INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`
`Application Number
`16052623
`
`Filing Date
`[Fist Named inventor
`:
`Art Unit
`
`
`2018-08-02
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`Examiner Cite
`Initial
`No
`
`Patent Number
`
`Code’
`
`Issue Date
`
`.
`Name of Patentee or Applicant
`:
`of cited Document
`
`Pages,Cojumns,Lines where
`Relevant Passages or Relevant
`;
`Figures Appear
`
`U.S.PATENTS
`
`Amazon Technologies, Inc.,
`4
`2017-05-16|seattle, WA(US)
`
`bo9653060
`
`PT O/SB/08a (02-18)
`Doc code: IDS
`Approved for use through 11/30/2020. QMB 0651-0031
`:
`:
`.
`ae
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`9116962 bo8855285
`
`8953777
`
`9432768
`
`9677986
`
`_
`
`9473646
`
`.
`Po
`
`¢
`
`EFS Web 2.1.18
`
`2015-02-10
`
`Amazon Technologies, Inc., Reno,
`NV(US)
`
`2016-08-30
`
`Amazon Technologies, Inc.,
`Seatile, WA(US)
`
`2017-06-13
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`seteanes) “
`
`NVUS)Technologies,Inc.,Rena,
`NV)Technolagies,Inc.,Reno,
`
`2014-10-07
`
`Rawles LLC, Wilmington, DE(US}
`
`

`

`liedtad cerncpahet
`STATEMENT BY APPLICANT
`{ Not for submission under 37 CFR 1.99)
`
`
`
`Application Number 46052623
`
`Filing Date
`
`2018-08-02
`
`Ari Unit
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`Attorney Docket Number
`
`CreativeTech_O1RECon
`
`Amazon Technologies, Inc.,
`
`— “—_
`—— —e
`
`Amazon Technologies, Inc.,
`
`Sffaebefee_—
`
`Amazon Technologies, Inc.,
`Seattle, WA(US}
`2018-10-23
`10109294
`
`lf you wish to add additional U.S. Patent citation information please click the Add button.
`U.S.PATENT APPLICATION PUBLICATIONS
`
`pf—
`pe_—_
`
`44
`
`9456276
`
`Bi
`
`2016-09-27
`
`Rawies LLC , Wilmington, DE (US)
`
`
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`2016-06-21
`9373338
`
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`2017-06-27
`9689960
`
`
`Examiner] Kind|Publication.. Publication Nameof Patentee or Applicant Pages,Columns,Lines where
`
`
`
`
`ne
`ge
`Cite No
`:
`Relevant Passages or Relevant
`Initial
`Number
`Code'| Date
`of cited Document
`Figures Appear
`
`pffensfoansWA(US)Corporation,Redmond,
`
`EFS Web 2.1.18
`
`

`

`
`
`Application Number 46052623
`
`2018-08-02
`Filing Date
`INFORMATION DISCLOSURE|Firsinamed inventor
`STATEMENT BY APPLICANT
`Ari Unit
`3000
`
`{ Not for submission under 37 CFR 1.99)
`Examiner Name
`ESCALANTE, OVIDIO
`
`Attorney Docket Number
`
`CreativeTech_O1RECon
`
`20060269080
`
`2006-11-30
`
`LifeSize Communications, Inc.
`
`20470178662
`
`2017-06-22
`
`Amazon Technologies, Inc.,
`Seattle, WA(US}
`
`NUANCE COMMUNICATIONS,
`INC., Burlington, MA(US)
`2010-06-47
`204001450364
`
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`
`20480130468
`
`2018-05-40
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`FOREIGN PATENT DOCUMENTS
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Pages,Columns, Lines
`Nameof Patentee or
`
`
`
`Examiner| Cite|Foreign Document Kind|Publication Applicant of citedCountry where Relevant
`
`
`
`
`Initial* No|Number? Code2} Code‘! Date Pp Passages or Relevant
`
`Document
`:
`Figures Appear
`
`fe a
`
`~~| aE
`
`2
`
`20090128221
`
`KR
`
`A
`
`2009-12-15
`
`SAMSUNG
`ELECTRONICS CO LTD
`[KR]
`
`HARMAN BECKER
`
`lf you wish to add additional Foreign Patent Documentcitation information please click the Add button
`
`include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`Examiner] Cite
`TS
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s)}, volume-issue number(s),
`Initiais*|No
`publisher, city and/or country where published.
`
`
`EFS Web 2.1.18
`
`

`

`Application Number 46052623
`Filing Date
`2018-08-02
`INFORMATION DISCLOSURE
`First Named Inventor|Mani Zhu
`STATEMENT BY APPLICANT
`{ Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`Examiner Name
`ESCALANTE, OVIDIO
`
`
`
`Include copy of this form with next communication to applicant.
`
`Attorney Docket Number
`
`CreativeTech_O1RECon
`
`CHA ZHANG, DINE} FLORENCIO, DEMBA E. BA, AND ZHENGYOU ZHANG,
`Maximum Likelihood Sound Source Localization and Beamforming for Directional Microphone Arrays in Distributed
`Meetings,
`IEEE TRANSACTIONS ON MULTIMEDIA, VOL. 10, NO. 3, APRIL 2008, #1 pages
`
`AFSANEH ASAE!I, MOHAMMAD JAVAD TAGHIZADEH, MARJAN BAHROLOLUM, MOHAMMED
`GHANBARI, Verified speaker localization utilizing voicing level in split-bands
`Signal Processing 89 (2009) 1038-1049, 12 pages
`
`If you wish to add additional non-patentliterature document citation information please click the Add button
`EXAMINER SIGNATURE
`
`Examiner Signature
`
`Date Considered
`
`“EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`
`4 Enter office that issued the document, by the two-letter code (WIPO
`1 See Kind Codes of USPTO Patent Documents atwawUSPTOGOYor MPEP 901.04.
`Standard ST.3).
`3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial numberof the patent document.
`+ Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Appticant is to place a check mark hereiff
`English language translation is attached.
`
`
`
`EFS Web 2.1.18
`
`

`

`eMNS poohmie
`STATEMENT BY APPLICANT
`oe
`{ Not for submission under 37 CFR 1.99)
`
`
`
` Application Number 46052623
`
`Filing Date
`
`2018-08-02
`
`
`Art Unit
`3992
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`Attorney Docket Number
`
`CreativeTech_O1RECon
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`[_]
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97{e)(1).
`
`VA 22313-1450.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public whichis to file (and by the USPTOto process} an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 7 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria,
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`><] The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`[] Acertification statementis not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`Ja tankha/
`
`Date (YYYY-MM-DD)
`
`2020-01-03
`
`Registration Number
`
`33802
`
`EFS Web 2.1.18
`
`

`

`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent.
`if you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`requestinvolving an individual, to whom the record pertains, when the individual has requested assistance from the
`Memberwith respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c}).
`
`Arecord from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA aspart of that agency's responsibility to
`recommend improvements in records management practices and pragrams, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any otherrelevant {i.e., GSA or Commerce} directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record wasfiled in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`Arecord from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware ofa viclation or potential violation of law or regulation.
`
`
`
`EFS Web 2.1.18
`
`