throbber
Trials@uspto.gov Paper 41
`Tel: 571-272-7822 Entered: August 26, 2014
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`DYNAMIC DRINKWARE, INC.
`Petitioner,
`
`v.
`
`NATIONAL GRAPHICS, INC.
`Patent Owner.
`____________
`
`Case IPR2013-00131
`Patent 6,635,196
`____________
`
`Held: July 24, 2014
`____________
`
`
`
`Before: TRENTON WARD, THOMAS L. GIANNETTI, and
`MITCHELL G. WEATHERLY, Administrative Patent Judges.
`
`
`APPEARANCES:
`
`ON BEHALF OF THE PETITIONER:
`
`
`MATT McCLEAN, ESQUIRE
`
`
`PATRICK BERGIN, ESQUIRE
`
`
`Davis & Kuelthau
`
`
`111 E. Kilbourn Avenue, Suite 1400
`
`
`Milwaukee, Wisconsin
`
`
`
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`ON BEHALF OF PATENT OWNER:
`
`
`MICHAEL GRIGGS, ESQUIRE
`
`
`SARAH WONG
`
`
`Boyle Fredrickson
`
`
`840 N. Plankinton Avenue
`
`
`Milwaukee, Wisconsin
`
`
`
`The above-entitled matter came on for hearing on Wednesday,
`July 24, 2014, commencing at 10:00 a.m., at the U.S. Patent and
`Trademark Office, 600 Dulany Street, Alexandria, Virginia.
`
`
`
`
`
`
`
` P R O C E E D I N G S
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`- - - - -
`
`JUDGE GIANNETTI: Please be seated.
`
`So, good morning, everyone.
`
`ALL COUNSEL: Good morning.
`
`JUDGE GIANNETTI: We are here for final hearing in
`
`21
`
`case IPR2013-01131, Dynamic Drinkware, LLC, vs. National
`
`22
`
`Graphics, Inc. I'm Judge Giannetti. To my right is Judge Ward; to
`
`23
`
`my left is Judge Weatherly. We're the panel for this hearing.
`
`24
`
`May I have appearances of counsel, please? Who is
`
`25
`
`appearing for the Petitioner?
`
`26
`
`MR. MCCLEAN: Yes, thank you. My name is Matt
`
`27
`
`McClean. I'm appearing on behalf of the Petitioner, Dynamic
`
`28
`
`Drinkware. With me is co-counsel Patrick Bergin.
`
`
`
`
`
` 2
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE GIANNETTI: And who's appearing for the
`
`Patent Owner?
`
`MR. GRIGGS: Yes, thank you. Good morning. My
`
`name is Michael Griggs. I'm from Boyle Fredrickson, representing
`
`the Patent Owner, National Graphics, Inc., and with me is my
`
`colleague Sarah Wong.
`
`JUDGE GIANNETTI: Okay. So, Counsel, we set one
`
`hour per side for this hearing. Each side will have an opportunity to
`
`reserve time for rebuttal. The rebuttal of the Patent Owner is limited
`
`10
`
`to addressing the motion to amend, which should be -- if you are
`
`11
`
`going to address the motion to amend, Petitioner should include it in
`
`12
`
`your main argument.
`
`13
`
`Okay, I think we're ready to proceed. Any questions
`
`14
`
`from counsel?
`
`15
`
`MR. MCCLEAN: One question, a quick clarification.
`
`16
`
`You would like us to address the motion to amend --
`
`17
`
`JUDGE GIANNETTI: No. The motion to amend should
`
`18
`
`be -- I had that wrong. Motion to amend should be addressed by
`
`19
`
`Patent Owner; then you will have an opportunity to respond in your --
`
`20
`
`in your reply.
`
`21
`
`22
`
`MR. MCCLEAN: In our second session.
`
`JUDGE GIANNETTI: And then they will have a chance
`
`23
`
`to rebut that in their rebuttal.
`
`24
`
`MR. MCCLEAN: Okay, thank you.
`
`
`
`
`
` 3
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`JUDGE GIANNETTI: The Patent Owner's rebuttal is
`
`limited to the motion to amend.
`
`Okay. Who will be presenting the argument for the
`
`Petitioner?
`
`ready.
`
`MR. MCCLEAN: Initially, I will, Judge.
`
`JUDGE GIANNETTI: Mr. McClean?
`
`MR. MCCLEAN: Yes, sir.
`
`JUDGE GIANNETTI: You can proceed when you are
`
`MR. MCCLEAN: Thank you.
`
`JUDGE GIANNETTI: Just wait a second here. We
`
`12
`
`will --
`
`13
`
`MR. MCCLEAN: Do the judges have a preference if I'm
`
`14
`
`at the podium or at the table?
`
`15
`
`JUDGE GIANNETTI: I think that's up to you. I think
`
`16
`
`we have a preference for the podium because there's a microphone
`
`17
`
`there, so if that's not too inconvenient.
`
`18
`
`19
`
`MR. MCCLEAN: Not at all.
`
`JUDGE GIANNETTI: Let me -- just give me a second
`
`20
`
`here to start the timer.
`
`21
`
`22
`
`Okay, you can proceed now.
`
`MR. MCCLEAN: Thank you.
`
`
`
`
`
` 4
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`I'd like to reserve the last 30 minutes to address the
`
`motion to amend and any reply arguments that may come up with
`
`respect to the petition, if that's all right.
`
`JUDGE GIANNETTI: That's fine. And we will try to
`
`give you a warning a few minutes before your -- when you're into
`
`your rebuttal time.
`
`MR. MCCLEAN: Thank you.
`
`Well, to the Panel, good morning again. My name is
`
`Matt McClean of the law firm of Davis & Kuelthau from Milwaukee,
`
`10
`
`Wisconsin. I am here on behalf of the Petitioner, Dynamic
`
`11
`
`Drinkware.
`
`12
`
`We have submitted now a series of briefs and exhibits
`
`13
`
`that I trust you have had an opportunity to get through and review. I'd
`
`14
`
`like to use my time initially this morning to really summarize and hit
`
`15
`
`on a couple of key points.
`
`16
`
`The '196 patent, which is the Goggins patent that we put
`
`17
`
`for review, describes a process for incorporating a lenticular image
`
`18
`
`into a molded plastic article. As I think the Petitioner -- the Patent
`
`19
`
`Owner contends, admits, says in their patent, it does not involve the
`
`20
`
`invention of -- the creation of lenticular images; it does not involve
`
`21
`
`the invention of molded plastic, generally, or the introduction of
`
`22
`
`molded plastic to create in-molded image-like cups, like other
`
`23
`
`commercial goods. All of that stuff is long-developed prior art.
`
`
`
`
`
` 5
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`What the '196 patent claims to do is to address an
`
`industry desire for the marriage of that lenticular technology with the
`
`in-mold technology. And the '196 states as its key element, its key
`
`invention on that point, the establishment of control over the
`
`temperature, pressure, and turbulence used in the introduction of the
`
`molten plastic, such that you minimize the distortion of the lenticular
`
`lens, which is around the outside, and the degradation of the interlaced
`
`image that is underneath the lens, the picture, the color, the effect.
`
`Now, the problem with that with respect to the '196
`
`10
`
`patent and the reason we put it for review is that Mr. Raymond
`
`11
`
`already did that with his patent 7,153,555, which we put forward as
`
`12
`
`Exhibit 1003. We submitted the Raymond patent and claimed it
`
`13
`
`anticipated the '196 patent, and this Panel issued a preliminary
`
`14
`
`decision on that point.
`
`15
`
`Initially, when we put that position forward, the Patent
`
`16
`
`Owner came forward and said, well, no, it doesn't anticipate.
`
`17
`
`Mr. Raymond's patent, the '555 patent, does not attempt to control the
`
`18
`
`temperature, pressure -- the pressure, temperature, and turbulence
`
`19
`
`parameters that my '196 patent does.
`
`20
`
`Now, as this Board recognized, the '555 patent and the
`
`21
`
`'196 patent both have as their primary focus the minimization of that
`
`22
`
`distortion of the lens and the degradation of the interlaced image.
`
`23
`
`Mr. Raymond does it also by introducing molten plastic at some
`
`
`
`
`
` 6
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`temperature, pressure, and turbulence, and he provides a substrate to
`
`protect that ink layer.
`
`This Panel has determined that, in granting our petition,
`
`that the claims 1 and claims 12 of that '196 patent are reasonably
`
`likely to be anticipated by Mr. Raymond's '555 patent.
`
`After that -- that was done in October of last year. After
`
`that decision by the Panel, the Patent Owner was given a chance to
`
`file a response, and they did so in January. At that time, they made no
`
`further attempt to challenge the anticipation finding or offer any
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`additional evidence or argument regarding anticipation; instead, they
`
`11
`
`elected to focus their attention on claiming that actually, no, we were
`
`12
`
`first; we conceived of and we diligently reduced to practice the
`
`13
`
`invention of the '196 before Mr. Raymond's '555 patent was
`
`14
`
`submitted.
`
`15
`
`Now, the first flaw with this contention and with their
`
`16
`
`presentation in January is it is at direct odds with the testimony of the
`
`17
`
`actual named inventor. The actual named inventor was a gentleman
`
`18
`
`by the name of Timothy Goggins. Mr. Goggins was a long-time
`
`19
`
`employee of the Patent Owner. He left some years ago. The Patent
`
`20
`
`Owner has conceded in discovery, both written and in deposition, that
`
`21
`
`Mr. Goggins, of course, as the inventor, is the person most
`
`22
`
`knowledgeable about what went in and around and for the '196 patent,
`
`23
`
`how he did it, that process, that invention.
`
`
`
`
`
` 7
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`And Mr. Goggins, in a declaration that's been submitted
`
`to this Panel, establishes that from his recollection, he didn't conceive
`
`and develop the process embodied in the '196 patent until sometime in
`
`the summer or fall of 2000. His provisional application was in June.
`
`His utility application was in November of that year. Sometime in
`
`between those two dates, he thinks he had it.
`
`The Patent Owner has not seen fit to question
`
`Mr. Goggins on these points to date. They have not submitted any
`
`testimony from him that undermines his declaration. They haven't
`
`10
`
`submitted any counter or cross-testimony that might undermine his
`
`11
`
`declaration.
`
`12
`
`Instead, they have offered testimony from their owner,
`
`13
`
`Mr. Krause, and one of their other past employees, a Mr. Matt
`
`14
`
`Walker. Both of those gentlemen provide what they know about the
`
`15
`
`conception and reduction to practice of the '196 patent. Of course,
`
`16
`
`neither of them are inventors. They also -- neither of them -- see fit to
`
`17
`
`offer any testimony, any corroborating documents to show when
`
`18
`
`Mr. Goggins conceived of the invention that is embodied in the '196
`
`19
`
`patent.
`
`20
`
`They don't talk about when he had each and every
`
`21
`
`limitation that that patent contains. Their declarations are completely
`
`22
`
`silent on this point. We know only from those declarations when
`
`23
`
`Mr. Walker says he had the idea to test in-mold labeling using
`
`24
`
`lenticular images, which was sometime in December of 1999.
`
`
`
`
`
` 8
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`If we consider the invention as I initially described, as the
`
`process of controlling the parameters of temperature, pressure, and
`
`turbulence to protect the underlying image, that -- if that had to be
`
`conceived of, nothing that we've gotten from the Patent Owner says
`
`when that happened.
`
`JUDGE GIANNETTI: Let me just stop you there,
`
`Counsel.
`
`MR. MCCLEAN: Sure.
`
`JUDGE GIANNETTI: I want to ask you about
`
`10
`
`Mr. Goggins right now. Now, he was with National Graphics for 20
`
`11
`
`years, about 20 years?
`
`12
`
`13
`
`MR. MCCLEAN: I think that's correct.
`
`JUDGE GIANNETTI: So, he is employed right now by
`
`14
`
`a company called Pixalen?
`
`15
`
`16
`
`MR. MCCLEAN: Yes.
`
`JUDGE GIANNETTI: And they are in this field of
`
`17
`
`injection molding. Is that right?
`
`18
`
`MR. MCCLEAN: They are in the field of the creation of
`
`19
`
`the lenticular images. They do not do injection molding.
`
`20
`
`JUDGE GIANNETTI: But they are in this general field
`
`21
`
`of lenticular images. Is that right?
`
`22
`
`MR. MCCLEAN: They will make lenticular images that
`
`23
`
`will be injected -- that will go into the injection molding process done
`
`24
`
`by others.
`
`
`
`
`
` 9
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE GIANNETTI: I believe that in his declaration,
`
`Mr. Goggins said that his company, Pixalen, he's the studio director
`
`for the company. Is that right?
`
`MR. MCCLEAN: Correct.
`
`JUDGE GIANNETTI: That his company is related to the
`
`Petitioner. Can you elaborate on that?
`
`MR. MCCLEAN: I can. Mr. Goggins was hired to
`
`essentially run and create the Pixalen -- the Pixalen Studios
`
`Enterprises as a -- as a sister company, if you will, or a subsidiary
`
`10
`
`company owned by a company -- owned by the ownership that owns a
`
`11
`
`company called Pacur. Pacur would be the umbrella that has
`
`12
`
`ownership interest of both Dynamic Drinkware, other, and Pixalen.
`
`13
`
`JUDGE GIANNETTI: So, you would say that it is a
`
`14
`
`sibling company to the Petitioner. Is that right?
`
`15
`
`16
`
`MR. MCCLEAN: I would. I would.
`
`JUDGE GIANNETTI: So, why should we give his
`
`17
`
`testimony weight? Isn't he an interested witness?
`
`18
`
`MR. MCCLEAN: I think he is -- I don't think he has an
`
`19
`
`interest in the technology being -- his old technology being patented
`
`20
`
`or not patented. He's got his system now in place. The credibility, I
`
`21
`
`think, comes with what can corroborate his version of events versus
`
`22
`
`what -- the lack of corroboration for what I would offer is the Patent
`
`23
`
`Owner's events.
`
`
`
`
`
` 10
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`If we're going to get into a credibility contest, I would
`
`suggest we step back and say, okay, what do the other circumstances,
`
`documents, and facts show as to who's probably right? And if we do
`
`that, Mr. Goggins is -- is going to be unassailable.
`
`JUDGE GIANNETTI: So, we have to take into account
`
`the fact that Pacur is a common parent to Petitioner and Pixalen, when
`
`we review Mr. Goggins' testimony, wouldn't you say?
`
`MR. MCCLEAN: Well, I don't think it's relevant to the
`
`IPR proceeding, but I can't get around the fact that there is a
`
`10
`
`contemporaneous infringement proceeding going on in the Eastern
`
`11
`
`District of Wisconsin in which Dynamic Drinkware -- not Pixalen, but
`
`12
`
`Dynamic Drinkware -- is a defendant. So, the invalidation of that --
`
`13
`
`of the patent here has an impact on that -- on that litigation, but that
`
`14
`
`impacts Dynamic Drinkware, which while related, Mr. Goggins has
`
`15
`
`no ownership interest, Pixalen has no direct financial interest in what
`
`16
`
`happens with Dynamic Drinkware.
`
`17
`
`They make images. Dynamic Drinkware makes, most
`
`18
`
`specifically, some of the file material that goes into the -- that will get
`
`19
`
`sent off to a printing company and make the sheets. Pacur sells the
`
`20
`
`sheets, and then those sheets become the lenticular labels.
`
`21
`
`JUDGE GIANNETTI: But isn't it true that there is
`
`22
`
`common ownership of these companies so that they are related in that
`
`23
`
`sense?
`
`24
`
`MR. MCCLEAN: Yes, but not by Mr. Goggins.
`
`
`
`
`
` 11
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE GIANNETTI: But Mr. Goggins works for --
`
`they both -- both your client and Mr. Goggins --
`
`MR. MCCLEAN: He works for the common ownership.
`
`JUDGE GIANNETTI: Right, work for the same
`
`company.
`
`MR. MCCLEAN: Correct.
`
`JUDGE GIANNETTI: And Price against Symseksays
`
`that's a factor we should look at in determining these factors.
`
`MR. MCCLEAN: And I agree it's a factor you should
`
`10
`
`look at, but I think the -- the antedation argument is one that will be
`
`11
`
`advanced by the Patent Owner, and the question is going to be, do
`
`12
`
`they have corroboration to get around Mr. Raymond, who is not
`
`13
`
`affiliated with any of those companies?
`
`14
`
`JUDGE GIANNETTI: Well, you started your argument
`
`15
`
`by referring to Mr. Goggins, and I just wanted to make sure that the
`
`16
`
`record is clear what his interests are.
`
`17
`
`MR. MCCLEAN: He is related to the companies. He
`
`18
`
`does not have a direct financial interest in the outcome of these
`
`19
`
`proceedings, but his employer does.
`
`20
`
`21
`
`JUDGE GIANNETTI: Okay, thank you.
`
`JUDGE WEATHERLY: To what extent, if any, does
`
`22
`
`Pixalen do business with companies other than Dynamic Drinkware?
`
`23
`
`MR. MCCLEAN: I know they do some. I don't
`
`24
`
`represent Pixalen directly, and they're not a party to any of the
`
`
`
`
`
` 12
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`litigation, so I can't speak on that with any real authority, but Dynamic
`
`is not their sole -- is not their sole customer.
`
`JUDGE WEATHERLY: As far as you know?
`
`MR. MCCLEAN: As far as I know.
`
`JUDGE WEATHERLY: Okay.
`
`JUDGE GIANNETTI: You can proceed.
`
`MR. MCCLEAN: Thank you.
`
`JUDGE WARD: Mr. McClean, actually let me ask you
`
`one question --
`
`MR. MCCLEAN: Sure.
`
`JUDGE WARD: -- about a statement you made about
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`Mr. Goggins' testimony, and if I understood you correctly, you said
`
`13
`
`that Mr. Goggins testified that in the fall of 2000, he actually reduced
`
`14
`
`to practice the claimed invention of the '196 patent. Was that a correct
`
`15
`
`summary of your statement?
`
`16
`
`17
`
`MR. MCCLEAN: Yes.
`
`JUDGE WARD: And does the Petitioner agree with
`
`18
`
`Mr. Goggins' testimony, that the claimed invention was reduced to
`
`19
`
`practice in the fall of 2000?
`
`20
`
`21
`
`MR. MCCLEAN: We do.
`
`JUDGE WARD: Okay. Looking particularly at
`
`22
`
`Mr. Goggins' declaration, paragraph 21 of his declaration, he provides
`
`23
`
`a picture of a cup, which I would generally refer to as the fish cup.
`
`24
`
`MR. MCCLEAN: I know what you mean.
`
`
`
`
`
` 13
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE WARD: Is that -- do you understand that to be
`
`the actual item that constituted his reduction to practice in the fall of
`
`2000?
`
`MR. MCCLEAN: I understand that to be Mr. Goggins'
`
`recollection -- and we have no evidence that would counter that -- that
`
`cup, the fish cup, we provided some exhibits that sort of make
`
`reference to it and the testing of it, and Mr. Goggins' recollection is
`
`that cup came out of a molding session with a company called Grimm,
`
`Grimm Industries, I believe, who was an injection molder, and that
`
`10
`
`cup was when he felt, "Voila, I've got it, this is what we've been trying
`
`11
`
`to do."
`
`12
`
`That cup -- that -- he didn't have that image until the
`
`13
`
`summer, and between the summer and when he submitted it with the
`
`14
`
`images affixed in his November 22 utility patent, he doesn't have an
`
`15
`
`exact date, but that's why I've given you that range, that by November
`
`16
`
`22, when it appears, as drawn, as a figure, he felt like this -- he used
`
`17
`
`that figure because that was when he identified a reduction to practice
`
`18
`
`of his invention.
`
`19
`
`JUDGE WARD: And is it the Petitioner's contention that
`
`20
`
`the compact case, which was created in March of 2000, in affiliation
`
`21
`
`with the company Rexam, was not an actual reduction to practice of
`
`22
`
`the claimed invention?
`
`23
`
`MR. MCCLEAN: That is correct.
`
`
`
`
`
` 14
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE WARD: So, Mr. McClean, can you delineate for
`
`the Panel the differences between that compact case and the fish cup
`
`and why, in fact, the compact case isn't a reduction to practice, but the
`
`fish cup is?
`
`MR. MCCLEAN: I can. The compact case, which might
`
`be present in the room, but it is a small -- you've seen the picture of it.
`
`I believe it's a small piece of plastic, has a black bottom, a plastic
`
`black bottom, and then a clear plastic cover that has the lenticular
`
`image in it. And I would suggest don't take my word for it, take the
`
`10
`
`word of Mr. Roberts, our expert, who examined this compact case.
`
`11
`
`If you look at the compact case with the naked eye, the
`
`12
`
`image has very little -- I believe it is intended to change color. It has
`
`13
`
`very little change of color; some, it does have some, but very little.
`
`14
`
`The gate on that compact case folds over -- where it latches is kind of
`
`15
`
`a clam close, the latch comes around. There's a little plastic gate
`
`16
`
`there, a little nipple where the plastic -- the mold plastic would have
`
`17
`
`come in.
`
`18
`
`If you look at the image there, the -- the color is in kind
`
`19
`
`of a semicircle way blown away from that gate. That is degradation to
`
`20
`
`the lenticular image.
`
`21
`
`JUDGE GIANNETTI: So, how much perfection are you
`
`22
`
`requiring here? That's one of the problems I have with Mr. Roberts'
`
`23
`
`declaration, is that he used a very high-powered microscope. So, is
`
`24
`
`that the correct test?
`
`
`
`
`
` 15
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`I mean, should we be taking the word of an expert who
`
`put these devices under a microscope to determine whether -- whether
`
`there are flaws, or should it be something more related to how they
`
`would appear to a consumer?
`
`MR. MCCLEAN: I think we ought to probably factor in
`
`both. I -- and what I've described as far as the blow-out is visible with
`
`the naked eye, so before you involve the lens. The standard, I think,
`
`ought to be not whether it might get sold to a young high school girl
`
`who wants just to see the color, but whether, as the Board has defined
`
`10
`
`it, we've got an invention that claims to minimize the distortion and
`
`11
`
`degradation, which the Board has defined as functionally eliminated.
`
`12
`
`JUDGE GIANNETTI: Well, I wouldn't say that that's
`
`13
`
`exactly my understanding of our claim construction.
`
`14
`
`15
`
`MR. MCCLEAN: Okay.
`
`JUDGE GIANNETTI: We talk about the intended visual
`
`16
`
`effect, and "intended" I would think would mean intended for the
`
`17
`
`person who's going to use the product rather than an expert with a
`
`18
`
`300-power microscope. Would you agree with that?
`
`19
`
`MR. MCCLEAN: If that's how you would interpret
`
`20
`
`"functionally eliminated," then I would defer to your understanding. I
`
`21
`
`think the -- I think there's room for some review of both -- of both
`
`22
`
`here, and as I've described, you can look at the image and see it is not
`
`23
`
`a very good image in its -- in its manipulation. You can look at the
`
`
`
`
`
` 16
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`image without -- again, without a microscope and see the blow-away
`
`at the gate.
`
`When you look at the lens -- I'm sorry. When you look
`
`through the microscope and you look at the lenticular lens, you then
`
`understand why the image is very soft and doesn't change color,
`
`because those lenses are flattened and melted from the heating
`
`process, which if your desire is to minimize distortion of the lens, that
`
`process hasn't been accomplished. From a skilled-in-the-art invention
`
`standard, that hasn't been accomplished with that makeup case,
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`because the lenses are --
`
`11
`
`JUDGE GIANNETTI: But your contention is that would
`
`12
`
`be accomplished for the fish cup?
`
`13
`
`MR. MCCLEAN: And it was accomplished with the fish
`
`14
`
`cup. Now, that's me, the lawyer. That's also -- Mr. Goggins, the
`
`15
`
`inventor, felt the same way.
`
`16
`
`JUDGE GIANNETTI: I thought he said the cup wasn't
`
`17
`
`perfect. Didn't he say that in his declaration?
`
`18
`
`MR. MCCLEAN: I think he says it wasn't perfect, but he
`
`19
`
`says that was a reduction to practice to his satisfaction. The makeup
`
`20
`
`case was not. Mr. Walker, who originally said, when I saw the
`
`21
`
`makeup case in 2000, thought it was a successful reduction to process,
`
`22
`
`took one look at it at his deposition and recognized that it -- that it was
`
`23
`
`not, that it had these failings.
`
`
`
`
`
` 17
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`Now, that opens the question as to what happened to it
`
`over a period of 14 years, but we don't -- we don't have an answer to
`
`that.
`
`JUDGE WARD: But, Mr. McClean, isn't the ultimate
`
`question, then, the level of satisfaction that will be necessary when
`
`properly construing claim 1? And I want to ask you particularly about
`
`our construction of the claim limitation "minimizes any distortion to
`
`the lenticular lens and any degradation."
`
`Do you accept our construction as provided in the
`
`10
`
`decision to institute? Does the Petitioner accept that construction?
`
`11
`
`MR. MCCLEAN: I accept it -- I do accept that with
`
`12
`
`what was my understanding that it included a skilled-in-the-art
`
`13
`
`standard, not necessarily a customer standard. That was my
`
`14
`
`impression of it. If you are meaning to narrow it down to a customer
`
`15
`
`standard, I disagree with it to that extent. I think you do need -- I
`
`16
`
`think there is a place for -- when we're talking about what is the art,
`
`17
`
`we ask the people that know the art, and if they say it's not -- it doesn't
`
`18
`
`successfully show reduction to practice, I think that this Panel ought
`
`19
`
`to consider that.
`
`20
`
`JUDGE WARD: Mr. McClean, what is your proposal,
`
`21
`
`then, for the proper person of skill in the art with respect to claim 1?
`
`22
`
`MR. MCCLEAN: What's my proposal to create a
`
`23
`
`standard?
`
`
`
`
`
` 18
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE WARD: You're saying that you don't agree that
`
`it's the consumer. Define who it should be.
`
`MR. MCCLEAN: I think the -- I think someone skilled
`
`in the art. I think that includes people that would be familiar with
`
`mold technology and be familiar with lens technology. I don't know
`
`that it has to go to the level of microscopic inspection, but I think the
`
`opinions of those who know it is -- are the opinions we ought to -- the
`
`panel ought to consider.
`
`I would note that if the contention from the Patent Owner
`
`10
`
`is that, well, it might be acceptable from a consumer standpoint, says
`
`11
`
`who?
`
`12
`
`JUDGE WEATHERLY: Is there any testimony of
`
`13
`
`record from one of skill, as you describe, regarding the degree to
`
`14
`
`which the images on the compact and the fish cup are functioning
`
`15
`
`properly from a -- just a naked eye kind of perspective?
`
`16
`
`MR. MCCLEAN: The fish cup, whether that's been
`
`17
`
`someone skilled in the art, that would be -- that would be --
`
`18
`
`Mr. Goggins has said that. I don't know of an independent
`
`19
`
`testimony on that.
`
`20
`
`JUDGE WEATHERLY: Okay, then Mr. Goggins has
`
`21
`
`testified to that effect.
`
`22
`
`MR. MCCLEAN: I don't think it was addressed by
`
`23
`
`expert testimony that's been submitted with respect to the fish cup.
`
`
`
`
`
` 19
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE WARD: So, Mr. McClean, paragraph 23 of
`
`Mr. Goggins' testimony, he states, "Even at this point" -- and I believe
`
`he's referring to the fish cup. "Even at this point, the quality of the
`
`lenticular molding is not perfect," as Judge Giannetti recalled. Does
`
`the Petitioner agree that some level of degradation is allowed by claim
`
`1?
`
`MR. MCCLEAN: I agree that "functionally eliminated"
`
`does not mean absolutely perfect, but I think Mr. Goggins' standard is
`
`going to be a very high standard, because he's the inventor. He views
`
`10
`
`it as not perfect, but finally, it embodies what he was trying to do.
`
`11
`
`The -- the compact case, he didn't feel that way. So, if he's the guy
`
`12
`
`who's skilled in the art, his opinion is available.
`
`13
`
`JUDGE GIANNETTI: But doesn't a reduction to
`
`14
`
`practice necessarily bring in the intended use of the product?
`
`15
`
`Shouldn't the point of view be the intended user rather than the person
`
`16
`
`with the microscope, the expert, or Mr. Goggins testifying that it has
`
`17
`
`to meet a very high standard, near perfection?
`
`18
`
`MR. MCCLEAN: My contention would be that's -- that
`
`19
`
`would be the baseline level, right? Does a consumer -- is it acceptable
`
`20
`
`for a consumer? And we don't have any testimony that it would be.
`
`21
`
`But then I think for purposes of whether or not it's a successful
`
`22
`
`reduction to practice for a patent, we should look beyond what would
`
`23
`
`be the consumer purchase to whether it accomplishes what the patent
`
`24
`
`says it is trying to accomplish.
`
`
`
`
`
` 20
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE GIANNETTI: The patent is directed to
`
`consumer products. It shows the fish cup. So, shouldn't the point of
`
`view be is it acceptable to the consumer? That's the intended user.
`
`MR. MCCLEAN: Of the fish cup, I agree with that. I
`
`think the fish cup would be acceptable to a consumer, and it passes
`
`muster done by those who are skilled in the art. I think we don't have
`
`any information --
`
`JUDGE WEATHERLY: And the argument is that it
`
`would be acceptable to a consumer because it is acceptable to
`
`10
`
`Mr. Goggins?
`
`11
`
`MR. MCCLEAN: Yes. I guess part of it would be
`
`12
`
`Mr. Goggins wouldn't sell the makeup compact; he would sell the cup
`
`13
`
`based on his looking at both, if that is -- if that is a distinction.
`
`14
`
`Now, I would -- I don't want to get away from the topic if
`
`15
`
`the Panel is concerned, but what ultimately -- where we ultimately
`
`16
`
`arrive with this particular technology is neither the makeup case nor
`
`17
`
`the plastic cup makes a difference when we're talking about
`
`18
`
`Mr. Raymond, because all that the Patent Owner has attempted to do
`
`19
`
`is move their date up as far as they can in an attempt to swear behind
`
`20
`
`Mr. Raymond -- Mr. Raymond's work, and that's how they arrive at
`
`21
`
`March.
`
`22
`
`If you accept -- I do not. If you accept at March 28th,
`
`23
`
`they picked up the compact case that they have given you pictures of
`
`24
`
`and I believe they've brought today, if you accept that that is an
`
`
`
`
`
` 21
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`acceptable reduction to practice, then the best they can hope for is that
`
`March 28th, 2000, is the date that they reduced it to practice.
`
`And all we know as far as conception is what we were
`
`given from Mr. Walker -- not Mr. Goggins, Mr. Walker -- that we'd
`
`like to try to mold one of these in December. Between December and
`
`March, we have no information about that inventive -- invention
`
`process. But what we do know, because we had the chance to depose
`
`Mr. Raymond after the Patent Owners submitted their January -- their
`
`January position statement to you all, was what Mr. Raymond's time
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`line was, and we submitted that with our demonstrative exhibits --
`
`11
`
`JUDGE GIANNETTI: Why do we care about
`
`12
`
`Mr. Raymond's time line? I thought this case was about
`
`13
`
`Mr. Goggins's patent.
`
`14
`
`MR. MCCLEAN: Mr. Raymond's patent is issued --
`
`15
`
`well, as you'll see, in December of 2006, but his application for patent
`
`16
`
`was done February 15th, 2000.
`
`17
`
`18
`
`19
`
`JUDGE GIANNETTI: His provisional.
`
`MR. MCCLEAN: His provisional.
`
`And if you work back from his provisional, as you might
`
`20
`
`imagine, he didn't conceive and reduce it to practice on January 14th.
`
`21
`
`22
`
`23
`
`JUDGE WEATHERLY: But that's not relevant.
`
`JUDGE GIANNETTI: Why is that relevant?
`
`MR. MCCLEAN: It is relevant only in that we get to --
`
`24
`
`we get to February with an actual patent -- provisional application --
`
`
`
`
`
` 22
`
`

`

`Case IPR2013-00131
`Patent 6,635,196
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE GIANNETTI: Right, at best.
`
`MR. MCCLEAN: At best, fine, but we have -- we have
`
`the history of how he did it, which is -- we don't have for NGI, we do
`
`not have for the Patent Owner. But what we have is a patent filed in
`
`February 2000, and, at best, a reduction to practice in March of 2000
`
`for the Patent Owner.
`
`JUDGE GIANNETTI: Okay.
`
`MR. MCCLEAN: So, our contention, Mr. Raymond's
`
`date is ahead of the reduction- to-practice date -- the conception and
`
`10
`
`reduction-to-practice date of the Patent Owner.
`
`11
`
`12
`
`13
`
`JUDGE GIANNETTI: Mr. Raymond's February date.
`
`MR. MCCLEAN: Mr. Raymond's February date.
`
`JUDGE GIANNETTI: So, why are we interested in what
`
`14
`
`Mr. Raymond did before filing his provisional? It doesn't seem to be
`
`15
`
`relevant to this proceeding.
`
`16
`
`MR. MC

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket