UNITED STATES PATENT AND TRADEMARK OFFICE
`
`______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`______________
`
`JIAWEI TECHNOLOGY (HK) LTD., JIAWEI TECHNOLOGY (USA) LTD.,
`SHENZHEN JIAWEI PHOTOVOLTAIC LIGHTING CO., LTD., ATICO
`INTERNATIONAL (ASIA) LTD., ATICO INTERNATIONAL USA, INC.,
`CHIEN LUEN INDUSTRIES CO., LTD., INC. (SHIEN LUEN FLORIDA),
`CHIEN LUEN INDUSTRIES CO., LTD., INC. (SHIEN LUEN CHINA),
`COLEMAN CABLE, LLC, NATURE’S MARK, RITE AID CORP., SMART
`SOLAR, INC., AND TEST RITE PRODUCTS CORP.
`Petitioner,
`
`v.
`
`SIMON NICHOLAS RICHMOND
`Patent Owner.
`______________
`
`Case No. IPR2014-00938
`Patent 7,429,827
`
`PETITIONER’S NOTICE OF FILING DEMONSTRATIVE EXHIBITS
`
`
`
`______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`______________
`
`JIAWEI TECHNOLOGY (HK) LTD., JIAWEI TECHNOLOGY (USA) LTD.,
`SHENZHEN JIAWEI PHOTOVOLTAIC LIGHTING CO., LTD., ATICO
`INTERNATIONAL (ASIA) LTD., ATICO INTERNATIONAL USA, INC.,
`CHIEN LUEN INDUSTRIES CO., LTD., INC. (SHIEN LUEN FLORIDA),
`CHIEN LUEN INDUSTRIES CO., LTD., INC. (SHIEN LUEN CHINA),
`COLEMAN CABLE, LLC, NATURE’S MARK, RITE AID CORP., SMART
`SOLAR, INC., AND TEST RITE PRODUCTS CORP.
`Petitioner,
`
`v.
`
`SIMON NICHOLAS RICHMOND
`Patent Owner.
`______________
`
`Case No. IPR2014-00938
`Patent 7,429,827
`
`PETITIONER’S NOTICE OF FILING DEMONSTRATIVE EXHIBITS
`
`
`
`Attached please find Petitioner's Demonstrative Exhibits to be used at the
`
`trial hearing on September 21, 2015 in regard to IPR2014-00935, IPR2014-00936
`
`and IPR2014-00938.
`
`Dated:
`
`September 18, 2015
`
`233 South Wacker Drive
`Suite 7800
`Chicago, IL 60606-6306
`
`Respectfully submitted,
`
`DENTONS US LLP
`
`/Mark C. Nelson/
`
`Mark C. Nelson
`Reg. No. 43,830
`Lissi Mojica
`Reg. No. 63,421
`Kevin Greenleaf
`Reg. No. 64,062
`Daniel Valenzuela
`Reg. No. 69,027
`
`2
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that a copy of the PETITIONER’S NOTICE OF
`
`FILING DEMONSTRATIVE EXHIBITS for Inter Partes Review of U.S. Patent
`
`No. 7,429,827 was served on the Counsel for the patent owner via email to these
`
`email addresses:
`
`tfshiells@shiellslaw.com
`
`admin@shiellslaw.com
`
`marcusb@tlpmb.com
`
`Respectfully submitted,
`
`Dated: __September 18, 2015_____ ___/Nona Durham/_________
`
`Nona Durham
`
`1
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Overview
`Presented for
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent)
`IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`11
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Summary of Issues in 936 and 938 IPRs
`(1) Level of Ordinary Skill in the Art (935 IPR as well)
`(2) Light Sensitive Switch (936 IPR)
`• Does Wu disclose a light sensitive switch
`•
`If so, would it have been obvious to combine Chliwnyj with Wu
`(3) Remaining Switch Issues (936 and 938 IPRs)
`•
`Exposed (936) and accessible (938) switches: obvious to combine Chliwnyj with
`Hung, Xu and/or Pu
`• Desired fixed color (936) or desired lighting effect (938): obvious to combine
`Chliwnyj with Pu
`(4) RGB LEDs – obvious to combine Chliwnyj with Lau (938 IPR)
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`22
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Summary of the
`Patents and Prior Art
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`33
`
`
`
`Overview
`
`Grounds
`
`USPN 7,196,477
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`[IPR 2014-00936 - Ex. 1001 (cover page/abstract), Figure 1; Rev. Pet. (Paper No. 14), at 6-7 and 9]
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`44
`
`
`
`Overview
`
`Grounds
`
`USPN 7,429,827
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`[IPR 2014-00938 - Ex. 1001 ('827 patent), at couver page/abstract, Figure 1; Rev. Pet. (Paper No. 13), at 7, 8]
`55
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`
`
`P.O. Response/
`Overview
`Grounds
`Petitioners’ Reply
`U.S. App. Pub. No. 2003/0201874 - Wu
`
`P.O. Objections
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR No. 2014-00936 - Wu (Ex. 1006) Abstract; Figure 4,at ¶¶ 0020, 0022; Rev. Pet. (Paper 14), at 24;
`Shackle I, (Ex. 1002) at 124-127; Pet. Reply Brief (Paper 48), at 12]
`
`66
`
`
`
`P.O. Response/
`Overview
`Grounds
`Petitioners’ Reply
`U.S. Patent No. 5,924,784 - Chliwnyj
`
`P.O. Objections
`
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005), Abstract; Rev. Pets. (Paper Nos. 14 and 13), at 30 and 29]
`77
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`
`
`P.O. Response/
`Overview
`Grounds
`Petitioners’ Reply
`U.S. Patent No. 5,924,784 - Chliwnyj
`
`P.O. Objections
`
`Chliwnyj (Ex. 1005), at 2:57-62
`
`Id., at 2:63-67
`
`Id., at 3:5-9
`
`Id., at 4:3-5
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`Id., at 16:1-5
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005); Pet. Reply Briefs (Paper Nos. 48 and 50),
`at 15 and 14-15; Shackle II (Ex. 1050), at ¶¶ 59-61, 68 (Ex. 1047), at ¶¶ 54-55, and 57 ;
`Ducharme Dep. (Exs. 1049 and 1046), at 133:6-134:12, 156:14-157:25]
`88
`
`
`
`Overview
`CN 2522722Y - Pu
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`[IPR Nos. 00936 and 00938 – Pu (Ex. 1008)]
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR Nos. 2014-00936 and 00938 – Pu (Ex. 1008), at 1, and 5;
`Rev. Pet. (Paper Nos. 14 and 13), at 34-36 and 24-25]
`
`99
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`WO 91/02192 - Hung
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR No. 00936 (Ex. 1016), at Col. 7, Lines 9-20;
`Rev. Pet. (Paper No. 14), at 35-37]
`1010
`
`
`
`Overview
`
`Grounds
`
`Grounds of Unpatentability
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`[IPR 2014-00936 - Institution Dec. (Paper No. 21), at 4]
`
`*
`
`* Typographical
`error; §103
`
`[IPR 2014-00938 - Institution Dec. (Paper No. 20), at 4]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`1111
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`USPN 7,196,477 - Claims 1, 2, 4-9 (Ground 1)
`
`[IPR 2014-00936 - Ex. 1001 ('477 patent), at 7:19-64; Rev. Pet. (Paper No. 14), at 17-27]
`1212
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`USPN 7,196,477 - Claims 20, 21-22, 26 (Ground 1)
`
`[IPR 2014-00936 - Ex. 1001 ('477 patent), at 8:36-60, 9:9-13; Rev. Pet. (Paper No. 14), at 28-30]
`1313
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`USPN 7,196,477 - Claims 10-12, 23-25, 27-29 (Ground 2)
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 - Ex. 1001 ('477 patent), at
`7:65-8:9, 8:61-9:6, 9:14-10:13; Rev. Pet. (Paper No. 14), at 34-40]
`1414
`
`
`
`P.O. Response/
`Overview
`Grounds
`P.O. Objections
`Petitioners’ Reply
`USPN 7,196,477 - Claims 3, 13-16, 17-19 (Grounds 3 and 4)
`
`Ground 3 Claims
`
`Ground 4 Claims
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 - Ex. 1001 ('477 patent), at
`7:43-44, 8:10-35; Rev. Pet. (Paper No. 14), at 38-40]
`1515
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`USPN 7,429,827 - Claims 24-26 (Ground 1)
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00938 - Ex. 1001 ('827 patent), at 11:6-33;
`Rev. Pet. (Paper No. 13), at 18-29]
`1616
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`USPN 7,429,827 - Claims 27-29 and 35 (Ground 2)
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00938 - Ex. 1001 ('827 patent), at 11:34-59, 12:40-59; Rev. Pet. (Paper No. 13), at 31-41]
`1717
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`USPN 7,429,827 - Claim 30 (Ground 3)
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00938 - Ex. 1001 ('827 patent), at 12:1-5; Rev. Pet. (Paper No. 13), at 43-44]
`1818
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`The Board's Claim Constructions (‘477 and ‘827 Patents)
`
`desired colour
`
`“[a color] that is desired by the user or intended by the
`designer”
`
`varying color
`
`a “perceptible changing of color over time”
`
`securing means
`
`Function: releasably engage the rim so that the cap assembly
`can be selectively removed from the lens
`
`Corresponding structure: flange segments 36
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 - Institution Dec. (Paper No. 21), at 6, 8, and 10]
`[IPR 2014-00938 - Institution Dec. (Paper No. 20), at 6-7]
`1919
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Summary of Issues in 936 and 938 IPRs
`(1) Level of Ordinary Skill in the Art (935 IPR as well)
`(2) Light Sensitive Switch (936 IPR)
`• Does Wu disclose a light sensitive switch that renders the circuit operative at
`low light levels
`•
`If so, would it have been obvious to combine Chliwnyj with Wu
`(3) Remaining Switch Issues (936 and 938 IPRs)
`•
`Exposed (936) and accessible (938) switches: obvious to combine Chliwnyj with
`Hung, Xu and/or Pu
`• Desired fixed color (936) or desired lighting effect (938): obvious to combine
`Chliwnyj with Pu
`(4) RGB LEDs – obvious to combine Chliwnyj with Lau (938 IPR)
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`2020
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Dr. Shackle is Qualified to Testify
`Qualifications
`PO's Criticisms Unfounded
`• Ph.D. in Physics
`• 20+ years in lighting industry
`• Elected Senior Life Member of IEEE
`
`• PO's alleged "required" experience in photovoltaics
`cells and consumer products very low
`[IPR Nos. 2014-00935, 00936, and 00938 - Reply Briefs
`(Paper Nos. 44, 48, and 50), at 7, and 8, respectively;
`Shackle II (Exs. 1073, 1050, and 1047), at ¶ 32]
`
`[IPR Nos. 2014-00935, 00936, and 00938 - Shackle I (Ex. 1002), at 2-3; Shackle
`II (Exs. 1073, 1050, and 1047), at ¶¶ 13-16, ¶¶ 13-17, ¶¶ 13-17 respectively;
`Reply Briefs (Paper Nos. 44, 48, and 50), at 6-7, 7, and 7, respectively]
`
`•
`
`Experience in photovoltaics, photodiodes, PW, and
`LED drivers in lighting
`
`[IPR Nos. 2014-00935, 00936, and 00938 - Shackle II (Exs. 1073, 1050,
`and 1047), at ¶¶ 33-39, 41; Reply Briefs (Paper Nos. 44, 48, and 50), at
`6-7, 7, and 8, respectively]
`
`• Supervision of engineers in lighting context not
`relevant (apparatus claims), claims do not require
`product to be made in China
`[IPR Nos. 2014-00935, 00936, and 00938 - Reply Briefs
`(Paper Nos. 44, 48, and 50), at 8, 8, and 8, respectively;
`Shackle II (Exs. 1073, 1050, and 1047), at ¶ 32]
`• Dr. Shackle did not employ hindsight in his analysis.
`
`[IPR Nos. 2014-00935, 00936, and 00938 - Reply Briefs
`(Paper Nos. 44, 48, and 50), at 8, 8, and 8-9, respectively;
`Shackle II (Exs. 1073, 1050, and 1047), at ¶ 40]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`2121
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`Dr. Ducharme Views the Scope and Content of the Prior Art Broadly
`
`P.O. Objections
`
`Scope and content of the prior art is "LED. garden lights "
`[IPR Nos. 2014-00936 and 00938 - Ducharme Dep. (Exs.
`1049 and 1046), at 76:14-77:2, 77:19-78:9]
`
`Dr. Ducharme defines "garden lights" as "[a] light that's used
`outdoors in a decorative fashion."
`[IPR Nos. 2014-00936 00938 - Ducharme Dep. (Exs.
`1049 and 1046), at 79:19-22]
`
`Dr. Ducharme recants this testimony on redirect, stating the
`scope and content is limited to "solar" garden lighting.
`[IPR Nos. 2014-00936 and 00938 - Ducharme Dep. (Exs.
`1049 and 1046), at 202:5-203:10]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`2222
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Level of Ordinary Skill in the Art
`Petitioners’ POSA
`Patent Owner’s POSA
`• Primary expertise of POSA is industrial design
`and physical manufacture experience
`[IPR Nos. 2014-00935, 00936 and 00938 – PO’s Prelim. Responses (Paper
`Nos. 29, 20 and 19), at 7-8, 21 and 20 respectively]
`• Primary expertise of POSA is knowledge of EE
`[IPR Nos. 2014-00935, 00936 and 00938 – PO’s Responses (Paper Nos.
`29, 31, and 34), at 3, 3, and 4, respectively]
`• Ability to recognize how pre-designed circuit
`operates
`[Id.]
`• Address a subset of product design
`[Id. at 4, 5, and 5-6, respectively]
`• Ability to alter appearance of product, but
`not re-create product
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[See generally IPR Nos. 2014-00935, 00936 and 00938 - PO Responses
`(Paper Nos. 29, 31 and 34), at 2-10, 2-10, and 3-14]
`
`2323
`
`[Id.]
`
`• Graduate degree in electrical or electronics
`engage, or physics with experience in circuit
`design, or
`
`• B.S. degree in electrical or electronics engage
`or physics with at least two years industrial
`experience and experience in circuit design
`
`[IPR Nos. 2014-00935, 00936 and 00938 - Revised Petitions (Paper Nos.
`10, 14, and 13), at 11, 7-8, 7; Shackle I (Ex. 1002), at ¶ 36]
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Petitioners' Level of Ordinary Skill is Correct
`• Problems existing in the art
`
`• Known solutions to those problems
`
`• Rate at which new innovations are made
`
`• Sophistication of the technology
`
`• Education level of active workers in the field
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR Nos. 2014-00935, 00936, and 00938 - Pet. Reply Briefs
`(Paper Nos. 44, 48 and 50), at 2-5, 2-7, and 2-6]
`2424
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Existing problems related to circuitry
`• Adjusting lighting functions
`and not producing uniform
`desired color
`
`[IPR Nos. 2014-00936 and 00938 - Rev. Pet.
`(Paper Nos. 14 and 13), at 9]
`
`• Majority of specification
`describes circuitry
`
`[IPR Nos. 2014-00936 and 00938 - Rev. Pet. (Paper Nos. 14 and
`13), at 9; Shackle II (Exs. 1050 and 1047), at ¶ 18]
`
`• PO's POSA would not have
`understood Figure 9
`
`[IPR Nos. 2014-00936 and 00938 - Ducharme Dep., (Exs. 1049 and 1046), at
`50:19-24 and 80:1-89:18; Pet. Reply Briefs (Paper Nos. 48 and 50), at 3 and 3-
`4 respectively; Shackle II (Ex. 1050 and 1047), at ¶¶ 19, 29]
`
`[IPR Nos. 2014-00936 and 00938 - Fig. 9 Markup, Exs. 1047 and 1045; Pet. Reply
`Briefs (Paper Nos. 48 and 50), at 3-5; Ducharme Dep., (Exs. 1049 and 1046), at
`50:19-24 and 80:1-89:18; Shackle II (Exs. 1050 and 1047), at ¶¶ 19, 29]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`2525
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Richmond's Educational Level
`
`Richmond only capable of basic
`block level design:
`
`• “battery, solar cell light
`switch, light, light needs to
`vary in color”
`
`Conception is the “formation in
`the mind of the inventor, of a
`definite and permanent idea of
`the complete and operative
`invention, as it is hereafter to be
`applied in practice.”
`
`[IPR Nos. 2014-00936 and 00938 - Ducharme Dep.
`(Exs. 1049 and 1046), at 48:22-51:12; Pet. Reply
`Briefs(Paper Nos. 48 and 50), at 5, 5-6, respectively;
`Shackle II (Exs. 1050 and 1047), at ¶ 25]
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[Hybritech Inc. v. Monoclonal Antibodies Inc., 802 F.2d 1367,
`1376 (Fed. Cir. 1986); IPR Nos. 2014-00936 and 00938 - Pet.
`Reply Briefs (Paper Nos. 48 and 50), at 5 and 6, respectively]
`
`2626
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Richmond's Educational Level
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR Nos. 2014-00935 - Pet. Reply Brief (Paper No. 44), at 5; PO Response (Paper 29), at 6]
`2727
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Known solutions to those problems
`
`• Chliwnyj and Dowling relate to the specifics
`of circuitry and/or use of PW
`
`[IPR Nos. 2014-00936 and 00938 - Pet. Reply Briefs (Paper Nos. 48 and 50), at 3-4 and 4;
`Shackle I (Exs. 1002), at ¶¶ 80, 92-96 ]
`
`• Richmond's patents similarly relate to the
`specifics of circuitry
`
`[IPR Nos. 2014-00936 and 00938 - Pet. Reply Briefs (Paper Nos. 48 and 50), at 3-4 and 4;
`Shackle II (Ex. 1050 and 1047), at ¶ 18; ‘477 and ‘827 Patents (Ex. 1001)]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`2828
`
`
`
`P.O. Response/
`Overview
`Grounds
`P.O. Objections
`Petitioners’ Reply
`Rate of new innovation and the sophistication of the technology
`
`• Not exceptionally fast or slow
`
`[IPR Nos. 2014-00936 and 00938 - Pet. Reply Briefs (Paper Nos. 48 and
`50), at 5; Shackle II (Ex. 1050 and 1047), at ¶ 23]
`
`• Not overly sophisticated, but some of the
`circuitry sophisticated for PO's POSA
`
`[IPR Nos. 2014-00936 and 00938 - Pet. Reply Briefs (Paper Nos. 48 and
`50), at 4-5 and 5; Shackle II (Ex. 1050 and 1047), at ¶ 24]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`2929
`
`
`
`Overview
`
`P.O. Response/
`Petitioners’ Reply
`Educational Level of Workers in the Field
`
`Grounds
`
`P.O. Objections
`
`• Many of the inventors of the prior art have
`B.S. or advanced degrees
`
`[IPR Nos. 2014-00936 and 00938 - Pet. Reply Briefs (Paper Nos. 48 and 50), at 6-7; Shackle II
`(Ex. 1050 and 1047), at ¶¶ 26-27; Exs. 1051-1060 (00936 IPR), Exs. 1048-1053 (000938 IPR)]
`
`[IPR Nos. 2014-00935 - Pet. Reply Brief (Paper No. 44), at 6; Shackle II (Ex. 1073), at ¶ 27; Exs.
`1070-1071, 1076-1083 (000935 IPR)]
`
`• Others have less, but work experience
`
`[IPR Nos. 2014-00936 and 00938 - PO Responses (Paper Nos. 31 and 34), at 3-4
`and 11-12; Ex. 2028; see also Id. above]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`3030
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Summary of Issues in 936 and 938 IPRs
`(1) Level of Ordinary Skill in the Art (935 IPR as well)
`(2) Light Sensitive Switch (936 IPR)
`• Does Wu disclose a light sensitive switch that renders the circuit operative at
`low light levels
`•
`If so, would it have been obvious to combine Chliwnyj with Wu
`(3) Remaining Switch Issues (936 and 938 IPRs)
`•
`Exposed (936) and accessible (938) switches: obvious to combine Chliwnyj with
`Hung, Xu and/or Pu
`• Desired fixed color (936) or desired lighting effect (938): obvious to combine
`Chliwnyj with Pu
`(4) RGB LEDs – obvious to combine Chliwnyj with Lau (938 IPR)
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`3131
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Summary of PO Response to Ground 1
`
`Wu does not teach a light sensitive switch that renders the circuit
`operative at low light levels
`[IPR 2014-00936 - PO Response (Paper No. 31), at 20-29]
`
`Even if Wu did teach a light sensitive switch, a POSA would not have
`thought it obvious to modify Chliwnyj to operate only at low light
`levels
`[IPR 2014-00936 - PO Response (Paper No. 31), at 30-37]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`3232
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Light Sensitive Switches Were Known Circuit Elements
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR Nos. 2014-00936 - Ducharme
`Dep. (Exs. 1049 and 1046), at 54:23-
`55:11; Shackle I (Ex. 1002), at 57;
`Shackle II (Ex. 1050), at ¶ 64; Pet.
`Reply Brief (Paper No. 48), at 17-18]
`3333
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Wu discloses a light sensitive switch
`
`[IPR 2014-00936 - Wu (Ex. 1006), at 0020; Shackle I, (Ex. 1002), at ¶¶ 124-125; Rev. Pet. (Paper No. 14), at 24]
`3434
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Wu discloses a light sensitive switch
`
`[IPR 2014-00936 - Wu (Ex. 1048), at 5;
`Pet. Reply Brief (Paper No. 48), at 12-14;
`PO Mot. for Obs. (Paper No. 59), at 3-5]
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 - Shackle II (Ex. 1050), at ¶ 52;
`Pet. Reply Brief (Paper No. 48), at 12-13; Pet. Resp.
`to PO Mot. for Obs. (Paper No. 59), at 3-5]
`3535
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Wu discloses a light sensitive switch
`
`[IPR 2014-00936 - Wu (Ex. 1048), at 5;
`Pet. Reply Brief (Paper No. 48), at 12-14;
`PO Mot. for Obs. (Paper No. 59), at 3-5]
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 - Shackle II (Ex. 1050), at ¶ 54;
`Pet. Reply Brief (Paper No. 48), at 13-14; Pet. Resp.
`to PO Mot. for Obs. (Paper No. 59), at 3-5]
`3636
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Wu discloses a light sensitive switch
`
`PO's argument to the
`contrary relies on an
`interpretation of the Wu
`circuit that its expert states
`would not make sense to
`him as a designer.
`[IPR 2014-00936 - Ducharme Dep. (Ex. 1049), at
`116:16-117:20; Pet. Reply Brief (Paper No. 48), at 13;
`Shackle II (Ex. 1050), ¶ 53; Pet. Resp. to PO Mot. for
`Obs. (Paper No. 59), at 3-5]
`
`[IPR 2014-00936 - Wu (Ex. 1048), at 5;
`Pet. Reply Brief (Paper No. 48), at 12-14;
`PO Mot. for Obs. (Paper No. 59), at 3-5]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`3737
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Wu Discloses a Light Sensitive Switch
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 - Ducharme Dep. (Ex. 1049), at
`116:16-117:20; Pet. Reply Brief (Paper No. 48), at
`13; Shackle II (Ex. 1050), ¶ 53; Pet. Resp.
`to PO Mot. for Obs. (Paper No. 59), at 3-5]
`
`3838
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Wu Discloses a Light Sensitive Switch
`
`[IPR 2014-00936 – Pet. Reply Brief (Paper No.
`48), at 13; Shackle II (Ex. 1050), at ¶ 53]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 –
`Shackle Dep. Aug. 14,
`2015 (Ex. 2056), at 12:8-
`13:14; see generally
`5:15-16:16]
`3939
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Wu discloses a light sensitive switch
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 - Ducharme
`Dep. (Ex. 1049), at 119:4-13;
`Pet. Reply Brief (Paper No. 48),
`at 14; Shackle II (Ex. 1050), at ¶
`57; Pet. Resp. to PO Motion for
`Obs. (Paper No. 59), at 3-5]]
`4040
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Wu Discloses a Light Sensitive Switch
`
`PO also argues that "[a] 'nighttime'
`is not a 'particular time when low
`light levels are expected.'"
`
`[IPR 2014-00936 - PO Response
`(Paper No. 31), at 27]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 - Wu (Ex. 1006), at ¶ 0020; Rev. Pet. (Paper 14), at 24; Shackle I,
`(Ex. 1002) at 124-127; Pet. Reply Brief (Paper 48), at 12]
`4141
`
`
`
`Overview
`
`Grounds
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`Summary of PO Response to Ground 1
`
`Wu does not teach a light sensitive switch
`[IPR 2014-00936 - PO Response (Paper No. 31), at 20-29]
`
`Even if Wu did teach a light sensitive switch, a POSA would not have
`thought it obvious to modify Chliwnyj to operate only at low light
`levels
`[IPR 2014-00936 - PO Response (Paper No. 31), at 30-37]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`4242
`
`
`
`P.O. Response/
`Overview
`Grounds
`P.O. Objections
`Petitioners’ Reply
`It Would Have Been Obvious to Combine Chliwnyj with Wu
`
`[IPR 2014-00936 - (Ex.
`1005) at 173:20-
`174:16; Pet. Reply
`Brief (Paper No. 48),
`at 14]
`
`PO’s analysis focused on
`eternal flame embodiment of
`Chliwnyj
`[IPR 2014-00936 - PO Response
`(Paper No. 31), at 30-37]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`4343
`
`
`
`P.O. Response/
`Overview
`Grounds
`P.O. Objections
`Petitioners’ Reply
`It Would Have Been Obvious to Combine Chliwnyj with Wu
`
`[IPR Nos. 00936 and 00938 - Ducharme Dep. (Exs. 1049 and 1046), at 172:9-173:5; Pet. Reply Brief (Paper No. 48), at 14]
`4444
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`
`
`Overview
`Grounds
`But the Board previously found:
`
`P.O. Response/
`Petitioners’ Reply
`
`P.O. Objections
`
`"Chliwnyj is directed to a simulated flame, and its disclosure is not limited to only the
`eternal flame embodiment." [IPR 2014-00936 – Institution Dec., (Paper 21), at 14]
`
`"Accordingly, Patent Owner's arguments directed to only a subset of Chliwnyj's disclosure
`are not persuasive." [IPR 2014-00936 – Institution Dec., (Paper 21), at 14]
`
`"[W]e note that the Supreme Court has cautioned courts from reading too much into the
`intended purpose of prior art." [Id., quoting KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 420
`(2007); see also Merck & Co. v. Biocraft Labs., 874 F.2d 804, 807 (Fed. Cir. 1989) ("The fact
`that a specific [embodiment] is taught to be preferred is not controlling, since all
`disclosures of the prior art, including preferred embodiments, must be considered."). [IPR
`2014-00936 – Institution Dec., (Paper 21), at 14]
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`4545
`
`
`
`P.O. Objections
`
`P.O. Response/
`Overview
`Grounds
`Petitioners’ Reply
`Numerous Reasons to Combine Chliwnyj with Wu
`(1) Chliwnyj's Disclosure is broad:
`Provide new and improved decorative lighting devices
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005), at 2:57-62; Pet. Reply Briefs (Paper Nos. 48 and 50), at 15
`and 14-15; Shackle II (Ex. 1050), at ¶¶ 59-61 (Ex. 1047), at ¶¶ 54-55, and 57 ; Ducharme Dep. (Exs. 1049 and
`1046), at 156:14-157:25]
`Provide a flame simulation which may have a variety of decorative, memorial,
`and ornamental lighting applications
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005), at 2:62-67; Pet. Reply Briefs (Paper Nos. 48 and 50), at 15
`and 14-15; Shackle II (Ex. 1050), at ¶¶ 59-61 (Ex. 1047), at ¶¶ 54-55, and 57 ; Ducharme Dep. (Exs. 1049 and
`1046), at 156:14-157:25]
`Provide a flame simulation which may derive electrical power from
`alternative sources (e.g., AC, DC, battery, solar rechargeable)
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005), at 3:5-9; Pet. Reply Briefs (Paper Nos. 48 and 50), at 15
`and 14-15; Shackle II (Ex. 1050), at ¶¶ 59-61 (Ex. 1047), at ¶¶ 54-55, and 57 ; Ducharme Dep. (Exs. 1049 and
`1046), at 156:14-157:25]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`4646
`
`
`
`P.O. Response/
`Overview
`Grounds
`Petitioners’ Reply
`Numerous Reasons to Combine Chliwnyj with Wu
`(1) Chliwnyj's Disclosure is broad:
`Use PW to implement an economical and very low power approach to controlling current
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005), at 3:13-21; Pet. Reply Briefs (Paper Nos. 48 and 50), at 15 and 14-15;
`Shackle II (Ex. 1050), at ¶¶ 59-61 (Ex. 1047), at ¶¶ 54-55, and 57 ; Ducharme Dep. (Exs. 1049 and 1046), at 156:14-157:25]
`
`P.O. Objections
`
`To provide a flame of high brightness with low power consumption, power management, and rechargeable power
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005), at 4:23-24, 34-36; Pet. Reply Briefs (Paper Nos. 48 and 50), at 15 and 14-15;
`Shackle II (Ex. 1050), at ¶¶ 59-61, 80 (Ex. 1047), at ¶¶ 54-55, and 57; Ducharme Dep. (Exs. 1049 and 1046), at 156:14-157:25]
`
`To provide a flame-pattern simulation for relaxation that the user may control by a simple user interface
`[IPR Nos. 2014-00936and 00938 - Chliwnyj (Ex. 1005), at 4:3-5; Pet. Reply Briefs (Paper Nos. 48 and 50), at 15 and 14-15;
`Shackle II (Ex. 1050), at ¶¶ 59-61 (Ex. 1047), at ¶¶ 54-55, 57, and 80 ; Ducharme Dep. (Exs. 1049 and 1046), at 156:14-157:25]
`
`The detailed descriptions are "illustrative" and there are "many variations available to circuit designers to control the
`current through the LEDs"
`
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005), at 14:62-63, 16:1-5; Pet. Reply Briefs (Paper Nos. 48 and 50), at 15 and 14-15;
`Shackle II (Ex. 1050), at ¶¶ 59-61 (Ex. 1047), at ¶¶ 54-55, and 57 ; Ducharme Dep. (Exs. 1049 and 1046), at 156:14-157:25]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`4747
`
`
`
`P.O. Response/
`Overview
`Grounds
`Petitioners’ Reply
`Numerous Reasons to Combine Chliwnyj with Wu
`(2) Both Chliwnyj and Wu teach circuits that vary color
`Chliwnyj
`
`P.O. Objections
`
`Wu
`
`Ex. 1005, at 5:10-17
`
`Ex. 1005, at 5:18-29
`
`Ex. 1005, at 6:28-36
`
`[IPR Nos. 2014-00936 and 00938 – Reply (Paper Nos. 48 and 50), at 15-16 and 14-15,
`respectively; Shackle II (Exs. 1050 and 1047), at ¶¶ 59-61 and 54-57, respectively; Chliwnyj (Ex.
`1005); Rev. Pets. (Paper Nos. 14 and 13), at 17-18, 27, 30; and 18, 20, and 29, 33]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR No. 2014-00936 – Pet. Reply Brief
`(Paper No. 48), at 16; Shackle II (Ex. 1050), at ¶ 63;
`Wu (Ex. 1006), at ¶ 0022]
`4848
`
`
`
`P.O. Response/
`Overview
`Grounds
`Petitioners’ Reply
`Numerous Reasons to Combine Chliwnyj with Wu
`
`P.O. Objections
`
`(3) Both references recognize that power consumption/management is important
`
`• Chliwnyj records the passing of day/night and teaches power management techniques
`to preserve the battery's charge.
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005), at 12:41-13:8;
`Shackle II (Ex. 1050), at ¶ 64; Pet. Reply Brief (Paper 48), at 15-17]
`
`• Wu utilizes the previously-discussed light sensitive switch to conserve power.
`[IPR Nos. 2014-00936 - Shackle II (EX. 1050), at ¶¶ 62-63, 65-66;
`Wu (Ex. 1006), at ¶ 0020; Pet. Reply Brief (Paper 48), at 15-17]
`
`• Power management was a recognized problem further indicating that a POSA would
`look to power management solutions.
`[IPR No. 2014-00936 - Shackle II (EX. 1050), at ¶¶ 65-66;
`Wu (Ex. 1006), at ¶ 0020; Pet. Reply Brief (Paper 48), at 15-17;
`US5,255,170 (Ex. 2035 to IPR No. 2014-00938)]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`4949
`
`
`
`P.O. Response/
`Overview
`Grounds
`Petitioners’ Reply
`Numerous Reasons to Combine Chliwnyj with Wu
`
`P.O. Objections
`
`(4) A POSA would have recognized the potential to increase the market for
`increasing Chliwnyj's simulated flame
`
`Chliwnyj's simulated flame had broad application.
`[IPR Nos. 2014-00936 and 00938 - Chliwnyj (Ex. 1005), at 2:57-67, 3:5-9, 13-21; 4:3-
`5, 23-24, 36-36; 14:62-63; 16:1-5; Shackle II (Exs. 1050 and 1047), at ¶¶ 59-60; Pet.
`Reply Briefs (Papers 48 and 50), at 15 and 14-15, respectively]
`"It often may be the case that market demand, rather than
`scientific literature, will drive design trends."
`[KSR Int’l Co. v. Teleflex Inc. , 550 U.S. 398, 419 (2007); IPR 2014-00936 - Pet. Reply Brief (Paper 48), at 17]
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`5050
`
`
`
`P.O. Response/
`Overview
`Grounds
`Petitioners’ Reply
`Numerous Reasons to Combine Chliwnyj with Wu
`
`P.O. Objections
`
`(5) Both references are analogous art focused on solving similar issues
`
`Both Chliwnyj and Wu are outdoor, solar powered lighting devices
`that are functional and used in decorative settings
`
`Both Chliwnyj and Wu have circuits that produce varying color
`Both Chliwnyj and Wu are concerned with power management issues
`and utilize power management circuitry
`
`Both Chliwnyj and Wu are placed in the ground
`
`IPR No. 2014-00936 - USPN 7,196,477 ('477 Patent) & IPR No. 2014-00938 - USPN 7,429,827 ('827 Patent)
`
`[IPR 2014-00936 - Rev. Pet. (Paper 14) at 30-34; Pet. Reply Brief (Paper 48), at 15-17; Shackle II (Ex. 1050), at ¶¶ 62-66]
`5151
`
`
`
`P.O. Response/
`Overview
`Grounds
`P.O. Objections
`Petitioners’ Reply
`It would have been obvious to Combine Chliwnyj with Wu
`
`(1) Chliwnyj's Disclosure is broad
`
`(2) Both Chliwnyj and Wu teach circuits that vary color
`
`(3) Both references recognize that power consumption/management is important
`
`(4) A POSA would have recognized the potential to increase the market for
`increasing Chliwnyj's simula
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