Receipt date: 01/03/2020
`
`16/052 ,623 -— GAU: 3992
`
`PTO/SB/08a (02-18)
`Doc code: IDS
`Approved far use through 11/30/2020. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required ta respond to a collection of information unless it contains a valid OMB control number
`
`16052623
`
`Art Unit
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`uo Application Number
` Examiner
`mwat—_=aoa =
`
`2018-08-02
`Filing Date
`INFORMATION DISCLOSURE
`First Named inventor|Manti Zhu
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99}
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`U.S.PATENTS
`
`Initial
`
`Patent Number
`
`C
`
`Me
`
`Issue Date
`
`.
`Name of Patentee or Applicant
`:
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`Amazon Technologies, Inc.,
`_—
`wm =
`2017-05-16|seattle, WA(US)
`
`8953777
`
`wm _
`
`wo
`
`2015-02-10
`
`Amazon Technologies, Inc.,
`NV(US)
`
`2018-08-30
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`2017-06-13
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`Amazon Technologies, Inc.,
`a
`2017-04-04|Seattle, WA(US)
`
`pffee
`
`w oe
`
`pfpm
`
`2016-10-18
`
`Amazon Technologies, inc., Reno,
`NV(US)
`
`2015-08-25
`
`Amazon Technologies, Inc., Reno,
`NV(US)
`
`2074-10-07
`
`Rawles LLC, Wilmington, DE(US}
`
`EFS Web 2.1.18
`
`All, REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/0.E/
`
`

`

`Receipt date: 01/03/2020
`
`16/052 ,623 -— GAU: 3992
`
`
`
`Application Number 16052623
`
`Art Unit
`
`20090067642 nd|Publication
`
`
`2018-08-02
`Filing Date
`INFORMATION DISCLOSURE
`First Named Inventor|Manii Zhu
`STATEMENT BY APPLICANT
`{ Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`Amazon Technologies, inc.,
`9754605
`2047-08-05|seattle, WA(US)
`
`9973848
`
`9456276
`
`2018-05-15
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`2016-09-27
`
`Rawles LLC , Wilmington, DE (US)
`
`
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`2018-06-21
`
`
`9373338
`
`Amazon Technologies, Inc.,
`Seaitie, WA(US)
`2017-08-27
`
`
`9689960
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`2018-10-23
`
`
`10109294
`
`lf you wish to add additional U.S. Patent citation information please click the Add button.
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Pages,Columns,Lines where
`Examiner
`Publication
`Name of Patentee or Applicant
`initia|Cite No
`Relevant Passages or Relevant
`Number
`Coade'| Date
`of cited Document
`Figures Appear
`
`20090073040
`
`2009-03-18
`
`NEC CORPORATION,
`Minato-ku, Tokyo (JP)
`
`20080232607
`
`2008-08-25
`
`Microsoft Corporation, Redmond,
`WA(US)
`
`2009-03-12
`
`Buck et al.
`
`EFS Web 2.1.18
`
`All, REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/0.E/
`
`

`

`Receipt date: 01/03/2020
`
`16/052 ,623 -— GAU: 3992
`
`
`
`Application Number 16052623
`
`2018-08-02
`Filing Date
`INFORMATION DISCLOSURE
`First Named Inventor|Manii Zhu
`STATEMENT BY APPLICANT
`{ Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`
`Art Unit
`3992
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`20060269080
`
`2006-11-30
`
`LifeSize Communications, Inc.
`
`20470178662
`
`2017-06-22
`
`Amazon Technologies, Inc.,
`Seattle, WA(US)
`
`NUANCE COMMUNICATIONS,
`INC., Burlington, MA(US}
`
`
`207001450364
`
`2010-06-17
`
`20180430468
`Amazon Technologies, Inc.,
`2018-05-10
`Seattle, WA(US)
`
`
`
`Pages,Columns,Lines
`Name of Patentee or
`
`Examiner Kind|Publication where Relevant
`Applicant of cited
`Passages or Relevant
`Document
`:
`Figures Appear
`
`FOREIGN PATENT DOCUMENTS
`
` NON-PATENT LITERATURE DOCUMENTS
`_
`
`
`
`
`
`2008041878
`
`20090128221
`
`2008-04-10
`
`2009-12-15
`
`MICRONAS NIT
`
`SAMSUNG
`ELECTRONICS CO LTD
`[KR]
`
`HARMAN BECKER
`2005-06-08|aUTOMOTIVE SYS [DE}
`
`If you wish to add additional Foreign Patent Documentcitation information please click the Add button
`
`include name of the author {in CAPITAL LETTERS), title of the article (when appropriate),title of the item
`Examiner] Cite
`(book, magazine, journal, serial, symposium, catalog, etc}, date, pages(s}, volume-issue number(s},
`TS
`Initials”|No
`publisher, city and/or country where published.
`
`EFS Web 2.1.18
`
`All, REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/0.E/
`
`

`

`Receipt date: 01/03/2020
`
`16/052,623 - GAU: 3992
`
`eee ane
`STATEMENT BY APPLICANT
`os
`{ Not for submission under 37 CFR 1.99)
`
`
`
`Application Number 16052623
`
`Filing Date
`
`2018-08-02
`
`Art Unit
`
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`CHA ZHANG, DINE} FLORENCIO, DEMBA E. BA, AND ZHENGYOU ZHANG,
`Maximum Likelihood Sound Source Localization and Beamforming for Directional Microphone Arrays in Distributed
`Meetings,
`IEEE TRANSACTIONS ON MULTIMEDIA, VOL. 10, NO. 3, APRIL 2008, 11 pages
`
`AFSANEH ASAEI, MOHAMMAD JAVAD TAGHIZADEH, MARJAN BAHROLOLUM, MOHAMMED
`GHANBARI, Verified speaker localization utilizing voicing level in split-bands
`Signal Processing 89 (2009} 1038-1049, 12 pages
`
`If you wish to add additional non-patentliterature documentcitation information please click the Add button
`EXAMINER SIGNATURE
`
`
`
`Include copyof this form with next communication to applicant.
`
`
`
`/OVIDIO ESCALANTE/ Date ConsideredExaminer Signature 01/16/2020
`
`
`
`*EXAMINER: Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`
`
`
`¢ Enter office that issued the document, by the two-letter code (WIPO
`TO.GOV or MPEP 901.04.
`1 See Kind Codes of USPTO Patent Documents at www.i
`3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial numberof the patent document.
`Standard ST.3).
`+ Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Appticant is to place a check mark here iff
`English language translation is attached.
`
`
`
`EFS Web 2.1.18
`
`All, REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/0.E/
`
`

`

`Receipt date: 01/03/2020
`
`16/052,623 - GAU: 3992
`
`ON soane
`STATEMENT BY APPLICANT
`{ Not for submission under 37 CFR 1.99)
`
`
`Application Number
`16052623
`
`Filing Date
`
`2018-08-02
`
`3992
`Art Unit
`
`
`Examiner Name
`
`ESCALANTE, OVIDIO
`
`Attorney Docket Number
`
`CreativeTech_01RECon
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`[]
`
`That each item of information contained in the information disclosure statement wasfirst cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1)}.
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`A certification statementis not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`
`
`
`VA 22313-1450.
`
`
`
`Signature Date (YYYY-MM-DD)|2020-01-03Ja tankha/
`
`Name/Print
`
`Registration Number
`
`33802
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public whichis to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 7 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria,
`
`EFS Web 2.1.18
`
`All, REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/0.E/
`
`

`

`Receipt date: 01/03/2020
`
`16/052,623 - GAU: 3992
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) fumishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent.
`if you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a}. Records from this system of records may be disclosed to the
`Deparimentof Justice to determine whether the Freedom of Information Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures fo opposing counselin the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`requestinvolving an individual, to whom the record pertains, when the individual has requested assistance from the
`Memberwith respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218{c}).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records managementpractices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce} directive. Such disclosure shail not be used to make
`determinations aboutindividuais.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record wasfiled in
`an application which became abandonedor in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`
`
`EFS Web 2.1.18
`
`All, REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/0.E/
`
`