throbber

`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`DISH NETWORK L.L.C.
`Petitioner
`
`v.
`
`TQ DELTA LLC
`Patent Owner
`
`
`
`
`
`
`
`
`
`Case IPR2016-01470
`Patent 8,611,404
`
`
`
`PETITIONER’S REPLY TO PATENT OWNER’S RESPONSE
`
`
`
`
`
`
`  
`
`

`

`Table of Contents
`
`
`Page
`
`
`I.
`II.
`
`INTRODUCTION .......................................................................................... 1
`CLAIM CONSTRUCTION ........................................................................... 1
`A.
`Patent Owner’s Proposed Construction For “Synchronization
`Signal” Should Be Rejected ................................................................. 1
`B. No Construction Is Necessary For “Parameter Associated with
`the Full Power Mode Operation” ......................................................... 6
`III. THE COMBINATION OF BOWIE, VANZIELGHEM AND THE
`1995 ADSL STANDARD RENDER THE CHALLENGED CLAIMS
`OBVIOUS ....................................................................................................... 7
`A.
`The Declaration of Dr. Chrissan should be entitled little to no
`weight. .................................................................................................. 7
`Patent Owner’s arguments related to the first part of the
`“storing” element of claims 6, 11 and 16 are meritless and
`irrelevant. .............................................................................................. 8
`The combination of Bowie and the 1995 ADSL Standard
`discloses “stor[ing], in the low power mode … at least one of a
`fine gain parameter and a bit allocation parameter.” ......................... 10
`1.
`The combination of Bowie and the 1995 ADSL Standard
`is not the result of hindsight bias. ............................................ 10
`Bowie’s teachings do not undermine Petitioner’s stated
`motivations for combining Bowie and the 1995 ADSL
`Standard ................................................................................... 13
`Bowie discloses “exit[ing] from the low power mode …
`without needing to reinitialize the transceiver.” ................................ 14
`1.
`The ADSL unit in Bowie does not re-initialize every time
`it wakes up from its low power mode ...................................... 14
`Bowie does not teach away from the claimed invention. ........ 15
`2.
`The combination of Bowie and Vanzieleghem disclose
`“receiving, in the low power mode, a synchronization signal” ......... 16
`
`B.
`
`C.
`
`2.
`
`D.
`
`E.
`

`

`
`-i-
`

`
`

`

`Table of Contents
`(continued)
`
`Page
`
`
`
`Bowie does not teach away from modification by
`Vanzieleghem for the “synchronization signal” element. ....... 16
`The proposed modification does not render Bowie’s low
`power mode inoperable. ........................................................... 19
`IV. CONCLUSION ............................................................................................. 21
`
`1.
`
`2.
`
`
`

`
`-ii-
`
`
`
`

`

`
`
`Exhibit
`No.
`1058
`1059
`
`1060
`1061
`
`
`List of Exhibits
`
`Description of Document
`
`Deposition Transcript of Dr. Douglas A. Chrissan on August 11, 2017.
`
`Copy of Deposition Transcript of Dr. Douglas A. Chrissan filed in
`IPR2016-01466 on August 23, 2017 as Ex. 1011.
`
`Dictionary of Networking, Third Edition (1999).
`
`Claim Construction Order filed in TQ Delta, LLC v. Comcast Cable
`Communications, LLC, Case Nos. 15-cv-611, 15-cv-612, 15-cv-613,
`15-cv-614, 15-cv-615, 15-cv-616 (D. Del.) dated Dec. 6, 2016.
`
`
`

`
`-iii-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`I.
`
`INTRODUCTION
`Patent Owner’s Response (“POR”) sets forth new unsupportable proposed
`
`claim constructions and uses them to argue that the combination of Bowie,
`
`Vanzieleghem, and the 1995 ADSL Standard fails to teach the limitations “stor[ing],
`
`in a low power mode, at least one parameter associated with the full power mode
`
`operation” (herein, the “storing” claim element), “exit[ing] from the low power
`
`mode … without needed to reinitialize the transceiver” (herein, the “exiting” claim
`
`element), and “receiv[ing], in the low power mode, a synchronization signal”
`
`(herein, the “synchronization signal” claim element). Patent Owner’s arguments are
`
`based on erroneous claim constructions, mischaracterizations of the prior art and a
`
`misinterpretation of the rules of obviousness so they should respectfully be rejected.
`
`II. CLAIM CONSTRUCTION
`A.
`Patent Owner’s Proposed Construction For “Synchronization
`Signal” Should Be Rejected
`Patent Owner (“PO”) proposes a construction for the claimed term
`
`“synchronization signal” for the first time in its Response. PO’s proposed
`
`construction provides for “a signal used to maintain a timing relationship between
`
`transceivers by correcting errors or differences between a timing reference of the
`
`
`

`
`-1-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`transmitter and a timing reference of the receiver of the signal.”1 (POR, 19-20.) At
`
`least the underlined portion of the construction is not s supported by the ‘404
`
`patent and is also much narrower than the broadest reasonable interpretation for
`
`this term.
`
`Nothing in the ’404 patent relates to synchronizing “by correcting errors or
`
`differences between a timing reference of the transmitter of the signal and a timing
`
`reference of the receiver of the signal”. The ‘404 patent’s disclosure of time
`
`synchronization is limited to an embodiment where a transmitter transmits a timing
`
`reference signal 62a to a receiver 16. (Ex. 1001, 5:37-62.) The timing reference
`
`signal 62a is “synchronized with the Master Clock in the transmitter.” (Id., 5:41-
`
`45.) The ‘404 patent explains that, when the receiver 16 receives this signal 62a, its
`
`                                               
`
` 1
`
` Patent Owner incorrectly states that it originally proposed a construction for the
`
`term “synchronization signal” in its Preliminary Response and that “further
`
`clarification is needed” of the term “synchronization signal” “based on the Board’s
`
`constructions in the Institution Decision and on the application of those
`
`constructions.” (POR, 19.) No construction for “synchronization signal” was
`
`previously proposed by either party in this IPR or adopted by the Board. (POR, 19;
`
`Decision, 5-7; POR, 8.)
`
`
`

`
`-2-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`phase-lock loop 62 “locks itself to this signal and drives clock 30 [of the receiver
`
`16] in synchronism with the Master Clock in the driving transmitter.” (Id., 5:48-
`
`53.) Nothing in this disclosure requires correcting errors or differences between
`
`timing references.
`
`Further, the portions of the specification that PO relies on in support of its
`
`construction (POR, 21-22) discuss Figure 1, which is merely “a preferred
`
`embodiment” of the ‘404 patent. (Ex. 1001, 3:47-49.) PO even admits that there
`
`are other reasons for using a synchronization signal besides correcting errors or
`
`differences in multicarrier systems. (POR, 23 (“a synchronization signal is
`
`primarily used to correct errors or differences”)(emphasis added); Chrissan Decl.,
`
`¶ 57 (“a synchronization signal may find other system-specific, protocol-specific
`
`and indirect uses such as those identified in the patent specification. …”). The
`
`term “synchronization signal” is not expressly limited or defined by the language
`
`of the specification and is therefore not limited to the narrow construction
`
`proposed by PO. In re Am. Acad. Of Sci. Tech Ctr., 367 F.3d 1359, 1369 (Fed. Cir.
`
`2004) (holding that  features relating to particular embodiments may not be read
`
`into the claims “absent clear disclaimer in the specification”)..
`
`PO further relies on a single dictionary definition to argue that its new
`
`construction “is consistent with technical dictionaries that explain that maintaining
`
`synchronization is ‘check[ing] for and correct[ing] any variations in timing.’”
`
`-3-
`
`

`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`(POR, 23.) This argument should be rejected by the Board because PO quotes the
`
`definition for the term “synchronous transmission” and not “synchronization.” The
`
`same technical dictionary that PO relies on for its definition of “synchronous
`
`transmission” includes a separate definition for “synchronization,” as [t]he timing
`
`of separate elements or events to occur simultaneously.” (Ex. 1060, 6.) The
`
`dictionary definition of “synchronization”
`
`is consistent with Petitioner’s
`
`understanding of the broadest reasonable interpretation of “synchronization signal”
`
`as used in the patent.
`
`Further, PO’s expert admitted in related proceeding IPR2016-01466, which
`
`challenges the same claims and includes the same proposed claim construction,
`
`that he added the underlined “by correcting” language to the proposed construction
`
`because of arguments made by the petitioner’s expert in that case, rather than
`
`because of the teachings of the ‘404 patent. (Ex. 1059, 85:12-15.) The added
`
`language should therefore be rejected by the Board.
`
`Petitioner maintains that no construction for this term is needed to determine
`
`
`

`
`-4-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`the unpatentability of the challenged claims.2 That said, to the extent the Board
`
`determines that a construction is needed, Petitioner proposes: “a signal used to
`
`maintain a timing relationship between transceivers.” This proposal would adopt
`
`the first half of PO’s proposed construction without the unsupported and unduly
`
`narrow “by correcting…” limitation, and is supported by the ‘404 patent as
`
`explained above. (See Ex. 1001, 5:37-62.) It is also consistent with the construction
`
`proposed by PO in co-pending IPR2016-01466 (see IPR2016-01466 (Paper 6), 7
`
`and Ex. 1010, ¶ 55 from that proceeding) and adopted by the district court in the
`
`co-pending litigation proceedings. (See Ex. 1061, 4).
`
`For at least these reasons, Petitioner respectfully requests that the Board
`
`reject PO’s unsupported claim construction for the term “synchronization signal”
`
`and, if needed to resolve this dispute, adopt Petitioner’s supported construction of
`
`“a signal used to maintain a timing relationship between transceivers.”
`
`                                               
`
`  2
`
` This is evidenced by the fact that PO has not raised any arguments alleging that
`
`Vanzieleghem – the reference Petitioner relied on to teach a “synchronization
`
`signal” – does not satisfy PO’s proposed construction. 
`
`
`

`
`-5-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`
`B. No Construction Is Necessary For “Parameter Associated with the
`Full Power Mode Operation”
`PO proposes that the above claim limitation should be construed as a
`
`“parameter associated with the transmission and/or reception of data during normal
`
`operation.” (POR, 23.) PO’ argues that the parameters stored during low power
`
`mode in the ‘404 patent include only “communication protocol-specific parameters
`
`that are used for the transmission of data,” such as “transmission fine gains” and
`
`“Bit Allocation Tables.” PO’s proposed construction is not supported by the
`
`language of the claims or the specification because fine gain and bit allocation
`
`parameters are explicitly required by the challenged claims of the ‘404 patent
`
`themselves. (POR, 24.) Moreover, the claim language “wherein the at least one
`
`parameter comprises at least one of a fine gain parameter and a bit allocation
`
`parameter” expressly indicates that the claimed parameters comprise (i.e., include,
`
`but are not limited to), fine gain and bit allocation parameters.
`
`PO’s proposed construction also impermissibly reads embodiments from the
`
`‘404 patent out of the claims. In re Am. Acad. of Sci. Tech Ctr., 367 F.3d at 1369
`
`(Fed. Cir. 2004) (holding that features relating to particular embodiments may not
`
`be read into the claims “absent clear disclaimer in the specification”). The passage
`
`Patent Owner relies on to support its construction explains that the “states” stored
`
`during low power mode “preferably includes at least” the parameters listed, which
`
`
`

`
`-6-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`include fine gain and bit allocation parameters. (Ex. 1001, 7:3-4.) The “preferably
`
`includes at least” language from the specification clearly contemplates additional
`
`parameters other than those listed associated with a full power mode being stored
`
`during low power mode, and the specification does not limit what these stored
`
`parameters may be in any way. PO’s construction would therefore impermissibly
`
`read out other possible parameters permitted by the specification.
`
`Accordingly, Petitioner maintains that no construction of “parameter
`
`associated with the full power mode operation” is needed here.
`
`III. THE COMBINATION OF BOWIE, VANZIELGHEM AND THE 1995 ADSL
`STANDARD RENDER THE CHALLENGED CLAIMS OBVIOUS
`A. The Declaration of Dr. Chrissan should be entitled little to no
`weight.
`“Expert testimony that does not disclose the underlying facts or data on
`
`which the opinion is based is entitled to little or no weight.” 37 C.F.R. § 42.65(a);
`
`see also, Final Rules of Practice at pg. 48763 (“The Board expects that most
`
`petitions and motions will rely upon affidavits of experts. Affidavits expressing an
`
`opinion of an expert must disclose the underlying facts or data upon which the
`
`opinion is based. See Fed. R. Evid. 705; and § 42.65. Opinions expressed without
`
`disclosing the underlying facts or data may be given little or no weight. Rohm &
`
`Haas Co. v. Brotech Corp., 127 F.3d 1089, 1092 (Fed. Cir. 1997) (nothing in the
`
`Federal Rules of Evidence or Federal Circuit jurisprudence requires the fact finder
`
`
`

`
`-7-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`to credit unsupported assertions of an expert witness)”). For example, the Board
`
`has made clear that “if a declaration is based on argument or conclusory assertions,
`
`not supported by a factual basis, the Board may give such testimony little if any
`
`weight.” (IPR2013-00289, Paper 6, Order Regarding Conduct of the Proceeding
`
`dated June 19, 2013 at pg. 2.) Here, much of Dr. Chrissan’s declaration merely
`
`repeats the same arguments raised by the PO without providing any meaningful
`
`explanation or factual basis for the conclusory statements therein. (See e.g., Ex.
`
`2003, ¶¶ 53-57 compare to POR, 20-21-23; Ex. 2003, ¶¶ 89-92 compare to POR,
`
`43-45; Ex. 2003, ¶¶ 97-99 compare to POR, 47-48.)
`
`B.
`
`Patent Owner’s arguments related to the first part of the
`“storing” element of claims 6, 11 and 16 are meritless and
`irrelevant.
`PO’s arguments that the loop characteristics of Bowie are not associated
`
`with a full power mode are meritless. (POR, 25-30.) First, the loop characteristics
`
`disclosed in Bowie clearly satisfy the “storing” limitation. Loop characteristics in
`
`Bowie are parameters which are stored in memory. (See Ex. 1004, 5:17-19 (“Upon
`
`receipt of the shut-down signal, the COT unit 232 optionally stores in memory 117
`
`characteristics of the loop 220 that were determined by CPE to COT
`
`handshaking.”).) These loop characteristic parameters are also associated with the
`
`full power mode as they “enable data transmission to resume quickly by reducing
`
`the time needed to determine loop transmission characteristics” when the system
`
`

`
`-8-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`wakes up from its sleep mode. (Ex. 1004, 5:62-6:2; see also Pet., 33-35; Ex. 1002,
`
`¶¶ 143-149.) Without these parameters there could be no data transmission as
`
`required by the full power mode.
`
`Second, the full context of the claims makes clear that the 1995 ADSL
`
`standard supplies the claimed parameters. As indicated in the petition, claim
`
`elements 6[e], 11[f] and 16[e] of the ‘404 patent each recite “stor[ing], in a low
`
`power mode, at least one parameter associated with the full power mode operation
`
`wherein the at least one parameter comprises at least one of a fine gain parameter
`
`and a bit allocation parameter,” (the “storing” element). (See e.g., Pet., 8-9.) This
`
`is a single element that Petitioner addressed in two parts in the Petition for clarity.
`
`(See e.g., Pet., 33-40.) PO mischaracterizes this two-part explanation and attempts
`
`to argue the first part of the “storing” element separately on the merits from the
`
`second part as if they are two distinct limitations, which they are not.
`
`Petitioner has not asserted that Bowie alone renders the “storing” element as
`
`a whole obvious. The Petition explicitly states that “Bowie can be modified so that
`
`the ‘handshaking’ and ‘loop loss characteristics’ stored during the low power mode
`
`can include the bit allocation and/or fine gain parameters described in the 1995
`
`ADSL Standard as being exchanged during the initialization process.” (Pet., 38.) In
`
`other words, Petitioner’s position has always been that the combination of Bowie
`
`and the 1995 ADSL Standard discloses the claimed “parameters” of the “storing”
`
`-9-
`
`

`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`element – not Bowie alone.
`
`(See also
`
`Institution Decision, 18-19
`
`(“Nonobviousness cannot be established by attacking the references individually
`
`when
`
`the
`
`rejection
`
`is predicated upon a combination of prior art
`
`disclosures”)(citing In re Merck & Co. Inc., 800 F.2d 1091, 1097 (Fed. Cir.
`
`1986)).)
`
`Accordingly, PO’s argument that Bowie alone does not disclose “stor[ing],
`
`in a low power mode, at least one parameter associated with the full power mode
`
`operation” is immaterial should be rejected.
`
`C. The combination of Bowie and the 1995 ADSL Standard discloses
`“stor[ing], in the low power mode … at least one of a fine gain
`parameter and a bit allocation parameter.”
`PO attacks the motivation to combine Bowie and the 1995 ADSL Standard
`
`to teach the “storing” element in two ways. First, it argues that the combination is
`
`the result of Petitioner’s hindsight bias. (POR, 32-35.) Then, it argues that the
`
`teachings in Bowie undermine Petitioner’s reasons for combining the references.
`
`(POR, 35-37.) Both arguments are incorrect.
`
`1.
`
`The combination of Bowie and the 1995 ADSL Standard is
`not the result of hindsight bias.
`Contrary to PO’s argument, the combination of Bowie and the 1995 ADSL
`
`Standard is a classic example of the well-established rule that “[e]vidence of a
`
`suggestion, teaching, or motivation to combine prior art references may flow, inter
`
`
`

`
`-10-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`alia, from the references themselves.”3 Winner Int’l Royalty Corp. v. Wang, 202
`
`F.3d 1340, 1348 (Fed. Cir. 2000). Bowie expressly states that its system uses
`
`ADSL technology. (See e.g., Ex. 1004, 3:23-50.) Bowie describes a “handshaking”
`
`process where “signals are exchanged … to adapt the ADSL units to the electronic
`
`characteristics of the particular wire loop.” (Ex. 1004, 4:64-5:5.) Both experts
`
`agree that the “handshaking” process in Bowie is the same “initialization” process
`
`described in the 1995 ADSL Standard. (Ex. 1058, 52:18-53:14; Ex. 1002, ¶ 145;
`
`Ex. 2004, 53:7-15.) This makes sense because (a) the 1995 ADSL Standard was
`
`the only ADSL standard at the time of Bowie and the ‘404 patent and (b) the 1995
`
`ADSL Standard describes the initialization process that every ADSL compliant
`
`system must implement to function properly. (Ex. 1006, 3; Pet., 16-17.) Bowie’s
`
`express use of ADSL technology alone provides the general motivation to combine
`                                               
`
` 3
`
` There are at least two other co-pending IPR proceedings challenging the validity
`
`of claims 6, 11 and 16 of the ‘404 patent. (See IPR2016-01466 and IPR2016-
`
`01160.) Petitioner in each IPR combines Bowie with the 1995 ADSL Standard to
`
`teach the “storing” limitation, yet the Patent Owner raises the argument of
`
`hindsight bias for the first time in its Response here. Patent Owner’s failure to even
`
`raise the argument in those proceedings is telling.
`

`

`
`
`
`-11-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`Bowie and 1995 ADSL Standard – i.e., the motivation flows from the references
`
`themselves. And, the experts’ combined admission that Bowie implements the
`
`1995 ADSL Standards in its system only bolsters this motivation. (See also Pet.,
`
`39-40; Ex. 1002, ¶¶ 151-154.)
`
`Similarly, Bowie expressly describes storing the “characteristics of the loop
`
`220 that were determined by CPE to COT handshaking” when the system powers
`
`down to a low power mode. (Ex. 1004, 5:17-19; see also id., 5:62-66 (referring to
`
`“loop transmission characteristics”)(emphasis added).) It explains that “[s]toring
`
`loop characteristics enables rapid resumption of user data transmission when the
`
`units are returned to full power mode.” (Ex. 1004, 5:22-25.) The 1995 ADSL
`
`Standard states that “fine gain” and “bit allocation” parameters are exchanged as
`
`part of the “handshaking” process that is implemented in Bowie, and explains that
`
`the parameters are required to “physically connect” the ADSL units “to establish a
`
`communications link.” (See e.g., Ex. 1006, 103, 54; Pet., 35-38.) Bowie’s express
`
`teaching of storing parameters to aid in the “rapid resumption of user data
`
`transmission” provides clear motivation to combine with the exchange of “fine
`
`gain” and “bit allocation” parameters from the 1995 ADSL Standard that aid in the
`
`establishing a link for user data transmission, and vice versa. Thus, the motivations
`
`to combine Bowie and the 1995 ADSL Standard again flow directly from the
`
`references themselves. (See also Pet., 39-40; Ex. 1002, ¶¶ 147-154.) Nothing about
`
`-12-
`
`

`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`this combination is a result of hindsight bias.
`
`2.
`
`Bowie’s teachings do not undermine Petitioner’s stated
`motivations for combining Bowie and the 1995 ADSL
`Standard
`According to PO, there would be “no value” in storing the exchanged
`
`parameters from the 1995 ADSL Standard because Bowie teaches that “new
`
`transmission parameters would have to be re-calculated as well when the unit
`
`comes out of low power mode.” (POR, 36-37.) This argument misstates and
`
`misinterprets Bowie. Bowie’s stated purpose for storing loop characteristics is to
`
`“enable rapid resumption of user data transmission when the units are returned to
`
`full power mode.” (Ex. 1004, 5:23-25.) Bowie indicates that, when loop
`
`characteristics are stored, re-initialization – or “handshaking” – “may be required”
`
`upon wake up in limited circumstances, but not in every circumstance. (Ex. 1004,
`
`6:30-41; see also Ex. 1002, ¶¶ 144-145, 160-162.) For example, as discussed
`
`further below in Sect. III.D.1., Bowie points out that re-initialization may be
`
`required due to “temperature-dependent changes in loop resistance.” (Ex. 1004,
`
`6:38-41.) If initialization were required every time the ADSL unit powers up, as
`
`PO argues, then (a) there would be no logical reason to store the loop
`
`characteristics (and certainly no reason for Bowie to suggest storing them), and (b)
`
`“resumption of user data transmission” would not be “rapid” because it would
`
`require the same amount of time to initialize every time. PO’s arguments are
`
`

`
`-13-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`therefore meritless and should be rejected by the Board.
`
`D. Bowie discloses “exit[ing] from the low power mode … without
`needing to reinitialize the transceiver.”
`PO sets forth two arguments related to the “exiting” claim element. First, PO
`
`argues that Bowie’s ADSL unit performs initialization every time it wakes up from
`
`a low power mode. (POR, 38-39.) Then, it argues that Bowie teaches away from
`
`the “exiting” element. (POR, 40-42.) Both arguments fail.
`
`1.
`
`The ADSL unit in Bowie does not re-initialize every time it
`wakes up from its low power mode
`PO’s arguments related to the re-initialization requirements in Bowie
`
`mischaracterize the reference. As described above, Bowie describes an option
`
`where loop characteristics can be stored during a low power mode. (Ex. 1004,
`
`5:17-19.) Bowie explains that “if loop transmission characteristics had been stored,
`
`these parameters are retrieved from memory 117 and used to enable data
`
`transmission to resume quickly by reducing the time needed to determine loop
`
`transmission characteristics” upon wake up, thus eliminating the need for
`
`handshaking. (Ex. 1004, 5:62-66; see also id., 5:22-25, 6:31-34, FIG. 3 (block
`
`305).) Bowie explains that “[a]fter resumption of full power mode, additional
`
`handshaking between ADSL units 232 and 242 may occur” (id., 5:66-6:2), but the
`
`use of “may” is permissive and does not require re-initialization, as PO suggests.
`
`This is consistent with other disclosures in Bowie, which clearly disclose that
`
`
`

`
`-14-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`handshaking (i.e., re-initialization) upon wake-up is required in only limited
`
`circumstances. For example, Bowie teaches that “[h]andshaking information may
`
`be required where, for example, loop characteristics have changed due, for
`
`example, to temperature-dependent changes in loop resistance.” (Ex. 1004, 6:38-41
`
`(emphasis added); see also id., 6:42-43.) If handshaking were always required then
`
`this last passage in Bowie serves no purpose because handshaking would occur
`
`regardless of temperature changes. (See also Sect. III.C.2.) Therefore, PO’s
`
`arguments are meritless and should be rejected by the Board.
`
`2.
`Bowie does not teach away from the claimed invention.
`PO’s arguments on pages 40-42 of its Response are premised on its mistaken
`
`belief that the invention of the ‘404 patent does not perform re-initialization of any
`
`kind upon wake-up from a low power mode. This is a fallacy. The ‘404 patent
`
`states:
`
`
`

`
`On resuming communication, it may be desirable for the
`CPE transceiver to transmit several frames of test
`(known) data (step 100) before resuming transmission of
`user data. This enables the system to verify that system
`conditions have not changed so significantly as to require
`renewed initialization. If the CO transceiver receives
`these without error, it notifies the CPE transceiver (step
`102) and the latter resumes full user data transmission
`(steps 104 and 106). Otherwise, reinitialization must be
`
`-15-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`
`performed (steps 104 and 108) before user data
`transmission occurs.
`
`(Ex. 1001, 8:24-35 (emphasis added).) This is exactly how Bowie functions. PO
`
`ignores this passage and does not provide any explanation as to why this test / re-
`
`initialization functionality differs from that described in Bowie. For at least these
`
`reasons, the Board should reject PO’s arguments here.
`
`E.
`
`The combination of Bowie and Vanzieleghem disclose “receiving,
`in the low power mode, a synchronization signal”
`PO sets forth two arguments related to the “synchronization signal” claim
`
`element. First, PO argues that Bowie teaches away from modifying its system to
`
`include the synchronization signal disclosed in Vanzieleghem. Next, it argues that
`
`this modification renders the ADSL units in Bowie inoperable. Both arguments are
`
`incorrect.
`
`1.
`
`from modification by
`teach away
`Bowie does not
`Vanzieleghem for the “synchronization signal” element.
`PO argues that “the intended purpose of Bowie is to save maximum power
`
`(up to five watts) when in the low power mode.” (POR, 43 (emphasis added).)
`
`Bowie, however, does not mention anything about saving “maximum” power.
`
`Instead, Bowie’s invention is concerned with power conservation by, for example,
`
`“reducing power consumption of certain of the electronic circuits in the terminal
`
`unit upon detection of a shut-down condition.” (See Ex. 1004, Abstract; see also
`
`
`

`
`-16-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`id., Title, 3:1-10.) Indeed, Bowie acknowledges that “the particular components
`
`that can be placed in a low power mode may vary among differing brands, models,
`
`and versions of the ADSL units” so Bowie explicitly contemplates that some
`
`components (such as receiver 16) could be left “on” in Bowie such that the loop
`
`220 is active while the transmitter is in a low power mode. (Ex. 1004, 5:45-47.)
`
`Thus, there is no requirement that all components of the Bowie transceiver remain
`
`“off” during low power mode.
`
`Further, modifying Bowie so that its receiver 16 receives “synchronization
`
`signals” while the system is in a low power mode, as taught in Vanzieleghem,
`
`would not defeat Bowie’s intended purpose of conserving power, as PO suggests.
`
`Petitioner’s expert explained during his deposition that “[a] transmitter uses a
`
`hundred times the power of a receiver.” (Ex. 2004, 143:18-144:2.) Leaving the
`
`receiver 16 in Bowie “on” in any capacity while the transmitter is “off” would
`
`necessarily result in significant overall power conservation for the system. This is
`
`regardless of whether the receiver 16 in Bowie is “on” and idle or “on” and
`
`continuously receiving signals (synchronization signals or otherwise). PO has
`
`never disputed this. Instead, PO argues that the receiver 16 and/or some of the
`
`signal processing circuitry in Bowie must be “on” to demodulate a received
`
`“synchronization signal.” (POR, 43-45.) But, this is a distraction because the
`
`transmitter in Bowie is still “off” when the receiver and/or processing circuity are
`
`-17-
`
`

`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`“on” so Bowie’s system is still saving significant power.4 (Pet., 40-43; Ex. 1002,
`
`¶¶ 155-159.)
`
`As discussed in the petition, Vanzieleghem is also a reference concerned
`
`with power conservation. (Pet., 40-43.) The “synchronization signals” it sends
`
`during low power mode include a single pilot tone carrier Cp instead of the usual
`
`68 carriers. (See e.g., Ex. 1005, 7:20-25.) Petitioner’s expert explained that the
`
`power needed for a receiver – such as the receiver 16 in Bowie – to demodulate a
`
`superframe having a single carrier is significantly less than the power needed to
`
`demodulate a typical superframe with 68 carriers. (Ex. 1002, ¶¶ 156-157; Pet., 41.)
`
`Implementing
`
`the
`
`low power mode synchronization signal
`
`teachings of
`
`Vanzieleghem into Bowie would therefore still result in significant power
`
`                                               
`
` 4
`
` Contrary to the Patent Owner’s position, Bowie does not make any specific
`
`remarks about how much power its system must save by entering a “low power
`
`mode.” (POR, 43.) At best, the background section of Bowie, states generally that
`
`“[s]ignal processing, transmitting, and receiving circuitry for [] high frequency
`
`modulated data signals requires [] substantial amounts of power, typically up to 5
`
`watts per loop served.” (Ex. 1004, 2:1-4.) Nothing in the passage requires Bowie’s
`
`system must conserve a “maximum” amount of power.
`
`
`

`
`-18-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`conservation. PO does not dispute this.  
`
`Furthermore, PO’s argument that the loop 220 in Bowie is described as
`
`being in an “inactive” state when its components are in a low power mode is
`
`irrelevant. (POR, 45-46.) A loop is either active or inactive (i.e., sending data or
`
`not sending data). Bowie has stated no benefit to keeping the loop 220 in an
`
`inactive state when the components are in a low power mode. A loop 220 itself
`
`does not consume power so keeping it in an active state while the transmitter is
`
`“off” will still result in significant power savings.
`
`For at least these reasons, Bowie does not teach away from its combination
`
`with Vanzieleghem to teach “receiv[ing], in a low power mode, a synchronization
`
`signal.”
`
`2.
`
`The proposed modification does not render Bowie’s low
`power mode inoperable.
`PO’s argument that combination with Vanzieleghem would render Bowie’s
`
`low power mode inoperable is incorrect. Bowie discloses that its “resume signal
`
`may be an AC signal greater than 4kHz or may be a multi-tone AC signal.” (Ex.
`
`1004, 2:45-47.) Bowie therefore provides numerous options for implementing the
`
`resume signal. A 16kHz resume signal is merely one option. The fact that there is a
`
`remote possibility of both Bowie’s resume signal and Vanzieleghem’s pilot tone
`
`being set at the same frequency (e.g., 16kHz), as the PO suggests (POR, 48), is not
`
`
`

`
`-19-
`
`
`
`

`

`Petitioner’s Reply
`Case No. IPR2016-01470
`
`enough to defeat obviousness when Bowi

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket