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`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`ALARM.COM INCORPORATED
`Petitioner
`
`v.
`
`VIVINT, INC.
`Patent Owner
`
`___________________
`
`Case IPR2016-00116
`Patent 6,147,601
`___________________
`
`
`VIVINT, INC.’S UPDATED MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8(a)(3)
`
`
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`

`

`
`
`
`
`Case IPR2016-00116
`Patent 6,147,601
`Pursuant to 37 C.F.R. § 42.8(a)(3), Patent Owner, Vivint, Inc., hereby files
`
`
`
`its Updated Mandatory Notices to update the listing of related matters.
`
`I.
`
`37 C.F.R. § 42.8(b)(2) – RELATED MATTERS
`A.
`Patent Owner notifies the Board of the following proceedings that may
`
`Proceedings Before the USPTO Involving the Patent-at-Issue
`
`affect or be affected by a decision in this proceeding.
`
`This Inter Partes Review is one of thirteen petitions filed against six patents
`
`owned by Patent Owner: U.S. Patent Nos. 7,884,713 (“the ’713 patent”), 6,924,727
`
`(“the ’727 patent”), 6,535,123 (“the ’123 patent”), 6,717,513 (“the ’513 patent”),
`
`6,462,654 (“the ’654 patent”), and 6,147,601 (“the ’601 patent”).
`
`Patent No. Case Caption
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2015-02004
`
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2015-00116
`
`6,147,601
`
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2016-00155
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2016-00180
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2015-02003
`
`6,462,654
`
`Status
`Not Instituted
`
`On Remand
`after Appeal to
`the Court of
`Appeals for the
`Federal Circuit
`(“CAFC”)
`Not Instituted
`
`Final Written
`Decision
`Not Instituted
`
`Filing Date
`September 30,
`2015
`
`October 30, 2015
`
`November 5,
`2015
`November 10,
`2015
`September 30,
`2015
`
`1
`
`

`

`
`
`
`
`Patent No. Case Caption
`
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2016-00161
`
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2016-01110
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2016-01124
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2015-01995
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2016-00173
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2016-01126
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2015-01997
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2016-00129
`Alarm.com, Inc. v. Vivint, Inc.,
`Case IPR2016-01091
`
`Alarm.com, Inc. v. Vivint,
`Inc., Case IPR2015-
`01977
`
`Alarm.com, Inc. v. Vivint,
`Inc., Case IPR2015-
`02008
`
`6,535,123
`
`6,717,513
`
`6,924,727
`
`7,884,713
`
`Alarm.com, Inc., v.
`Vivint, Inc., Case
`IPR2015-01965
`
`2
`
`Case IPR2016-00116
`Patent 6,147,601
`Filing Date
`
`November 6,
`2015
`
`Status
`Final Written
`Decision
`Affirmed on
`Appeal to the
`CAFC
`Not Instituted May 27, 2016
`Not Instituted
`
`June 2, 2016
`
`Not Instituted
`
`On Remand
`after Appeal to
`the CAFC
`Not Instituted
`
`Not Instituted
`
`Not Instituted
`
`Not Instituted
`
`Final Written
`Decision
`Affirmed on
`Appeal to the
`CAFC
`Not Instituted
`
`Final Written
`Decision
`Affirmed on
`Appeal to the
`CAFC
`
`September 28,
`2015
`
`November 9,
`2015
`
`June 2, 2016
`
`September 28,
`2015
`November 2,
`2015
`
`May 24, 2016
`
`September 25,
`2015
`
`September 30,
`2015
`
`September 24,
`2015
`
`

`

`Patent No. Case Caption
`Alarm.com, Inc. v. Vivint,
`Inc., Case IPR2015-
`01967
`
`
`
`
`
`
`
`
`Status
`Not Instituted
`
`Case IPR2016-00116
`Patent 6,147,601
`Filing Date
`September 24,
`2015
`
`Patent Owner notifies the Board of the following ex parte reexamination
`
`proceedings that may affect or be affected by a decision in this proceeding
`
`
`
`Ex Parte Reexamination Control No. 90/014, 007 of U.S. Patent No.
`
`6,147,601, filed August 30, 2017. A Notice of Appeal of a Final Rejection was
`
`filed in this proceeding on April 4, 2019.
`
`
`
`Ex Parte Reexamination Control No. 90/020,115 of U.S. Patent No.
`
`6,717,513, filed August 2, 2017. A Notice of Appeal of a Final Rejection was filed
`
`in this proceeding on March 29, 2019.
`
`Litigation Involving the Patent-at-Issue
`
`B.
`Patent Owner notifies the Board of the following litigation proceeding that
`
`may affect or be affected by a decision in this proceeding:
`
`Vivint, Inc. v. Alarm.com, Inc., Case No. 2:15-cv-00392 (D. Utah), filed June
`
`2, 2015.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`3
`
`

`

`
`
`
`
`
`
`
`
`
`
`Date: April 25, 2019
`
`
`
`
`
`
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`(202) 371-2600
`
`
`
`
`
`
`Case IPR2016-00116
`Patent 6,147,601
`
`
`
`Respectfully Submitted,
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jason D. Eisenberg/
`
`Jason D. Eisenberg
`Registration No. 43,447
`Attorney for Patent Owner – Vivint,
`Inc
`
`4
`
`

`

`
`
`
`
`Case IPR2016-00116
`Patent 6,147,601
`CERTIFICATE OF SERVICE (37 C.F.R. § 42.6(e))
`The undersigned hereby certifies that the foregoing VIVINT, INC.’S
`
`
`
`UPDATED MANDATORY NOTICES PURSUANT TO 37 C.F.R. § 42.8(a)(3)
`
`was served in its entirety electronically via e-mail on April 25, 2019, on the
`
`following counsel of record for Petitioner:
`
`William H. Mandir (Lead Counsel)
`David P. Emery (Back-up Counsel)
`Richard J. Stark (Back-up Counsel)
`Marc J. Khadpe (Back-up Counsel)Teena-Ann
`V. Sankoorikal (Back-up Counsel)
`
`
`wmandir@sughrue.com
`demery@sughrue.com
`rstark@cravath.com
`mkhadpe@cravath.com
`tsankoorikal@levinelee.com
`
`
`
`Date: April 25, 2019
`
`
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jason D. Eisenberg/
`
`Jason D. Eisenberg
`Registration No. 43,447
`Attorney for Patent Owner – Vivint,
`Inc
`
`
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`(202) 371-2600
`
`
`
`
`
`
`
`
`13035900_1.docx
`
`
`
`

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