throbber
UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
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`www .uspto.gov
`
`APPLICATION NO.
`
`11/416,865
`
`ISSUE DATE
`
`03/25/2014
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8682357
`
`IPW2-USAP191682
`
`8530
`
`03/05/2014
`
`7590
`3624
`VOLPE AND KOENIG, P.C.
`UNITED PLAZA
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`The projected patent number and issue date are specified above.
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`ISSUE NOTIFICATION
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`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
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`The Patent Term Adjustment is 1618 day(s). Any patent to issue from the above-identified application will
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`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Chandrika K. Worrall, Newbury, UNITED KINGDOM;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Ericsson v. IV II LLC
`Ex. 1002 / Page 1 of 583
`
`

`

`Applicant: Chandrika K. Worrall
`Application No.: 111416,865
`
`Amendments to the Specification:
`Change(s) applied
`to document,
`/M.M/
`11/25/201)
`
`00)7
`Please replace paragraph [~ with the following amended paragraph:
`
`00)7
`[~] FIG. 3 illustrates an example of signaling flow in an embodiment of
`
`the network-initiated connection establishment procedure. The network sends a
`
`paging message to the UE 110 via the Node Bs 112 to initiate a connection. First,
`
`the core network (or, more particularly in some embodiments, the access gate way
`
`gateway 118 within the core network) transmits the paging message to the relevant
`
`Node Bs in the registration area. After receiving the paging message from the core
`
`network, each Node B selects a c-RNTI and SCCH index (in one embodiment), and
`
`forms the paging signal to be broadcast in the corresponding cell. Thus the paging
`
`signal broadcast in the cell includes the paging message (cause, UE identity) from
`
`the core network, c-RNTI and the SCCH index (see FIG. 4). The UE identity may be
`
`expressed by the international mobile subscriber identity (IMSI) or temporary
`
`mobile suberibm· subscriber identity (TMSI), which are known in the 3G standard.
`
`The recipient UE may use this c-RNTI as the cell-specific identity and the SCCH as
`
`the associated shared control channel for the shared channel operation[[:]].,_
`
`Please change the title to:
`
`PAGING IN A WIRELESS NETWORK
`
`2033359-1
`
`- 14 -
`
`Ex. 1002 / Page 2 of 583
`
`

`

`PART B - FEE(S) TRANSMITTAL
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`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
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`VOLPE AND KOENIG, P.C.
`UNITED PLAZA
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`PHILADELPHIA, PA 19103
`
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`(Date)
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`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`11/416,865
`0510212006
`IPW2-USAP191682
`Chandrika K. Worrall
`TITLE OF INVENTION: Netwerk-initiatea-eernmuairntien-establis!Hn8atin-a-eellHla£-&ystera- PAGING IN A WIRELESS NETWORK
`
`8530
`
`APPLN. TYPE
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`ENTITY STATUS
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`ISSUE FEE DUE
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`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
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`TOTAL FEE(S) DUE
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`DATEDUE
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`nonprovisional
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`UNDISCOUNTED
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`-$300-
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`.$_Q_
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`$0
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`02/12/2014
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`EXAMINER
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`PATEL, AJIT
`
`ART UNIT
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`CLASS-SUBCLASS
`
`2644
`
`455-458000
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`1. Change of correspondence address or indication of "Fee Address" (37
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`Intellectual Ventures Holding 81 LLC
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`Las Vegas, NV
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`PTOL-85 (Rev. 02/11)
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`Page 2 of 4
`
`Ex. 1002 / Page 3 of 583
`
`

`

`5. Change in Entity Status (from status indicated above)
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`Authorized Signature
`
`/Harry Vartanian/
`
`Typed or printed name Harry Vartanian
`
`Date_~_F_e_b_ru~a~ry~4_,_2_0_1_4~~~~~~~~-
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`Registration No. --~5~6~,~7~8~7 ___________ _
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
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`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 3 of 4
`
`Ex. 1002 / Page 4 of 583
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`11416865
`
`02-May-2006
`
`Title of Invention:
`
`PAGING IN A WIRELESS NETWORK
`
`First Named Inventor/Applicant Name:
`
`Chandrika K. Worrall
`
`Filer:
`
`Harry Vartanian/Elizabeth McGinty
`
`Attorney Docket Number:
`
`IPW2-USAP191682
`
`Filed as Large Entity
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`Utility under 35 USC 111 (a) Filing Fees
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`Description
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`Fee Code
`
`Quantity
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`Amount
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`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl Issue Fee
`
`Publ. Fee- Early, Voluntary, or Normal
`
`1501
`
`1504
`
`1
`
`1
`
`960
`
`0
`
`960
`
`0
`
`Ex. 1002 / Page 5 of 583
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
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`Total in USO($)
`
`960
`
`Ex. 1002 / Page 6 of 583
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`18109354
`
`11416865
`
`International Application Number:
`
`Confirmation Number:
`
`8530
`
`Title of Invention:
`
`PAGING IN A WIRELESS NETWORK
`
`First Named Inventor/Applicant Name:
`
`Chandrika K. Worrall
`
`Customer Number:
`
`3624
`
`Filer:
`
`Harry Vartanian
`
`Filer Authorized By:
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`Attorney Docket Number:
`
`IPW2-USAP191682
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`Receipt Date:
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`04-FEB-2014
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`02-MAY-2006
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`16:34:31
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`Utility under 35 USC 111 (a)
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`Payment information:
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`$960
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`3479
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`VARTANIAN, HARRY
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
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`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
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`Ex. 1002 / Page 7 of 583
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`

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`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
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`(if appl.)
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`IPW2-USAP191682_1ssueFee.
`PDF
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`329988
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`093 81 05 a 7 64 2234e69bb0242e3 5 c3 06d e9c
`2193f
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`no
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`2
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`Warnings:
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`Information:
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`2
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`Fee Worksheet (SB06)
`
`fee-info.pdf
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`no
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`2
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`31987
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`f65 065 94 703d bb 7 4 3 2e31 c687 685 cf7 e 702
`b45d1
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`Warnings:
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`Total Files Size (in bytes)
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`361975
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
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`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
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`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
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`Ex. 1002 / Page 8 of 583
`
`

`

`APPLICATION
`NUMBER
`11/416,865
`
`FILING or
`37l(c)DATE
`0510212006
`
`GRPART
`UNIT
`2644
`
`FIL FEE REC'D
`4830
`
`3624
`VOLPE AND KOENIG, P.C.
`UNITED PLAZA
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adm"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY.DOCKET.NO
`IPW2-USAP191682
`
`TOT CLAIMS IND CLAIMS
`82
`6
`CONFIRMATION NO. 8530
`CORRECTED FILING RECEIPT
`
`111111111111111111111111]~!l]~~1~~1~~H~ ~IHi~11111111111111111111111111
`
`Date Mailed: 01/16/2014
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
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`lnventor(s)
`
`Applicant( s)
`
`Chandrika K. Worrall, Newbury, UNITED KINGDOM;
`
`Chandrika K. Worrall, Newbury, UNITED KINGDOM;
`Assignment For Published Patent Application
`IPWireless, Inc., San Bruno, CA
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`Power of Attorney: The patent practitioners associated with Customer Number 3624
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`Domestic Applications for which benefit is claimed - None.
`A proper domestic benefit claim must be provided in an Application Data Sheet in order to constitute a claim for
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`Foreign Applications for which priority is claimed (You may be eligible to benefit from the Patent Prosecution
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`Foreign application information must be provided in an Application Data Sheet in order to constitute a claim to
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`Non-Publication Request: No
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`Early Publication Request: No
`
`page 1of3
`
`Ex. 1002 / Page 9 of 583
`
`

`

`Title
`
`PAGING IN A WIRELESS NETWORK
`
`Preliminary Class
`
`455
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
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`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
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`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
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`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
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`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
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`
`page 2 of 3
`
`Ex. 1002 / Page 10 of 583
`
`

`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
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`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
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`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
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`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
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`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
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`NOT GRANTED
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`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
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`+ 1-202-482-6800.
`
`page 3 of 3
`
`Ex. 1002 / Page 11 of 583
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`3624
`7590
`11/12/2013
`VOLPE AND KOENIG, P.C.
`UNITED PLAZA
`30 SOUTH l 7TH STREET
`PHILADELPHIA, PA 19103
`
`EXAMINER
`
`PATEL,AJIT
`
`ART UNIT
`
`PAPER NUMBER
`
`2644
`
`DATE MAILED: 11112/2013
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`11/416,865
`
`0510212006
`
`Chandrika K. Worrall
`
`IPW2-USAP191682
`
`8530
`
`TITLE OF INVENTION: Network-initiated communication establishment in a cellular system
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATEDUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1780
`
`$300
`
`$0
`
`$2080
`
`02/12/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1of4
`
`Ex. 1002 / Page 12 of 583
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`3624
`7590
`11/12/2013
`VOLPE AND KOENIG, P.C.
`UNITED PLAZA
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`11/416,865
`
`0510212006
`
`Chandrika K. Worrall
`
`IPW2-USAP191682
`
`8530
`
`TITLE OF INVENTION: Network-initiated communication establishment in a cellular system
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATEDUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1780
`
`$300
`
`$0
`
`$2080
`
`02/12/2014
`
`EXAMINER
`
`PATEL, AJIT
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`2644
`
`455-458000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual 0 Corporation or other private group entity 0 Government
`
`4a. The following fee(s) are submitted:
`0 Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - #of Copies _ _ _ _ _ _ _ _ _ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PT0-2038 is attached.
`0 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`(enclose an extra copy of this form).
`overpayment, to Deposit Account Number
`
`PTOL-85 (Rev. 02/11)
`
`Page 2 of 4
`
`Ex. 1002 / Page 13 of 583
`
`

`

`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see form PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature _______________________ _
`
`Date ____________________ _
`
`Typed or printed name ______________________ _
`
`Registration No. ________________ _
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,

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