
`20090279714
`
`2009-11-12
`
`Hyun-Soc Kim etal.
`
`20090304200
`
`2009-12-10
`
`Hyun Soo Kim et al.
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`
`FOREIGN PATENT DOCUMENTS
`
`Zoran Sank et al.,
`icronas NIT
`
`:M
`
`1
`
`WO2008041878
`
`RS
`
`A2
`
`2008-04-10
`
`L]
`
`
`EFS Web 2.1.18
`
`

`

`
`
`Art Unit
`
`Examiner Name
`
`Escalante, Ovidio
`
`Filing Date 2018-08-02
`INFORMATION DISCLOSURE
`First Named Inventor|Mani Zhu
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner] Cite
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`Qi (PETER) Li, MANLI ZHU, and WE] LI, "A Portable Usb-Based Mirophone Array Device For Robust Speech
`Recognition", "2009 IEEE International Conference on Acoustics, Speech, and Signal Processing”, April 19-24, 2009,
`pages.
`
`lf you wish to add additional non-patentliterature document citation information please click the Add button
`
`EXAMINER SIGNATURE
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Drawline through a
`
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`‘ See Kind Codes of USPTO Patent Documents at www.USPTO.GOVor MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3).
`3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial numberof the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. ° Applicant is to place a check mark here
`English language translation is attached.
`
`EFS Web 2.1.18
`
`

`

`INFORMATION DISCLOSURE
`First Named Inventor|Mani Zhu
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`Filing Date 2018-08-02
`
`
`
`Art Unit 3992
`
`
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`Examiner Name
`
`Escalante, Ovidio
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`[_]
`
`That each item of information contained in the information disclosure statement wasfirst cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c)} more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`[| See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`CJ A certification statement is not submitted herewith.
`
`SIGNATURE
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/a tankha/
`
`Ashok Tankha
`
`Date (YYYY-MM-DD}
`
`2020-01-03
`
`Registration Number
`
`33802
`
`EFS Web 2.1.18
`
`

`

`Privacy Act Statement
`
`The information provided by you in this form will be subject fo the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`requestinvolving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shail be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA aspart of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that:
`(1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent.
`If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`
`EFS Web 2.1.18
`
`