Filed May 25, 2012

Serial No. 85635871

Registered Jan. 22, 2013

Registration No. 4,279,008

Class Investment advisory and mutual fund services, namely, mutual fund advisory and investment management services, mutual fund underwriting and administration services, sponsoring mutual funds, providing administration and shareholder services to mutual funds, distributing mutual fund shares and managing funds and bonds and other investments for institutions and the general public; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; 100; 101; 102

Case Type Service mark