`Trials@uspto.gov
`Entered: February 10, 2016
`
`571–272–7822
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`TRW AUTOMOTIVE U.S. LLC,
`Petitioner,
`
`v.
`
`MAGNA ELECTRONICS INC.,
`Patent Owner.
`_______________
`
`Case IPR2015-01685
`Patent 8,710,969 B2
`_______________
`
`
`
`Before PHILLIP J. KAUFFMAN, MITCHELL G. WEATHERLY, and
`ROBERT J. WEINSCHENK, Administrative Patent Judges.
`
`WEINSCHENK, Administrative Patent Judge.
`
`DECISION
`Institution of Inter Partes Review
`37 C.F.R. § 42.108
`
`
`
`
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`I. INTRODUCTION
`TRW Automotive U.S. LLC (“Petitioner”) filed a Petition (Paper 2,
`“Pet.”) requesting inter partes review of claims 1–11 and 13–23 of U.S.
`Patent No. 8,710,969 B2 (Ex. 1002, “the ’969 patent”). Magna Electronics
`Inc. (“Patent Owner”) filed a Preliminary Response (Paper 6, “Prelim.
`Resp.”) to the Petition. An inter partes review may not be instituted “unless
`. . . there is a reasonable likelihood that the petitioner would prevail with
`respect to at least 1 of the claims challenged in the petition.” 35 U.S.C.
`§ 314(a).
`For the reasons set forth below, Petitioner demonstrates a reasonable
`likelihood of prevailing in showing the unpatentability of claims 1–11 and
`13–23 of the ’969 patent. Accordingly, we institute an inter partes review as
`to claims 1–11 and 13–23 of the ’969 patent on the grounds specified below.
`A.
`Related Proceedings
`The parties indicate that the ’969 patent is at issue in the following
`district court case: Magna Electronics Inc. v. TRW Automotive Holdings
`Corp., No. 1:14-cv-341 (W.D. Mich.). Pet. 3; Paper 5, 1.
`B.
`The ’969 Patent
`The ’969 patent relates to an accessory module that is mountable at an
`interior surface of a vehicle windshield. Ex. 1002, col. 1, ll. 18–21. The
`accessory module may house an accessory, such as an imaging device. Id. at
`col. 1, ll. 42–46. Specifically, the accessory module may include a portion
`that holds an imaging sensor and a portion that holds a lens. Id. at col. 1, ll.
`48–53, col. 2, ll. 16–21. These portions of the accessory module may be
`unitarily molded of a polymeric or plastic material so that the imaging
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`sensor and lens may be readily attached at the desired location and/or
`orientation. Id. at col. 1, ll. 53–56, col. 2, ll. 43–46.
`C.
`Illustrative Claim
`Claims 1, 13, 17, and 21 are independent. Claim 1 is reproduced
`
`below.
`
`1. An accessory system for a vehicle, said accessory
`system comprising:
`a windshield, said windshield having an outer surface
`that is exterior of the vehicle when said windshield is mounted
`to a vehicle equipped with said accessory system and an inner
`surface that is interior of the vehicle when said windshield is
`mounted to the equipped vehicle;
`wherein said windshield is at a windshield angle relative
`to vertical when said windshield is mounted to the equipped
`vehicle;
`wherein said windshield has a mounting element attached
`at said inner surface;
`wherein said mounting element is adapted for mounting
`of an accessory module thereto and demounting of said
`accessory module therefrom;
`an accessory module adapted for mounting to and
`demounting from said mounting element;
`said accessory module accommodating a camera
`comprising a CMOS photosensor array and a lens;
`wherein said CMOS photosensor array is accommodated
`at said accessory module separate from said lens;
`wherein said CMOS photosensor array is disposed on a
`circuit board;
`wherein said accessory module is configured so that,
`when mounted to said mounting element attached at said
`windshield, said lens has a field of view through said
`windshield appropriate for a driver assistance system of the
`equipped vehicle; and
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`wherein said driver assistance system comprises at least
`one of (i) a lane departure warning system of the equipped
`vehicle, (ii) an object detection system of the equipped vehicle,
`(iii) a traffic sign recognition system of the equipped vehicle,
`(iv) an adaptive cruise control system of the equipped vehicle,
`(v) a traffic lane control system of the equipped vehicle, (vi) a
`lane change assist system of the equipped vehicle and (vii) a
`blind spot detection system of the equipped vehicle.
`Id. at col. 16, l. 46–col. 17, l. 16.
`D.
`Evidence of Record
`Petitioner relies on the following references and declaration (see Pet.
`
`Exhibit No.
`Ex. 1003
`Ex. 1004
`Ex. 1007
`Ex. 1009
`
`2–3):
`Reference or Declaration
`PCT Pub. No. WO 03/065084 A1 (“Schofield PCT”)
`U.S. Patent No. 5,796,094 (“Schofield ’094”)
`Declaration of Homayoon Kazerooni, Ph.D.
`U.S. Patent No. 6,201,642 B1 (“Bos”)
`E.
`Asserted Grounds of Unpatentability
`Petitioner asserts that the challenged claims are unpatentable on the
`following grounds1 (see Pet. 2–3):
`Claim(s)
`Basis
`1–7, 9–11, 13–16, 21,
`35 U.S.C. § 102(b)
`and 22
`1–7, 9–11, 13–16, 21,
`and 22
`8, 17–20, and 23
`
`35 U.S.C. § 103(a)
`
`35 U.S.C. § 103(a)
`
`Reference(s)
`Schofield PCT
`
`Schofield PCT and
`Schofield ’094
`Schofield PCT, Schofield
`’094, and Bos
`
`
`1 Patent Owner argues that the asserted grounds are redundant, and, thus,
`should be denied. Prelim. Resp. 44–45. The decision cited by Patent Owner
`in support of that argument is not binding precedent and does not require
`that alternative grounds be denied, and we do not deny any grounds asserted
`in the Petition on that basis.
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`II. ANALYSIS
`A.
`Identification of Real Parties in Interest
`The Petition identifies Petitioner as the real party in interest. Pet. 3.
`Patent Owner argues that ZF TRW Automotive Holdings Corp. (“TRW
`Holdings”) and ZF Friedrichshafen AG (“ZF”) are real parties in interest that
`are not identified in the Petition. Prelim. Resp. 45. According to Patent
`Owner, the Petition should be denied because, under 35 U.S.C. § 312(a)(2),
`a petition that does not identify all the real parties in interest cannot be
`considered. Id.
`Whether a party is a real party in interest is a “highly fact-dependent
`question” that is evaluated “on a case-by-case basis.” Office Patent Trial
`Practice Guide, 77 Fed. Reg. 48,756, 48,759–60 (Aug. 14, 2012). Some of
`the common considerations for determining whether a party is a real party in
`interest include whether the party funds, directs, or controls the petition or
`proceeding. Id. at 48,760. For the reasons discussed below, we are not
`persuaded, on this record, that TRW Holdings or ZF is a real party in interest
`in this case.
`
`1.
`TRW Holdings
`Patent Owner argues that TRW Holdings should have been identified
`as a real party in interest in the Petition because: 1) Petitioner is a wholly
`owned subsidiary of TRW Holdings (Prelim. Resp. 47); 2) an Annual Report
`filed by TRW Holdings contains financial information relating to its
`subsidiaries, including Petitioner (id. at 49); and 3) Petitioner and TRW
`Holdings share a website and sometimes are referenced jointly (id. at 49–
`50). We are not persuaded that TRW Holdings is a real party in interest in
`this case. Specifically, Patent Owner does not identify evidence indicating
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`that TRW Holdings funds, directs, controls, or otherwise is involved in this
`Petition or proceeding. The evidence identified by Patent Owner indicates
`that TRW Holdings and Petitioner have a parent-subsidiary relationship,
`which by itself is insufficient to show that TRW Holdings is a real party in
`interest in this case.
`2.
`ZF
`Patent Owner argues that ZF should have been identified as a real
`party in interest in the Petition because: 1) ZF acquired TRW Holdings and
`its subsidiaries, including Petitioner, as wholly owned subsidiaries (id. at
`50–51); 2) ZF’s website lists locations of its subsidiaries, including locations
`of Petitioner (id. at 52); 3) TRW Holdings’ management includes two
`members of ZF’s management (id.); and 4) ZF’s financial statements contain
`financial information relating to its subsidiaries, including TRW Holdings
`(id. at 52–53). We are not persuaded that ZF is a real party in interest in this
`case. Specifically, Patent Owner does not identify evidence indicating that
`ZF funds, directs, controls, or otherwise is involved in this Petition or
`proceeding. The evidence identified by Patent Owner indicates that ZF and
`TRW Holdings have a parent-subsidiary relationship, which by itself is
`insufficient to show that ZF is a real party in interest in this case.
`B.
`Claim Construction
`The claims of an unexpired patent are interpreted using the broadest
`reasonable interpretation in light of the specification of the patent in which
`they appear. 37 C.F.R. § 42.100(b); In re Cuozzo Speed Techs., LLC, 793
`F.3d 1268, 1278–79 (Fed. Cir. 2015), cert. granted sub nom. Cuozzo Speed
`Techs., LLC v. Lee, No. 15-446, 84 U.S.L.W. 3218 (Jan. 15, 2016). On this
`record and for purposes of this decision, we determine that no claim terms
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`require express construction, but we address below Patent Owner’s
`arguments regarding certain terms.
`1.
`wherein said CMOS photosensor array is accommodated
`at said accessory module separate from said lens
`Patent Owner argues that the phrase “wherein said CMOS
`photosensor array is accommodated at said accessory module separate from
`said lens” in claims 1, 14, and 21 should be construed to mean that the
`CMOS photosensor array and lens “are accommodated individually and
`separately, rather than as a unit.” Prelim. Resp. 9. We are not persuaded, on
`this record, that Patent Owner’s proposed construction is the broadest
`reasonable interpretation.
`Claims 1, 14, and 21 already recite that the CMOS photosensor array
`and lens are accommodated “separate[ly]” at the accessory module. Ex.
`1002, col. 16, ll. 66–67, col. 19, ll. 34–36, col. 21, ll. 26–27. Thus, Patent
`Owner’s proposed construction merely adds a requirement that the
`photosensor array and lens are not accommodated “as a unit.” Prelim.
`Resp. 9. Patent Owner argues that the ’969 patent indicates that the
`photosensor array and lens are provided by different manufacturers, not as a
`unit. Id. at 9–12. However, Patent Owner does not explain why the manner
`in which the photosensor array and lens are provided necessarily limits the
`manner in which they are accommodated in the accessory module. Id.
`Further, the ’969 patent indicates that, although the photosensor array and
`lens are accommodated separately, they nonetheless are accommodated in a
`single “unitarily formed” support. Ex. 1002, col. 2, ll. 30–46.
`2.
`electrical connector
`Patent Owner argues that the term “electrical connector” in claims 2,
`13, 17, and 21 should be construed to mean “a plug or socket connector
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`configured for making electrical connection between a separate wiring
`harness and circuitry of the accessory module.” Prelim. Resp. 14. We are
`not persuaded, on this record, that Patent Owner’s proposed construction is
`the broadest reasonable interpretation. The ’969 patent states that “[c]arrier
`portion 12 also includes a connector 34, such as a multi-pin connector or
`plug or socket, for electrically connecting the accessory module 10 to an
`electrical wire or cable or lead (not shown) of the vehicle.” Ex. 1002, col. 6,
`ll. 1–5. Thus, Patent Owner’s proposed construction would improperly limit
`the claims to just some of the exemplary electrical connectors disclosed in
`the ’969 patent, namely plugs and sockets, and would exclude other
`examples, such as a multi-pin connector.
`C.
`Asserted Grounds of Unpatentability
`1.
`Anticipation of Claims 1–7, 9–11, 13–16, 21, and 22 by
`Schofield PCT
`Petitioner argues that claims 1–7, 9–11, 13–16, 21, and 22 are
`anticipated by Schofield PCT. Pet. 2. We have reviewed Petitioner’s
`assertions and supporting evidence, and, for the reasons discussed below,
`Petitioner demonstrates a reasonable likelihood of prevailing in showing that
`claims 1–7, 9–11, 13–16, 21, and 22 are anticipated by Schofield PCT. See
`Pet. 7–29.
`Independent claims 1 and 21 and dependent claim 14 recite “wherein
`said CMOS photosensor array is accommodated at said accessory module
`separate from said lens.” Ex. 1002, col. 16, ll. 66–67, col. 19, ll. 34–36, col.
`21, ll. 26–27. Petitioner argues that Schofield PCT discloses an accessory
`module for housing an image system, and that Schofield PCT specifically
`incorporates by reference the image system disclosed in Schofield ’094. Pet.
`11–12; Ex. 1003, 35:11–23. Petitioner also argues that Schofield ’094
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`discloses an image sensor module that accommodates a CMOS photosensor
`array separate from a lens. Pet. 11–12; Ex. 1004, col. 3, ll. 1–3, col. 4, ll.
`16–21, Fig. 2.
`Patent Owner argues that Petitioner does not show sufficiently that
`Schofield PCT incorporates by reference the image system disclosed in
`Schofield ’094 because Petitioner misquotes certain portions of Schofield
`PCT. Prelim. Resp. 16. Patent Owner’s argument is not persuasive.
`Petitioner sufficiently identifies portions of Schofield PCT that incorporate
`by reference the image system disclosed in Schofield ’094. Pet. 11–12
`(citing Ex. 1003, 35:20–23 (“an image or vision system or sensor . . . such
`as the types disclosed in . . . 5,796,094, which are hereby incorporated
`herein by reference.”)).
`Patent Owner argues that Schofield ’094 does not disclose an image
`sensor module that accommodates a CMOS photosensor array separate from
`a lens. Prelim. Resp. 17–21. Specifically, Patent Owner argues that the
`“term module indicates that imaging sensor module 14 is provided as a unit”
`and, thus, the “parts of imaging sensor module 14 are not accommodated
`separate from one another.” Id. at 18. Patent Owner also argues that Figure
`2 of Schofield ’094 shows that, unless array 38 is accommodated together
`with lens 36, “there would be no support to hold array 38 in place.” Id. at
`19. Patent Owner’s argument is not persuasive. On this record, we are
`persuaded that Figure 2 of Schofield ’094 indicates that CMOS photosensor
`array 38 would be accommodated separately from lens 36. Pet. 11–12; Ex.
`1004, col. 4, ll. 16–21, Fig. 2.
`Independent claim 13 and dependent claim 2 recite “wherein said
`accessory module comprises an electrical connector.” Ex. 1002, col. 17, ll.
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`18–19, col. 19, ll. 10–11. Petitioner argues that Schofield PCT discloses an
`accessory module provided with an electrical connector, such as a multi-pin
`connector. Pet. 15–16; Ex. 1003, 20:5–8. Patent Owner argues that
`Schofield PCT does not disclose an electrical connector because it does not
`disclose a plug or socket connector. Prelim. Resp. 22–23. Patent Owner’s
`argument is not persuasive. As discussed above, we construe the term
`“electrical connector” to encompass a multi-pin connector. See supra
`Section II.B.2. Patent Owner also argues that “[w]hat is shown and
`suggested in Figure 1 of Schofield PCT is a flying lead,” which “is not what
`is claimed in claim 13.” Prelim. Resp. 24. However, Patent Owner does not
`explain specifically why the electrical connector disclosed in Schofield PCT
`is a “flying lead” or how that distinguishes Schofield PCT from the
`challenged claims. Id.
`Dependent claim 2 recites “wherein said electrical connector
`comprises a plurality of conducting members.” Ex. 1002, col. 17, ll. 19–21.
`Petitioner argues that Schofield PCT discloses an accessory module
`provided with an electrical connector, such as a multi-pin connector. Pet.
`15–16; Ex. 1003, 20:5–8. Patent Owner argues that an “electrical connector
`does not and need not inherently or necessarily have a plurality of pins or
`terminals.” Prelim. Resp. 25. Patent Owner’s argument is not persuasive.
`Petitioner shows sufficiently that Schofield PCT expressly discloses a multi-
`pin connector. Pet. 15–16; Ex. 1003, 20:5–8.
`Independent claim 13 and dependent claim 3 recite “wherein said
`electrical connector connects said circuitry with at least one of (i) a
`communication bus of the equipped vehicle and (ii) a CAN communication
`bus of the equipped vehicle.” Ex. 1002, col. 17, ll. 29–32, col. 19, ll. 21–24.
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`Schofield PCT discloses an electrical connector that allows the accessory
`module to communicate with other systems of the vehicle. Ex. 1003, 20:14–
`20. Petitioner argues that this communication between the accessory module
`and the other systems of the vehicle occurs over a communication bus, such
`as a CAN communication bus. Pet. 17; Ex. 1003, 25:7–13, 38:6–10. Patent
`Owner argues that Petitioner ignores the phrase “said electrical connector
`connects” in the challenged claims, but Patent Owner does not provide any
`further explanation or support for that argument. Prelim. Resp. 26. Patent
`Owner’s argument is not persuasive. Petitioner shows sufficiently that
`Schofield PCT discloses an electrical connector that connects the accessory
`module to other systems in the vehicle via a communication bus. Pet. 17;
`Ex. 1003, 20:14–20, 25:7–13, 38:6–10.
`Dependent claims 5 and 16 recite “wherein said accessory module
`comprises a carrier member that holds an accessory and wherein said
`accessory module comprises a casing that at least partially encases said
`accessory.” Ex. 1002, col. 17, ll. 40–43, col. 19, ll. 49–52. Petitioner argues
`that Schofield discloses an accessory module that includes a body with a
`cavity for receiving an accessory and a casing that substantially seals the
`accessory. Pet. 18–19; Ex. 1003, 14:14–16, 18:3–10. Patent Owner argues
`that Petitioner does not “point to any particular part of Schofield PCT’s
`accessory module as being the claimed carrier member.” Prelim. Resp. 27.
`Patent Owner’s argument is not persuasive. Petitioner identifies the body of
`the accessory module as being the claimed carrier member. Pet. 18–19; Ex.
`1003, 14:14–16, 18:3–10.
`Dependent claims 7 and 15 recite “wherein said accessory module
`comprises a first holding portion and a second holding portion and wherein
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`said CMOS photosensor array is held at said first holding portion and
`wherein said lens is held at said second holding portion.” Ex. 1002, col. 17,
`ll. 50–54, col. 19, ll. 43–47. Petitioner argues that, in Schofield ’094, the
`portion of the housing that holds the CMOS photosensor array is the claimed
`first holding portion and the portion of the housing that holds the lens is the
`claimed second holding portion. Pet. 20–21; Ex. 1004, col. 4, ll. 16–21, Fig.
`2. Patent Owner argues that, “[b]ecause the imaging sensor module 14 of
`Schofield ’094 is a self-contained unit, there is only a single holding portion,
`and not two as claimed.” Prelim. Resp. 29. Patent Owner’s argument is not
`persuasive. On this record, we are persuaded that Figure 2 of Schofield ’094
`indicates that imaging sensor module 14 includes one holding portion for
`CMOS photosensor array 38 and a second holding portion for lens 36. Pet.
`20–21; Ex. 1004, col. 4, ll. 16–21, Fig. 2.
`2.
`Obviousness of Claims 1–7, 9–11, 13–16, 21, and 22
`over Schofield PCT and Schofield ’094
`Petitioner argues that claims 1–7, 9–11, 13–16, 21, and 22 would have
`been obvious over Schofield PCT and Schofield ’094. Pet. 2. Petitioner
`presents this ground “out of an abundance of caution should the Board find
`that the incorporation of Schofield ‘094 by reference in Schofield PCT is not
`sufficient for anticipation.” Pet. 29. Petitioner’s argument and evidence
`regarding the manner in which Schofield PCT and Schofield ’094 describe
`the limitations of the challenged claims are similar to the anticipation ground
`discussed above. Compare id. at 7–29 (anticipation ground) with id. at 29–
`50 (obviousness ground). Petitioner argues that it would have been obvious
`to combine the cited teachings of Schofield PCT and Schofield ’094 because
`Schofield PCT expressly suggests incorporating the image system described
`in Schofield ’094. Id. at 30. We have reviewed Petitioner’s assertions and
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`supporting evidence, and, for the reasons discussed below, Petitioner
`demonstrates a reasonable likelihood of prevailing in showing that claims 1–
`7, 9–11, 13–16, 21, and 22 would have been obvious over Schofield PCT
`and Schofield ’094. See id. at 29–50.
`Patent Owner presents similar arguments to those discussed above
`with respect to the teachings of Schofield PCT and Schofield ’094. Prelim.
`Resp. 32–33, 35–40. For the reasons discussed above, Patent Owner’s
`arguments are not persuasive. See supra Section II.C.1. Patent Owner also
`argues that Petitioner does not show sufficiently that it would have been
`obvious to combine the imaging sensor in Schofield ’094 with the accessory
`module in Schofield PCT. Prelim. Resp. 33–35. Specifically, Patent Owner
`argues that Schofield PCT teaches that the accessory module may include a
`CMOS imaging array, not an entire imaging sensor. Id. at 34. Patent
`Owner’s argument is not persuasive. Schofield PCT expressly states that the
`accessory module may include the entire imaging sensor disclosed in
`Schofield ’094, not just the array. Ex. 1003, 35:11–23.
`3.
`Obviousness of Claims 8, 17–20, and 23 over Schofield
`PCT, Schofield ’094, and Bos
`Petitioner argues that claims 8, 17–20, and 23 would have been
`obvious over Schofield PCT, Schofield ’094, and Bos. Pet. 3. We have
`reviewed Petitioner’s assertions and supporting evidence, and, for the
`reasons discussed below, Petitioner demonstrates a reasonable likelihood of
`prevailing in showing that claims 8, 17–20, and 23 would have been obvious
`over Schofield PCT, Schofield ’094, and Bos. See Pet. 50–60.
`
`Independent claim 17 and dependent claims 8 and 23 recite that each
`of the CMOS photosensor array, lens, and accessory module are
`manufactured by a different manufacturer and that the CMOS photosensor
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`array and lens are supplied to the manufacturer of the accessory module. Ex.
`1002, col. 17, l. 55–col. 18, l. 3, col. 20, ll. 22–37, col. 22, ll. 26–41.
`Petitioner argues that Schofield PCT teaches that the accessory module is
`manufactured by an accessory module manufacturer, Schofield ’094 teaches
`that the CMOS photosensor array is manufactured by VLSI Vision Ltd., and
`Bos teaches that the lens is manufactured by Applied Image Group/Optics.
`Pet. 51–52; Ex. 1003, 20:20–23; Ex. 1004, col. 8, ll. 40–42; Ex. 1009, col. 5,
`ll. 57–61. Petitioner argues that it would have been obvious for the
`accessory module manufacturer to obtain the CMOS photosensor array and
`the lens from the other manufacturers. Pet. 52–54; Ex. 1007 ¶ 109.
`
`Patent Owner argues that Schofield PCT only teaches that there is an
`accessory module manufacturer, not that the accessory module manufacturer
`is different than the manufacturers of the CMOS photosensor array and lens.
`Prelim. Resp. 41. Patent Owner’s argument is not persuasive. As discussed
`above, Schofield PCT indicates that a specific manufacturer makes the
`accessory module. Ex. 1003, 20:20–23. On this record, Petitioner shows
`sufficiently that it would have been obvious to one of ordinary skill in the art
`that the manufacturer of the accessory module can be different than the
`manufacturers of the CMOS photosensor array and lens. Pet. 51–53; Ex.
`1007 ¶ 108.
`
`Patent Owner also argues that Schofield ’094 and Bos teach that
`particular companies manufacture the CMOS photosensor array and the lens,
`but do not teach that those manufacturers supply the CMOS photosensor
`array and the lens to the accessory module manufacturer. Prelim. Resp. 41–
`42. Patent Owner’s argument is not persuasive. Schofield PCT teaches that
`a CMOS photosensor array and a lens are incorporated into the accessory
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`module. Pet. 11–12; Ex. 1003, 35:11–23. On this record, Petitioner shows
`sufficiently that it would have been obvious to one of ordinary skill in the art
`that the CMOS photosensor array and the lens can be supplied to the
`accessory module manufacturer for incorporation into the accessory module.
`Pet. 52–54; Ex. 1007 ¶¶ 109–111.
`D. Declaration of Homayoon Kazerooni, Ph.D.
`Petitioner submitted the declaration of Dr. Homayoon Kazerooni with
`the Petition. See Ex. 1007. Patent Owner argues that Petitioner does not
`provide a sufficient explanation of the significance of Dr. Kazerooni’s
`declaration because the Petition “simply cites to voluminous portions” of the
`declaration. Prelim. Resp. 43. Patent Owner argues that, as a result, the
`Petition is deficient. Id. at 42. Patent Owner’s argument is not persuasive.
`For the reasons discussed above, Petitioner demonstrates a reasonable
`likelihood of prevailing on its challenge to the patentability of claims 1–11
`and 13–23, based on the evidence identified in the Petition. See supra
`Sections II.C.1–II.C.3. Thus, even assuming arguendo that the Petition does
`not explain sufficiently the significance of every portion of Dr. Kazerooni’s
`declaration, we are not persuaded, on this record, that the Petition is
`deficient.
`
`III. CONCLUSION
`Petitioner demonstrates a reasonable likelihood of prevailing on its
`challenge to the patentability of claims 1–11 and 13–23 of the ’969 patent.
`At this stage in the proceeding, we have not made a final determination with
`respect to the patentability of any of the challenged claims.
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`IV. ORDER
`In consideration of the foregoing, it is hereby:
`ORDERED that, pursuant to 35 U.S.C. § 314(a), an inter partes
`
`review is hereby instituted as to claims 1–11 and 13–23 of the ’969 patent on
`the following grounds:
`A. Claims 1–7, 9–11, 13–16, 21, and 22 as unpatentable under 35
`U.S.C. § 102(b) as anticipated by Schofield PCT;
`B.
`Claims 1–7, 9–11, 13–16, 21, and 22 as unpatentable under 35
`U.S.C. § 103(a) as obvious over Schofield PCT and Schofield ’094; and
`C.
`Claims 8, 17–20, and 23 as unpatentable under 35 U.S.C.
`§ 103(a) as obvious over Schofield PCT, Schofield ’094, and Bos;
`FURTHER ORDERED that, pursuant to 35 U.S.C. § 314(a), an inter
`partes review of the ʼ969 patent is hereby instituted commencing on the
`entry date of this Order, and, pursuant to 35 U.S.C. § 314(c) and 37 C.F.R.
`§ 42.4, notice is hereby given of the institution of a trial; and
`
`FURTHER ORDERED that the trial is limited to the grounds
`identified, and no other grounds are authorized.
`
`
`
`16
`
`
`
`IPR2015-01685
`Patent 8,710,969 B2
`
`PETITIONER:
`
`Jon R. Trembath
`Allan Sternstein
`Nikhil U. Patel
`Timothy K. Sendek
`Douglas W. Link
`LATHROP & GAGE LLP
`
`PATENT OWNER:
`
`David K.S. Cornwell
`Mark W. Rygiel
`STERNE, KESSLER, GOLDSTEIN & FOX PLLC
`
`Timothy A. Flory
`Terence J. Linn
`GARDNER, LINN, BURKHART & FLORY, LLP
`
`17