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` Paper No. 14
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` Filed: February 9, 2017
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`DISH NETWORK L.L.C.,
`Petitioner,
`
`v.
`
`TQ DELTA, LLC,
`Patent Owner.
`____________
`
`Case IPR2016-01470
`Patent 8,611,404 B2
`____________
`
`
`
`Before SALLY C. MEDLEY, KALYAN K. DESHPANDE, and
`TREVOR M. JEFFERSON, Administrative Patent Judges.
`
`DESHPANDE, Administrative Patent Judge.
`
`DECISION
`Institution of Inter Partes Review
`37 C.F.R. § 42.108
`
`
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`IPR2016-01470
`Patent 8,611,404 B2
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`
`INTRODUCTION
`I.
`DISH Network L.L.C. (“Petitioner”) filed a Petition requesting an
`inter partes review of claims 6, 11, 16, and 20 of U.S. Patent No. 8,611,404
`B2 (Ex. 1001, “the ’404 patent”). Paper 1 (“Pet.”). TQ Delta, LLC (“Patent
`Owner”) filed a Preliminary Response. Paper 10 (“Prelim. Resp.”). We
`have jurisdiction under 35 U.S.C. § 314(a), which provides that an inter
`partes review may not be instituted “unless . . . there is a reasonable
`likelihood that the petitioner would prevail with respect to at least 1 of the
`claims challenged in the petition.” After considering the Petition, the
`Preliminary Response, and associated evidence, we conclude that Petitioner
`has demonstrated a reasonable likelihood that it would prevail in showing
`the unpatentability of claims 6, 11, 16, and 20 of the ’404 patent. Thus, we
`authorize institution of an inter partes review of claims 6, 11, 16, and 20 of
`the ’404 patent as unpatentable over Bowie, Vanzieleghem, and ANSI
`T1.413.
`
`A. Related Proceedings
`Petitioner indicates that the ’404 patent is the subject of several
`
`district court proceedings. See Pet. 2‒3. Petitioner further indicates that the
`’404 patent is the subject of IPR2016-01160. See id. at 3.
`B. The ʼ404 Patent (Ex. 1001)
`The ’404 patent discloses a method and apparatus for establishing a
`
`power management sleep state in a multicarrier system. Ex. 1001, 1:31‒33.
`The ’404 patent discloses an asynchronous digital subscriber loop (ADSL)
`system having a first transceiver located at the site of a customer’s premises
`(“CPE transceiver”) and a second transceiver located at the local central
`telephone office (“CO transceiver”). Id. at 3:62‒67. The transceivers
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`include a transmitter section for transmitting data over a digital subscriber
`line and a receiver section for receiving data from the line. Id. at 4:14‒17.
`The transceivers further include a clock, controller, frame counter, and a
`state memory. Id. at 4:58‒5:15. Typically, data is communicated in the
`form of a sequence of data frames, sixty-eight frames for ADSL, followed
`by a synchronization frame. Id. The sixty-nine frames comprise a
`“superframe.” Id.
`The power down operation of the CPE transceiver begins on receipt of
`a power-down indication. Id. at 6:27‒30. The CPE transceiver responds to
`the power down indication by transmitting to the CO transceiver an “Intend
`to Enter Sleep Mode” notification. Id. at 6:39‒42. The CO transceiver
`responds by transmitting an “Acknowledge Sleep Mode” notification to the
`CPE transceiver, and the CPE transceiver transmits an “Entering Sleep
`Mode” notification to the CO transceiver. Id. at 6:53‒65. The CO
`transceiver detects the notification and transmits its own “Entering Sleep
`Mode” notification. Id. at 6:65‒67. The CO transceiver stores its state in its
`own state memory corresponding to the state memory of the CPE
`transceiver. Id. at 6:67‒7:2. The CO transceiver continues to advance the
`frame count and the superframe count during the period of power-down in
`order to ensure synchrony with the CPE transceiver when communications
`are resumed. Id. at 7:9‒12. The CO transceiver further continues to monitor
`the subscriber line for an “Exiting Sleep Mode” notification, and the CPE
`transceiver transmits this signal when it receives an “Awaken” indication.
`Id. at 7:57‒64. In response to the “Awaken” signal, CPE transceiver
`retrieves its store state from state memory and restores full power to its
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`circuitry. Id. at 7:64‒66. CO Transmitter detects “Exit Sleep Mode”
`notification and restores its state and power. Id. at 8:1‒4.
`C. Illustrative Claim
`Petitioner challenges claims 6, 11, 16, and 20 of the ’404 patent.
`Pet. 18–58. Claims 6, 11, and 16 are independent claims. Claim 6 is
`illustrative of the claims at issue and is reproduced below:
`6.
`An apparatus comprising a transceiver operable to:
`receive, in a full power mode, a plurality of superframes,
`wherein the superframe comprises a plurality of data frames
`followed by a synchronization frame;
`receive, in the full power mode, a synchronization signal;
`transmit a message to enter into a low power mode;
`store, in a low power mode, at least one parameter
`associated with the full power mode operation wherein the at
`least one parameter comprises at least one of a fine gain
`parameter and a bit allocation parameter;
`receive, in the low power mode, a synchronization signal;
`
`and
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`exit from the low power and restore the full power mode
`by using the at least one parameter and without needing to
`reinitialize the transceiver.
`Ex. 1001, 10:29‒43.
`D. The Alleged Ground of Unpatentability
`The information presented in the Petition sets forth a proposed ground
`of unpatentability of claims 6, 11, 16, and 20 of the ’404 patent under
`35 U.S.C. § 103(a) as follows (see Pet. 18–58):1
`
`
`1 Petitioner supports its challenge with the Declaration of W. Leo Hoarty.
`(Ex. 1002).
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`References
`Bowie,2 Vanzieleghem,3 and
`ANSI T1.4134
`
`Claims
`Challenged
`6, 11, 16, and 20
`
`II. ANALYSIS
`A. Claim Construction
`The Board interprets claims of an unexpired patent using the broadest
`reasonable construction in light of the specification of the patent in which
`they appear. See 37 C.F.R. § 42.100(b); see Cuozzo Speed Techs., LLC v.
`Lee, 136 S. Ct. 2131, 2142–46 (2016). Under the broadest reasonable
`construction standard, claim terms are given their ordinary and customary
`meaning, as would be understood by one of ordinary skill in the art in the
`context of the entire disclosure. In re Translogic Tech., Inc., 504 F.3d 1249,
`1257 (Fed. Cir. 2007).
`1. “Low Power Mode”
`Petitioner proposes that the term “low power mode” should be
`interpreted to mean “a mode in which power to the circuitry is reduced for
`the purpose of power conservation.” Pet. 10. Petitioner argues that such a
`construction is consistent the ’404 patent specification, which describes a
`“multicarrier transmission system having a low power sleep mode” and the
`purpose of sleep mode is “power conservation as well as to accommodate
`
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`2 U.S. Patent No. 5,956,323; issued Sep. 21, 1999 (Ex. 1005) (“Bowie”).
`3 U.S. Patent No. 6,246,725 B1; issued Jun. 12, 2001 (Ex. 1006)
`(“Vanzieleghem”).
`4 Network and Customer Installation Interfaces – Asymmetric Digital
`Subscriber Line (ADSL) Metallic Interface, AMERICAN NATIONAL
`STANDARDS INSTITUTION (ANSI) T1.413-1995 STANDARD (Ex. 1009)
`(“ANSI T1.413”).
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`[the transceiver] to integration with, or incorporation into, computer systems
`having a power conservation mode.” Id. (quoting Ex. 1001, 3:31‒33, 9:58‒
`63). Petitioner further argues that the ’404 patent specification teaches that
`“[i]t is thus desirable that the transceiver be able to suspend operations and
`enter a ‘sleep’ mode in which it consumes reduced power when it is not
`needed for data transmission or reception.” Id. at 10‒11 (quoting Ex. 1001,
`6:1‒6). Patent Owner argues that “no construction of these terms is
`required” and “construction of these terms is not necessary in deciding
`whether or not to institute trial.” Prelim. Resp. 8.
`We are persuaded by Petitioner. Petitioner’s construction of “low
`power mode” is based in light of the ’404 patent specification. On this
`record, we interpret “low power mode” to mean “a mode in which power to
`the circuitry is reduced for the purpose of power conservation.”
`2. “Fine Gain Parameter”
`Petitioner argues that the ’404 patent specification “does not define
`the term ‘fine gain parameter’ and there is nothing in the specification that
`provides guidance as to the meaning of this term.” Petitioner argues that
`Patent Owner asserted a construction for this term in a related proceeding
`and “Petitioner adopts this construction here.” Pet. 11. Accordingly,
`Petitioner argues that the broadest reasonable interpretation for “fine gain
`parameter” is “a parameter used to determine power level on a per subcarrier
`basis.” Id. (citing Ex. 1050, 4). Patent Owner argues that “no construction
`of these terms is required” and “construction of these terms is not necessary
`in deciding whether or not to institute trial.” Prelim. Resp. 8.
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`We are persuaded by Petitioner. On this record, we interpret “fine
`gain parameter” to mean “a parameter used to determine power level on a
`per subcarrier basis.”
`3. “Transceiver”
`Petitioner argues that “transceiver” should be construed to mean “a
`communications device capable of transmitting and receiving.” Pet. 11.
`Petitioner argues that this is the construction proposed by Patent Owner in a
`related proceeding and this construction is consistent with the plain and
`ordinary meaning of the term. Id. at 11‒12 (citing Ex. 1050, 8). Patent
`Owner argues that “no construction of these terms is required” and
`“construction of these terms is not necessary in deciding whether or not to
`institute trial.” Prelim. Resp. 8.
`We are persuaded by Petitioner. On this record, we interpret
`“transceiver” to mean “a communications device capable of transmitting and
`receiving.”
`B. Obviousness of Claims 6, 11, 16, and 20 over Bowie, Vanzieleghem, and
`ANSI T1.413
`Petitioner contends that claims 6, 11, 16, and 20 of the ’404 patent are
`unpatentable under 35 U.S.C. § 103(a) as obvious over Bowie,
`Vanzieleghem, and ANSI T1.413. Pet. 33–46. For the reasons discussed
`below, the evidence, on this record, indicates there is a reasonable likelihood
`that Petitioner would prevail in showing that claims 6, 11, 16, and 20 of the
`’404 patent are unpatentable under 35 U.S.C. § 103(a) as obvious.
`1. Bowie (Ex. 1004)
`Bowie discloses a power conservation system for transmission
`systems in which data is modulated over a communications loop from a
`central office location to a customer premise. Ex. 1004, 1:4‒8. Bowie
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`discloses that to provision ADSL service, ADSL units are located at each
`end of a wire loop, a first ADSL unit at the customer premises (CPE) and a
`second ADSL unit at the telephone company central office (COT). Id. at
`3:51‒58. Data is arranged in a structure known as a “frame” prior to
`transmission. Id. at 3:66‒67.
`ADSL units enter a low power mode to reduce power requirements.
`Id. at 5:6‒8. CPE unit initiates low power mode by sending a “shut-down”
`signal to the COT unit. Id. at 5:8‒10. Both the CPE unit and COT unit may
`store loop characteristics that enable rapid resumption of user data
`transmission when units return to full power mode. Id. at 5:18‒25. Each
`unit then enters low power mode by shutting off the now unnecessary
`sections of the signal processing, transmitting, and receiving circuitry. Id. at
`5:26‒28. After shutdown, the loop is in an inactive state. Id. at 5:28‒29.
`The units return to full power mode after the CPE unit transmits to the
`COT unit a resume signal. Id. at 5:48‒59. The stored loop characteristics
`are used to restore the loop parameters. Id. at 5:60‒66.
`2. Vanzieleghem (Ex. 1005)
`Vanzieleghem discloses a transmitter that modulates a plurality of
`carriers with data received by the transmitter to derive symbols. Ex. 1005,
`1:13‒19. Vanzieleghem discloses an Asymmetrical Digital Subscriber Line
`(ADSL) transceiver unit located in the central office ATU-C. Id. at 4:46‒52.
`Bits of data received are grouped into frames and the frames are transferred
`to coding circuit MMC. Id. at 5:39‒44. Coding circuit MMC maps the
`frames to carriers and modulates the carriers to Discrete Multi-tone (DMT)
`symbols. Id. at 5:44‒47. For every 68 DMT symbols transmitted on the
`communication line, a synchronization symbol is also transmitted. Id. at
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`5:53‒54. The combination of the synchronization symbol and the 68 DMT
`symbols is considered a superframe. Id. at 5:62‒65. After generating 256
`superframes, coding circuit MMC generates a “line-monitoring superframe”
`that contains information used to measure the quality of transmission on the
`communication line. Id. at 5:66‒6:4. The combination of 256 superframes
`and a line-monitoring superframe is considered a hyperframe. Id. at 6:4‒6.
`3. ANSI T1.413 (Ex. 1006)
`ANSI T1.413 discloses electrical characteristics of Asymmetric
`Digital Subscriber Line (ADSL) signals appearing at a network interface.
`Ex. 1006, Abstract. ADSL allows for the provision of Plain Old Telephone
`Service (POTS) and a variety of digital channels. Id. at 1. Digital channels
`consist of full duplex low-speed channels and simplex high-speed channels
`in the direction from the network to the customer premises, and low-speed
`channels in the opposite direction. Id.
`4. Analysis
`The evidence set forth by Petitioner indicates there is a reasonable
`likelihood that Petitioner will prevail in showing that claims 6, 11, 16, and
`20 are unpatentable under 35 U.S.C. § 103(a) as obvious. Pet. 18–58.
`For example, claim 6 recites “[a]n apparatus comprising a
`transceiver.” As discussed above, “transceiver” is defined as a
`“communication device capable of transmitting and receiving.” See supra
`Section II.A.3. Petitioner argues that Bowie discloses “a method of
`conserving power in a terminal unit having a transmitter and receiver for
`modulated data communications. Pet. 19‒20 (quoting Ex. 1004, 2:9‒11;
`citing Ex. 1004, Abstract, 3:34‒50, Fig. 1). Claim 6 further recites “receive,
`in a full power mode, a plurality of superframes, wherein the superframe
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`comprises a plurality of data frames followed by a synchronization frame.”
`Petitioner argues that the combination of Bowie and ANSI T1.413 discloses
`this limitation. Petitioner argues that Bowie discloses ADSL units that
`transmit and receive frames, where a “frame is an arrangement of bits
`including both user data and signaling information required by the ADSL
`units.” Pet. 20‒21 (quoting Ex. 1004, 3:66‒4:2). Petitioner further argues
`that Bowie discloses that “the ADSL units may enter low power mode when
`user data transmission is complete” and, therefore, the data transmission
`occurs in full power mode. Id. at 21‒22 (quoting Ex. 1004, 5:6‒8; citing Ex.
`1004, 3:2‒4, 3:37‒41, 5:22‒24, 5:25‒28, 5:60‒6:2, 7:23‒27, Fig. 3)
`(emphasis omitted). Petitioner argues that ANSI T1.413 discloses the use of
`superframes, where “[e]ach superframe is composed of 68 ADSL data
`frames, numbered 0 to 67, which shall be encoded and modulated into DMT
`symbols, followed by a synchronization symbol, which carriers [sic] no user
`or overhead bit-level data.” Id. 23 (quoting Ex. 1006, 40; citing Ex. 1006,
`72). Petitioner explains that ANSI T1.413’s “synchronization symbol” is the
`same as the claimed “synchronization frame.” Id. at 23‒24 (citing Ex. 1004,
`Fig. 5). Petitioner argues that a person with ordinary skill in the art would
`have combined ANSI T1.413’s disclosure of the structure of superframes
`with Bowie’s transmission system because Bowie utilizes ADSL units and
`ANSI T1.413 provides the standards for ADSL. Id. at 24‒25. Petitioner
`argues that a person with ordinary skill in the art “would understand that
`Bowie’s ADSL units must transmit and receive superframes.” Id. at 25
`(citing Ex. 1002 ¶¶ 124‒126) (reference numerals omitted). Petitioner
`further argues that Bowie may utilize a “Motorola Coppergold Chip set” and
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`this chip employed the standard set forth by ANSI T1.413. Id. at 25‒26
`(citing Ex. 1019, 3).
`Claim 6 also recites “receiv[ing], in the full power mode, a
`synchronization signal.” Petitioner argues that the combination of Bowie,
`Vanzieleghem, and ANSI T1.413 disclose this limitation. Petitioner argues,
`that as discussed above, the combination of Bowie and ANSI T1.413
`discloses ADSL units that communicate, in full power mode, with a
`superframe that includes a synchronization frame. Pet. 26. Petitioner argues
`that Vanzieleghem discloses a pilot tone carries a synchronization frame,
`and the pilot tone is the same as the claimed “synchronization signal.” Id.
`(citing Ex. 1005, 2:6‒13). Specifically, Petitioner argues that Vanzieleghem
`discloses that transmitter operates in full power mode and user data is
`grouped in to frames, which is then modulated and transmitted as a
`superframe. Id. at 28 (citing Ex. 1005, 6:5‒39). Petitioner further argues
`that Vanzieleghem discloses that “the 69th frame of the superframe is
`reserved for the synchronization frame and its corresponding
`synchronization signal (i.e., pilot tone).” Id. (citing Ex. 1005, 6:26‒29).
`Petitioner argues that this disclosure in Vanzieleghem is consistent with the
`description in the ’404 patent, where a superframe is received and a
`synchronizing pilot tone is extracted from the superframe. Id. at 28‒29
`(citing Ex. 1001, 5:37‒53; Ex. 1005, 5:45‒57). Petitioner concludes that it
`would have been obvious to a person with ordinary skill in the art to
`combine the pilot tone or synchronization signal, as disclosed by
`Vanzieleghem, to the ADSL units of Bowie because both Bowie and
`Vanzieleghem use the standard set forth in ANSI T1.413, and the in order to
`maintain the frequency synchronization disclosed by Vanzieleghem. Id. at
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`28‒31 (citing Ex. 1002 ¶¶ 129‒135; Ex. 1005, 5:45‒57, 6:58‒7:5; Ex. 1006,
`64).
`
`Claim 6 additionally recites “transmit[ting] a message to enter into a
`low power mode.” Petitioner argues that Bowie discloses this limitation.
`Petitioner argues that Bowie discloses sending a shut-down signal to either
`unit to “enter low-power mode by shutting off the now unnecessary sections
`of the signal processing, transmitting, and receiving circuitry.” Pet. 32
`(quoting Ex. 1004, 5:17‒27; citing Ex. 1004, 5:6‒27, 5:30‒32, 7:12‒19,
`7:28‒32, 7:51‒53). Petitioner argues that the shut-down signal is a series of
`signaling bits, and, therefore, is a message. Id. (citing Ex. 1001, 6:44‒65;
`Ex. 1002 ¶¶ 137‒142).
`Claim 6 also recites “stor[ing], in a low power mode, at least one
`parameter associated with the full power mode operation.” Petitioner argues
`that Bowie discloses this limitation. Petitioner argues that Bowie discloses
`“[u]pon receipt of the shut-down signal, the COT unit optionally stores in
`memory characteristics of the loop that were determined by the CPE to COT
`handshaking.” Pet. 33 (quoting Ex. 1004, 5:18‒25; citing Ex. 1004, 7:23‒
`26, 8:8‒9, 8:22‒25, 9:1‒5) (reference numerals omitted). Petitioner argues
`that Bowie then discloses that when exiting low power mode and resuming
`full power mode, “these parameters are retrieved from memory and used to
`enable data transmission to resume quickly by reducing the time needed to
`determine loop transmission characteristics.” Id. at 33‒34 (quoting Ex.
`1004, 5:60‒66) (reference numerals omitted).
`Claim 6 additionally recites “wherein the at least one parameter
`comprises at least one of a fine gain parameter and a bit allocation
`parameter.” Petitioner argues that the combination of Bowie and ANSI
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`T1.413 discloses this limitation. Petitioner argues that ANSI T1.413
`discloses that the initialization process of ADSL units includes “each
`receiver communicates to its far-end transmitter the number of bits and
`relative power levels to be used on each DMT sub-carrier.” Pet. 35‒36
`(quoting Ex. 1006, 105) (emphasis omitted); see Ex. 1006, 106, 128‒129;
`see Pet. 37‒38. Petitioner explains that ANSI T1.413’s “number of bits” is
`the claimed “bit allocation parameter,” and the “relative power levels to be
`used on each DMT sub-carrier” is the claimed “fine gain parameter.” Id. at
`36‒37 (citing Ex. 1006, 54, 106); see supra Section II.A.2. Petitioner argues
`that Bowie can be modified to include the “bit allocation parameter” and
`“fine gain parameter” because these parameters are “needed to ‘physically
`connect’ and ‘establish a communications link’ between the transceivers so
`that the data transmission can occur over the link.” Id. at 38 (citing Ex.
`1006, 105). Petitioner concludes that it would have been obvious to a person
`with ordinary skill in the art to combine the “bit allocation parameter” and
`“fine gain parameter” disclosed by ANSI T1.413 with Bowie because the
`ADSL units in Bowie “must comply with ADSL standards to function
`properly.” Id. at 39‒40 (citing Ex. 1004, 3:24‒4:9, 4:55‒58; Ex. 1006,
`Abstract; Ex. 1002 ¶¶ 151‒152; see Ex. 1004, 3:44‒47; see Ex. 1019, 3).
`Claims 6 further recites “receive, in the low power mode, a
`synchronization signal.” Petitioner argues that the combination of Bowie
`and Vanzieleghem discloses this limitation. Petitioner argues that
`Vanzieleghem discloses that units enter an idle mode when no user data is
`being transmitted, however, superframes are still transmitted in order to
`maintain synchronization. Pet. 40‒41 (citing Ex. 1005, 2:6‒13, 3:5‒11,
`7:13‒50, 8:49‒56, 9:21‒36). Petitioner argues that these superframes only
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`include a single pilot tone carrier, which is the same as the claimed
`“synchronization signal.” Id. (citing 3:58‒4:6). Petitioner argues that a
`person with ordinary skill in the art would have been motivated to combine
`the pilot tone or synchronization signal transmitted in low power mode, as
`disclosed by Vanzieleghem, with Bowie in order to maintain
`synchronization during low power modes, thereby allowing units to quickly
`resume transmitting user data. Id. at 41‒43 (citing Ex. 1004, 5:17‒25, 5:62‒
`66; Ex. 1005, 2:6‒13, 7:20‒25; Ex. 1002 ¶¶ 155‒157).
`Claim 6 also recites “exit from the low power and restore the full
`power mode by using the at least one parameter and without needing to
`reinitialize the transceiver.” Petitioner argues that Bowie discloses this
`limitation. Petitioner argues that Bowie discloses that “[u]pon receipt of [a]
`resume signal, the receiving ADSL unit returns the signal processing,
`transmitting, and receiving circuitry to full power mode.” Pet. 43‒44
`(quoting Ex. 1004, 5:60‒62; citing Ex. 1004, 3:1‒10, 6:30‒33) (reference
`numerals omitted). Petitioner argues that Bowie further discloses that the
`loop transmission characteristics are “retrieved from memory and used to
`enable data transmission to resume quickly by reducing the time needed to
`determine loop transmission characteristics.” Id. at 44 (quoting Ex. 1004,
`5:60‒6:2; citing Ex. 1004, 6:30‒34, 8:8‒12, 8:22‒25, 9:1‒5) (reference
`numerals omitted). Petitioner explains that a person with ordinary skill in
`the art would understand this to mean that the “parameters are used to
`restore data transmission on the loop without having to perform the
`‘handshaking’ (or initialization) process again.” Id. (citing Ex. 1002 ¶ 160).
`Petitioner further argues that the ADSL units of Bowie, as modified by
`ANSI T1.413, would store the loop characteristics of the “bit allocation” and
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`“fine gain” parameters that would allow the ADSL units from “not having to
`perform initialization exchanges C-B&G and R-B&G.” Id. at 45 (citing
`Ex. 1002 ¶¶ 161‒162).
`Petitioner further argues that Bowie, Vanzieleghem, ANSI T1.413 and
`the ’404 patent are analogous art because they are all in the “field of power
`conservation in multicarrier communications system and, more specifically,
`to implementing low power / sleep modes in these systems.” Pet. 18‒19
`(citing Ex. 1004, 3:24‒4:9, 4:55‒58, Ex. 1005, 1:1‒21; Ex. 1006, 45, 70;
`Ex. 1002 ¶ 121). Petitioner further explains that Bowie, Vanzieleghem, and
`the ’404 patent employ ADSL technology and, therefore, employ the
`standards set forth by ANSI T1.413. Id. at 19 (citing Ex. 1001, 1:37‒47,
`3:62‒67; Ex. 1004, 3:23‒50; Ex. 1005, 1:1‒21; Ex. 1006, 3).
`Petitioner has provided a similar detailed analysis of claims 11, 16,
`and 20. See Pet. 45‒57. Notwithstanding Patent Owner’s arguments, which
`we address below, we are persuaded that Petitioner has demonstrated a
`reasonable likelihood that it would prevail in showing that claims 6, 11, 16,
`and 20 are unpatentable under 35 U.S.C. § 103(a) as obvious.
`Patent Owner argues that (a) the combination of Bowie,
`Vanzieleghem, and ANSI T1.413 each provide very different low power
`mode capabilities and very different methods of restoring full power mode
`(b) the combination of Bowie, Vanzieleghem, and ANSI T1.413 fails to
`disclose “stor[ing], in a low power mode, at least one parameter associated
`with the full power mode operation, wherein the at least one parameter
`comprises at least one of a fine gain parameter and a bit allocation
`parameter” and “exit[ing] from the low power and restore the full power
`mode by using the at least one parameter and without needing to reinitialize
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`the transceiver,” (c) Petitioner fails to provide a reasoned analysis to support
`a finding that it would have been obvious to combine Bowie and
`Vanzieleghem, and ANSI T1.413, and (d) Petitioner does not provide
`whether a person with ordinary skill in the art would have had a “reasonable
`expectation of success” in making the asserted modifications to Bowie,
`Vanzieleghem, and ANSI T1.413. Prelim. Resp. 10–36. We address each
`argument in the order presented by Patent Owner.
`a. Low Power Mode Capabilities and Restoring Full Power Mode
`Patent Owner argues that Bowie discloses an ADSL unit that receives
`a shut down signal and enters a low power mode, in which processing,
`transmitting, and receiving circuitry are shut down. Id. at 10 (citing Ex.
`1004, 5:25‒28). Patent Owner argues that the resume signal remains
`operational in order to receive a resume signal, and the ADSL unit returns to
`full power after receiving a resume signal. Id. at 10‒11 (citing Ex. 1004,
`5:48‒55, 5:60‒62). Patent Owner argues that Bowie does not disclose that
`the ADSL unit is capable of receiving a synchronization signal when in low
`power mode, and Bowie does not disclose storing a fine gain parameter or
`bit allocation parameter when in low power mode. Id. at 11.
`Patent Owner argues that Vanzieleghem discloses a transmitter that
`uses all of its carriers for effective data, and it reduces power dissipation
`when only idle data. Id. at 11 (citing Ex. 1005, 5:33‒35, 5:55‒6:15, 6:30‒
`41). Patent Owner argues that Vanzieleghem does not disclose storing any
`parameters associated with full power operation in low power mode, and
`further does not disclose any parameters regarding the data to be transmitted
`such as bit allocation or fine gain parameters. Id. at 11‒12.
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`Patent Owner further argues that ANSI T1.413 discloses “electrical
`characteristics of ADSL signals appearing at a network interface and the
`requirements for transmission between a network and customer installation.”
`Id. at 12. Patent Owner argues that ANSI T1.413 does not disclose
`operation in low power mode, and does not disclose storing, in low power
`mode, fine gain or bit allocation parameters. Id.
`Accordingly, Patent Owner argues that Bowie, Vanzieleghem, and
`ANSI T1.413 disclose very different systems having very different
`functionalities. Prelim. Resp. 10‒12. As such, Patent Owner argues that
`Bowie, Vanzieleghem, and ANSI T1.413 disclose very different low power
`mode capabilities and very different methods of restoring full power mode.
`Id.
`
`We are not persuaded by Patent Owner’s argument. As discussed
`above, Petitioner sets forth an analysis of the combination of Bowie,
`Vanzieleghem, and ANSI T1.413, and argues that the combination of
`Bowie, Vanzieleghem, and ANSI T1.413 discloses each of the limitations of
`claims 6, 11, 16, and 20. See Pet. 12‒58. Petitioner further articulates a
`reasoning supported by rational underpinnings in its conclusion of
`obviousness. KSR Int’l Co. v. Teleflex Inc., 127 S.Ct. 1727, 1742 (2007).
`We are not persuaded by Patent Owner’s argument because Patent Owner’s
`arguments are tantamount to identifying deficiencies in each reference
`individually, whereas Petitioner’s analysis is based on what the combination
`of references teaches. Nonobviousness cannot be established by attacking
`the references individually when the rejection is predicated upon a
`combination of prior art disclosures. See In re Merck & Co. Inc., 800 F.2d
`1091, 1097 (Fed. Cir. 1986). Furthermore, Patent Owner fails to set forth
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`persuasive evidence that a person with ordinary skill in the art would not
`have combined Bowie, Vanzieleghem, and ANSI T1.413 because the
`references disclose very different low power mode capabilities and very
`different methods of restoring full power mode.
`Accordingly, on this record, we are not persuaded by Patent Owner’s
`argument.
`b. The “Storing” and “Exiting” Limitations
`Patent Owner argues that Petitioner fails to show that any of Bowie,
`Vanzieleghem, and ANSI T1.413 disclose “stor[ing], in a low power mode,
`at least one parameter associated with the full power mode operation,
`wherein the at least one parameter comprises at least one of a fine gain
`parameter and a bit allocation parameter” and “exit[ing] from the low power
`and restore the full power mode by using the at least one parameter and
`without needing to reinitialize the transceiver.” Patent Owner argues that
`Petitioner “improperly split these discrete claim limitations into smaller
`pieces in order to distance the claimed invention of the ’404 from its
`individual words.”
`We are not persuaded by Patent Owner’s argument. As discussed
`above, Petitioner argues that the combination of Bowie, Vanzieleghem, and
`ANSI T1.413 discloses each of the limitations of claims 6, 11, 16, and 20.
`See Pet. 12‒58. We are not persuaded by Patent Owner’s argument because
`Patent Owner’s argument are tantamount to identifying deficiencies in each
`reference individually, whereas Petitioner’s analysis is based on what the
`combination of references teaches. Nonobviousness cannot be established
`by attacking the references individually when the rejection is predicated
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`upon a combination of prior art disclosures. See In re Merck & Co. Inc., 800
`F.2d 1091, 1097 (Fed. Cir. 1986).
`Accordingly, on this record, we are not persuaded by Patent Owner’s
`argument.
`c. Rationale to Combine Bowie, Vanzieleghem, and ANSI T1.413
`Patent Owner argues that Petitioner provides “no reason” supported
`by rational underpinnings to combine Bowie with ANSI T1.413 in order to
`disclose “stor[ing], in a low power mode, at least one parameter associated
`with the full power mode operation, wherein the at least one parameter
`comprises at least one of a fine gain parameter and a bit allocation
`parameter.” Prelim. Resp. 18‒32.
`On this record, we are not persuaded by Patent Owner’s argument. As
`discussed above, Petitioner argues that Bowie can be modified to include the
`“bit allocation parameter” and “fine gain parameter” because these
`parameters are “needed to ‘physically connect’ and ‘establish a
`communications link’ between the transceivers so that the data transmission
`can occur over the link.” Pet. 38 (citing Ex. 1006, 105). Petitioner
`concludes that it would have been obvious to a person with ordinary skill in
`the art to combine the “bit allocation parameter” and “fine gain paramete