Filed Aug. 14, 2006

Serial No. 78951276

Registered July 10, 2007

Registration No. 3,260,826

Class Advice relating to investments; Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Assuming financial risk of others by entering into options and swaps; Brokerage houses in the field of stocks, commodities, and futures; Brokerage of shares or stocks and other securities; Business brokerage; Cash management; Commodity brokerage; Financial analysis and consultation; Financial due diligence; Financial management; Financial planning consultation; Financial planning, namely the creation of personalized strategies to achieve financial independence; Financial portfolio management; Financial services, namely assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Insurance brokerage; Investment advisory services; Investment banking services; Investment brokerage; Investment consultation; Investment management; Investment of funds for others; Investment services, namely asset acquisition, consultation, development and management services; Management of portfolios comprising securities; Providing stock/securities market information; Trust management accounts; Trust services, namely, investment and trust company services; 100; 101; 102