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`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
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`SONY CORPORATION
`Petitioner
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`v.
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`ARRIS SOLUTIONS, INC. and
`ALCATEL LUCENT
`Patent Owners
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`___________________
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`Case IPR2017-01692
`Patent 6,138,147
`___________________
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`JOINT REQUEST TO FILE SETTLEMENT AGREEMENT AS BUSINESS
`CONFIDENTIAL INFORMATION PURSUANT TO 35 U.S.C. § 317 AND
`37 C.F.R. § 42.74
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`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`Case IPR2017-01692
`U.S. Pat. No. 6,138,147
`STATEMENT OF PRECISE RELIEF REQUESTED
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`I.
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`Pursuant to 35 U.S.C. § 317 and 37 C.F.R. § 42.74, and the Board’s
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`authorization provided on November 28, 2017, Petitioner Sony Corporation
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`(“Sony”) and Patent Owner ARRIS Solutions, Inc., and Real Party-in-Interest
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`ARRIS International Plc (together “ARRIS”) jointly request to file the settlement
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`agreement between the parties, as referenced in the Joint Motion to Terminate
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`Proceeding and submitted herewith as Exhibit 1021, as business confidential
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`information, which shall be kept separate from the file of the involved patent, and
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`that the agreement be made available only to Federal Government agencies on
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`written request, or to other persons only on a showing of good cause.
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`Date: December 5, 2017
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`Respectfully submitted,
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`/Lionel M. Lavenue/
`Lionel M. Lavenue (Reg. No. 46,859)
`Counsel for Petitioner
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`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER, LLP
`901 New York Avenue, N.W.
`Washington, D.C. 20001-4413
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`Case IPR2017-01692
`U.S. Pat. No. 6,138,147
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`Respectfully submitted,
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`/Robert E. Sokohl/
`Robert E. Sokohl (Reg. No. 36,013)
`Counsel for Patent Owner
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`Date: December 5, 2017
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`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, NW
`Washington, D.C. 20005
`(202) 371-2600
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`Case IPR2017-01692
`U.S. Pat. No. 6,138,147
`CERTIFICATION OF SERVICE
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`The undersigned hereby certifies
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`that
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`the above-captioned JOINT
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`REQUEST TO FILE SETTLEMENT AGREEMENT AS BUSINESS
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`CONFIDENTIAL INFORMATION PURSUANT TO 35 U.S.C. § 317 AND 37
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`C.F.R. § 42.74 and all associated exhibits were served electronically in their
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`entireties on December 5, 2017, upon the following parties by email:
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`Christopher O. Green (Lead Counsel)
`Robert E. Sokohl (Back-up Counsel)
`Chandrika Vira (Back-up Counsel)
`Michelle K. Holoubek (Back-up Counsel)
`Jeremy Monaldo (Back-up Counsel)
`Erin Alper (Back-up Counsel)
`IPR39328-0008IP1@fr.com
`PTAB@skgf.com
`Rsokohl-PTAB@skgf.com
`Cvira-PTAB@skgf.com
`Holoubek@skgf.com
`PTABInbound@fr.com
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`Dated: December 5, 2017
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`By: /Ashley F. Cheung/
`Ashley F. Cheung
`Case Manager
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP
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