throbber
Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 1 of 30
`
`
`
`GUTRIDE SAFIER LLP
`SETH A. SAFIER (State Bar No. 197427)
`MARIE A. MCCRARY (State Bar No. 262670)
`HAYLEY REYNOLDS (State Bar No. 306427)
`100 Pine Street, Suite 1250
`San Francisco, CA 94111
`Telephone: (415) 336-6545
`Facsimile: (415) 449-6469
`
`Attorneys for Plaintiff
`
`
`
`UNITED STATES DISTRICT COURT FOR THE
`NORTHERN DISTRICT OF CALIFORNIA
`
`
`
`MOLLY BROWN, individually, and on
`behalf of the general public and those
`similarly situated,
`
`
`
`
`
`
`v.
`
`VAN’S INTERNATIONAL FOODS, INC.,
`
`
`
`
`
`Defendant.
`
`
`
`
`Plaintiff,
`
`CASE NO.
`
`CLASS ACTION COMPLAINT FOR
`VIOLATION OF THE CALIFORNIA
`CONSUMERS LEGAL REMEDIES ACT;
`FALSE ADVERTISING; FRAUD, DECEIT,
`AND/OR MISREPRESENTATION;
`UNFAIR BUSINESS PRACTICES; AND
`UNJUST ENRICHMENT
`
`JURY TRIAL DEMANDED
`
`
`INTRODUCTION
`1.
`Plaintiff Molly Brown, by and through her counsel, brings this class action against
`Defendant Van’s International Foods, Inc. to seek redress for its unlawful and deceptive practices
`in labeling and marketing its consumer food products.
`2.
`Consumers are increasingly health conscious and, as a result, many consumers
`seek foods high in protein. To capitalize on this trend, Defendant prominently labels some of its
`consumer food products as providing specific amounts of protein per serving depending on the
`product, such as “10g PLANT-BASED protein” on the front of the Van’s Power Grains Protein
`Original Waffles. Consumers, in turn, reasonably expect that each product will actually provide
`the amount of protein per serving claimed on the front of the product package.
`3.
`However, the Food and Drug Administration (“FDA”) recognizes that not all
`proteins are the same in their ability to meet human nutritional requirements. Some proteins are
`deficient in one or more of the nine amino acids essential to human protein synthesis and/or are
`
`
`
`- 1 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 2 of 30
`
`
`
`not fully digestible within the human gut. When a human body uses up the least prevalent essential
`amino acid from a food product, protein synthesis shuts down and all of the remaining amino
`acids from that protein source degrade mostly into waste. Likewise, whatever portion of a protein
`source is not digestible is similarly unavailable for protein synthesis. A protein’s ability to support
`human nutritional requirements is known as its “quality.”
`4.
`The FDA required method for measuring protein quality is called the “Protein
`Digestibility Corrected Amino Acid Score”—known by its acronym PDCAAS (pronounced Pee-
`Dee-Kass). It combines a protein source’s amino acid profile and its percent digestibility into a
`discount factor ranging from 0.0 to 1.0 that, when multiplied by the total protein quantity, shows
`how much protein in a product is actually available to support human nutritional requirements.
`The regulations term this the “corrected amount of protein per serving.” 21 C.F.R.
`§ 101.9(c)(7)(ii). For example, a PDCAAS of .5 means that only half of the protein in that product
`is actually available to support human protein needs. If the product contained 10 grams total
`protein per serving, the corrected amount of protein would be only 5 grams per serving.
`5.
`Because protein products can vary widely in their ability to support human protein
`needs (even between two comparator products with the same total protein quantity), the FDA
`prohibits manufacturers from advertising or promoting their products with a protein claim unless
`they have calculated the corrected amount of protein per serving based on PDCAAS and provided
`this information to consumers in the Nutrition Facts Panel (“NFP”) in the form of a percent daily
`value (“%DV) for protein. 21 C.F.R. § 101.9(c)(7)(i). The %DV is the corrected amount of
`protein per serving divided by the daily reference value for protein of 50 grams. Id. Using the
`same example of a product containing 10 grams total protein per serving with a PDCAAS of .5,
`the %DV is 10% (5g/50g). Had all of the protein in the product been useful in human nutrition,
`the %DV would be 20% (10g/50g).
`6.
`Accordingly, Defendant’s products are unlawfully, unfairly and deceptively
`misbranded. The protein claims on the front of the package, such as such as “10g PLANT-BASED
`protein” are unlawful and in violation of parallel state and federal requirements because
`
`
`
`- 2 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 3 of 30
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`Defendant failed to provide a %DV for protein in the NFP calculated according to the PDCAAS
`methodology.
`7.
`Moreover, because Defendant’s protein claim is in the form of a quantitative
`amount appearing alone, without any information about protein quality, it is also separately
`actionable as misleading. FDA regulations prohibit a manufacturer from stating “the amount or
`percentage of a nutrient” on the front label if it is “false or misleading in any respect.” 21 C.F.R.
`§ 101.13(i)(3). The primary protein sources in Defendant’s products are wheat and oats. Both are
`low quality proteins with PDCAAS scores that range between 0.4 and 0.5. Accordingly, although
`Defendant advertises its products with a “10g PLANT-BASED protein” claim, it actually
`provides, in a form that humans can use, as little as 5 grams of protein, i.e., less than half the
`protein consumers reasonable expect to receive based on the label. This is misleading.
`8.
`Defendant’s unlawful and misleading protein claims caused Plaintiff and members
`of the class to pay a price premium for the products.
`PARTIES
`9.
`Molly Brown (“Plaintiff”) is an individual and a resident of Novato, California.
`10.
`Defendant Van’s International Foods, Inc. (“Defendant”) is a corporation existing
`under the laws of California with its principal place of business in Oakbrook Terrace, Illinois, and
`is registered to do business in California.
`JURISDICTION AND VENUE
`11.
`This Court has jurisdiction over the subject matter of this action pursuant to 28
`U.S.C. § 1332(d)(2). The aggregate amount in controversy exceeds $5,000,000, exclusive of
`interest and costs; and at least one Plaintiff and Defendant are citizens of different states.
`12.
`The injuries, damages and/or harm upon which this action is based, occurred or
`arose out of activities engaged in by Defendant within, affecting, and emanating from, the State
`of California. Defendant regularly conducts and/or solicits business in, engages in other persistent
`courses of conduct in, and/or derives substantial revenue from products provided to persons in
`the State of California. Defendant has engaged, and continues to engage, in substantial and
`continuous business practices in the State of California.
`
`
`
`- 3 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 4 of 30
`
`
`
`13.
`Venue is proper in this District pursuant to 28 U.S.C. § 1391(b)(2) because a
`substantial part of the events or omissions giving rise to the claims occurred in the state of
`California, including within this District.
`14.
`In accordance with California Civil Code Section 1780(d), Plaintiff Brown
`concurrently files herewith a declaration establishing that, at various times throughout the class
`period, she purchased Van’s Protein Waffles in Original, Blueberry, and Chocolate Chip flavors,
`as well as Van’s Protein Pancakes in Chocolate Chip flavor from Whole Foods stores in San
`Rafael and Novato, California and Sprouts stores in San Rafael and Petaluma, California from
`approximately 2019 to February 2021. (Plaintiff’s declaration is attached hereto as Exhibit A.)
`15.
`Plaintiff accordingly alleges that jurisdiction and venue are proper in this Court.
`SUBSTANTIVE ALLEGATIONS
`16.
`Defendant manufactures, distributes, markets, advertises, and sells breakfast food
`products in the United States under the brand name “Vans.” Some of these products, including
`waffles and pancakes, have packaging that predominately, uniformly, and consistently states on
`the principal display panel of the product labels that they contain and provide a certain amount of
`protein per serving. Plaintiff has attached as Exhibit B a non-exhaustive list of the Vans products
`that make protein claims on the front of the product packages. The products listed in Exhibit B,
`and any other Vans brand product that claims a specific amount of protein on the front of its label,
`will hereinafter be referred to as the “Products.”
`17.
`The representation that the Products contain and provide a specific amount of
`protein per serving was uniformly communicated to Plaintiff and every other person who
`purchased any of the Products in California and the United States. The same or substantially
`similar product label has appeared on each Product during the entirety of the Class Period in the
`general form of the following example:
`
`
`
`- 4 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 5 of 30
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`
`
`18.
`The nutrition facts panel on the Products uniformly and consistently failed to
`provide any referenced percent daily value of the Products’ protein content throughout the Class
`Period. The nutrition facts panel of the Products has appeared consistently throughout the Class
`Period in the general form of the following example:
`
`
`
`- 5 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 6 of 30
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`19.
`As described in detail below, Defendant’s advertising and labeling of the Products
`as containing and providing specific amounts of protein per serving is unlawful, misleading, and
`intended to induce consumers to purchase the Products at a premium price, while ultimately
`failing to meet consumer expectations. These representations deceive and mislead reasonable
`consumers into believing that a serving of the Products will provide the grams of protein as
`represented on the label, when in fact, correcting for the Products poor protein quality through
`PDCAAS, the amount provided will be approximately half or less because Defendant uses
`proteins of low biological value to humans in its products, such as wheat and oats.
`Consumer Demand for Protein
`20. Many American consumers are health conscious and seek wholesome, natural
`foods to keep a healthy diet, so they routinely rely upon nutrition information when selecting and
`purchasing food items. This is especially true in the community of athletes, registered dietitians,
`and coaches, to which Defendant markets. As noted by FDA Commissioner Margaret Hamburg
`during an October 2009 media briefing, “[s]tudies show that consumers trust and believe the
`nutrition facts information and that many consumers use it to help them build a healthy diet.”
`Indeed, the FDA recommends relying on Nutrition Facts Labels as the primary tool to monitor
`the consumption of protein.1
`21.
`Protein is found throughout the body—in muscle, bone, skin, hair, and virtually
`every other body part or tissue. The health benefits of protein are well studied and wide ranging.
`Scientific studies have confirmed that protein can assist in weight loss, reduce blood pressure,
`reduce cholesterol, and control for risk factors for cardiovascular diseases. The National Academy
`of Medicine recommends that adults get a minimum of .8 grams of protein for every kilogram of
`body weight per day, or just over 7 grams for every 20 pounds of body weight.2 For a 140-pound
`
`
`
`
`1 FDA Protein Fact Sheet,
`https://www.accessdata.fda.gov/scripts/InteractiveNutritionFactsLabel/factsheets/Protein.pdf
`2 National Academies of Medicine. Dietary Reference Intakes for Energy, Carbohydrate, Fiber,
`Fat, Fatty Acids, Cholesterol, Protein, and Amino Acids (Macronutrients).
`
`- 6 -
`
`CLASS ACTION COMPLAINT
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 7 of 30
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`person, that means about 50 grams of protein each day. For a 200-pound person, that means about
`70 grams of protein each day.3
`22.
`Athletes and fitness enthusiasts typically consume much higher amounts of protein
`each day; typically between 1 to 1.5 grams of protein for every pound of body weight.
`23.
`The health benefits of protein are just as important, if not more important, for
`children. Children are in a relative state of constant growth and rely on protein as the building
`block of muscle, bone, skin, hair, and virtually every other body part or tissue. The National
`Academies of Science recommends the following amounts of daily intake of protein based on age
`group: 1-3 years old: 13 g of protein per day; 4-8 years old: 19 g of protein per day; 9-13 years
`old: 34 g of protein per day.
`24.
`Protein quantity by itself does not tell the full story from a human nutritional
`standpoint. A protein’s quality is also critical because humans cannot fully digest or utilize some
`proteins. Proteins are not monolithic. They are simply chains of amino acids, and different types
`of amino acids chained together in different ways will make different types of proteins. Further,
`the makeup of the protein changes the function of that protein in the human body, and certain
`types of proteins are more easily digested and used by humans than others.
`25.
`All of a human’s proteins are formed through the process of protein synthesis
`within their own bodies. That is, although humans consume dietary proteins, they digest those
`proteins, break them down into their constituent amino acids, and then use those amino acids as
`building blocks to synthesize the human proteins necessary for life, tissue repair, and other
`functions. Of the twenty total amino acids, humans can produce only eleven of them on their own.
`Humans cannot produce, under any circumstances, nine of the amino acids required for protein
`synthesis. These nine amino acids are called the “essential amino acids” and they must be supplied
`through the diet.
`26.
`All nine essential amino acids are necessary for protein synthesis to take place.
`Lacking even one essential amino acid will prevent protein synthesis from occurring, and the rest
`
`
`
`
`
`
`3 Id.
`
`
`
`- 7 -
`CLASS ACTION COMPLAINT
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 8 of 30
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`of the proteins will degrade into waste. Accordingly, once the body uses up the limiting essential
`amino acid from a protein source, the remainder of that protein becomes useless to human protein
`synthesis and has little nutritional value. As the FDA has explicitly recognized, “[b]ecause excess
`amino acids are not stored in the body, humans need a constant supply of good quality dietary
`proteins to support growth and development.” 58 Fed. Reg. 2079 at 2101. High-quality proteins,
`therefore, are those that contain all nine essential amino acids because they have a greater effect
`on protein synthesis and are fully digestible. A dietary protein containing all of the essential amino
`acids in the correct proportions is typically called a “complete protein.”
`27.
`A protein source’s digestibility also affects the amount of useable protein a person
`receives from consuming it. Many plant-based proteins are only 85% digestible, meaning 15% of
`the protein from that source will simply pass through the body without ever being absorbed at all.
`28.
`As the FDA has stated in official guidance, “Accurate methods for determining
`protein quality are necessary because different food protein sources are not equivalent in their
`ability to support growth and body protein maintenance.” 56 Fed. Reg. 60366, § B. The Protein
`Digestibility Corrected Amino Acid Score (“PDCAAS”) is the FDA mandated measure of protein
`quality, and it accounts for both the amino acid profile and the digestibility of the protein. 21
`C.F.R. § 101.9(c)(7)(ii). The PDCAAS method requires the manufacturer to determine the
`amount of essential amino acids that the food contains and then combine that into a discount
`factor score based on humans’ ability to digest the amino acid profile.
`29.
`Defendant uses plant-based proteins in its products. Because of the differences in
`benefits depending on the amino acid composition of a protein, the source of protein is important.
`Whey protein is animal-based and contains all nine essential amino acids. It has a high biological
`value and is fully digestible by humans. Thus, whey protein has a PDCAAS of 1.0. Plant protein
`contains higher levels of antioxidants, but rarely contains all nine essential amino acids. Further,
`plant proteins such as wheat and oat proteins, which Defendant uses in its Products according to
`the ingredient lists, are not fully digested by humans. Both types of proteins also typically have a
`PDCAAS of between 0.4 and 0.5, meaning only 40-50% of the protein from those sources will
`be digested and available to humans.
`
`
`
`- 8 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 9 of 30
`
`
`
`30.
`Accordingly, Defendant’s use of low quality proteins, even in combination with
`some higher quality proteins, means that they actually provide far less protein to humans than the
`Product labels claim.
`Federal and State Regulations Governing Food Labeling
`31.
`Identical federal and California laws regulate the content of labels on packaged
`food. The requirements of the federal Food, Drug & Cosmetic Act (“FDCA”), and its labeling
`regulations, including those set forth in 21 C.F.R. §§ 101, 102, were adopted by the California
`legislature in the Sherman Food Drug & Cosmetic Law (the “Sherman Law”). California Health
`& Safety Code § 110100 (“All food labeling regulations and any amendments to those regulations
`adopted pursuant to the federal act, in effect on January 1, 1993, or adopted on or after that date
`shall be the food labeling regulations of this state.”). The federal laws and regulations discussed
`below are applicable nationwide to all sales of packaged food products. Additionally, no state
`imposes different requirements on the labeling of packaged food for sale in the United States.
`32.
`According to FDA regulations, “[a] statement of the corrected amount of protein
`per serving, as determined in paragraph (c)(7)(ii) of this section, calculated as a percentage of the
`RDI or DRV for protein, as appropriate, and expressed as a Percent of Daily Value . . . shall be
`given if a protein claim is made for the product . . .” 21 C.F.R. 101.9(c)(7)(i) (emphasis added).
`Further, FDA regulations require the %DV to be calculated using PDCAAS, a method that
`accounts for both protein quantity and protein quality. 21 C.F.R. § 101.9(c)(7)(ii); FDA Food
`Labeling Guide, p. 29, Question N.22.4 The first step is to calculate the “corrected amount of
`protein per serving” by multiplying protein quantity by the PDCAAS quality value, and then
`dividing that “corrected amount” by 50 grams (the “recommended daily value” for protein) to
`come up with the %DV. Id.
`
`
`
`
`
`4 Guidance for Industry: A Food Labeling Guide (“FDA Food Labeling Guide”) p. 29, Question
`N22, U.S. Food & Drug Administration, https://www.fda.gov/media/81606/download (last
`accessed February 18, 2020).
`
`
`
`
`
`
`- 9 -
`CLASS ACTION COMPLAINT
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 10 of 30
`
`
`
`33.
`Defendant’s products all make protein claims on the front label, but fail, uniformly
`to provide a %DV for protein in the NFP. The protein claim on the front is, therefore, unlawful,
`and was never permitted to be on the label in the first instance.
`34.
`In addition to regulating the NFP, the FDA has promulgated a separate set of
`regulations that govern nutrient content claims on the front of a package. 21 C.F.R. § 101.13. A
`nutrient content claim is a claim that “expressly or implicitly characterizes the level of a nutrient.”
`21 C.F.R. § 101.13(b). “Express” nutrient content claims include any statement outside the
`Nutrition Facts Panel, about the level of a nutrient. 21 C.F.R. 101.13(b)(1); 21 C.F.R. § 101.13(c).
`Stating information from the nutrition facts panel (such as grams protein per serving) elsewhere
`on the package necessarily constitutes a nutrient content claim. 21 C.F.R. § 101.13(c).
`
` A
`
` manufacturer cannot make a nutrient content claim in the form of a “statement
`about the amount or percentage of a nutrient” if the statement is “false or misleading
`in any respect.” 21 C.F.R. 101.13(i)(3).
`35.
`Under the FDCA, the term false has its usual meaning of “untruthful,” while the
`term misleading is a term of art that covers labels that are technically true, but are likely to deceive
`consumers.
`36. While a required statement inside of the NFP escapes regulations reserved for
`nutrient content claims (21 C.F.R. § 101.13(c)), the identical statement outside of the NFP is still
`considered a nutrient content claim and is therefore subject to 21 C.F.R. § 101.13(i)(3). 21 C.F.R.
`§ 101.13(c). Indeed, the Ninth Circuit has specifically held that “a requirement to state certain
`facts in the nutrition label is not a license to make that statement elsewhere on the product.” Reid v.
`Johnson & Johnson, 780 F.3d 952, 960 (9th Cir. 2015). Thus, Defendant’s quantitative protein
`claims on the front label are subject to analysis as a nutrient content claim and cannot be false or
`misleading in any manner.
`37. Moreover, the FDA has explained in published guidance that that “Information on
`protein quantity alone can be misleading on foods that are of low protein quality” and that
`“nutrition labeling must allow consumers to readily identify foods with particularly low quality
`protein to prevent them from being misled by information on only the amount of protein present.”
`58 Fed. Reg. 2079 at 2101-2.
`
`
`
`- 10 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 11 of 30
`
`
`
`38.
`Defendant’s protein representations on the front package are misleading for this
`very reason. They broadly tout protein quantity alone while ignoring that the poor quality proteins
`in the Products will provide far less useable protein than claimed. The claim on the front is
`therefore separately misleading and should never have appeared on the package.
`
`Defendant’s Marketing and Labeling of its Products Violates State and Federal
`Food Labeling Laws
`
`39.
`Defendant’s Products are unlawful, misbranded, and violate the Sherman Law,
`California Health & Safety Code § 110660, et seq. Defendant makes protein content claims on
`the front of its Product packages and yet has left the Percent Daily Value column of its nutrition
`facts for protein completely blank in violation of applicable nutrition labeling regulations.
`Further, the front label is also independently misleading. Each Products’ label states that it
`provides a specific amount of protein per serving—such as “10g PLANT-BASED protein” for
`the Vans Protein Original Waffles—when, in fact, after adjusting the protein content based on
`PDCAAS, the products will provide approximately half that much protein.
`40.
`Defendant’s marketing, advertising, and sale of the Products violates the false
`advertising provisions of the Sherman Law (California Health & Safety Code § 110390, et. seq.),
`including but not limited to:
`a. Section 110390, which makes it unlawful to disseminate false or misleading food
`advertisements that include statements on products and product packaging or
`labeling or any other medium used to directly or indirectly induce the purchase of
`a food product;
`b. Section 110395, which makes it unlawful to manufacture, sell, deliver, hold or
`offer to sell any falsely or misleadingly advertised food; and
`c. Sections 110398 and 110400, which make it unlawful to advertise misbranded
`food or to deliver or proffer for delivery any food that has been falsely or
`misleadingly advertised.
`
`
`
`- 11 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 12 of 30
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`41.
`Defendant’s marketing, advertising, and sale of the Products violates the
`misbranding provisions of the Sherman Law (California Health & Safety Code § 110660, et. seq.),
`including but not limited to:
`a. Section 110665 (a food is misbranded if its labeling does not conform with the
`requirements for nutrition labeling as set forth in 21 U.S.C. Sec. 343(q));
`b. Section 110705 (a food is misbranded if words, statements and other information
`required by the Sherman Law to appear food labeling is either missing or not
`sufficiently conspicuous);
`c. Section 110760, which makes it unlawful for any person to manufacture, sell,
`deliver, hold, or offer for sale any food that is misbranded;
`d. Section 110765, which makes it unlawful for any person to misbrand any food;
`and
`e. Section 110770, which makes it unlawful for any person to receive in commerce
`any food that is misbranded or to deliver or proffer for delivery any such food.
`42.
`Defendant has violated 21 U.S.C. § 343(a), and the standards set by FDA
`regulations, including but not limited to 21 C.F.R. § 101.9 (c)(7), which have been incorporated
`by reference in the Sherman Law, by failing to include on their product labels the nutritional
`information required by law.
`43.
`A reasonable consumer would expect that the Products provide what Defendant
`identifies them to provide on the product labels and that the labels would not be contrary to the
`policies or regulations of the State of California and/or the FDA. For example, a reasonable
`consumer would expect that when Defendant labels its Products with “10g PLANT-BASED
`protein” per serving, as it claimed the Vans Protein Original Waffles label, the Products would
`provide 10 grams of protein per serving in a form their bodies could use as protein.
`44.
`Consumers lack the meaningful ability to test or independently ascertain the
`truthfulness of Defendant’s food labeling claims, especially at the point of sale. Reasonable
`consumers do not walk around with the PDCAAS values for various protein sources stored in
`their heads. They would not know the true amount of protein the Products provide nutritionally
`
`
`
`- 12 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 13 of 30
`
`
`
`merely by looking elsewhere on the product package. Its discovery requires investigation well
`beyond the grocery store aisle and knowledge of food chemistry beyond that of the average
`consumer. An average consumer does not have the specialized knowledge necessary to ascertain
`that a serving of a Product does not provide the number of grams of protein that is represented on
`the front of the product package. An average consumer also lacks the specialized knowledge
`necessary to determine the PDCAAS for the Products. The average reasonable consumer had no
`reason to suspect that Defendant’s representations on the packages were misleading. Therefore,
`consumers had no reason to investigate whether the Products actually do provide the amount of
`protein per serving that the labels claim they do and reasonably relied on Defendant’s
`representations regarding the nature of the Products.
`45.
`Defendant intends and knows that consumers will and do rely upon food labeling
`statements in making their purchasing decisions. Label claims and other forms of advertising and
`marketing drive product sales, particularly if placed prominently on the front of product
`packaging, as Defendant has done with the claims on the Products that they contain and provide
`specific amounts of protein per serving.
`
`Defendant Misleadingly Markets Its Products to Increase Profits and Gain a
`Competitive Edge
`
`46.
`In making false, misleading, and deceptive representations, Defendant
`distinguishes its Products from its competitors’ products. Defendant knew and intended that
`consumers would purchase, and pay a premium for, products labeled with a protein claim. By
`using this branding and marketing strategy, Defendant is stating that its Products are superior to,
`better than, and more nutritious and healthful than other products that do not make protein claims,
`or that do not mislead consumers about the amount of protein their products actually provide.
`
`Defendant Intends to Continue to Market its Products as Containing More
`Protein than the Products Actually Contain
`
`47.
`Because consumers pay a price premium for products that make protein claims,
`and also pay a premium for products that provide more protein, by labeling its Products as
`
`
`
`- 13 -
`CLASS ACTION COMPLAINT
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 14 of 30
`
`
`
`containing more grams of protein per serving than they actually provide, Defendant is able to both
`increase its sales and retain more profits.
`48.
`Defendant engaged in the practices complained of herein to further its private
`interests of: (i) increasing sales of its Products while decreasing the sales of competitors that do
`not misrepresent the number of grams of protein contained in its products, and/or (ii) commanding
`a higher price for its Products because consumers will pay more for these Products due to
`consumers’ demand for products containing more protein.
`49.
`The market for protein products is continuing to grow and expand, and because
`Defendant knows consumers rely on representations about the number of grams of protein in food
`products, Defendant has an incentive to continue to make such unlawful and misleading
`representations. In addition, other trends suggest that Defendant has no incentive to change its
`labeling practices.
`50.
`For example, one market analysis revealed that between 2013-2017, product
`launches with a protein claim grew 31%.5
`51.
`To capitalize on the growing market, Defendant continues to launch new product
`lines and flavors to diversify its portfolio to maintain its competitive edge. Moreover, Defendant
`has continued to replicate its misrepresentations on the new product lines. It is therefore likely
`that Defendant will continue to misleadingly advertise its Products and perpetuate the
`misrepresentations regarding the protein in its Products.
`PLAINTIFF’S EXPERIENCES
`52.
`Plaintiff has purchased Van’s Protein Waffles in Original, Blueberry, and
`Chocolate Chip flavors, as well as Van’s Protein Pancakes in Chocolate Chip flavor from Whole
`Foods stores in San Rafael and Novato, California and Sprouts stores in San Rafael and Petaluma,
`California from approximately 2019 to February 2021.
`
`
`
`
`
`5 https://www.bakeryandsnacks.com/Article/2018/11/26/10-key-snack-trends-to-
`watch?utm_source=copyright&utm_medium=OnSite&utm_campaign=copyright
`
`- 14 -
`
`CLASS ACTION COMPLAINT
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`

`

`Case 3:22-cv-00001 Document 1 Filed 01/01/22 Page 15 of 30
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`53.
`Plaintiff made each of her purchases after reading and relying on the Defendant’s
`product front label that promised the Products provided a specific number of grams of protein per
`serving. For example, she purchased the Vans Protein Original Waffles relying

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket