PTO/SB/08a (02-18)
`Doc code: IDS
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`16052623
`Application Number
`
`2018-08-02
`Filing Date
`INFORMATION DISCLOSURE
`First Named Inventor|Manli Zhu
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`Art Unit
`
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`U.S.PATENTS
`
`Examiner] Cite
`“se
`te
`Initial
`No
`
`Patent Number
`
`Kind
`Code!
`
`Issue Date
`
`Nameof Patentee or Applicant Pages,Columns,Lines where
`.
`Relevant Passages or Relevant
`of cited Document
`.
`Figures Appear
`
`someaS
`
`fom someane
`|}
`
`2018-12-04
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`2015-03-17
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`1998-10-20
`
`Lamar Signal Processing Ltd.,
`Haifa, Israel
`
`NYS) Technologies,
`
`soniaane
`
`a .
`
`B1
`
`B1
`
`A
`
`B1
`
`B1
`
`B1
`
`B1
`
`10147439
`
`2
`
`8983057
`
`5825898
`
`9332167
`
`9363616
`
`7
`
`9997151
`
`ho9591404 72017-03-07
`
`B1
`
`Amazon Technologies,
`
`Seattle,WA(US)
`
`EFS Web 2.1.18
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`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`Application Number 16052623
`
`2018-08-02
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`9734845
`
`9973849
`
`2017-08-15
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`2018-05-15
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`
`
`9319783
`
`2016-04-19
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner! Kind|Publication.. Publication Name of Patentee or Applicant Pages,Columns,Lines where
`
`
`
`
`we
`te
`Cite No
`.
`Relevant Passages or Relevant
`Initial
`Number
`Code!’ Date
`of cited Document
`.
`Figures Appear
`
`Sf
`
`20040071284
`
`2004-04-15
`
`_
`
`|
`
`A
`
`Abutalebi etal.
`
`Amazon Technologies, Inc., Reno,
`
`a20120327115
`
`2012-12-27
`
`Chhetriet.al.
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`FOREIGN PATENT DOCUMENTS
`
`Filing Date
`[Fist Named Inventor
`3002
`Art Unit
`
`Examiner Name
`ESCALANTE, OVIDIO
`
`NON-PATENT LITERATURE DOCUMENTS
`
`
`Examiner} Cite|Foreign Document Country areotratentee or where Relevant
`
`Initial*
`No
`Code2}
`PP
`Passages or Relevant
`Document
`Figures Appear
`
`Pages,Columns,Lines
`
`a
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`EFS Web 2.1.18
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`

`

`REE, BY ROCA RT
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`Application Number
`16052623
`
`Filing Date
`
`2018-08-02
`
`Art Unit
`
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`Examiner] Cite
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`Initials*
`
`publisher, city and/or country where published.
`
`English language translation is attached.
`
`OSAMU HOSHUYAMA, AKIHIKO SUGIYAMA, AND AKIHIRO HIRANO,
`A Robust Adaptive Beamformer for Microphone Arrays with a Blocking Matrix Using Constrained Adaptive Filters,
`IEEE TRANSACTIONS ON SIGNAL PROCESSING, VOL. 47, NO. 10, OCTOBER 1999, 8 Pgs
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`EXAMINER SIGNATURE
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Drawline through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`2 Enter office that issued the document, by the two-letter code (VWWIPO
`SPTO.GOV or MPEP 901.04.
`’ See Kind Codes of USPTO Patent Documents at wy
`Standard ST.3).
`* For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check markherei
`
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`

`Nearer
`STATEMENT BY APPLICANT
`_..
`( Not for submission under 37 CFR 1.99)
`
`
`
` Application Number 16052623
`
`Filing Date
`
`2018-08-02
`
`Ant Uni
`
`nit
`3992
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`[|]
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`VA 22313-1450.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount oftime you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`A certification statement is not submitted herewith.
`
`SIGNATURE
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
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`
`Signature
`
`/a tankha/
`
`Date (YYYY-MM-DD)
`
`2019-12-09
`
`EFS Web 2.1.18
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`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
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`9.
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