101940-1245233
`
`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031,
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CER3.73(c)
`Applicant/Patent Owner: Caterpillar Trimble Control
`Technologies LLC
`
`Filed/Issue Date: October 4, 2021
`_17/493,793
`Application No./Patent No.:
`Titled:
`IMPLEMENT-ON-GROUND DETECTION USING VIBRATION SIGNALS
`
`Reel 057995, Frame 0005, or for which a copy thereofis attached.
`
`Caterpillar Trimble Control Technologies LLC
`(Nameof Assignee)
`
`a Corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`The assignee ofthe entire right, title, and interest; or
`An assignee ofless than the entire right, title, and interest (check applicable box):
`LJ The extent (by percentage)of its ownershipinterestis
`%. Additional Statement(s) by the owners holding the balance of the
`interest must be submitted to account for 100% of the ownershipinterest.
`LJ There are unspecified percentages of ownership. The other parties, including inventors, who together ownthe entire right,title
`andinterest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to accountfor the entire right, title and
`interest.
`
`The assignee of an undividedinterest in the entirety (a complete assignment from one ofthe joint inventors was made). The other
`parties, including inventors, who together own the entire right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to accountfor the entire right, title, and
`interest.
`
`4.
`
`(1
`
`The recipient, via a court proceeding or the like (e.g. bankruptcy, probate), of an undivided interestin the entirety (a complete transfer
`of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidencedby either (choose one of options A or B below):
`
`A. Anassignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recorded in the United States
`Patent and TrademarkOffice at Reel
`, Frame
`, or for which a copy therefore is attached.
`
`B. KX] A chainoftitle from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From:Jung Hyun Jun; Peter France: Alistair Baker; Colin Daniell; Alan Greenstreet; Jeremy Wyn-Harris
`The document wasrecordedin the United States Patent and Trademark Office at
`
`To: Trimble Inc.
`
`Reel 057696, Frame 0466, or for which a copy thereofis attached.
`
`To:Caterpillar Trimble Control Technologies LLC
`2. From: Trimble Inc.
`The document wasrecordedin the United States Patent and Trademark Office at
`
`[Page 1 of 2]
`
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissionerfor
`Patents, P.O. Box
`1450, Alexandria, VA 22313-1450.
`If
`you
`need
`assistance
`in
`completing
`the
`form,
`call
`1-800-PTO-9199
`and
`select
`option
`2.
`
`

`

`101940-1245233
`
`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031,
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR3.73(c)
`
`To:
`3. From:
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`To:
`4. From:
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`To:
`5. From:___
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reels, Frame ____, or for which a copythereofis attached.
`
`To:
`6. From:___
`The document wasrecordedin the United States Patent and Trademark Office at
`
`Reels, Frame ____, or for which a copythereofis attached.
`
`(1 Additional documentsin the chain oftitle are listed on a supplemental sheet.
`
`Title or Registration Number
`
`As required by 37 CFR 3.73(c)(1)()), the documentary evidenceof the chain oftitle from the original ownerto the assignee was, or
`concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`[NOTE: A separate copy(/.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignmentin the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whosetitle is supplied below) is authorized to act on behalf of the assignee.
`
`/Brett L. Mellor/
`
`Signature
`Brett L. Mellor
`Printed or Typed Name
`
`November 10, 2021
`
`Date
`71,835
`
`[Page 2 of 2]
`This collection of information is required by 37 CFR 3.73(c). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application.
`Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should besent to
`the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS
`ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`