throbber
A0 120 Rev. 08/10
`
`T0:
`
`Mail Stop 3
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`I:I Trademarks or
`[1 Patents. I ( D the patent zigtiohiinvolves 35 U.S.C. § 292.):
`DOCKET NO.
`DA'I'I:‘ FILED
`U.S. DISTRICT COURT
`2:16-cv—61
`1/17/2016
`Eastern District of Texas, Marshall Division
`PLAINTIFF
`DEFENDANT
`
`OPTIS WIRELESS TECHNOLOGY, LLC and PANOPTIS
`PATENT MANAGEMENT, LLC
`
`KYOCERA COMMUNICATIONS, INC., KYOCERA
`INTERNATIONAL, INC. and KYOCERA CORPORATION
`
`—_
`
`DATE INCLUDED
`
`In the above—%ntitled case, the following patent(s)/ tradcmark(s) have been included:
`INCLUDED BY
`
`I] Amendment
`
`[:1 Answer
`
`B Cross Bill
`
`|:] Other Pleading
`
`HOLDER or PATENT OR TRADEMARK
`1:)’:{T;3R(3\FDI)E’:&:I,:
`TR/I$E:‘A1‘fR%I:,O
`_——
`——
`——
`_—
`——
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Up0n termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s). mail this copy to Director Copy 4—Case file copy
`
`BlackBerry Exhibit 1002, pg. 1
`
`

`
`Mail Stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U .s. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`( E] the patent action involves 35 U.S.C. §729ilV.r):
`I:] Trademarks or M Patents.
`DOCKET NO.
`DATE FILED
`U .5. DISTRICT COURT
`2;16—cv—62
`1/17/2016
`Eastern District of Texas, Marshall Division
`PLAINTIFF
`DEFENDANT
`
`I
`
`OPTIS WIRELESS TECHNOLOGY, LLC and PANOPTIS
`PATENT MANAGEMENT, LLC
`
`BLACKBERRY LIMITED and BLACKBERRY
`CORPORATION
`
`I slows
`
`——
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`I:] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I:I Answer
`
`E] Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitIed case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
` (BY) DEPUTYCLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`BlackBerry Exhibit 1002, pg. 2
`
`

`
`CHE2flEmfi :1]RBRE1° t2B H-TIEIUOIIJZZEBZZIIB H*?511_];BJ1offJ1FF?i1_3;H|]D##: ZIZEE
`A0 120 (Rev. 08/10)
`
`TO I
`
`Mag} smp 8
`Director oftiie US. Patent and Trademark Gffice
`90. Box 145%
`Aiexzanairia, VA 22313-1453
`
`REE’{}RT‘ GN TH
`FILENG OR DETERIVEENATION OF
`A(‘,’i‘i0N REGARDENG A PATENT OR
`TRAEEMIARK
`
`in Coinpiiziiiee with 35 U
`filed. in the
`District Court
`
`§ 290 and/or 15 U. S.C. § 1116 you are hereby zidviseti that ii coon action has been
`Eastern Di$‘?.l"§Ci. Of Texas, Marshai! Division
`on the following
`
`E] ’E‘:'a<§(:inarks or
`
`(
`EZiPa1,exa=.s.
`ATE FELED
`
`the patent action im/oives 35 U.S.C. § $2.):
`us. DESTRICT COURT
`
`PL[>.iNTiFI*"
`
`1/17/2016
`
`.
`
`Eastern District of Texas, Marshaii Division
`DEFENDANT
`
`OPTES WEF<3ELE:':'SS TECHNOLOGY, LLC and PANOFWES
`PATENT MANAGEMENT, LLC
`
`KYOCERA COMEVEUNECA'i'!ONS, i!\iC., KYOCERA
`ENTERNATEONAL, WC. and KYOCERA CORPORATEON
`
`F‘ATE1\"I UR
`TRADEMARK No.
`8,i3€‘34~,91 9
`1
`. 8,199,792
`
`’ 7,783,949
`
`5,355,191
`
`.
`
`5
`
`_
`
`DATE OF PATEIVT
`on TRADEMARK
`11/22/2011
`6/12/2012
`
`"
`-"1 A
`.~"i'm “
`e‘
`1
`"low E J P“ L“ UR "{AL“‘W‘Rl“
`OPTES VVERELESS TECHNOLOGY, LLC
`OPTES ‘WERELESS TECHNOLOGY, LLC
`
`8/24./2016
`
`OPTES \1"\./ERELESS TECHNOLOGY, LLC
`
`3/'3/2005
`
`OPTES WIRELESS TECHNOLOGY, LLC
`
`in the abovc—cntit1cd case, the following patci‘-.t{s)/ Ua(iC1’i1€1l‘i{( 5) have been included:
`
`DATT, INCLUDED
`
`PA'"i"EiN"I' GR
`'I'E?.Ai)Ei‘v‘iARK NO.
`
`5
`
`DATE 0}’ PATE[‘{'i‘
`OR 'I;<_ADEMARK
`
`in the above-~--entitled case, the following (iecision has been rendered, orjudgement issued:
`DECZISICIN/JUDGEi\iENT
`
`in light of the Parties’ Motion, it is hereby ORDERED that all claims brought by
`PanOptis against Kyocera in this action are dismissed with prejudice.
`
`(BY) DEPUTY CLER3:
`Nakisha Love
`
`DATE
`
`1 1/7/16
`
`(Sony i-----iipon ixsitiatiors oi’ aeti-3n, limit this c-zspy to Director Copy 3-----ti {son terminzatiozn oi‘ asztii;-ii, znzaii this ct;-py to flireetor
`Copy 2----Upon filing documtrnt adding patenfls), naai! this copy to ilirector Copy 4------Case file copy
`
`BlackBerry Exhibit 1002, pg. 3
`
`

`
`Case 2:16-cv-00061 Document 4 Filed 01/18/16 Page 1 of 1 Page|D #: 143
`A0 120 (Rev. OS/J)‘;
`
`TO I
`
`Mag} smp 3
`Director (afthe US. Patent and Trademark Gffice
`90. Box 145%
`Alsxeanairia, VA 22313-1453
`
`R.EP{}RT“ CW
`FILENG OR DETERMINATION OF
`ACTEON REGARDENG A PATENT OR
`TRAQEMARK
`
`in Cmttpliunsse wiLl135 U
`filed. in the
`District: Court
`
`§ 2.90 and/er 15 U. S.C. § 1116 you are hereby :.1d\»is€(§ that a semi action has been
`Eastern Di$‘?.l"§C?. Of Texas, Marshai! Division
`011 the following
`
`E] ’E‘:'a<§(:1na1'ks an"
`
`(
`EZIPa1,exa=.s.
`ATE FELED
`
`the patc—:mac1i<m ii1\/(Eh/’(iS 35 U.S.C. § 192.):
`us. DESTRICT COURT
`
`PL[>JNTEFI*"
`
`1/17/2016
`
`.
`
`Eastern District of Texas, Marshaii Dévésicn
`DEFENDANT
`
`OPTES WEF<3ELE:':'SS TECHNOLOGY, LLC and PANOFWES
`PATENT MANAGEMENT, LLC
`
`KYOCERA COMEVEUNECA'i'!ONS, !!\iC., KYOCERA
`ENTERNATEONAL, WC. and KYOCERA CORPORATEON
`
`F‘ATE1\"I UR
`TRADEMARK NO.
`8,0€‘34~,91 9
`1
`. 8,199,792
`
`’ 7,783,949
`
`5,355,191
`
`.
`
`5
`
`_
`
`DATE OF PATEIVT
`QR TRADEMARK
`11/22/2011
`6/12/2012
`
`"
`-"1 A
`.*";'m '1
`1‘
`1
`"low E J P“ L“ UR "{AL“‘W‘Rl“
`OPTES VVERELESS TECHNOLOGY, LLC
`OPTES V‘./ERELESS TECHNOLOGY, LLC
`
`8/24./2016
`
`OPTES \1"\./ERELESS TECHNOLOGY, LLC
`
`3/'3/2005
`
`OPTES WIRELESS TECHNOLOGY, LLC
`
`in the abovc—c11tit1cd case, the following patcr-.t{s)/ tradcn1ark(s) have bcc111'11c1udcd:
`
`DATE INCLUDED
`
`PATENT GR
`'I'E?.Ai)E.~"vԤARK NO.
`
`5
`
`D/—‘xTF 0}’ PA'[E[‘{'E‘
`OR 'I;<_ADEMARK
`
`DECISION/JUDGETMiENT
`
`-~--exliitied case, the fol 1()wi:a_z; ciecision has been rendered, 0rju.dgem:n: issued:
`
`(BY) DEPUTY CLERK
`
`flopy 1-----Upen ixsitiatimz (x§'au:1'i-131:1, 1:: aifl this c-zspy 30 Director Cepy 3-----El {son terminzatixm oi‘ asziic-n, mzaii this ex;-py to flirectssr
`Czxpy 2----Upon filing ducusnent adding pzntenfls), naai! this cupy to ilirector Cupy 4------EL‘a§t: file cupy
`
`BlackBerry Exhibit 1002, pg. 4
`
`

`
`Case 2:16-cv-00062 Document 4 Filed 01/18/16 Page 1 of 1 Page|D #: 142
`A0 120 (Rev. 08/'-.0)
`
`TO I
`
`Mag} smp 3
`Director (afthe US. Patent and Trademark Gffice
`90. Box 145%
`Als:x2anairia, VA 22313-1453
`
`R.EP{}RT“ CW
`FILENG OR DETERMINATION OF
`ACTEON REGARDENG A PATENT OR
`TRAQEMARK
`
`in Cmttpliunsse wiLl135 U
`filed. in the
`District: Court
`
`§ 2.90 and/er 15 U. S.C. § 1116 you are hereby :.1d\»is€(§ that a semi action has been
`Eastern Di$‘?.l"§C?. Of Texas, Marshai! Division
`011 the following
`
`E] ’E‘:'a<§(:1na1'ks an"
`
`EZIPa1,exa=.s.
`
`(
`
`the patc—:mac1i<m ii1\/(Eh/’(iS 35 U
`

`
`PL[>JNTEFI*"
`
`EDATE FELIFD
`a
`1/17/201$
`
`US DESTR1 CT COURT
`Eastern District of Texas, Marshaii Dévésicn
`DEFENDANT
`
`.
`
`OPTES WEF<3ELE:':'SS TECHNOLOGY, LLC and PANOFWES
`PATENT MANAGEMENT, LLC
`
`BLACKBERRY LIMETED and BLACKBERRY
`CORPCJRATECJN
`
`.
`
`F‘ATE1\"I UR
`TRADEMARK NO.
`8,0€‘34~,91 9
`1
`. 8,199,792
`
`DATE OF PATEIVT
`QR TRADEMARK
`11/22/2011
`6/12/2012
`
`"
`-"*1 A
`.*";'m '1
`1‘
`1
`"low E J P“ L“ UR "{AL“‘W‘Rl“
`OPTES VVERELESS TECHNOLOGY, LLC
`OPTES ‘WERELESS TECHNOLOGY, LLC
`
`’ 7,783,949
`
`5,855,191
`
`8/24./2016
`
`3/'3/2005
`
`OPTES \1"\./ERELESS TECHNOLOGY, LLC
`
`OPTES WIRELESS TECHNOLOGY, LLC
`
`in the abovc—c11tit1cd case, the following patcr-.t{s)/ tradcn1ark(s) have bcc111'11c1udcd:
`
`DATE INCLUDED
`
`PATENT UR
`TRADE."V§/XRK NO.
`
`5
`
`IN CLUDED BY
`
`E Amendment
`DATE CF PATE[‘{T
`Z
`1
`XDEMARK
`
`E] Answer
`
`C] Ot1‘)t:r Pleadiiag
`[1 Crc-fir Bill
`‘:41 Ax
`7
`.';-,
`;‘7;'
`RT OR ‘RAJ)E‘WLLRI\
`
`in the abwe-~--exmtied case, the followiixg decisieal has been rendered, 0rju.dgem5n: issued:
`DECISION/JUDGETMiENT
`
`(BY) DEPUTY CLERK
`
`flopy 1-----Upen ixsitiatimz (x§'au:1'i-131:1, 1:: aifl this c-zspy 30 Director Cepy 3-----El {son terminzatixm oi‘ asziic-n, mzaii this ex;-py to flirectssr
`Czxpy 2----Upon filing ducusnent adding pzntenfls), naai! this cupy to ilirector Cupy 4------EL‘a§t: file cupy
`
`BlackBerry Exhibit 1002, pg. 5
`
`

`
`EN THE UNETEB STATES PATEN? AND TRABEMARK GFFECE
`
`In re Patent Appiicaiion of
`
`Cami‘. Na: 1020
`
`FUKUQKA et ai
`PateniN0.: 8,054,919
`Appinu N0, "i2."98:3,'?7‘O
`
`Fiiedz OTJSIQD11
`
`Arty. Refs. HWB-€‘iO5«D3‘i1
`
`I-‘krfi Unit: 2641
`
`Examfiner: MECHAEL T. VU
`
`For: FEAEND CC¥M?*f!UNECATi£)N BASE STATEON DEVICE AND CONTROL CHANNEL
`ARF§AN{3Ei‘*u'!ENT METHOB
`-
`1%
`9%
`Jr
`«iv
`A
`1?:
`7':
`~k
`it
`1!:
`
`Cerhmissixmer fur Patents
`F-ECL Bax 145(3-
`Aiexandria, VA 223'i3~145s.')
`
`Sir:
`
`STATEMENE” OF SEEGD NAKAE3
`
`5, SEEGO NAKAQ, am a named inventor of the ciaims of the above—iden1i€iec£
`
`pateni. E agree in the change of Enventorship it: deflate Seigo Nakaa as a named
`
`inveniar or i have no disagreement in regard ice deiaihg Beige Nakao as a named
`inventor,
`

`
`/
`
`J
`-'1
`
`W
`
`SHGONAKAO
`
`».
`
`.
`
`"
`
`@fifi£j%,L8f%
`
`2604369
`
`BlackBerry Exhibit 1002, pg. 6
`
`

`
`EN THE UNETED STATES PATENT AND TRADEMARK GFFECE
`
`En re.-3 Patent Appliczatian 0%‘
`
`Com‘. No; 1020
`
`FUKUGKA at Eli
`Pa'teniNa3.: 8,064,819
`Appin. N0. 12:"983g7?'D
`
`Fiied: U“:13;'20‘H
`
`Aiiy. Ref; HWB~5‘103—€33‘H
`
`Ari Unit: 264*’:
`
`Examiner: MECHAEL T.\/U
`
`For: RADEO COMMUNEGATION BASE STATEON DEVICE AME) CONTRQL CHANNEL
`ARRANGEMENT METHOE3 zlr
`
`1'
`
`5%
`
`ée
`
`xi‘
`
`it
`
`5%
`
`site
`
`air
`
`‘it
`
`Comrnissiener far Patents
`FRO. Bax 145%
`
`Aiexandria, VA 22313-93450
`
`Sir:
`
`STATEMENT OF AKEHEKG NIEHEO
`
`E, AKIHMCD N535-HO, am a named Enventar of the ciaims Of the abava=2—identified
`
`patent. 5 agree in the change of inventorship ED deiete Seigo Nakao as a named
`
`inventor ur E have no disagreement in regard is deleiing Seiga Nakao as a named
`
`irnventur.
`
`Signed
`
`AKEHEKO NBS:-EEO
`, I
`
`2504358
`
`BlackBerry Exhibit 1002, pg. 7
`
`

`
`EN THE UNETED STATES PA'i’ENT AND TRADEMARK UFFECE
`
`In re Patent Appiication of
`
`Com’. No.2 1020
`
`FUKUDKA et ai
`Patent No.: 8,964,918
`Appin. N0. 12f983,?’"s’G
`
`Fiieciz O1i3l201‘i
`
`Atty. Ref: H‘.f\i8uf5‘iO3~D3’i’E
`
`Art Unit: 2841
`
`Examiner: MEG}-EAEL T. VU
`
`For: RADEO COMMUNECATEON BASE STATEON DEVECE AND CONTROL CHANNEL
`ARRANGENEENT METHOD 4:
`
`'3'
`
`it
`
`i’
`
`9:
`
`1?
`
`:1:
`
`it
`
`4:
`
`1%‘
`
`Commissioner fer Patents
`RC3. Box 1439
`Aiexandria, VA 22313-€450
`
`Sir:
`
`STATEMENT OF MASARU FUKUGKA
`
`E, EKAASARU FUKUOKA, am a named inventor of the ciaims 03‘ the ab::>ve~
`
`identified patent. I agree to the change of Enventorship to deiete Seigo Nakaa as a
`
`named Envenmr or! have no disagreement
`
`regard in deieting Seége Nakao as a
`
`named Erwemor.
`
`Signed
`
`9 /r
`
`. ’f/’/
`MASARU FUKUOKLA
`
`"
`
`Denied
`
`/'9=%7'r~‘:{
`
`H
`
`4,05’;
`
`2654352
`
`BlackBerry Exhibit 1002, pg. 8
`
`

`
`EN THE UNETEB STATEE PATENT AND TRADEMARK GFFECE
`
`in re Patent Agspiicaiian cf
`
`Ccmf. No; 13220
`
`FUKUQKA at ai
`Pateni; M0,: 8,084,919
`Appm. N0. 12!Q83,??(3
`
`F-iied: Q’H3i2G‘H
`
`Atty. Ref; HWB-6103~(l311
`
`Art Unit: 2541
`
`Examiner: MKEHAEL T.VU
`
`FC-r: RADIO CDMMUNECATECEN BASE STATION DEVICE AND CONTRQL CHANNEL
`ARRANGEMENT METHOD1:
`
`11‘
`
`it
`
`3%
`
`#5
`
`fr
`
`ie
`
`9:
`
`ie
`
`it
`
`in
`
`Commissizmer far Patents
`PL), Box 1450
`
`Aiexamfria, VA 223134450
`
`Sir:
`
`STATEMENT OF ALEXANDER GQLETSESHEK EDLER VBN ELBWART
`
`E, ALEXANEIER GQLITSCHEK EDLER VON ELBWART, am a named invenicar of
`
`the ciairrss of the abcvmdentified patent. 5 agree to the change of inventmship ts deiete
`
`Seiga Nakas as a named inverstor or i have no disagreement in regard to deleting Seigca
`
`Nakae as a named invenmr.
`
`Signed
`
`_______________________
`_______________________________________________________
`ALEXANDER GOECETSCHEK EDLER vow ELBWART
`
`Dates
`
`gm‘ “"5
`\;
`
`-----------------------------------------------
`
`_
`
`25;’)-4359
`
`BlackBerry Exhibit 1002, pg. 9
`
`

`
`IN THE UNITED STATES PATENT ANI3 TRAQEMARK OFFICE
`
`In re Patent Application of
`
`Com‘. No.2 1020
`
`FUKIJOKA et ai
`Patent No.: 8,064,919
`Applri. No. 12/983,770
`
`Filed: 01/3/20‘! 1
`
`Atty. Ref; HWB—6’I 03-0311
`
`Ari Unit: 2841
`
`Examiner: MICHAEL T. \/U
`
`For: RADIO COMMUNICATION BASE STATION DEVICE AND CONTROL CHANNEL
`ARRANGEMENT METHOD *
`
`it
`
`“it
`
`if
`
`*
`
`28'
`
`*
`
`‘II
`
`it
`
`‘ie
`
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, VA 223134450
`
`Sir:
`
`STATEMENT OF ASSIGNEE
`
`OPTIS WIRELESS TECHNOLOGY, LLC, states that, for the patent identified
`
`above, it is the Aseignee of the entire right, title, and interest.
`
`OPTIS WIRELESS TECHNOLOGY, LLC, agrees to the change of inventorship to
`
`delete Seigo Nakao as a named inventor of the above—identii"ied patent.
`
`The abovestated interest is evidenced by an Assignment from the following:
`
`IVIASARU FUKUOKA, AKIHIKO NISHIO, SEIGO NAKAO, and ALEXANDER
`
`GOLITSCHEK EDLER VON ELBWART, to PANASONIC CORPORATION, recorded in
`
`the U.S. Patent and Trademark Office on December 23, 2009 at Reel/Frame
`
`023695/‘D736; and an Assignment from PANASONIC CORPORATION to OPTIS
`
`WIRELESS TECHNOLOGY, LLC, recorded in the US. Patent and Trademark Office on
`
`February 23, 2014 at Reel/Frame 032326/0707.
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of
`
`each of the Assignee.
`
`f
`
`<-
`
`\.
`‘
`
`‘\\ \\\\\\\x\\ \
`
`_L
`3.
`
`‘
`
`Signed:
`
`2604376
`
`BlackBerry Exhibit 1002, pg. 10
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent Application of
`
`Conf. No.: 1020
`
`FUKUOKA et al
`Patent No.: 8,064,919
`Appln. No. 12/983,770
`
`Filed: 01/3/2011
`
`Atty. Ref.: HWB—6103—0311
`
`Art Unit: 2641
`
`Examiner: MICHAEL T. VU
`
`For: RADIO COMMUNICATION BASE STATION DEVICE AND CONTROL CHANNEL
`ARRANGEMENT METHOD *
`
`*
`
`*
`
`*
`
`*
`
`*
`
`*
`
`*
`
`*
`
`*
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`April 27, 2016
`
`EXPEDITED PETITION TO CORRECT INVENTORSHIP UNDER RULE 1.324
`
`Petition is hereby made to correct the inventors named in the above-identified
`
`patent since the actual inventors were not named through error without deceptive intent.
`
`The subject patent should have named the following individuals as the actual jfl
`
`inventors of the subject matter claimed in the above-identified patent:
`
`Masaru Fukuoka;
`
`Akihiko Nishio;
`
`Alexander Golitschek Edler Von Elbwart,
`
`Thus, this Petition seeks to delete Seigo Nakao as an inventor.
`
`Attached are the following in support of this Petition:
`
`2604098
`
`BlackBerry Exhibit 1002, pg. 11
`
`

`
`FUKUOKA et al
`
`US Patent 8,064,919
`Application No.: 12/983,770
`EXPEDITED PETITION TO CORRECT INVENTORSHIP UNDER RULE 1.324
`
`(1) A statement from each person who is currently named as an inventor either
`
`agreeing to the change of inventorship or stating that he or she has no disagreement in
`
`regard to the requested change;
`
`(2) A statement from the Assignee of the parties (Optis Wireless Technology,
`
`LLC, P.O. Box 250649, Plano, Texas 75025) agreeing to the change of inventorship in
`
`the patent, which statement complies with the requirements of 37 CFR § 373(0); and
`
`(3) The fee set forth in § 1.20( ).
`
`(4) The fee set forth in § 1.17(f) in conjunction with requested expedited handling
`
`of the petition under 37 CFR 1.182. A separate Letter requesting expedited handling is
`
`filed on same date herewith.
`
`The Commissioner is authorized to charge the undersigned’s deposit account
`
`#14—1140 in whatever amount is necessary for entry of this Petition, for the fees
`
`aforementioned, or any other fees deemed necessary by the Commissioner.
`
`The undersigned advises that the captioned patent is involved in litigation in the
`
`US District Court for the Eastern District of Texas, docket no.2 2:15—cv—OO30O filed
`
`March 2, 2015, as is noted in conjunction with a 35 USC §290 statement in the Patent
`
`Office file.
`
`It is respectfully requested that this Petition be granted.
`
`Respectfully submitted,
`
`NIXON & VANDERHYE P.C.
`
`By:
`
`/H. Warren Burnam, Jr./
`
`H. Warren Burnam, Jr.
`Reg. No. 29,366
`
`HWB
`
`901 North Glebe Road, 11th Floor
`
`Arlington, VA 22203-1808
`Telephone: (703) 816-4000
`Facsimile: (703)816-4100
`
`2604098
`
`BlackBerry Exhibit 1002, pg. 12
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent Application of
`
`Conf. No.: 1020
`
`FUKUOKA et al
`Patent No.: 8,064,919
`Appln. No. 12/983,770
`
`Filed: 01/3/2011
`
`Atty. Ref.: HWB—61 03-0311
`
`Art Unit: 2641
`
`Examiner: MICHAEL T. VU
`
`For: RADIO COMMUNICATION BASE STATION DEVICE AND CONTROL CHANNEL
`ARRANGEMENT METHOD *
`
`*
`
`*
`
`*
`
`*
`
`*
`
`*
`
`*
`
`*
`
`*
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`April 27, 2016
`
`REQUEST TO EXPEDITE PETITION TO CORRECT INVENTORSHIP UNDER RULE
`1.324
`
`It is respectfully requested that the Petition Under Rule 324 filed on even date
`
`herewith be expedited and made special. The fee set forth in § 1.17(f) in conjunction
`
`with requested expedited handling of the petition under 37 CFR 1.182 is paid herewith.
`
`The Commissioner is authorized to charge the undersigned’s deposit account
`
`#14-1140 in whatever amount is necessary for entry of this Petition, for the fees
`
`aforementioned, or any other fees deemed necessary by the Commissioner.
`
`Respectfully submitted,
`
`NIXON & VANDERHYE P.C.
`
`By:
`
`/H. Warren Burnam, Jr./
`
`H. Warren Burnam, Jr.
`Reg. No. 29,366
`
`HWB
`
`901 North Glebe Road, 11th Floor
`
`Arlington, VA 22203-1808
`Telephone: (703) 816-4000
`Facsimile:
`(703) 816-4100
`
`2604098
`
`BlackBerry Exhibit 1002, pg. 13
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`03-Jan-2011
`
`Tm“ °f I""e""°"’
`
`RADIO COMMUNICATION BASE STATION DEVICE AND CONTROL CHANNEL
`ARRANGEMENT METHOD
`
`First Named lnventorIApp|icant Name:
`
`Masaru FUKUOKA
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC111(a)
`
`Description
`
`Sub-Total in
`U5DI$)
`
`PetItIon fee_
`
`(Group
`
`Paten t-Appeals-and-I nterference:
`
`Post-Al |owance-and-Post-Issuance:
`
`BlackBerry Exhibit 1002, pg. 14
`
`

`
`Description
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Correction of Inventorship on Merits
`
`Sub-Total in
`Usms)
`
`Total in USD (5)
`
`BlackBerry Exhibit 1002, pg. 15
`
`

`
`Electronic Acknowledgement Receipt
`
`Application Number:
`
`12983770
`
`International Application Number:
`
`Confirmation Number:
`
`1020
`
`Title of Invention:
`
`RADIO COMMUNICATION BASE STATION DEVICE AND CONTROL CHANNEL
`ARRANGEMENT METHOD
`
`First Named Inventor/Applicant Name:
`
`Masaru FUKUOKA
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`27—APR—2016
`
`03—JAN—2011
`
`14:56:22
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Pavmemivpe
`Payment was successfully received in RAM
`
`Deposit/mount
`Authorized User
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`BlackBerry Exhibit 1002, pg. 16
`
`

`
`Document
`Number
`
`Document Description
`
`Petition for review by the Office of
`Petitions
`
`Statements_of_Origina|_|nvent
`ors.pdf
`
`Pages
`Multi
`Part l.zip (if appl.)
`
`File Size(Bytes)l
`Message Digest
`726922
`
`4‘JI82122872195aI'Ida1‘}b1 96bd5n:)1S15c
`eef4I
`
`Warnings:
`Information:
`
`Information:
`
`Warnings:
`Information:
`
`Information:
`
`Warnings:
`Information:
`
`Petition for review by the Office of
`Petitions
`
`Executed_Assignee_Consent.
`pdf
`
`955311
`
`fS:11Lae03fbSa169(4l1“B463013ED76d9(2
`d37
`
`Petition for review by the Office of
`Petitions
`
`6103-311_Ru|e_324_|nventors
`hip_Change_Petition_apri|_27
`_20I 6.pdf
`
`69826
`
`76f4
`1b9d9afad31eff96be87dfB9659df01227d3
`
`Petition for review by the Office of
`Petitions
`
`6103-311_Letter_Make_Specia|
`.pdf
`
`Fee Worksheet (SBO6)
`
`fee—info.pdf
`
`66480
`
`EaUCla97b7aD3 MIBUMCSI 11513564995189
`e34a
`
`32334
`
`D06a9caea4a4473ad456c9d6E7a3e9dZZ4d
`d77I ‘I
`
`Total Files Size (in bytes):|
`
`1850873
`
`BlackBerry Exhibit 1002, pg. 17
`
`

`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCTIDO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCTIRO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`BlackBerry Exhibit 1002, pg. 18
`
`

`
`A0 I20 (Rev. O8/l 0
`
`TO 1
`
`Man stop 3
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria. VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 ll.S.(‘. § ll I6 you are hereby advised that 21 court action has been
`tiled in the US‘ District Court
`for the Eastern District of Texas
`on the following
`
`D Trademarks or M Patents.
`
`( E] the patent action involves 35 Il‘S.C. § 292‘):
`
`DOCKI;"l' N0.
`2:15—cv-00300
`PL/\lN'l'lI"I“
`
`DA'iL FILED
`3/2/2015
`
`U.S. DIS'l‘RIC’l' COURT
`forthe Eastern District of Texas
`DlIl"I-INT)/\NT
`
`OPTIS WIRELESS TECHNOLOGY,
`LLC and PANOPTIS PATENT MANAGEMENT, LLC
`
`ZTE CORPORATION and ZTE (USA)
`
`C.
`
`PATE.NT OR
`TRADEMARK NO.
`
`DATE OF PATl:'.\l'I‘
`OR TRADEMARK
`
`HOI..l')I3R Ol‘ P/\"lT:LN'I‘ OR TRAl_)I{MARK
`
`DATF, lNCl.lll)I{l)
`
`In the ab0vc—cntit|cd case, the following patcnt(s)/ tradcmarkls) have hecn included:
`INCIIUDED BY
`
`l’A'1'EN’l‘ on
`'l‘RADl:MARK \1o.
`
`El Amendment
`DATE OF l’A'I‘EN’I‘
`on TRADl~',MARK
`
`El Answer
`
`I] Cross Bill
`
`El Other Pleading
`
`“OLDER OF PATENT OR TRADEMARK
`
`In the ab0vev—~—entltled case, the f0llowin_x.j, decision has been rendered orjudgelnent issued:
`l)[.’.ClSION/JUI)GI{lVIliN'I‘
`
`(BY) DIiPU"l"Y Cl..l.iRK
`
`Copy l——llpon initiation ofaction, mail this copy to Director Copy 3—l.7pon termination of action, mail this copy to Director
`Copy 2——l,’pon filing document adding patent(s), mail this copy to Director Copy 4——Casc file copy
`
`BlackBerry Exhibit 1002, pg. 19
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`IIVITFD STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark 0ITiL'e
`Address. COMMISSIONER FCR PATENTS
`PO Box [450
`Alexandna, Vugmla Z2313—l-’I50
`\vvm'.uspm.goV
`
`APPLICATION NUMBER
`12/983,770
`
`I
`
`FILING OR 371 (C) DATE
`01/03/2011
`
`I
`
`FIRST NAMED APPLICANT
`Masaru FUKUOKA
`
`I
`
`ATTY_ DOCKET N0./TITLE
`
`23117
`NIXON & VANDERHYE, PC
`901 Noam GIEBE Rom,
`ARLINGTON, VA 22203
`
`Ftooa
`
`CONFIRMATION NO. 1020
`POA ACCEPTANCE LETTER
`
`lllllllll llllllllllllll|flm1mm1wQlllll1lllllllllllllllllllllllllll
`Date Mailed: 07/02/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/17/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/rmturner 1nyles/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`BlackBerry Exhibit 1002, pg. 20
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`IIVITFD STATES I)F'.PAR'I‘MF'.\I'I‘ OF COMMERCE
`United States Patent and Trademark 0ITiL'e
`AE1\IlES§. COM1\/HSSIONER FCR PATENTS
`PO BOX 1450
`Alexandna, Vllgtnla 2231371450
`\vvm'.us'pm.goV
`
`APPLICATION NUMBER
`12/983,770
`
`|
`
`FILING OR 371(C) DATE
`01/03/2011
`
`I
`
`52989
`James Edward Ledbetter
`1875 Eye
`Suite 1200
`Washington, DC 20006
`
`FIRST NAMED APPLICANT
`Masaru FUKUOKA
`
`|
`
`A’I"I‘Y. DOCKET NO./TITLE
`009289-91681
`CONFIRMATION NO. 1020
`POWER OF ATTORNEY NOTICE
`
`lllllllll llllllllllllllllllllllljl)I011I011lolllllgltjlllllll lllll llllllllllllllllll
`
`Date Mailed: 07/02/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/17/2014.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/rmturner 1nyles/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`BlackBerry Exhibit 1002, pg. 21
`
`

`
`PTO/SB/47 (03-O9)
`Approved for use through 05/31/2015. OMB 0651-0016
`U.S. Patent and Trademark Office; U. S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`“FEE ADDRESS” INDICATION FORM
`
`Address to:
`
`Mail Stop M Correspondence
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Fax to:
`
`571-273-6500
`
`In addition,
`INSTRUCTIONS: The issue fee must have been paid for app|ication(s) listed on this form.
`only an address represented by a Customer Number can be established as the fee address for maintenance
`fee purposes (hereafter, fee address). A fee address should be established when correspondence related to
`maintenance fees should be mailed to a different address than the correspondence address for the application.
`When to check the first box below: If you have a Customer Number to represent the fee address. When
`to check the second box below: If you have no Customer Number representing the desired fee address,
`in which case a completed Request for Customer Number (PTO/SB/125) must be attached to this form. For
`more information on Customer Numbers, see the Manual of Patent Examining Procedure (MPEP) § 403.
`
`For the following listed app|ication(s), please recognize as the “Fee Address" under the provisions of 37 CFR
`1.363 the address associated with:
`
`CustomerNumber:
`
`OR
`
`CI
`
`The attached Request for Customer Number (PTO/SB/125) form.
`
`PATENT NUMBER
`(if known)
`
`APPLICATION NUMBER
`
`8054919
`
`12/983770
`
`Completed by (check one):
`
`D Applicant/Inventor
`
`“Oh” R- '—a3‘°Va/
`
`Signature
`
`Attorney or Agent of record 33-149
`(Reg. No.)
`
`Joli“ R La‘-“CV8
`Typed or printed name
`
`El Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
`
`703'8l5'4000
`Requester's telephone number
`
`I:I Assignee recorded at Reel
`
`Frame
`
`June 17: 2014
`
`Date
`
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms if more that one
`signature is required, see below‘.
`
`forms are submitted.
`* Total of_
`|:|
`This collection of information is required by 37 CFR 1.363. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1. 11 and 1.14. This collection is estimated to take 5 minutes to complete,
`including gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce. P.O. Box 1450, Alex andria, VA 22313- 1450. DO NOT SEND COMPLETE D FORMS TO THIS A DDRESS.
`SEND TO: Mail Stop M Correspondence, Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`BlackBerry Exhibit 1002, pg. 22
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure ofthese records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218( )).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`BlackBerry Exhibit 1002, pg. 23
`
`

`
`PTO/SB/80 (11-DB)
`Approved for use through 1113012011. OMB 0851-0035
`US. Patent and Trademark Cities; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`l hereby revoke all previous powers of attorney g

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