`571-272-7822
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`Paper No. 28
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`Entered: February 5, 2015
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`TOSHIBA CORPORATION,
`Petitioner,
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`v.
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`INTELLECTUAL VENTURES, I, LLC,
`Patent Owner.
`_________
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`Case No. IPR2014-00113
`Patent No. 6,058,045
`__________
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`Held: November 6, 2014
`____________
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`Before KEVIN F. TURNER (via videoconference), TREVOR M.
`JEFFERSON, and DAVID C. McKONE (via videoconferece,
`Administrative Patent Judges.
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`
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`The above-entitled matter came on for hearing on Thursday,
`November 6, 2014, commencing at 10:02 a.m., at the U.S. Patent and
`Trademark Office, 600 Dulany Street, Alexandria, Virginia.
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`APPEARANCES:
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`ON BEHALF OF THE PETITIONER:
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`ON BEHALF OF PATENT OWNER:
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`ALAN A. LIMBACH, ESQUIRE
`HARPREET SINGH, ESQUIRE
`DLA Piper, LLP (US)
`2000 University Avenue
`East Palo Alto, California 94303
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`JON E. WRIGHT, ESQUIRE
`CHRISTIAN A. CAMARCE, ESQUIRE
`RAYMOND J. WERNER, ESQUIRE
`Sterne Kessler Goldstein Fox
`1100 New York Avenue
`Washington, DC 20005
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`and
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`ANDREW G. HEINZ, ESQUIRE
`Desmarais, LLP
`230 Park Avenue
`New York, New York 10169
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`and
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`DONALD COULMAN, ESQUIRE
`Intellectual Ventures
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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` P R O C E E D I N G S
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`JUDGE JEFFERSON: Good morning. I'm Judge
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`Jefferson and with us remotely are Judges McKone and Turner.
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`We're here for IPR 2014-00113, Toshiba Corporation V
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`Intellectual Ventures I, LLC.
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`I'll ask each attorney to stand, starting with the Petitioner,
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`MR. LIMBACH: Good morning. My name is Alan
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`Limbach, I'm with DLA Piper, I represent the Petitioner, Toshiba; and
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`MR. SINGH: Hi, my name is Harpreet Singh,
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`JUDGE JEFFERSON: Thank you.
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`MR. WRIGHT: Good morning, Your Honors.
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`Jon Wright from Stern, Kessler, Goldstein and Fox
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`representing the Patent Owner, Intellectual Ventures I.
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`With my at counsel's table is Christian Camarce, also
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`from Stern, Kessler, and back-up counsel that are also present are
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`Raymond Werner from the Stern Kessler firm, Andy Heinz from the
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`Desmarais firm and Donald Coulman from Intellectual Ventures.
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`Thank you.
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`JUDGE JEFFERSON: Thank you.
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`Obviously per our Order Paper 24, the proceedings will
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`be transcribed by a court reporter. Please speak up or into the
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`microphone.
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`We also remind you that we have two remote Judges and
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`any demonstratives or exhibits you refer to please refer to by page
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`number or other identifying marks so that we can then have a clear
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`record of what's being referred to and the Judges can follow your
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`presentations.
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`Each side will have 60 minutes to present their argument.
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`As Petitioner bears the burden of proof, we'll start with Petitioner.
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`You should let us know at the outset if you're going to reserve any
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`The Patent Owner will have 60 minutes to respond to the
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`Again, I'll note for the remote panel members, they will
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`If you have trouble, if you do have trouble hearing or we have trouble
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`hearing, we can repeat the questions we have for you.
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`On, I'm, my recollection is that there were no objections
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`Just reminding you that there are no speaking objections
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`regarding evidence.
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`And we'll get started, if there are no questions from either
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`party.
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`And our Judges can hear everything okay?
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`JUDGE McKONE: I can hear, Judge Jefferson.
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`If I cannot hear somebody at the podium, I will let you
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`know. And you can hear me okay?
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`JUDGE JEFFERSON: Certainly.
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`Judge Turner?
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`JUDGE TURNER: Yes, I can hear. I can't hear anybody
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`JUDGE JEFFERSON: And I'll remind then, again,
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`please everyone talk into the microphone, including me. And of
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`course if our court reporter couldn't hear, she will let us know, as well.
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`We'll get started with Petitioner. Will you please let me
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`MR. LIMBACH: Thank you, your Honors.
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`Can you hear me remotely?
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`JUDGE JEFFERSON: Why don't you adjust the mic
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`MR. LIMBACH: Okay. Great, so again, my name is
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`Alan Limbach, for Petitioner, Toshiba, and I'll reserve 25 minutes for
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`JUDGE JEFFERSON: Okay. You may begin.
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`MR. LIMBACH: Okay. Thank you.
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`So starting with, and I'll go by slide numbers, so if I
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`forget, just please remind me, but we'll dive right into slide 2.
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`So this IRP is about the '045 Patent, or what I'll be
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`referring to as the '045 Patent. It was filed in 1999 and claims priority
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`to a parent divisional -- or it's a divisional of a parent case that was
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`filed in 1997 claiming priority to a provisional in 1996.
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`The parent application covers the memory cells. There
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`was a restrictional requirement in the parent case; and so this case just
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`covers how the memory cells are, flash memory cells are connected
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`together and how you apply the voltages.
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`Going to slide 3, this is the prior art that we'll be dealing
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`with today and what I refer to, you see this is a U.S. Patent 5,297,029,
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`what I'll be referring to as the Nakai reference. It is a Toshiba patent
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`and it was filed in 1992, approximately four years before the '045
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`Patent provisional application was filed.
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`offered seven claim constructions and three of those claim
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`constructions dealt with the voltages in the claim, in the asserted
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`claims -- or the challenged claims and four dealt with the array
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`configuration.
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`The Board adopted essentially the constructions that we
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`had proposed, minus the word the; and I don't think that that was
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`meant to signify anything that's relevant here today. So I'll be
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`referring to these as the adopted constructions.
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`Going to slide 5. So, the challenged claims have two
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`parts or aspects to them. The first is it sets forth the array
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`configuration of the memory array that's at issue or being covered by
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`the claim and the second is the applied voltages that are applied at the
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`various lines and in order to program a selected cell.
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`And those are highlighted on the slide.
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`Going to slide 6. Now what's undisputed in this case and
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`in this proceeding so far is the fact that Nakai anticipates the memory
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`array configuration aspects of these claims. We set forth in our
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`I.V. never challenged the adopted constructions relating
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`anticipate those claim elements.
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`Going to slide 7, we also set forth in our petition why the,
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`under the adopted constructions, the applied program voltages are
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`in its reply is a footnote that basically argued -- well I'll just read it, it
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`says, as shown, when the Board's construction is actually applied to
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`Nakai and the '045 Patent, the upper boundary for the logic high
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`voltage becomes Vcc. Well that's not the adopted construction. The
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`adopted construction is a positive voltage higher than logic low
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`voltage such as Vcc.
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`Here they're kind of wrapping in their proposed
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`construction, so to us we don't see that it's actually meaningfully
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`disputed that under the adopted constructions Nakai anticipates.
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`Going to slide 8. So the real issue here is claim
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`construction. I.V. and its experts challenge one of the adopted claim
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`constructions and only one, that's the, for logic high voltage.
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`Now everyone agrees that a logic high voltage is a
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`positive voltage higher than logic low voltage; and what's different is
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`that in I.V.'s proposed construction, they add an additional limitation,
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`limitation that they're reading in to the claim language that is their sole
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`basis for why Nakai does not anticipate. If they can't read that
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`limitation in to the claim, it's essentially undisputed, the claims are
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`So the sole issue here is should we effectively re-write
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`the claims to add this numerical cap to the logic high voltage of Vcc.
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`Going to slide 9. Now 37 CFR 42.100(b) states, a claim
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`in an unexpired parent shall be given its broadest reasonable
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`construction in light of the specification of the patent in which it
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`appears. So that's the claim construction standard that we are all
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`operating under.
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`Now this slide summarizes the claim construction
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`standards argued or applied in this proceeding.
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`The Petitioner and its expert used broadest reasonable
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`construction. The Board used the broadest reasonable construction.
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`I.V. and its experts did not. They used other standards. They said,
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`well, clear demarcation or principled and precise dividing line,
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`practical dividing line, reasonable and principled boundary or a more
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`precise construction.
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`They don't challenge the adopted constructions under the
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`broadest reasonable construction standard. They don't identify the
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`standard and they never applied it.
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`They applied narrow constructions and they never try and
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`tie these constructions that they've argued to broadest reasonable.
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`for logic high voltage is proper under the broadest reasonable
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`construction standard.
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`Going to slide 10. Now the Petitioner, its expert and the
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`Board all articulated why the adopted construction for logic high
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`voltage is appropriate.
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`The term logic high voltage appears only in the claims;
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`it's not in the specification. It's consistent with the exemplary voltages
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`provided in the specification. One skilled in the art viewing the '045
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`Patent would understand that logic high voltage is a voltage that's
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`higher than -- or is a voltage that's higher than logic low, such as Vcc.
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`There's nothing else in the specification that would provide anything
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`other than that.
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`JUDGE JEFFERSON: Counsel, has Petitioner presented
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`any testimony that supports the logic high voltage construction that
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`you proposed and the Board adopted in its preliminary decision?
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`MR. LIMBACH: Are you referring to an expert?
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`JUDGE JEFFERSON: Yes.
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`MR. LIMBACH: Yes. Our expert opined that this is the
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`proper construction and he applied the broadest reasonable
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`construction standard.
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`He identified the standard, he applied it and he concluded
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`JUDGE McKONE: So why isn't it just common sense
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`that the logic high is whatever is interpreted as a one, a logic one by
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`the remainder of the chip, as opposed to a logic zero?
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`MR. LIMBACH: When you go in to the patent -- we
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`looked for that, we looked for anything we could latch on to this, the
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`meaning of this other than what we proposed.
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`There is no logic device to tie that to; and the problem is
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`the logic high voltage is not applied to a logic device, it's applied to
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`things like word lines. Those are not logic devices, those are memory
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`cells.
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`high voltage, a logic high voltage, a logic high voltage. So there's
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`more -- there can be more than one. In other words, they don't have to
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`So if you're applying a voltage to a word line where
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`there's no logic device, we couldn't find any meaning for that.
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`JUDGE McKONE: Is there no ordinary meaning in the
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`context of memory devices where a logic high is 3.3 volts or 5 volts or
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`whatever is interpreted as a one by a memory cell?
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`MR. LIMBACH: Well, first of all, the specification
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`doesn't identify any such logic devices. Moreover, you could have
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`different logic devices on the same chip with different logic voltages.
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`JUDGE TURNER: Counsel, with respect to claims 1
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`and 4, since the use of high voltage there is with respect to
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`programming, is there any other place in the spec that they can find
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`support other than column 7, let's say lines, it looks like 26 to 55?
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`MR. LIMBACH: I guess I didn't understand your
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`JUDGE TURNER: The claims talk about, about logic
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`high voltage, but they talk about it with respect to 1 and 4. They only
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`talk about it during programming, and so the only part of the spec that
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`is really sort of specifically directed to the programming operation is
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`column 7 where it talks about programming operation. They have a
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`read operation.
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`So I would think if you, if you wanted support for what
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`that logic high voltage is, you'd have to find that support in those two
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`paragraphs in that column, or, or I'm sure Patent Owner will come up
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`and dispute that, but I guess I'm looking for your take on that.
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`MR. LIMBACH: So if you go to the specification, it
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`talks about the voltages, it gives exemplary voltages. It says you can
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`apply Vcc to the, say, the selected word line and then you go to the
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`claim and it says that's the logic high voltage, but there's nothing in
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`there that says it has to be Vcc.
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`And even I.V. admits it can be lower than Vcc. They
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`only give one value, they just say Vcc. They also use logic high
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`voltage to describe the erase operation, so it has to have the same
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`meaning and, again, it's not provided in the specification.
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`There's nothing that provides one of ordinary skill any
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`guidance as to anything other than they're just relative to each other.
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`amendment or argument, so there's nothing that's provided in the
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`specification to provide you any guidance as to what these voltages
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`should be, other than the way that they are spelled forth in the adopted
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`constructions.
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`JUDGE TURNER: Okay.
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`MR. LIMBACH: One thing also to note is that the '045
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`Patent does not disclose any numerical limits on any of these voltages.
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`It does not say, oh, you can't have this particular voltage exceed X
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`value, which is important because that's the construction that's being
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`proffered by I.V.
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`So going to slide 11. Now, setting aside the fact that they
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`didn't apply the broadest reasonable construction, they set forth under
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`their standards many arguments as to why the logic high voltage
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`should be capped at Vcc. And even applying their arguments and
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`their standards, they don't have any merit, they don't make any sense,
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`and so I'll walk through those now.
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`Going to slide 12. Now first they, I.V. argues that the
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`adopted constructions only define the voltages relative to each other,
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`which is true. But they say well that makes it impossible to determine
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`where one begins and another ends, and that's simply not true.
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`The logic high is higher than the logic low and the
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`boosted positive is larger than the logic high. So, the logic low ends
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`before the logic high begins and the logic high ends before the
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`boosted positive begins. So you do know where one begins and
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`another one ends.
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`Going to slide 13. Now they say that there's no clear
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`demarcation between logic high voltage and boosted positive voltage
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`when you have more than one logic high voltage. And again, we don't
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`think that this argument has any merit to it.
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`If multiple different logic high voltages are applied, the
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`way that the claims are structured as they're properly construed, it just
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`simply means that the boosted positive has to be higher than the logic
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`high voltages, plural. There's nothing more in the claims or the
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`specification to provide otherwise.
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`And that's a clear demarcation. And, in fact, their own
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`papers admit that there's a clear demarcation because they actually set
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`forth the adopted constructions in an algebraic form and you can see
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`that they set it forth at logic low is less than logic high and logic high
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`is less than boosted positive. So there is a clear demarcation.
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`Now, they say well, no, we need to cap logic high at Vcc
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`to provide some type of a clear demarcation, but that, it doesn't work
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`that way. If you have a logic low -- I'm sorry, a logic high that's
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`below Vcc, that means that the boosted positive can be below Vcc, it
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`just needs to be higher than logic high. So the Vcc provides no value,
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`it doesn't mean anything.
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`Going to slide 14. Now the, a telltale indication of how
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`arbitrary this cap is is the fact that you have the same issue between
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`the difference between logic low and logic high, yet I.V. never
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`proffered a construction for capping logic low so you'd have that same
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`clear demarcation.
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`If they're so concerned about a clear demarcation
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`between logic high and boosted positive that's separate from simply
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`trying to save its patent over Nakai, then they would have offered a
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`construction for logic low and they didn't. So that shows you it's
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`arbitrary, it's erroneous, there's no merit to it.
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`JUDGE McKONE: Could it be that they just didn't need
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`to offer a construction of logic low because that wouldn't have
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`affected the outcome of the case?
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`MR. LIMBACH: It's possible, but I mean if they're
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`going to challenge the adopted constructions and they would say,
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`look, you need a clear demarcation between logic high and boosted,
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`don't you think that they would have at least said and of course the
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`same goes true for logic low.
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`I mean if we need that clear demarcation to apply this
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`patent, why not construe that as well. They didn't, they didn't provide
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`one.
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`I.V. argues that, one, and we're on slide 15 now, I.V.
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`argues that one of ordinary skill in the art would understand reading
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`the patent that the logic high is capped at Vcc, but there's nothing in
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`the -- there's nothing in the patent that suggests that.
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`The claims recite no numerical limits for any of the
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`voltages. If, if they wanted to cap logic high at Vcc, they could have
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`put that in the patent, they could have put that in the claims. They
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`chose not to.
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`Now, we all know that as, as this technology progresses,
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`voltages change, thresholds change and so it's a clear intent by the
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`inventor not to be tied to any specific voltage. He thought at the time,
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`because he didn't know about Nakai, that he had this broad concept of
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`how to apply programming voltages and now that they're faced with
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`Nakai, they're trying to reel back that scope, but that's not claim
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`construction, that's claim re-writing, that's claim amendment. We
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`don't think that's proper in the context of how they're doing it.
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`Case No. IPR2014-00003 & IPR2014-005567
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`More importantly, there's no numerical limits even in the
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`specification. It nowhere describes that Vcc is an absolute limit for
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`logic high. So not only are they reading in a limitation in to the
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`claims, they're reading it from outside the patent.
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`Their construction also directly contradicts two
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`disclosure portions of the specification and they're cited on slide 15,
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`but it talks about the BSL line during erase and the BSL line that says
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`the voltage is about Vcc.
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`Well one of ordinary skill in the art when they hear about
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`Vcc, that means, well, it can be approximately, it can be a little below
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`or a little below -- above. Claim 2 and Claim 5 recite that the BSL
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`during erase is logic high. So the patent actually supports and
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`discloses that logic high can exceed Vcc.
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`The same is true for the bit line during the erase
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`operation where it says it can be as low as Vcc. Again, one of ordinary
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`skill reading that would say, oh, that means that it can be above Vcc
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`and, again, Claims 2 and 5 recite that that particular line is logic high.
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`So the patent actually --
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`JUDGE McKONE: I assume you would also oppose a
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`construction if we were to modify our construction to be about Vcc
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`rather than just below Vcc or -- I assume you would still oppose
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`around Vcc or about Vcc for logic high; is that correct?
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`MR. LIMBACH: Absolutely, because that, they, they
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`swung for the fences when they drafted these claims. They had the
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`control over how broad these claims would be and it's not our job to
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`try and narrow the claims in order to save the patent. If they wanted
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`to do that, they could have filed a motion to amend. They didn't.
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`They're trying to argue this is construction and this is not
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`the broadest reasonable construction. And, you know, if, if we didn't
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`have Nakai in front of us, why would we limit it to about Vcc, what
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`would be the reason to do that.
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`The only reason to limit it to Vcc is to save the patent
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`from invalidity and that's not claim construction, that's claim re-
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`drafting.
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`They could have put in dependent claims that limited it to
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`Vcc, but they didn't do that. And the problem is when we go to have
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`this patent asserted against us, they'll hit us with a nice broad claim on
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`infringement and then when we start showing prior art, they're circling
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`the fences and trying to narrow the claims.
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`That's not how it works. Either the claims are valid or
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`they're not valid. We're not here to try and save the patent over the
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`prior art -- well they are, but I'm not.
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`So I think that's all for slide 15. Give me just a second
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`here. So in slide 16 another argument they say is, well, limiting it to
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`Vcc is important because that's tied to the nominal power supply and
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`they give all sorts of reasons why it's really important to limit it to
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`Vcc, you don't want it to exceed, you get all these advantages and so
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`forth.
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`The problem is that the memory array power supply is
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`not recited in the claims. As a matter of fact, it's not even in the
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`Case No. IPR2014-00003 & IPR2014-005567
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`specification. The memory array's power supply -- I'm sorry, the
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`claims don't include any limitations under the source of these
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`voltages. It doesn't say you have to get it from the Vcc or the primary
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`power supply source. You can get these voltages from anywhere,
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`according to the claim terms. There's no limitations on where these
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`voltages come.
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`As a matter of fact, Mr. Berg, their expert, testified that
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`Vcc power supply is typically an off-chip power source. So that
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`means that the scope of Claim 1 would depend upon an unclaimed
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`voltage from an unclaimed power supply that's external to the memory
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`array that's claimed in Claim 1.
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`And that kind of feeds in to slide 17. Their claim
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`construction actually renders Claim 1 indefinite. The scope of Claim
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`1 now depends upon an unclaimed variable object, this power supply,
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`this Vcc source. There's no industry standard for the value of Vcc.
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`Vcc typically refers to the power supply, the primary power supply's
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`voltage, wherever that power supply may be. It can be on chip, it can
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`be off chip.
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`There's also no industry standard for the power supply,
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`itself, where it is, what it is, what it does.
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`So here what you're doing is you're referencing
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`something that's externally applied and that's going to dictate the
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`scope of the claim.
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`So let me give you an example. Let's say that someone
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`makes a chip that reads on Claim 1. It has all of the architecture and
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`Case No. IPR2014-00003 & IPR2014-005567
`Patent 8,278,351
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`it's set to apply the voltages as specified in Claim 1. And it's got three
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`pins and it's got all its power pins on the side and one of them is Vcc,
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`one of them is logic low, one of them is logic high, one of them is
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`boosted positive; so all the voltages are coming in.
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`So, if you supply Vcc or lower to the logic high pin, that
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`would meet the claim and now we have infringement, according to
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`I.V.
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`But if suddenly I boost that voltage up to Vcc plus a
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`small number, all of a sudden the chip doesn't infringe? That can't be.
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`I have a chip here sitting here on the counter, does it
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`infringe or not? They can't tell me until I hook it up to the power
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`supply and then they'll look at the logic high voltage coming in and
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`then they'll make their determination.
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`So the scope of Claim 1 is indeterminable under their
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`construction. It gives no notice to the public what infringes and what
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`does not.
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`JUDGE McKONE: What about just construction of
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`logic high to be the chip power supply; why is that problematic?
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`MR. LIMBACH: The chip power supply is not part of
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`the array, it's not part of the chip.
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`So if I have a chip sitting here, the power supply is --
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`could be supplied by another manufacturer.
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`So I've got a chip and if I drop it in and the logic high
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`voltage that's supplied to it is above what they consider Vcc, then it
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`doesn't infringe. If it, if it --
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`JUDGE McKONE: They --
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`MR. LIMBACH: They meaning the person who drops
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`the chip in to the board that contains the power supply.
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`So you can't -- if you do that, if I've got a chip here, I
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`don't know if it infringes or not under their construction until I tie it to
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`a power supply.
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`That's not part of the claim language. It gives you, it's,
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`it's completely indefinite.
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`JUDGE TURNER: Let me ask a follow-up question real
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`quick. So if the claim actually recited Vcc, your position would be
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`that it's still indefinite?
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`MR. LIMBACH: If claim --
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`JUDGE TURNER: Let's say Claim 1 recited and said,
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`wherein, logic high is Vcc.
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`In theory, that could change, depending on what my
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`inputs to my chip are, so I think under your logic the claim would still
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`be indefinite, right?
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`MR. LIMBACH: I believe so. I believe so.
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`If I were drafting the claim, I would have set forth the
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`power supply, I would have defined it. I would have said there's a
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`voltage supplied by it. I would even have defined the fact that the
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`boosted positives may be derivative off of that. I would have set forth
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`where the power supply is to give guidance to those in the industry to
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`say, okay, now I know what you're talking about.
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`And, again, I would also put in the specification, oh, and
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`by the way, make logic high limited to Vcc because you get all these
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`advantages. None of that is taught. There's nothing in the
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`specification --
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`JUDGE TURNER: But if it was in the claim, it would
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`still be indefinite?
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`MR. LIMBACH: I would say --
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`JUDGE TURNER: And that's what I'm trying to get --
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`MR. LIMBACH: -- yeah, yeah.
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`JUDGE TURNER: Because there are a lot of claims, a
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`lot of claims to devices, having examined in this area, I can tell you
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`there are a lot that recite Vcc, so this is sort of, your argument
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`followed to its logical conclusion would be we've got an awful lot of
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`invalid patents out there because they recite Vcc which could be any
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`Maybe I'm taking your argument to an absurd limit,
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`perhaps.
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`MR. LIMBACH: I'd have to look at the claims. I, I don't
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`know.
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`But if you're going to recite Vcc, you've got to set forth
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`in the claims what that is or in the specification and they didn't even
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`So, I don't know --
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`JUDGE TURNER: Okay.
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`MR. LIMBACH: -- I guess in the abstract --
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`JUDGE McKONE: So it is your position that because
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`the claims are not tied to specific numerical values, they're indefinite?
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`MR. LIMBACH: If you're going to tie it to a numerical
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`value such as Vcc, you have to identify the source of Vcc. Here they
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`don't, the claims don't identify that.
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`I don't know if I'm answering your question.
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`JUDGE TURNER: I, I think you are. I think I, I --
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`mayb