throbber
trials@uspto.gov
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`571-272-7822
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`Case IPR2014-01439, Paper No. 36
`Case IPR2014-01441, Paper No. 35
`Case IPR2014-01443, Paper No. 37
`February 5, 2016
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`TOSHIBA CORPORATION,
`Petitioner,
`
`v.
`
`OPTICAL DEVICES, LLC,
`Patent Owner.
`____________
`
`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`____________
`
`Held: January 12, 2016
`____________
`
`
`
`
`
`BEFORE: ERICA A. FRANKLIN, GLENN J. PERRY,
`and JAMES B. ARPIN, Administrative Patent Judges.
`
`The above-entitled matter came on for hearing on Tuesday,
`January 12, 2016, commencing at 10:01 a.m., at the U.S.
`Patent and Trademark Office, 600 Dulany Street,
`Alexandria, Virginia.
`
`
`
`

`
`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`
`
`APPEARANCES:
`
`ON BEHALF OF THE PETITIONER:
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`
`
`
`
`
`
`
`
`
`ON BEHALF OF THE PATENT OWNER:
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`
`
`ALAN A. LIMBACH, ESQ.
`ROBERT C. WILLIAMS, ESQ.
`DLA Piper, LLC
`2000 University Avenue
`East Palo Alto, California 94303-2215
`
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`STEPHEN J. TYTRAN, ESQ.
`Optical Devices, LLC
`20 Depot Street, Suite 2A
`Peterborough, New Hampshire 03458
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`and
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`THEODOSIUS THOMAS, ESQ.
`CHERYL RAMEY, ESQ.
`Scenera Research
`5400 Trinity Road, Suite 303
`Raleigh, North Carolina 27607
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`

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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`
`
`
`P R O C E E D I N G S
`- - - - -
` JUDGE PERRY: Good morning. Be seated.
` Judge Arpin, can you hear us okay?
` JUDGE ARPIN: Yes, Judge Perry.
` JUDGE PERRY: Good, okay. Well, welcome,
`everyone. We're going to be together for two
`days, about three hours on each day. So I want
`to say right off the bat if anyone feels the need
`for a break, please let us know, and we'll take a
`short recess. Also, I don't know whether you
`want to have a long break in between -- so
`you have an opportunity to go eat something,
`since we're running over the lunch hour. If you
`do, you know, let me know, and we'll take a
`longer break. Otherwise, I'll assume we're going
`to take perhaps ten minutes between sides.
` We're here today to hear argument, Toshiba
`versus Optical Devices, the patent owner, in
`three cases, IPR2014-01439, 41, and 43 dealing
`with Patents RE42,913; 43,681; and Reissue 40,927.
` As you see, Judge Arpin is attending by
`video, so I'd like to request that we all be
`extra careful to refer clearly to the exhibit
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`we're talking about and to stay near the
`microphone. If you drift too far from the
`microphone, he won't be able to hear very well.
`So I would appreciate that accommodation. Some
`of us have a tendency to drift away. Please
`fight that urge if you -- if it's happening to
`you.
` Judge Arpin, please jump in whenever you
`feel the need with a question. I know there's a
`very slight delay, and we'll try to accommodate
`that, of course.
` I'm presuming that you wish to present
`argument with Petitioner handling its entire
`argument and then Patent Owner handling its
`entire argument. If you've agreed otherwise,
`please tell me. If you'd prefer to bounce it
`back and forth for each the case or some other
`approach, whatever way you've agreed to is fine.
`Otherwise, we'll have Petitioner argue their 90
`minutes and then Patent Owner.
` MR. TYTRAN: Hello, Judge. I had planned
`at least to have Mr. Limbach present his case in
`chief, then my case in chief on the Motion to
`Amend and then let him --
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`
` JUDGE PERRY: You know --
` JUDGE ARPIN: This is perhaps a good time
`to remind you that if you don't speak at the
`microphone, I cannot hear what you're saying.
` MR. TYTRAN: Apologies, Judge Arpin.
` My name is Stephen Tytran for Optical
`Devices. I had planned that Mr. Limbach would
`present his case in chief; that I would present
`my case in chief on the Motion to Amend; and then
`rebuttal; and then I would also reserve time at
`the end for rebuttal.
` MR. LIMBACH: Alan Limbach for Toshiba.
`That was my understanding as well, that I would
`begin by our case in chief on the original
`claims; and then they would rebut, as well as
`present on their Motion to Amend; and then I
`would come up and oppose their Motion to Amend.
` JUDGE PERRY: Yes, okay. That works just
`fine. So we will then begin with Petitioner.
` When you're ready, please begin. And
`if you want to reserve time for rebuttal, please
`tell us how much, and we'll try to keep track of
`the clock for you.
` MR. LIMBACH: Okay. So good morning, your
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`
`Honors. Alan Limbach for Toshiba. Also with me
`is Rob Williams from our DLA office. And I would
`like to reserve 45 minutes of my 90 minutes for
`rebuttal on the Motions to Amend. And my
`arguments this morning are for all three IPR
`proceedings that you announced earlier into the
`record.
` JUDGE PERRY: You have copies of your
`demonstratives here --
` MR. LIMBACH: I do.
` JUDGE PERRY: -- that you printed out that
`you can give us?
` MR. LIMBACH: Would you like copies?
` JUDGE PERRY: I would love a copy. Thank
`you.
` MR. LIMBACH: So Slide 1 of our
`demonstrative exhibits identified the IPRs that
`we discussed today.
` Moving to Slide 2, this slide indicates the
`patents that we'll be discussing today. The
`original patents -- we've referred to them as the
`“Wild” patents. The original patent was applied
`for back in 1967 and was held up in prosecution
`due to a secrecy order which was then eventually
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`
`issued as the '134 patent. That patent then was
`submitted back into reissue, and three reissue
`patents issued from that, the '927 patent; the
`'681 patent; and the '913 patent. And those are
`the patents that are the subject of the IPRs
`today.
` Moving to Slide Number 3, so the basic
`concept behind all of the patents -- and I should
`say for the record, the patents all have the same
`specifications. It's just the claims that are
`different. So it's a single specification. The
`specification talks about the discovery the
`applicants made, and that is that they discovered
`that a lens in front of a reflective surface
`where the reflective surface is at the focal
`plane of the lens acts as a retroreflector. And
`a retroreflector is device that will reflect
`light back to the source even if you're hitting
`it at an angle that's not perpendicular to the
`device. And based on that, they came up with a
`-- basically a scanning system which is shown in
`Figure 12 on page 3 of demonstrative exhibits.
`And basically, they would scan a field looking
`for retroreflectors, and then they'd see an
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`
`increase in the signal that comes back. That
`would indicate they've locked on or found one.
`And the main application of this is military.
`You scan looking for, say, binoculars where
`there's a lens on a reflective surface spaced
`just right. But there are other applications, as
`well.
` Moving to Slide 4, this slide identifies
`the claims in each of the IPRs at issue. So in
`the 01439 which deals with the '913 patent,
`Claims 48 through 53 were instituted. And in
`response, OD [Optical Devices] has contested the invalidity
`of all those claims. For IPR2014-014441 which involves
`the '681 patent, Claims 48; 50 to 53; and 60 to
`69 were instituted. OD does not contest the
`invalidity of these claims. Finally, for IPR
`01443 involving the '927 patent, Claims 37 to 38;
`48 to 49; 51 through 53; 55; 57 to 58; 60 through
`61; 63 through 64; 67 through 69; and 71 were
`instituted. OD only contests the invalidity of
`Claims 37 to 38; 58; and 61. The remaining
`claims, OD did not contest the invalidity.
` Moving to Slide 5, there were number of
`constructions that were adopted by the Board.
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`
`They're listed on this page. They're really not
`at issue in this case, so I -- unless the Board
`has any questions, I'm going to move on to the
`only real contested claim construction.
` JUDGE PERRY: Please continue.
` MR. LIMBACH: Okay. So moving to page 6,
`Slide 6. So the only construction that's really
`in dispute here is a term, optical gain. So
`Toshiba's construction is an actual increase in
`the radiant flux density of the retroreflective
`beam to the narrowing thereof. That construction
`is applied as compared to or measured against
`relative to a Lambertian radiator. OD's
`construction is a change in radiant flex density
`of the reflective radiant energy, and that's
`measured against any standard reference. And
`this is probably a little backwards than what you
`were used to because normally, the petitioner
`would be moving for a broader construction to try
`to invalidate the claims and the patent owner would
`be going for a narrow construction to try and
`save their patent.
` Here, it's the other way around. And the
`only reason we're contesting this really is
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`they've adopted such a broad construction. It's
`just nonsensical. So we believe that the Board
`should construe optical gain so it's corrected in
`the record and base its findings on the proper
`construction of optical gain.
` One other note is that Optical Devices, and
`I'm referring -- I'm going to refer to them today
`as OD if that's okay with the Board. OD says,
`well, we grafted additional limitations onto our
`construction; suggest that maybe our construction
`has additional limitations to it such as
`collimated light or no vignetting. We've done no
`such thing. This is our construction. We've
`never taken the position that those additional
`limitations are part of our construction. We've
`not asserted that optical gain is inherent in
`retroreflectors and all retroreflection. We've
`never taken that position. Their argument
`suggests that we have, and we have not.
` Now, the Board adopted Toshiba's
`construction in the -- for the '913 and the '927
`patents. That's because both sides argued
`optical gain in the Petition, in response to the
`Petition, and the Board took a position. For the
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`Petition for the '681 patent, we did not provide
`a construction for optical gain because we were
`not relying on that claim turn in any of the --
`the name of the claims being challenged. The
`Board adopted OD's construction because it was
`uncontested. It's our position that a single
`construction should apply to all the patents
`because it's a common specification. And so one
`construction should --
` (Overlapping voices.)
` JUDGE ARPIN: Counselor.
` MR. LIMBACH: Yes.
` JUDGE ARPIN: Counselor, I know that no
`Patent Owner Response was filed in the 1441 and
`1442 consolidated case. So we have no
`Petitioner's construction of optical gain in that
`case, and Patent Owner has waived all argument
`regarding optical gain. Where does that leave us
`as far as the construction in the 1441 and the
`1442 case, as opposed to other cases?
` MR. LIMBACH: In the 1141 case, we did not
`argue optical gain. In their Motion to Amend the
`claims, they argued optical gain. So for OD,
`they have argued optical gain in that IPR. And
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`
`then in our response to the Motion to Amend, or
`in our Opposition, we did argue the same
`arguments for optical gain that we did in the
`other two IPRs. So the same arguments for
`optical gain have been in our record in all three
`IPRs.
` JUDGE ARPIN: My question though,
`Counselor, is whether it can be of record in the
`Motion to Amend cases since Patent Owner waived
`all arguments regarding optical gain when it
`failed to file a Patent Owner Response in that
`case. Could it have been raised in the Motion to
`Amend if it was waived by the failure to file a
`Patent Owner Response?
` MR. LIMBACH: I don't know the answer to
`that. Maybe that's a question for OD. I hadn't
`thought of that.
` JUDGE ARPIN: Thank you, counselor. Please
`continue.
` MR. LIMBACH: Okay. So moving to Slide
`Number 7. So Toshiba's construction is
`identical, word for word, with the definition,
`the explicit definition that was provided in this
`patent specification. It says that it is to be
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`noted that there's an actual increase in the
`radiant flux density of the retroflective beam
`due to the narrowing thereof. This increase in
`radiant flux density is herein termed optical
`gain. So they provided a definition. This is
`the definition -- is our construction. And the
`drawing below illustrates what's going on here.
`On the right, you have standard scattering. We
`have a beam that's coming in from the left. It
`hits a scattering surface where the reflected
`light is scattered in all directions. So very
`few rays come back all the way to the source, and
`so it's -- there's a very little amount of energy
`make it back towards the source. When you have a
`retroreflector, the retroreflector will take the
`beam -- the lens of the retroreflector will take
`the beam and focus it to a spot where a lot of
`the light is reflected back to the lens. What
`the lens does -- it captures this diverging beam
`and it narrows it so that more of the light makes
`it back to the source. So this is what they were
`talking about when they were talking about
`optical gain. You're narrowing the beam to
`provide more light back to the source.
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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` JUDGE PERRY: Counselor, wasn't there also
`an embodiment described in the specification that
`dealt with absorption? I think it was an antenna
`microwave embodiment.
` MR. LIMBACH: Yes.
` JUDGE PERRY: And, therefore, the radiation
`would be less due to absorption, would it not?
` MR. LIMBACH: So in that embodiment --
`well, first of all, that's not an optical
`configuration. That's a radio frequency or an RF
`embodiment. So at the end of the patent they
`say, well, by the way, these concepts of
`retroreflectivity are similar in an RF situation.
`They say in an RF situation, you can take RF
`waves, put it -- direct it to a microwave dish,
`and the microwave dish will retroreflect back.
`And so they say so you can use the same concepts
`in that case. And in addition to that, once
`you're locked on, using this gain that's coming
`back, once you've locked onto it, you can get
`additional information. What you can do is you
`can vary the frequency of the microwave, the RF
`going out. And if you sweep past the oscillating
`frequency of the microwave dish, it will have an
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`increased absorption, and it will go down.
`That's not optical gain. That's -- once you've
`locked onto it, you can now fiddle with the
`signal in order to make the signal go up and down
`to get additional information. It would be akin
`if you were in the optical realm of changing the
`color of the light and trying to figure out what
`type of coating is on the binoculars you just
`found.
` JUDGE PERRY: Right.
` MR. LIMBACH: But that's not optical gain
`because that's -- that has nothing to do with
`narrowing the beam to get more light back to the
`source.
` JUDGE PERRY: So you're saying that optical
`must be limited to what humans perceive to be
`light.
` MR. LIMBACH: Precisely. That's optical --
`there's nothing optical about RF.
` JUDGE PERRY: Don't Maxwell's equations
`apply equally to RF and optical, to the optical
`spectrum?
` MR. LIMBACH: Yes, but when -- by putting
`the word optical in the spec and in the claims,
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`they did limit it to Maxwell's equations that we
`can see.
` JUDGE PERRY: Okay.
` MR. LIMBACH: Moving slightly, please.
`Now, Toshiba -- it's our position that what you
`do with our construction is you apply it relative
`to -- you have to do a comparison, and the
`parties agree to that. The patent is very
`specific, and it's our position that -- our
`construction you apply it against a Lambertian
`scattering. The specifications explain that in
`the passage that -- it's on Slide 8. It says, in
`order to obtain the measure of optical gain, you
`must compare the retroreflector to a standard or
`a reference. This reference has been taken to be
`a diffuse surface known as a Lambertian radiator.
`So it provides a standard of reference to which
`you apply the construction of optical gain. And
`with that comparison, you determine when optical
`gain is present or not.
` Now, OD's expert has taken the position
`that when it said standard or reference that
`those are two different things, that they weren't
`being appended, that the Lambertian radiator is
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`just an example of a standard, not a reference,
`but a standard, and that there are other
`standards and other reference that may be used,
`as well. But it doesn't say, you know, one --
`you know, a standard can be Lambertian surface.
`It says this reference. Not even a standard,
`this reference, single, one thing. This
`reference has been taken to be a Lambertian
`surface. So it's our position that in order to
`determine whether or not there's optical gain,
`you measure the light coming back from the
`retroflector relative to the light that would
`have come back had it just hit a Lambertian
`scatterer.
` Toshiba's construction is also consistent
`with the word gain. Gain means an increase, a
`positive change. So our construction is also
`consistent with the actual words used in the
`claim phrase.
` Go to Slide 9, please. Now, OD's
`construction which is just a mere change
`contradicts the specification. Wild patents
`refer to an increase. It says an actual increase
`in the radiant flux density. Just increase. It
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`doesn't say an increase or a decrease. It makes
`reference to an increase. More importantly, the
`whole concept of optical gain is a narrowing of
`the beam. When you narrow the beam, you're
`necessarily only going to result in an increase.
`You're not going to get a decrease from the
`narrowing to the beam.
` What OD's construction is doing is they're
`rewriting gain to mean gain or loss. There's no
`basis for that.
` Slide 10. Now, OD makes another argument.
`They say, well, you know, when you track -- the
`tracking embodiment involves the detection of
`increases and decreases. So, therefore, optical
`gain could be an increase or a decrease. What
`they're doing here is they're confusing the
`concept of optical gain which is an increase of
`the light coming back with the signals that you
`use to detect it. The signal's going to go up
`when you see optical gain. It's going to go down
`when optical gain goes away. So optical gain is
`not a positive or negative. It's always a
`positive. The signals that you use to detect it
`will go up and down, but the signals are not
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`Case IPR2014-01439, Patent RE42,913
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`optical gain.
` Then they argue the radar embodiment, well,
`that has an increase and a decrease, and that's
`the situation that Judge Perry just referred to.
`And I've explained that the concept of optical
`gain, first of all, doesn't apply to RF. But
`more importantly, once you've locked on, this is
`just additional information you can get by
`fooling around with the type of signal you send
`out to the retroreflector. There is -- for the
`RF embodiments, there is no mention of detecting
`radiant flex density, and there is no mention of
`optical gain.
` JUDGE ARPIN: Counselor, regardless whether
`it's an increase or a change, is it in both cases
`over time?
` MR. LIMBACH: No, because when you are --
`if you've got a claim that refers just to your
`retroreflecting with optical gain, what you're
`doing is you're saying is the light coming back
`higher than it would be had you compared it to a
`Lambertian surface. What you have to do is you
`have to take the signal that's coming back and
`compare it to a -- what would be from a
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`Lambertian surface. So there is no time variable
`on that instance. And there are a lot of claims
`that are directed to retroreflection with optical
`gain and nothing more.
` JUDGE ARPIN: So in each case, it's just a
`comparison of a point to a standard?
` MR. LIMBACH: Correct.
` JUDGE ARPIN: Thank you. Please continue.
` MR. LIMBACH: And if we go over to
`Slide 11, please. OD makes another argument.
`They say well, you know, there's this concept of
`negative gain for antennas and microwave devices,
`and so, therefore, that also supports their
`construction. The claims don't recite negative
`gain. They don't recite negative optical gain.
`The Wild patents don't even contemplate negative
`gain. And like I said before, there is no
`optical gain in -- for antennas and microwave
`devices because they're not optical.
` JUDGE PERRY: So you're saying these claims
`at issue don't even apply to the microwave
`embodiment?
` MR. LIMBACH: They would not. And that
`makes sense because if you look at the claims,
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`what's the source? It's a radiant energy source.
`It's light.
` JUDGE PERRY: Doesn't radiant -- doesn't
`the term radiant energy apply to microwaves as
`well as optical --
` MR. LIMBACH: I don't believe so, not in
`the context of the patent. I don't think either
`side has taken the position that those claims are
`broad enough to capture that concept.
` JUDGE PERRY: Thank you.
` JUDGE ARPIN: Counselor, are there any
`claims, challenged or unchallenged, that are
`directed to the antenna and microwave
`configuration?
` MR. LIMBACH: I believe the answer's no,
`but I don't -- I can't say for certain. I'd have
`to go back and look at the unasserted claims.
` JUDGE ARPIN: In none of these three
`patents, there are any claims that address this
`embodiment, the embodiment that you say does
`not -- is not directed to optical gain?
` MR. LIMBACH: If you give me a minute, I
`can look if you'd like.
` JUDGE ARPIN: While you're looking, let me
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
`
`explain that the question is asked because I'm
`trying to understand how we are to apply these
`portions of the specification when we are
`supposed consider the specification as a whole to
`the claims; if there are some other claims that
`address -- or that are directed to this specific
`embodiment or if there are no other claims
`directed to the specific embodiment.
` MR. LIMBACH: Understood. I don't recall
`any claims directed to the RF embodiments. Maybe
`during their presentation, I can review the
`claims and verify that and then address it on
`reply.
` JUDGE ARPIN: When you do that, please
`consider whether we should then assume that the
`patent applicant did not seek to cover this
`embodiment or whether this embodiment should be
`considered in some other way in the
`interpretation of the claims that it did file.
` MR. LIMBACH: Understood. If you'd like,
`Claim 44 of the '927 patent is an example of the
`RF, a claim directed to the RF embodiment and not
`the optical embodiment.
` JUDGE ARPIN: Thank you, counselor, I'm sorry
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`to interrupt your argument. Please continue.
` MR. LIMBACH: No worries. Now, OD has
`misstated our position on several fronts when
`their -- on this argument of optical gain being
`rendered superfluous because it's an inherent
`property of a retroreflector. And as I've said
`before, we have not argued that optical gain is
`inherent in all retroflectors. What we have said
`is if you have a lens plus surface
`retroreflector, and, in addition to that, you have
`incoming light that's collimated and no
`significant vignetting, then you will necessarily
`have optical gain.
` This is not adding additional limitations
`to our construction. This is a invalidity
`argument. We made this position, we took this
`position and explained it because this is what
`the prior art teaches. And we provided this
`because, say, for the Ando reference, it's got a
`lens and a surface and collimated light. We
`don't have to build or simulate the Ando device
`to establish that there's optical gain because if
`the light's collimated, there's no significant
`vignetting. You have to have optical gain
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`because what you've done is you've narrowed the
`light coming back relative to Lambertian surface,
`and you cannot get more light off of a Lambertian
`surface back to the retroflector if these two
`additional conditions are met. So this is not in
`addition to our construction. This is an
`invalidity argument supporting our case with
`respect to, say, for example, the Ando reference.
`Now -- go ahead.
` JUDGE ARPIN: Counselor, is there another
`limitation that the surface must not be a
`Lambertian radiator since you said that the gain
`or, I mean, the change or the increase is
`measured as a point in comparison to a Lambertian
`radiator?
` MR. LIMBACH: I guess I don't understand
`your question.
` JUDGE ARPIN: Well, I'm saying -- you said
`that the -- regardless of whether we accept the
`construction that it's a change, optical gain is
`change or that it's an increase, it's not over
`time. It's in comparison to a standard, the
`standard is a Lambertian radiator. So if the
`thing that you're pointing the light at is a
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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`Lambertian radiator, there would by definition be
`no gain or increase because there's no change.
`Is that not correct?
` MR. LIMBACH: So the comparison is
`retroreflector versus a Lambertian scatterer.
`And it -- the question is --
` JUDGE ARPIN: And if the reflector is a
`Lambertian radiator, then there would be no
`difference, correct?
` MR. LIMBACH: I believe the answer is
`incorrect. I think your question is, if your
`retroreflector is a lens in front of a Lambertian
`surface -- is that your question?
` JUDGE ARPIN: As the -- whether the
`retroreflector is a Lambertian surface since you
`told me that optical gain is the change or the
`difference between the standard and what is
`measured.
` MR. LIMBACH: But what is measured is from
`a retroreflector. The comparison is, is the
`signal coming back from a retroreflector to the
`signal coming back from a Lambertian surface
`without the aid of the lens in front of it. So
`it's always a comparison of --
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`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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` JUDGE ARPIN: May I please --
` MR. LIMBACH: I'm sorry. Did that answer
`your question.
` JUDGE ARPIN: Yes, it did. Thank you.
` MR. LIMBACH: Okay. So I want to talk a
`little bit about what vignetting means, so that
`everybody understands what the applicants are
`talking about. Vignetting is where some of the
`rays are lost because of the particular optical
`setup. So if you look at the example for Figure
`2, you see that the -- once you get to a steep
`enough angle, some of the rays are going to miss
`being collected by the lens. So you can see an
`example of that with Ray 34R. Here's an example
`of where you have retroreflection. The light
`that is captured by the lens is sent back
`parallel, but some of the rays are lost, and your
`signal's going to drop a bit. You're still going
`to have optical gain, and you're still going to
`have retroreflection. But you're going to get to
`the point if you continue to vignette higher and
`higher and higher that eventually, the signal
`coming back is going to drop equal or less than
`what would be from the Lambertian surface.
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`Case IPR2014-01439, Patent RE42,913
`Case IPR2014-01441, Patent RE43,681
`Case IPR2014-01443, Patent RE40,927
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` Another example of vignetting is you can
`see that you're starting to clip the very edge of
`the surface there at 22-A. As you slowly go off
`the edge of that, your signal's going to go fr

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