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`UF.827P
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`DESCRIPTION
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`POLY (NON-CONJUGATED DIENE) BASED SUNSCREENS
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`The subject invention was made with government support under a research project
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`supported by National Science Foundation Private Investigator Grant, Contract No. DMR-
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`0703261 and 0314110. The government hascertain rights to this invention.
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`BACKGROUNDOF INVENTION
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`UV radiation penetrates the ozone layer over two wavelength regimes, UVB (290-
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`320nm) and UVA (320-400nm). UVBacts directly on biological molecules, causing the familiar
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`delayed sunburn that arises 12-24 hours after exposure, skin aging, skin cancer (melanoma) and
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`eye photokeratities. UVA acts indirectly with the skin by forming reactive oxygen species,
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`causing an “immediate” sunburn that diminishes within 2 hours after exposure. UVA potentially
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`plays a role in delayed sunburn and skin cancer. Although less energetic, UVA, which accounts
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`for about 5.6% of sunlight, penetrates the skin more deeply, even into the dermis, than does UVB
`radiation, about 0.5% of sunlight, which generally is limited to the epidermis.
`Melanomahas experienced the most rapid increase in the numberof cases ofall forms of
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`cancer with more than 51,000 cases reported in America each year. As most cases have been
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`attributed to sun exposure,
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`the market for sunscreens presently exceeds $1 billion a year.
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`Sunscreens are substances used to protect the skin by absorbing, reflecting and/or scattering
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`damaging ultraviolet (UV) radiation. Sunscreens are typically used as a componentin a cream or
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`lotion. Sunscreen formulations are an article intended for the prevention of a disease and are
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`regulated as an over-the counter (OTC) drug.
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`In a Final Monograph of May 21, 1999, entitled “Sunscreen Drug Products for Over-The-
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`Counter Human Use” by the U.S. Food and Drug Administration (FDA), conditions were
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`established under which OTC sunscreen drug products are generally recognized as safe and
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`effective and not misbranded as part of FDA’s ongoing review of OTC drug products. The
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`Monograph established that an active ingredient of sunscreen products consists of any of the
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`following (within the concentration specified for each ingredient when the finished product
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`provides a minimum SPF value of not
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`less than 2 as measured by a testing procedures
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`established in the Monograph): Aminobenzoic acid (PABA) (15%); Avobenzone (3%); Cinoxate
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`(3%); Dioxybenzone (3%); Homosalate (15%); Menthyl anthranilate (5%); Octocrylene (10%);
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`Octyl methoxycinnamate (7.5%); Octyl salicylate (5%); Oxybenzone (6%); Padimate O (8%);
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`Phenylbenzimidazole sulfonic acid (4%); Sulisobenzone (10%); Titanium dioxide (25%);
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`Trolamine salicylate (12%); and Zinc oxide (25%). Since 1999 Ecamsule (10%) and
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`Phenylbenzimidazole sulfonic acid (4%) have been approved for use as sunscreens. Also
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`approved for use in Europe are: 4-Methylbenzylidene camphor (4%); Bisoctrizole (10%);
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`Bemotrizinol
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`(10%); Bisdisulizole
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`disodium (10%); Drometrizole
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`trisiloxane
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`(15%);
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`Benzophenone-9 (10%); Ethylhexyl
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`triazone (5%); Diethylamino hydroxybenzoyl hexyl
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`benzoate (10%); Iscotrizinol (10%); Polysilicone-15 (10%); and Isoamyl p-Methoxycinnamate
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`(10%).
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`Of these sunscreens, only Polysilicone-15 is a silicon based polymeric sunscreen with the
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`IUPAC
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`name
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` a-(trimethylsilyl)-w-(trimethylsilyloxy)poly[oxy(dimethyl)silylene]-co-[oxy-
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`(methyl)(2- {4-[2,2-bis(ethoxycarbonyl)vinyl]phenoxy}-1-methyleneethyl])silylene]-co-[oxy-
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`(methyl)(2-(4-[2,2-bis(ethoxycarbonyl)vinyl|phenoxy)prop-l-enyl)silylene] with
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`about
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`oxy(dimethyl)silylene units, about 4 oxy(methyl)(2- {4-[2,2-bis(ethoxycarbonyl)vinyl]phenoxy}-
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`l-methyleneethyl)
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`silylene units
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`and about
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`1
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`oxy(methyl)(2-(4-[2,2-bis(ethoxycarbonyl)
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`vinyl|}phenoxy)prop-1-enyl)silylene units on average with an average molecular weight of 6,070.
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`Statistically the random copolymer should have more than one percent of the chains that have no
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`UV absorbing chromophores. An equivalent polymer of about 1,000 molecular weight would
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`have less than half of the chains containing any UV absorbing chromophores.
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`Polymeric
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`sunscreens have the potential to provide a simple mode of distribution of the sunscreen in a
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`vehicle, and reduce or eliminate absorption of the sunscreen by the skin to whichit is applied.
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`Many examples of polymeric sunscreens have been disclosed in the patentliterature.
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`US Patents 7,291,322, 6,376,679, 6,312,673, 6,251,373, 6,221,343, 6,214,324, 6,200,557,
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`6,159,456,
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`and
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`5,753,209,
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`and US
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`Patent Application Publications
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`2007/0020204,
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`2004/0213746, 2002/0054860, and 2001/0026789 are directed to silicone based polymeric
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`sunscreens that are random copolymers similar to Polysilicone-15 with various UV absorbing
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`chromophores. Another form of polymeric sunscreens is random acrylic copolymers, as
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`disclosed in USPatents 5,741,924, 5,487,885, 5,099,027 and 4,524,061 (which also discloses the
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`polymers from a cyclic lactams).
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`Substantive polymers are prepared by random vinyl
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`copolymerization are disclosed in US Patent 7,087,692 and US Patent Application Publication
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`2004/0101498 or by random condensation copolymerization, as disclosed in US Patents
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`4,004,074 and 3,864,473. Water dispersible polymeric sunscreens have been prepared by a
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`random condensation copolymerization with polyethylene glycol monomers, as disclosed in
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`5,250,652, 5,243,021, and 5,134,223.
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`An acrylamide homopolymer having UV active
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`chromophores at every repeating unit
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`is disclosed in US Patent 4,233,430. US Patent
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`Application Publication 2005/0186152 discloses a polyanhydride modified by the addition of
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`nucleophilic UV active chromophores to place the chromophores on every repeating unit of the
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`polymer chain with the formation of an equal amount of carboxylic acid groups on the polymer
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`chain. US Patents 6,962,692, 6,926,887, 6,919,473, 6,899,866, 6,890,521, 6,800,274, and
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`5,993,789, discloses a homo-polyester sunscreen where UV active chromophores are on every
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`repeating unit of the polymer.
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`As disclosed polymeric sunscreens have very high levels of UV absorbing chromophores
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`that can result
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`in a non-uniform distribution of the chromophores in the vehicles as in
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`homopolymer or with random copolymers where molecular weights or UV absorbing
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`chromophores are limited to those where a high molecular weights or high levels of UV
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`absorbing units. Hence a polymeric system where the UV absorbing chromophore’s distribution
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`through out the polymer can be controlled with every polymer chain having the same proportion
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`of UV absorbing chromophores independent of the molecular weight is attractive for a polymeric
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`sunscreen.
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`BRIEF SUMMARY
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`Embodiments of the invention are directed to poly(non-conjugated diene) based
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`sunscreens where the polymer has a plurality of one or more repeating units where each
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`repeating unit has a chromophore unit having at least one UV absorbing chromophoresituated
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`between two mono-ene units. The mono-ene units of the polymer are separated from the
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`chromophore unit by chains.
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`In embodiments of the invention the chains can be a plurality of
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`methylene units. The UV absorbing chromophoresabsorbs light in the UVA and/or UVB region
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`of the electromagnetic spectrum. The UV absorbing chromophores can be equivalents to and
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`derived from the conjugated group of the
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`approved sunscreens: Aminobenzoic acid;
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`Avobenzone; Cinoxate; Dioxybenzone; Homosalate; Menthyl anthranilate; Octocrylene; Octyl
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`methoxycinnamate; Octyl salicylate; Oxybenzone; Padimate O; Phenylbenzimidazole sulfonic
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`acid; Sulisobenzone; Trolamine salicylate; Ecamsule; Phenylbenzimidazole sulfonic acid; 4-
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`Methylbenzylidene camphor; Bisoctrizole; Bemotrizinol; Bisdisulizole disodium; Drometrizole
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`trisiloxane; Benzophenone-9; Ethylhexyl
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`triazone; Diethylamino hydroxybenzoyl hexyl
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`benzoate; Iscotrizinol; or Isoamyl p-Methoxycinnamate.
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`The chromophore units can have
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`bridging groups to connect the UV absorbing chromophores to the chromophore units.
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`In
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`embodiments of the invention, the bridging groups can include an alkylene group and a linking
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`functionality that is a residue of an addition or a condensation reaction between functionality on
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`the alkylene group and the UV absorbing chromophore.
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`Depending on the structures of the repeating units included in the poly(non-conjugated
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`diene) based sunscreen,
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`in some embodiments the UV absorbing chromophore can be
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`periodically displaced along the backbone of the poly(non-conjugated diene).
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`In other
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`embodiments of the invention, the UV absorbing chromophore can be quasi-periodically or
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`pseudo-randomly placed within the backbone of the poly(non-conjugated diene).
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`In some
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`embodiments of the invention, one or more functionality to impart: substantive properties;
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`dispersivity; and/or an ability to specifically interact with particles or chemicals can be
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`incorporated into at least one repeating unit, or can be attached at one or both terminal mono-
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`enes of the poly(non-conjugated diene).
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`Other embodiments of the invention are directed to monomers for the preparation of the
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`above poly(non-conjugated diene) based sunscreens. The monomers have two terminal ene units
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`connected by a chain to a chromophore unit that has one or more UV absorbing chromophores
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`that
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`independently absorb light
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`in the UVA and/or UVB regions of the electromagnetic
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`spectrum.
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`In one embodiment of the invention,
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`the chains between the ene units and
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`chromophore units of the monomers are of equal length and composition, which allows the
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`formation of a periodic poly(non-conjugated diene). In another embodimentofthe invention, the
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`chains can be ofdifferent lengths and compositions in the same monomerto permit formation of
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`a quasi-periodic poly(non-conjugated diene). The monomers can include functionality that can
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`impart substantive properties, dispersivity, and/or an ability to specifically interact with particles
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`or chemicals.
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`Other embodiments of the invention are directed to a method of preparing a poly(non-
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`conjugated diene) based sunscreens where one or more of the above monomers are polymerized
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`in the presence of a catalyst to promote acyclic olefin metathesis where ethylene is removed until
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`a desired molecular weight is achieved. Olefin metathesis catalysts that can be use include
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`Schrock’s catalyst or Grub’s catalyst.
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`Other embodiments of the invention are directed to sunscreen drug products where the
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`poly(non-conjugated diene) based sunscreens are included with a vehicle. The vehicle can
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`include a solvent for the poly(non-conjugated diene) or can include a combination of a non-
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`solvent and a dispersing agent to emulsify or suspend the poly(non-conjugated diene) in the non-
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`solvent vehicle.
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`Another embodiment of the invention is a method to prevent sunburn by providing a
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`poly(non-conjugated diene) based sunscreen which is applied to skin. The poly(non-conjugated
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`diene) based sunscreen can be provided as a component of a fluid that is a solution or a
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`dispersion.
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`BRIEF DESCRIPTION OF DRAWINGS
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`Figures 1 shows a) a representation of current sunscreen technology and b) a polymer
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`having a unit that acts as a sunscreen according to embodiments of the invention.
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`Figure 2 showsthree poly(non-conjugated diene) based sunscreens with a UV absorbing
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`chromophore on every ninth carbon along the backbone wherethe bridging groupis: a) an ester;
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`b) an amide; and c) an oligoether ester in accordance with embodiments of the invention.
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`Figure 3 shows a monomerfor preparing a poly(non-conjugated diene) based sunscreen
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`that has a chromophore unit that is a 5 to 10 carbon unit with two different UV absorbing
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`chromophoresattached at the ends of the carbon by a spacer group.
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`Figure 4 shows a specific monomer according to that illustrated in Figure 3 where the
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`UV absorbing chromophores are derived from Avobenzone and Octocrylene type of sunscreen
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`components and connected to a 5 carbon chromophore unit where one bridging group is a
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`methylene spacer with a carbonate functional group and the other bridging group is a methylene
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`spacer with an ester functional group.
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`Figure 5 shows the synthesis of a monomer and its polymerization to a poly(non-
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`conjugated diene) based sunscreen in accordance with embodiments of the invention.
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`DETAILED DISCLOSURE
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`Embodiments of the invention are directed to poly(non-conjugated diene) based
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`sunscreens that comprise polymers formed from a,w-diene monomers covalently attached to
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`chromophore units comprising one or more UV absorbing chromophores. As illustrated in
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`Figure 1, sunscreen molecules that are monomeric are often absorbable by the skin, which can
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`allow radical/oxidative damage to the skin or can be toxic or carcinogenic to the sunscreen user.
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`Asalso illustrated in Figure 1, the polymeric structure will, in general, prohibit the absorption of
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`the individual UV absorbing chromophoresthat function as the sunscreen.
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`In one embodiment
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`of the invention, a symmetric a,@-diene monomer can be polymerized via a step-growth acyclic
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`diene metathesis (ADMET)self-condensation polymerization to yield polymers with a perfectly
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`defined primary structure where UV absorbing chromophores are equally spaced in a periodic
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`fashion along the polymer backbone.
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`Three poly(non-conjugated diene) based sunscreens
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`according to embodiments of the invention are illustrated in Figure 2. The monomer can be
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`designed to have a chain with one specific chain length between the ene groups and a
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`chromophore unit containing at least one UV absorbing chromophore.
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`In other embodiments of the invention, the UV absorbing chromophores can be separated
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`from the enes by chains of two different lengths in a quasi periodic manner wherethere are only
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`three different chain lengths between the UV absorbing chromophores. For example where a
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`monomer with 5 methylene units situated between one mono-ene and the UV absorbing
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`chromophore and 10 methylene units situated between the other mono-ene and the UV absorbing
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`chromophore is polymerized, chains of 12, 17, and 22 carbons between UV absorbing
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`chromophores in the polymer occur in a 1:2:1 ratio but where chains of 12 or 22 carbons cannot
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`be on adjacent sides of any given UV absorbing chromophore.
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`In yet another embodiment of the
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`invention, a UV absorbing chromophores can be pseudo-randomly situated in a poly(non-
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`conjugated diene) based sunscreen when two or more monomers are used where the chains
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`between enes and UV absorbing chromophores have three or more values. These systems are
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`only pseudo-random because every repeating unit of the resulting copolymer has only specific
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`lengths of chains between UV absorbing chromophores defined by the monomerfeed ratio. For
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`example, in similar manner to the quasi-periodic polymer above, two monomers, one having 5
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`methylene units between the UV absorbing chromophore and both mono-enes and another
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`having 10 methylene units between the UV absorbing chromophore and both mono-ene units can
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`be copolymerized in a one to one ratio to produces a polymer where chains of 12, 17, and 22
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`carbons between UV absorbing chromophoresin a 1:2:1 ratio where chains of 12 or 22 carbons
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`exist on adjacent sides of many UV absorbing chromophores of the copolymer.
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`In some embodiments of the invention,
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`the chains between the terminal enes of the
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`monomersand their UV absorbing chromophore unit can consist exclusively of methylene units.
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`In other embodiments of the invention the chains can comprise units that provide specific groups
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`that provide specific functionality to the resulting polymers. For example, the chains can have
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`units that provide groups for substantive properties to the skin, groups to promote dispersion in a
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`solvent, or groups to promote interaction with specific particles or chemicals in a sunscreen
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`formulation. The structures of such groups are readily appreciated by those skilled in the art, and
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`include, but are not exclusive to:
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`tetra-alkyl ammonium salts, poly or oligo(ethyleneoxide)
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`chains, or di or trialkoxysilane functionality. More than one UV absorbing chromophore can be
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`attached to the monomer and two or more different UV absorbing chromophores can be included
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`in the monomer.
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`For example, one chromophore that absorbs UVA radiation and one
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`chromophorethat absorbs UVBradiation can be attached to the chromophore unit containing the
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`UV absorbers.
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`The invention employs o,w-diene monomers that can be homopolymerized by ADMET
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`methods, yet, because the dienes
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`are unreactive to a
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`large proportion of chemical
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`transformations, a large variety of transformations can be carried out to attach the UV absorbing
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`chromophores or other groups to impart other properties for the polymers from these monomers.
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`Although, in principle, all of the novel polymers can be prepared alternately by the ring-opening
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`metathesis polymerization of cyclic mono-enes, typically the lengths of the chains between the
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`ene units in the polymers are larger than those that generally permit efficient preparation of
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`cyclic monoene monomers. By changing the number of methylene units between terminal
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`mono-enes of the monomers and the chromophore unit, the resultant polymers can be loaded
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`with different amounts of the UV absorbing chromophores. Where the repeating units are
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`sufficiently large, the polymeric sunscreens can be oligomeric sunscreens as defined by the
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`number of repeating units of the polymer, but can still be of sufficient molecular weight as to
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`possess the desirable properties of polymeric sunscreens, such as a lack of toxicity or
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`carcinogenicity. Because ADMET polymerization can be carried out to any degree and stopped
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`whenthe desired amount of ethylene is generated, any desired molecular weight can be achieved.
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`In various embodiments of the invention, the molecular weight can be controlled by the
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`inclusion of a mono-ene end-capper where the proportion of the diene monomers and the mono-
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`enes can define the degree of polymerization of the resulting polymer in addition to the amount
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`of ethylene released, or exclusively define the molecular weight for extremely high conversions
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`of the terminal enes. The mono-enes can be compounds that have a group that provides
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`substantive properties to the skin, groups to promote dispersion in a solvent or other vehicle, or
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`promote interaction with specific particles or chemicals in a sunscreen formulation.
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`The
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`structures of such groups are readily appreciated by those skilled in the art, and include, but are
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`not exclusive to:
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`tetraalkyl ammonium salts, poly or oligo(ethyleneoxide) chains, or di or
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`trialkoxysilane functionality.
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`The type of UV absorbing chromophores can be, but is not limited to those that have
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`equivalent conjugated structures to those approved for use by the FDA or other worldwide
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`regulatory agencies.
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`Those approved chromophores: Aminobenzoic acid; Avobenzone;
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`Cinoxate;
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`Dioxybenzone;
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`Homosalate; Menthyl
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`anthranilate;
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`Octocrylene;
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`Octyl
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`methoxycinnamate; Octyl salicylate; Oxybenzone; Padimate O; Phenylbenzimidazole sulfonic
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`acid; Sulisobenzone; Trolamine salicylate; Ecamsule; Phenylbenzimidazole sulfonic acid; 4-
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`Methylbenzylidene camphor; Bisoctrizole; Bemotrizinol; Bisdisulizole disodium; Drometrizole
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`trisiloxane; Benzophenone-9; Ethylhexyl
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`triazone; Diethylamino hydroxybenzoyl hexyl
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`benzoate; Iscotrizinol; Isoamyl p-Methoxycinnamate; and those attached to Polysilicone-15.
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`Other UV absorbing chromophores can be used including those equivalent to UV absorbing
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`conjugated systems disclosed in: US Patents 7,291,322; 7,087,692; 6,962,692; 6,926,887;
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`6,919,473; 6,899,866; 6,890,521; 6,800,274; 6,376,679; 6,312,673; 6,251,373; 6,221,343;
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`6,214,324; 6,200,557; 6,159,456; 5,993,789; 5,753,209; 5,741,924; 5,487,885; 5,250,652;
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`5,243,021; 5,134,223; 5,099,027; 4,524,061; 4,233,430; 4,004,074; and 3,864,473 and US Patent
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`Application Publications
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`2007/0020204;
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`2005/0186152;
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`2004/0213746;
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`2004/0101498;
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`2002/0054860; and 2001/0026789. Many other conjugated systems that absorb in the UVA
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`and/or UVB spectral ranges can be used, even somethat are known to be damagingto the skin or
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`to other organs or systems of an individual using a sunscreen, because the chromophoresis
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`irreversibly bound to a polymer chain, rendering it passive to the system. The UV absorbing
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`chromophores can be linked in the chromophore unit by any sufficiently stable bridging group.
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`For example, where the conjugated UV absorbing chromophore unit contains a carboxylic acid
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`group, the chromophore unit can have a hydroxy group and the UV absorbing chromophores can
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`be attached via ester functionality. One skilled in the art can readily appreciate appropriate
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`complimentary functionalities to bridge the UV absorbing chromophores to chromophore unit of
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`the monomers. Some embodiments of the invention are directed to preparation of monomers for
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`the preparation of the novel poly(non-conjugated diene) based sunscreens where a UV absorbing
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`chromophore comprising molecule is attached to a functional group of an a,@-diene molecule.
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`The chromophore unit comprising the UV absorbing chromophore or chromophores can
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`include a coupling unit between a plurality of UV absorbing chromophores. For example, as
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`illustrated in Figure 3, a chromophore unit can have a UVA absorbing chromophore and a UVB
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`absorbing chromophoreattached at the ends of a 5 to 10 carbon linked chromophore unit by a
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`spacer.
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`Embodiments of the invention are directed to the formation of poly(non-conjugated
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`15,
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`diene) based sunscreens by the ADMET polymerization of a,@-diene monomers covalently
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`attached to UV absorbing chromophores. Monomers, as described above, can be coupled by the
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`use of any known metathesis catalyst, for example Schrock's catalyst Mo(=CHCMe>Ph)(N-2,6-
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`C6H3-i-Pr2)(OCMe(CF3)2)2 or Grubbs’ catalyst RuClo(=CHPh)(PCy3)2. The formation of an a,-
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`diene monomers and its polymerization to a poly(non-conjugated diene) based sunscreen is
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`illustrated by example in Figure 5 for a polymer formed having the UV absorbing chromophore
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`derived from Avobenzone.
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`In some embodiments of the invention, the poly(non-conjugated diene) based sunscreens
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`can be further modified at the residual ene units of the polymer backbone. The ene units can be
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`hydrogenated to methylene units or can undergo other addition reactions to form functional
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`groups that can be further elaborated into other groups. For example, water, ammonia, hydrogen
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`sulphide, or HCl can be added across the ene units to form hydroxy, amine, thiol or chloride
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`units with some regularity along the polymer backbone. The resulting units can be used to
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`undergo condensation or addition reactions to form other functional groups. For example, a
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`hydroxy unit can be used to add to ethylene oxide or other epoxy group or to condense with a
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`carboxylic acid ester or halide to functionalize the polymer. Someorall of the ene units can be
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`converted. Those skilled in the art can readily envision the scope of possible structures that can
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`be generated from the ene units.
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`All patents, patent applications, provisional applications, and publications referred to or
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`cited herein are incorporated by reference in their entirety, including all figures and tables, to the
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`extent they are not inconsistent with the explicit teachings of this specification.
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`It should be understood that the examples and embodiments described herein are for
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`illustrative purposes only and that various modifications or changes in light thereof will be
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`suggested to persons skilled in the art and are to be included within the spirit and purview ofthis
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`application.
`
`J:\UF\827P\Application.doc\srv
`
`