Filed June 24, 2013

Serial No. 85967604

Registered March 21, 2017

Registration No. 5,166,661

Class [ Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; ] Financial services * for low- and mid- net worth clients, * namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; financial services * for low- and mid- net worth clients, * namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; financial services * for low- and mid- net worth clients, * namely, investment fund transfer and transaction services; financial services * for low- and mid- net worth clients, * namely, the trading of financial instruments, securities, shares, options and other derivative products; financial services * for low- and mid- net worth clients, * namely, wealth management services; providing financial services * for low- and mid- net worth clients * with respect to securities and other financial instruments and products, namely, money management services; providing financial services for low- and mid- net worth clients, with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; 100; 101; 102

Case Type Service mark