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PTO/SB/08a (03-15)
`Doc code: IDS
`Approved for use through 11/30/2020. OMB 0651-0031
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`age
`U.S, Patent and Trademark Office; U.S, DEPARTMENT OF COMMERCE
`Docdescription: Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`Application Number
`16/634207
`
`Filing Date
`2018-07-26
`
`First Named Inventor
`CHEN, Zhongying
`
`art Unitni
`
`Attorney Docket Number
`80562-US-REG-ORG-P-1
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`U.S.PATENTS
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`Examiner Patent Number|KindCite Issue Date Name of Patentee or Applicant Pages,Columns,Lines where
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`Initial*
`No
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`of cited Document
`Relevant Passages or Relevant
`Code
`Figures Appear
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`1 1999-07-27|TORISKY, Rebecca S. ET AL5929306 A
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`U.S.PATENT APPLICATION PUBLICATIONS
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`Examiner
`Initial*
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`Cite
`No
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`Publication
`Number
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`Kind
`Code"
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`Publication
`Date
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`Nameof Patentee or Applicant
`of cited Document
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`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
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`FOREIGN PATENT DOCUMENTS
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`Examiner Country§{Kind Publication|Name of Patentee orCite Foreign Document Pages,Columns,Lines 5
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`Initial*
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`Number?
`Code?
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`where Relevant
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`Document
`Passagesor Relevant
`Figures Appear
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`NON-PATENT LITERATURE DOCUMENTS
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`Examiner Name
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`Include nameof the author (in CAPITAL LETTERS), title of the article when appropriate), title of the
`Cite
`Examiner
`T
`item (book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue
`No
`Initials*
`number(s), publisher, city and/or country where published.
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`Supplementary European Search Report for EP Application No. 18842192.9 mailed 10Mar2021
`1
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`2
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`HWANG HAU-HSUAN ET AL: "Agrobacterium-Mediated Plant Transformation: Biology &
`Applications"; THE ARABIDOPSIS BOOK, Vol 15; 01Jan2017; pp. 60186
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`3
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`CHAR SI NIAN ET AL: "An Agrobacterium-delivered CRISPR/CAS9 system for high-frequence
`targeted mutagenesis in maize"; PLANT BIOTECH. JOURNAL; Vol. 15(2), pp. 257-268; 01Feb2017
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`EFS Web 2.1.18
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`

`

`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`16/634207
`Application Number
`
`2018-07-26
`Filing Date
`CHEN, Zhongying
`First Named Inventor
`
`Art Unit
`
`
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`Examiner Name Attorney Docket Number 80562-US-REG-ORG-P-1
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`EXAMINER SIGNATURE
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`Examiner Signature
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`Date Considered
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Drawline through a citation
`if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
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`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document,
`by the two-letter code (WIPO Standard ST.3). * For Japanese patent documents, the indication of the year ofthe reign of the
`Emperor must precede the serial number of the patent document. 4Kind of document by the appropriate symbols as indicated on
`the document under WIPO Standard ST.16 if possible. sApplicant is to place a check mark here if English language translation is
`attached.
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`
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`EFS Web 2.1.18
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`

`

`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`Application Number 16/634207
`
`
`Filing Date
`2018-07-26
`
`First Named Inventor
`CHEN, Zhongying
`
`Art Unit
`
`
`
`Examiner Name
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`Attorney Docket Number 80562-US-REG-ORG-P-1
`
`
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`CERTIFICATION STATEMENT
`
`Please see 37 CFR 1.97 and 1.98 to makethe appropriate selection(s):
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`That each item of information containedin the information disclosure statement wasfirst cited in any communication from
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`[| a foreign patent office in a counterpart foreign application not more than three monthspriorto thefiling of the information
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`disclosure statement. See 37 CFR 1.97(e)(1).
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`OR
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`That no item of information contained in the information disclosure statement wascited in a communication from a foreign
`patentoffice in a counterpart foreign application, and, to the knowledge of the person signing the certification after making
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`[| reasonable inquiry, no item of information contained in the information disclosure statement was knownto anyindividual
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`designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure statement. See 37
`CFR 1.97(e)(2).
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`[| See attached certification statement.
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`[| The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
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`[ A certification statement is not submitted herewith.
`
`SIGNATURE
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`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the form
`of the signature.
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`2021-04-09
`Date (YYYY-MM-DD)
`/Dale Skalla/
`Signature
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`Name/Print
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`Dale Skalla
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`Registration Number
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`70272
`
`
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`
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`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public whichis to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`
`EFS Web 2.1.18
`
`

`

`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`Application Number
`16/634207
`
`Filing Date
`2018-07-26
`
`First Named Inventor
`CHEN, Zhongying
`Art Unit
`
` Examiner Name
`
`
`
`
`
`
`
`enforcement agency, if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
`80562-US-REG-ORG-P-1
`Attorney Docket Number
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Departmentof Justice to determine whether the Freedom of Information Act requires disclosure of these record s.
`
`EFS Web 2.1.18
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`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidenceto a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may bedisclosed, as a routine use, to a Member of Congress submitting a
`requestinvolving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use,Jto a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
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`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSAaspart of that agency's responsibility to
`recommend improvements in records managementpractices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant(i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations aboutindividuals.
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`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record wasfiled in
`an application which became abandonedor in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`
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