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`Veeam v. Symantec
`|PR2013—OO‘|42
`
`Symantec 2004
`
`Symantec 2004
`Veeam v. Symantec
`IPR2013-00142
`
`

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`
`Electronic Acknowledgement Receipt
`
`M—
`
`Title of Invention:
`
`COMPUTER RESTORATION SYSTEMS AND METHODS
`
`First Named Inventor/Applicant Name:
`
`Peter Jeffe
`
`B. NOEL KIVLIN
`
`CONLEY, ROSE &TAYON, P.C.
`
`P.O. BOX 398
`
`Correspondence Address:
`
`—
`
`5124773830
`
`78767-0398
`
`m
`
`Application Type
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`File Listing:
`
`

`
`Document
`Number
`
`Document Description
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Power of Attorney
`
`140130
`
`73fdf1e5e835096bb7aff4d6b83f306e9b7c
`8162
`
`Information:
`
`_
`_
`_
`Asslgnee showing of ownership per 37
`CFR 373.
`
`558_statement.pdf
`
`31 db6e42f55609085f85l 82e4d35c2cl 2a6 '
`e9fb
`
`234894
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`

`
`A0 120 (Rev. 08/10
`
`p
`
`_
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`
`Po. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON
`
`5
`
`ACTION REG
`
`FILING OR DETERM
`
`F AN
`
`ING XfA1TE
`\,,*‘\
`Rx
`,1/‘)
`
`tlgitfia court aczmfis been
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby adxgge
`.
`LJW «
`filed in the U.S. District Court
`Northern District of California -— San Jos /‘K
`on LI}? following
`<1?
`[:1 Trademarks or
`MPatents.
`( D the patent action involves 35 U.S,C. § 292.):
`‘
`
` 3}‘ - Division
` DEFENDANT
` PLAINTIFF
`was
`r''\
` Symantec Corporation . Veeam Software Corporation
`..L,,
`.
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`
`
`
`.
`
`’
`
`\
`
`
`
`
`
`
`
`
`
`
`
`I
`
`KATENT OR
`TRADEMARK NO.
`
`
`
`
`DATE or PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,093,086
`
`2 6,931,558
`
`8/15/2006
`
`Symantec Corporation
`
`8/16/2005
`
`Symantec Corporation
`
`——
`
`
`
`——
`
`In the above——entitled case, the following patent(s)/ trademarl<(s) have been included:
`
`y
`
`DATE INCLUDED
`A
`t
`TR:g£I§4Ij‘TR?<RN0
`
`INCLUDED BY
`
`C] Amendment
`
`C] Other Pleading
`E] Cross Bill
`D Answer
`HOLDER OF PATENT OR TRADEMARK
`
`In the above——entit]ed case, the following decision has been rendered or judgement issued:
`
`DECISN/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`(fopy 1-Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2-—Up0n filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`
`
`

`
`TRADEMARK
`
`TO: Mail Stop 3
`Director of the U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313—1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Northern District of California
`on the following
`X Patents or
`Cl Trademarks:
`
`DOCKET No.
`
`CV 12-01035 SI
`PLAINTIFF
`
`DATE FILED
`
`2/29/l2
`
`
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Northern District of California
`
`
`
`
`
`VEEAM SOFTWARE CORPORATION
`
`
`
`SYMANTEC CORPORATION
`
`PATENT OR
`
`DATE OF PATENT
`
`1
`
`to 93 / 5 5 <5
`
`27 093 C2350
`3
`
`
`
`
`
`
`
`In the above—entitled case, the following patent(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`El Amendment
`
`I:l Answer
`
`I:I Cross Bill
`
`I:I Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`O
`_——
`——
`——
`——
`——
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`Case consolidated to 12-cv-0700-SI, and this case was terminated.
`
`May 29, 2012
`
`Richard w. Wieking
`
`.
`
`'
`
`Copy 1—Upon initiation of action, mail this copy to Commissioner Copy 3—Upon termination of action, mail this copy to Commissioner
`Copy 2—Upon filing document adding patent(s), mail this copy to Commissioner Copy 4——Case file copy
`
`

`
`Case3:12-cv-01035-S1 Documentlo Fi|edO3/08/12 Page1of2
`
`UNITED STATES DISTRICT COURT
`
`NORTHERN DISTRICT OF CALIFORNIA
`
`SYMANTEC CORPORATION,
`
`4
`Case No. 3:12-cv-00700 SI
`
`p—l
`
`2 3 4 5 6 7 8
`
`9
`
`10
`
`11
`
`12
`
`Plaintiff,
`
`13
`vs.
`14
`15 VEEAM SOFTWARE CORPORATION
`Defendant.
`
`[ ORDER RELATING AND
`CONSOLIDATING CASES
`
`16
`
`17
`
`18
`
`19
`
`SYMANTEC CORPORATION,
`
`Case No. 5:12 cv 1035
`
`Plaintiff,
`
`vs.
`
`20
`21 VEEAM SOFTWARE CORPORATION
`Defendant.
`
`22
`
`23
`
`24
`
`25
`
`IT IS HEREBY ORDERED:
`
`1.
`
`Symantec Corporation v. Veeam Software Corporation, Case No. 3:12-cv-00700
`
`25 SI and Symantec Corporation v. Veeam Software Corporation, Case No. 5:12 cv 1035 are related
`
`cases within the meaning of Civil Local Rule 3-12(a). Pursuant to Civil Local Rules 3-12 and 7-
`
`27
`
`28
`
`Case No. 3:12-cv-00700 SI
`IPROPOSEDI ORDER RELATING AND CONSOLIDATING CASES
`
`

`
`Case3:12-cv-01035-SI Documentlo FiIed03/O8/12 Page2 of2
`
` 11, Symantec Corporation V. Veeam Software Corporation, Case No. 5:12 cv 1035 shall be
`
`2
`
`assigned to the Honorable Susan Illston.
`
`2.
`
`Symantec Corporation v. Veeam Software Corporation, Case No. 3:12-cv-00700
`
`3.
`
`All future filings shall be made in, and bear the caption of, Symantec Corporation
`
`8
`
`v. Veeam Software Corporation, Case No. 3:12-cv-00700 SI.
`
`10 DATED:
`
`3/7/12
`
`12
`
`13
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`‘26
`
`27
`
`28
`
`By:
`
`Hon. Susan Illston
`
`United States District Judge
`
`Case No. 3:12-cv-00700 SI
`-2-
`FPROPOSED1 ORDER RELATING AND CONSOLIDATING CASES
`
`

`
`Case3:12—cveO0700-EDL Document6 FiledO2/13/12 Pagel ofl
`V
`\/
`
`A0 I20 Rev. 08/I0)
`
`REPORT ON THE
`FILING on DETERMINATION or AN
`AcTioN REGARDING A PATENT OR
`TRADEMARK
`
`
`
`T0‘
`
`ORIGINAL
`
`Mail Stop 8
`Director of tlic U.s. Patent and Trademark Oflicc
`P.(). Box 1450
`Alexandria, VA 22313-1450
`
`
`..rv"-T’
`_
`__
`avicr@ iiagxcd-thaiaovgctqh
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C.§ lll6
`
`
`on the following" _
`‘
`filed in the U.s. District Court
`Northern District of Cali
`nia - S
`J
`e Division
`patent action invo|vcs.35mU:‘S—.’Ci 57292.):
`El Trademarks or M Patents.
`
`U.S. DISTRICT COURT
`~
`
`Northern District of California - San Jose Division
`DEFENDANT
`
`DOCKET NO.
`
`PLAINTIFF
`
`
`
`
`
`
`
`
`
`
`DATE FILED
`2/13/2012
`
`SYMANTEC CORPORATION
`
`VEEAM SOFTWARE CORPORATION
`
`
`TRZ3EEE\TRgRNO_
`
`
`
`
`
`
`
`——
`
`4 7,254,682
`
`8/7/2007
`
`SYMANTECCORPORATION
`gimme CORPORATION
`SYMANTEC CORPORATION
`
`
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`
`
`In the above wcntillcd case, the following patcnl(s)/ tradcmark(s) have bccn included:
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`E] Answer
`[:1 Cross Bill
`D Other Pleading
`,
`.
`HOLDER OF PATENT OR 'I RADEMARK
`
`
`
`In the above
`
`entitled case, the following (ICCISIOH lizis been rendered orjudgcmcni issued:
`
`Ti-:'El.,l‘~/l/-‘i NUDO
`
`(BY) DEPUTY CLERK
`
`Copy l—-Upon initiation ofaction. mail this copy to Director Copy 3——Upon tcrminatioii ofaction. mail this copy to Director
`Copy 2———Upon filing document adding patcnt(s). mail this copy to Director Copy 4—Casc lilc copy
`
`‘i
`
`
`
`
`
`HOLDER OF PATENTOR TRADEMARK
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Atty. Docket No.:
`
`5760-00801
`
`****CERTIFICATE or E-FILING TRANSMISSION****
`
`I hereby certify that
`this correspondence is being
`transmitted via electronic filing to the United States
`Patent and Trademark Office on the date shown below
`
`
`
`
`
`
`
`In re Applicant:
`Peter Jeffe, Bruce Bramhall,
`
`and Raymond Char165 SCh3—fC1'
`
`Patent N0.I 6,931,55 8
`Issued: August 16, 2005
`
`,
`Ser1alNo.: 09/998,246
`Filed: November 30, 2001
`
`§
`§
`
`§
`§
`§
`§
`
`Printed Name
`§ GD;
`
`§
`§
`
`Z S.’ W
`3?
`—-:-—5a—t:————
`
`
`
`D
`
`§ §
`
`For:
`
`Computer Restoration
`Systems and Method
`
`REQUEST FOR STATUS OF REPRINTING OF PATENT
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`The inventorship was incorrectly printed on the above-identified patent. On January 19, 2006, the
`following items were sent to the U.S. Patent Office on January 19, 2006:
`
`(1)
`
`(2)
`
`Original Letters U.S. Patent No. 6,931,558, entitled “Computer Restoration
`Systems and Method”, issued August 16, 2005.
`
`Certificate of Correction issued December 6, 2005, indicating correction of the
`inventorship to PETER JEFFE, BRUCE BRAMHALL and RAYMOND
`CHARLES SCI-IAFER.
`
`Applicants hereby respectfiilly request the Patent Office to notify Applicant as to the status of this
`
`matter.
`
`- Respectfully submitted,
`
`
`
`/7»
`
`B. Noé1Kivlin
`
`Attorney for Applicant
`Reg. No. 33,929
`
`Meyertons, Hood, Kivlin, Kowert & Goetzel, P.C.
`P.O. Box 398
`
`Austin, Texas 78767-0398
`
`(512) 853-8840
`Date:
`
`§‘7«5’°)
`
`

`
`Electronic Acknowledgement Receipt
`
`M—
`
`Title of Invention:
`
`COMPUTER RESTORATION SYSTEMS AND METHODS
`
`First Named Inventor/Applicant Name:
`
`Peter Jeffe
`
`B. NOEL KIVLIN
`
`CONLEY, ROSE &TAYON, P.C.
`
`P.O. BOX 398
`
`Correspondence Address:
`
`—
`
`5124773830
`
`78767-0398
`
`I F
`
`iler Authorized By:
`
`B. Noel Kivlin
`
`Payment information:
`
`File Listing:
`
`

`
`Document
`Number
`
`Document Description
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Request for status ofApp|ication
`
`VRTS0164_status_request.pdf
`
`39795fC337300f253706edcc848feca7de56
`da76
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`DATED
`INVENTOR(S)
`
`: 6,931,558 B]
`: August 16, 2005
`: Peter Jeffe, Bruce Bramhall and Raymond Charles Schafer
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is
`hereby corrected as shown below:
`
`Title page,
`Item [75], Inventors, should read as following:
`-- Peter Jeffe, Bruce Bramhall, and Raymond Charles Schafer --.
`
`Signed and Sealed this
`
`Sixth Day of December, 2005
`
`WW3»
`
`JON W. DUDAS
`Director ofthe United States Patent and Trademark Oflice
`
`

`
`43:9
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Atty. Docket No.:
`
`5760-00801
`
` ‘’ Applicant:
`
`Peter Jeffe, Bruce Bramhall,
`and Raymond Charles Schafer
`
`I hereby certify that this correspondence is being deposited with
`
`the U.S. Postal Service as First Class Mail in an envelope addressed
`to: Commissioner for Patents, P.O. Box 1450, Alexandria, VA
`
`22313-1450, on the date indicated below:
`
`
`
` 0(7>6O'J€oO'J<0>0O¢<AOO<4O9O0'DO02O03<A0><4O'>
`
`Patent No.: 6,931,558
`
`Issued: August 16, 2005
`
`Serial No.: 09/998,246
`2001
`
`Filed: November 30,
`
`For:
`
`Computer Restoration
`Systems and Method
`
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`
`
` B. Noel Kivlin
`519"”
`October 14 2005
`Date
`
`
`
`
`TRANSMITTAL LETTER
`
`Transmitted herewith for filing in the captioned case are the following:
`
`(1)
`
`(2)
`
`Form PTO-1050, submitted in duplicate. Errors which
`occurat important points in the captioned patent or which
`may otherwise affect the understanding or interpretation of
`the patent are thereon corrected.
`
`these
`A return postcard to acknowledge receipt of
`materials. Please stamp and return this postcard to the
`undersigned.
`
`

`
`All of the errors shown in PTO-1050 are due to Patent Office oversights. A Certificate of
`Correction is requested under 35 U.S.C. § 254. Applicants believe that no fees are required,
`however, should any fees be required, please deduct them from Meyertons, Hood, Kivlin, Kowert
`& Goetzel, P.C. Deposit Account No. 501505\5760-00801.
`
`Respectfillly submitted,
`
`(“,3/‘“\
`
`B. Noél Kivlin
`
`Attorney for Applicant
`Reg. No. 33,929
`
`Meyertons, Hood, Kivlin, Kowert & Goetzel, P.C.
`P.O. Box 398
`
`Austin, Texas 78767-0398
`
`(512) 853-8840
`Date: October 14 2005
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`DATED :
`
`INVENTOR(S)
`
`:
`
`:
`
`6,931,558
`
`August 16, 2005
`
`Peter Jeffe, Bruce Bramhall, and Raymond Charles Schafer
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as
`shown below:
`
`In the Inventorshigz
`
`The inventors are:
`
`Peter Jeffe, Bruce Bramhall, and Raymond Charles Schafer
`
`MAILING ADDRESS OF SENDER:
`B. Noel Kivlin, Esq.,
`MEYERTONS, HOOD, KIVLIN, KOWERT & GOETZEL, P.C.
`P.O. Box 398
`Austin, Texas 78767-0398
`5760-00801
`
`
`PATENT NO. 6 931 558
`
`Certificate of Correction (PTO Form 1050)
`
`cm 2””
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`DATED :
`
`INVENTOR(S)
`
`:
`
`:
`
`6,931,558
`
`August 16, 2005
`
`Peter Jeffe, Bruce Bramhall, and Raymond Charles Schafer
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as
`shown below:
`
`In the Inventorshig:
`
`The inventors are:
`
`I Peter Jeffe, Bruce Bramhall, and Raymond Charles Schafer
`
`MAILING ADDRESS OF SENDER:
`B. Noel Kivlin, Esq.,
`MEYERTONS, HOOD, KIVLIN, KOWERT & GOETZEL, P.C.
`P.O. Box 398
`Austin, Texas 78767-0398
`5760-0080]
`
`
`PATENT NO. 6 931 558
`
`Certificate of Correction (PTO Forin 1050)
`
`cm 2 4 1°“
`
`

`
`Page 1 of 1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United Stutns Patent and Trudi-.murl( Orrin:-.
`Address: COMMISSIONER FDR PATENTS
`PO. Box 1450
`Alwusndriu. Vuginiu 22313-N50
`wvmzuxpluguv
`
`CONFIRMATION NO. 4233
`
`GROUP ART UNIT
`2116
`
`ATTORNEY
`DOCKET NO.
`
`KRNL:001
`
` ‘
`
`SERIAL NUMBER
`09/998245
`
`* PPLICANTS
`
`FILING OR 371(6)
`DATE
`11/30/2001
`RULE
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`llllllllllllllllllillllillilillllllliillllillllllilllllllliliillillll
`Bib Data Sheet
`
`Peter Jeffe, Austin, TX;
`Bruce Bramhall, Austin, TX;
`Raymond Charles Schafer, 4407 Oak Cree Drive, TX;
`
`*
`
`t
`
`ittitiriitfitiiitkiiciililrii
`
`hittttitkiifiklkiikfifli
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`
`STATE OR
`COUNTRY
`TX
`
`SHEETS
`DRAWING
`5
`
`INDEPENDEN
`CLAIMS
`5
`
`B. NOEL KIVLIN
`
`CONLEY, ROSE & TAYON, P.C.
`P.O. BOX 398
`
`‘ USTIN ,TX 78767-0398
`
`COMPUTER RESTORATION SYSTEMS AND METHODS
`
`FILING FEE FEES: Authority has been given in Paper
`RECEIVED No.
`to charge/credit DEPOSIT ACCOUNT
`f
`f ll
`'
`:
`or O owmg
`
`'3 1.17 Fees (Processing Ext of
`time)
`'3 1.18 Fees (Issue)
`
`A D All Fees
`
`D 1.16 Fees (Filing)
`
`

`
`Rt
`
`PART B - FEE(S) TRANSMITTAL
`‘; .£_:\\
`tflplete and send this form, together with applicable fee(s), to: Mafl Mail Stop ISSUE FEE
`",3:
`Commissioner for Patents
`\
`P.O. Box 1450
`.
`Alexandria, Virginia 22313-1450
`[.
`(703) 746-4000
`or I13
`
`through 5 should be completed where
`orm should be used _for transmitting the ISSUE FEE and PUBLICATION FEE (if required); Blocks I
`' ° correspondence including the Patent, advance orders and notification of maintenance fees will
`e mailed to the current cones ondence address as
`-,t
`cted below or directed otherwise in Block I, by (a) specifying a new conespondence address; and/or (b) indicating a separate “ EE ADDRESS" for
`,
`_
`.
`.
`‘- ifications.
`>
`mainte
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of addres)
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`papers. Each additional paper, _such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`-
`03/30/1005
`
`7590
`B. NOEL KIVLIN
`CONLEY» ROSE 3‘ TAYON» P-C~
`PO. BOX 398
`AUSTIN TX
`06/10/2005 Cl'lGllYEN1 00000029 501505
`01 rc:i5o1
`1400.00 DA
`02 rc:aoo1
`24.00 Dll
`
`09990246
`
`Certificate of Mailing or Transmission
`.
`.
`. b .
`.
`b
`.
`d
`.h h
`.
`55332 o§§§i'$530303?:if§$(riicR'§?f;'$'£$§e'ioi°i'l§t‘1‘i§§’§'$?aii”i§ at‘. §n‘v’él‘$§‘§
`addresseddto tlge 8IS8Il)lTgt(()
`addrrpssi abovg, or gulp
`facsimile
`transmitte tot c
`, ont e ate in icate
`ow.
`in“. °Vlin
`roeposimrsnamei
`
`
`
`FIRST NAMED INVENTOR
`APPLICATION NO.
`Peter Jeffe
`'
`__i I/30/2001
`09/998,246
`TITLE OF INVENTION: COMPUTER RESTORATION SYSTEMS AND METHODS
`
`_
`
`/ we I.
`
`ATTORNEY DOCKET NO.
`KRNL:o0i
`
`(9....
`
`CONFIRMATION N0.
`4233
`
`nonprovisional
`
`'
`
`0
`
`_
`
`EXAMINER
`
`PERVEEN, REHANA
`
`ISSUE FEE
`3:00’ I 4/ 00. ’
`I
`ART UNIT
`
`PUBLICATION FEE
`$0
`CLASS-SUBCLASS _
`
`21 I6
`
`7 I 3-002000
`
`TOTAL FEE(S) DUE
`)19o"
`00 ’
`I
`I
`
`_
`
`DATE DUE
`06/30/2005
`
`
`
`1. Chan e of correspondence address or indication of "Fee Address" (37
`
`CFR 1. 63).
`2. For printing on the patent front page, list
`Meyertons Hood Kivlin Kowen
`(I) the names of up to 3 registered patent attorneys 1
`:2 Chan e of corres ondence address (or Change of Correspondence
`or agents OR, alternatively,
`B N "1 Kivlin
`’
`Address orm PTOI B/122) attached.
`(2) the name of a single firm (having as a member a
`'
`oe .
`D "Fee Address" indication (or "Fee Address" Indication fonn
`registered attorney or agent) and the names of up to
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`3
`2 registered patent attorneys or agents. If no name IS
`
`Number is required.
`listed, no name will be printed.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below,_ no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.1 1. Completion of this form is NOT a substitute for filing an assignment.
`>
`
`
`
`2
`
`(A) NAME OF ASSIGNEE
`
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`VERITAS Operating Corporation
`
`Mountain View, CA
`
`Please check theappropriate aSSIgIlCC4CIlt6gCl"j or categories'(will not be printed onthe patent) :
`. D Individual XCor‘poration or other private.group entity E.‘ Government
`
`4a. The following fee(s) are enclosed:
`’
`. 4b. Payment of Fee(s):
`'
`It
`'
`Issue Fee
`-
`D A check in the amount of the-fee(s) is enclosed.
`nPublication Fee (No small entity discount permitted)
`D Payment by credit card. Fonn PTO—2038 is attached.
`ayment, to
`x Advance Order - # ofCopies
`8
`Ewe Director is hereby authorized by cha%e the required fee(s), or credit any ove
`posit Account Number
`501505/57 0-00
`I
`(enclose an extra copy of this fonn .
`5. Change in Entity Status (from status indicated above)
`CI a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`
`
`
`
`b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
`The Director ofthe USPTO is requested to apply thelssue Fee and Publication Fee (if any) or to re-a ply any previously paid issue fee to the application identified above.
`NOTE: The Issue Fee and Publication Fee (i required) will not be accepted from anyone other than t e applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`'
`
`Authorized Signature
`Typed or printed name
`
`-
`
`i
`‘
`I"
`"l K’
`.
`
`B Noe W 1“
`
`4 .1 E I Q 5:
`Date
`Registration No.
`PTO # 33,929
`
`This collection of information is required by 37 CFR 1.3] l. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality_is governed by 35 U.S.C. l22_and 37 CFR l.l4. T is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will va
`de endin upon the individual case. Any comments on the amount of time you require to corn lete
`this form and/or su gestions for reducing this burden, should be sent to t e C ief In ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerc
`.0.
`Box l450_, Alexan ria, Vir inia 223 I3-I450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Bo:f’l450,
`Alexandria, Virginia 2231 -I450.
`‘
`
`Under the Paperwork Reduction Act of I995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. l2/04) Approved for use through 04/30/2007.
`
`OMB 065l-0033
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`_
`
`
`
`
`
`
`
`
`
`N“ (3 9 7,005
`
`
`
`

`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`A.I1)p$_cati(I)\? No':b
`fig/een'tOr(S).°vem er
`'
`Jeffe, et a1.
`
`3(,)3/Z9080’f46
`’
`
`Perveen, Rehana
`2116
`
`1
`
`Examiner:
`§
`g Group/Art Unit:
`5760-
`A .Dk . N :
`-0080
`§
`“Y
`t
`°
`§
`:.;:°3::::°';:::::“::.:*:;::::':::;°‘:::::::2;:‘.‘::=,.‘:,:*::::;‘::
`g
`class mail
`in an envelope addressed to Commissioner
`for
`
`Patents. P.O. Box 1450, Alexandria, VA 22313-1450, on the
`date indicated below.
`
`
`
`B. Noel Kivlin
`
`P"‘m=dNm
`
`§
`§
`
`E
`
`§ § §
`
`Title: COMPUTER .
`RESTORATION’
`
`-.a
`
`SYSTEMS AND METHOD
`
`STATEMENT REGARDING CHANGE FROM SMALL ENTITY STATUS
`
`Commissioner for Patents
`
`_
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Applicant is no longer entitled to small entity status in the above-referenced
`application.
`'
`'
`A
`
`The Commissioner is authorized to charge any fees which may be required, or
`credit any overpayment, Meyertons, Hood, Kivlin, Kowert & Goetzel, P.C. Deposit
`Account No. 501505/5957-21202.
`
`Respectfully submitted,
`
`5;:
`
`B. Noel Kivlin
`
`4
`Reg. No. 33,929
`ATTORNEY FOR APPLICANT(S)
`
`Meyertons, Hood, Kivlin, Kowert, & Goetzel, P.C.
`P.O. Box 398
`
`Austin, TX 78767-0398
`
`. Phone: (512) 853-8800
`Date:
`.
`5-/(2/0&9"
`
`

`
`
`
`Examiner:
`§
`§ Group/Art Unit:
`§ Atty. Dkt. No:
`
`Perveen, Rehana
`2116
`5760-00801
`
`I hereby certify that this correspondence is being deposited with
`2'?§s§’".‘.§§§’. S3,‘?‘effZi'3lt§§2”§ZdY§§‘$.Z"’1Z°i8$é’.i’.§‘§§Z.$. “PSI
`Patents, PO. Box 1450, Alexandria, VA 22313-1450, on the
`date indicated below.
`
`
`
`B. Noel Kivlin
`
`P~'nv=dNam=
`
`§ §
`
`§
`§
`§
`§
`
`2
`
`§ § §
`
`gfipgcatigl N°':b
`1 6 '
`_OVem er‘)
`1“Ve“‘°’(5)‘
`Jeffe, et al.
`
`’
`
`.
`
`Title: COMPUTER
`RESTORATION
`
`SYSTEMS AND METHOD
`
`STATEMENT REGARDING CHANGE FROM SMALL ENTITY STATUS
`
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Applicant is no longer entitled to small entity status in the above-referenced
`application.
`
`The Commissioner is authorized to charge any fees which may be required, or
`credit any overpayment, Meyertons, Hood, Kivlin, Kowert & Goetzel, P.C. Deposit
`Account No. 501505/5957-21202.
`
`Respectfiilly submitted,
`
`(L
`
`B. Noel Kivlin
`
`Reg. No. 33,929
`ATTORNEY FOR APPLICANT(S)
`
`Meyertons, Hood, Kivlin, Kowert, & Goetzel, P.C.
`P.O. Box 398
`
`Austin, TX 78767-0398
`Phone: (512) 853-8800
`Date:
`5462/0 '0‘
`
`

`
`
`
`UNITED STATEs PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Oflice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box I450
`Alexandria, Virginia 22313-1450
`www.usplD.gov
`
`59“
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`B_ NOEL KIVLIN
`CONLEY, ROSE & TAYON, P.C.
`P.O. BOX 398
`AUSTIN, TX 78767-0398
`
`PERVEEN, REHANA
`
`-
`
`2116
`DATE MAILED: 03/30/2005
`
`Peter Jeffe
`I I/3 0/2001
`09/998,246
`TITLE OF INVENTION: COMPUTER RESTORATION SYSTEMS AND METHODS
`
`KRNL:O01
`
`4233
`
`nonprovisional
`
`SMALL ENTITY
`YES
`
`ISSUE FEE
`$700
`
`PUBLICATION FEE
`$0
`
`TOTAL FEE(S) DUE
`$700
`
`DATE DUE
`06/30/2005
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION E THE MERITS E QLQ QSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE § FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATIJTQBY PERIOD CANNOT E EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE
`REFLECTS A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE APPLIED IN THIS APPLICATION. THE PTOL—85B (OR
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`BE REGARDED AS ABANDONED.
`_
`~
`
`HOW TO REPLY TO THIS NOTICE:
`
`1. Review the SMALL ENTITY status shown above.
`
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`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`11. PART B - FEE(S) TRANSMITTAL should be completed and returned to the United States Patent and Trademark Office (USPTO) with
`your ISSUE FEE and PUBLICATION FEE (if required). Even if the fee(s) have already been paid, Part B - Fee(s) Transmittal should be
`completed and returned. If you are charging the fee(s) to your deposit account, section "4b" of Part B - Fee(s) Transmittal should be
`completed an