`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`SAMSUNG ELECTRONICS CO., LTD.
`Petitioner
`
`v.
`
`IRON OAK TECHNOLOGIES, LLC.
`Patent Owner
`
`
`
`Case: IPR2018-01552
`U.S. Patent No. 5,699,275
`
`
`
`PETITIONER’S REPLY TO PATENT OWNER’S RESPONSE
`
`
`
`
`
`
`
`
`
`
`
`IPR2018-01552 – Petitioner’s Reply
`
`TABLE OF CONTENTS
`I.
`INTRODUCTION ........................................................................................ 1
`II. PO’S ARGUMENTS IN ITS PRELIMINARY RESPONSE NOT
`RAISED IN ITS RESPONSE ARE WAIVED ........................................... 2
`III. PO’S INTERPRETATION OF THE “WHEREIN” CLAUSE
`SHOULD BE REJECTED ........................................................................... 3
`IV. CLAIM 1 IS UNPATENTABLE BASED ON ALL INSTITUTED
`GROUNDS .................................................................................................... 9
`A. Ground 1: Sugita Discloses the “Wherein” Clause and “Second
`Mobile Unit” Features Recited in Claim 1 ........................................... 9
`1.
`Sugita’s Group ID Features Disclose the “Wherein”
`Clause ......................................................................................... 9
`Sugita’s Individual ID Features Disclose the “Wherein”
`Clause ....................................................................................... 13
`Ground 2: The Combination of Sugita and Wortham
`Discloses the “Wherein” Clause and “Second Mobile
`Unit” Features Recited in Claim 1 ........................................... 16
`Ground 3: The Combination of Ballard and Shimizu
`Discloses the “Wherein” Clause and “Second Mobile
`Unit” Features Recited in Claim 1 ........................................... 17
`V. CONCLUSION ........................................................................................... 18
`
`2.
`
`3.
`
`4.
`
`
`
`i
`
`
`
`IPR2018-01552 – Petitioner’s Reply
`
`TABLE OF AUTHORITIES
`
` Page(s)
`
`Cases
`Canfield Scientific, Inc. v. Melanoscan, LLC,
`IPR2017-02125, Paper 62 (Mar. 26, 2019) .......................................................... 2
`Crystal Semiconductor Corp. v. TriTech Microelectronics Int’l, Inc.,
`246 F.3d 1336 (Fed. Cir. 2001) .......................................................................... 15
`Ericsson, Inc. v. D-Link Sys., Inc.,
`773 F.3d 1201 (Fed. Cir. 2014) ............................................................................ 5
`Hewlett-Packard Co. v. Bausch & Lomb Inc.,
`909 F.2d 1464 (Fed. Cir. 1990) ............................................................................ 5
`ParkerVision, Inc. v. Qualcomm Inc.,
`903 F.3d 1354 (Fed. Cir. 2018) ............................................................................ 5
`RPX Corp. v. Collision Avoidance Techs. Inc.,
`IPR2017-01337, Paper 35 (Nov. 13, 2018) .......................................................... 2
`Trane U.S. Inc. v. SEMCO, LLC,
`IPR2018-00514, Paper 36 (April 17, 2019) ......................................................... 2
`Unified Patents Inc. v. Convergent Media Solutions, LLC,
`IPR2016-00047, Paper 23 (P.T.A.B. Mar. 29, 2017) ......................................... 15
`Regulations
`37 C.F.R. § 42.6(a)(3) ................................................................................................ 2
`
`ii
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`I.
`
`INTRODUCTION
`Petitioner submits this Reply to Patent Owner’s (“PO”) Response (Paper 16,
`
`“Resp.”) concerning claim 1 of the ’275 patent.
`
`PO makes similar arguments against each of the three grounds, 1) Sugita, 2)
`
`Sugita and Wortham, and 3) Ballard and Shimizu. PO’s arguments fail because they
`
`are based on an incorrect interpretation of the “wherein” clause1 recited in claim 1.
`
`Moreover, even under PO’s interpretation, the prior art in the instituted grounds
`
`discloses or suggests the system recited in claim 1. Thus, none of PO’s positions
`
`warrant disruption of the Board’s initial findings and analysis as to why claim 1 is
`
`unpatentable in view of the prior art asserted in the instituted grounds. Accordingly,
`
`for the reasons set forth in the Petition (Paper 1, “Pet.”) and further explained below,
`
`claim 1 should be found unpatentable and cancelled.
`
`
`1 Petitioner refers to claim element 1(e) as the “wherein” clause, which recites
`
`“wherein the manager host is further operable to address the at least one discrete
`
`patch message such that the at least one discrete patch message is transmitted to the
`
`first mobile unit but not to the second mobile unit.” (Ex. 1001, 13:50-53.)
`
`1
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`II.
`
`PO’S ARGUMENTS IN ITS PRELIMINARY RESPONSE NOT
`RAISED IN ITS RESPONSE ARE WAIVED
`As a preliminary matter, PO’s attempt to incorporate by reference all of its
`
`arguments from its Preliminary Response is improper. (Resp., 1 (“Patent Owner
`
`incorporates herein those arguments presented in its Preliminary Response.”).) By
`
`rule, “[a]rguments must not be incorporated by reference from one document into
`
`another document.” 37 C.F.R. § 42.6(a)(3); see also RPX Corp. v. Collision
`
`Avoidance Techs. Inc., IPR2017-01337, Paper 35 at 20 (Nov. 13, 2018)
`
`(“Incorporation by reference is a direct violation of our rules, which prohibit
`
`incorporation by reference from other documents.”). Additionally, “[a]rguments
`
`that are not developed and presented in the Patent Owner Response, itself, are not
`
`entitled to consideration.” Id. at 20-21 (citations and internal quotation marks
`
`omitted). In fact, the Board’s scheduling order explicitly cautions PO “that any
`
`arguments for patentability not raised in the response may be deemed waived.”
`
`(Paper 10, 5.) Therefore, PO’s arguments raised in its Preliminary Response but not
`
`raised in its Response are waived and not addressed herein. See Trane U.S. Inc. v.
`
`SEMCO, LLC, IPR2018-00514, Paper 36 at 4-6 (April 17, 2019) (finding “waiver
`
`of any argument” in patent owner’s “post-institution response due to improper
`
`incorporation by reference” of arguments “from [patent owner’s] “pre-institution
`
`response”); Canfield Scientific, Inc. v. Melanoscan, LLC, IPR2017-02125, Paper 62
`
`2
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`at 7 (Mar. 26, 2019) (“Patent Owner waived this argument by not substantively
`
`addressing it in the Response.”).
`
`III. PO’S INTERPRETATION OF THE “WHEREIN” CLAUSE SHOULD
`BE REJECTED
`PO does not expressly propose any constructions.2 PO does, however, imply
`
`that the “wherein” clause recited in claim 1 should be read to require that the
`
`manager host address the at least one discrete patch message when both the first and
`
`second mobile units are capable of being updated by the same message:
`
`But the Board failed to recognize that claim 1 requires that
`at the time of transmission of the patch message by the
`manager host both mobile units must be operable to create
`patched operating code from current operating code, and
`that the host transmit the patch to one mobile unit and not
`the other even though both units are capable of updating
`current operating code.
`
`
`2 PO does not expressly dispute any of Petitioner’s proposed claim constructions,
`
`including the constructions of the phrases “merging the at least one patch with
`
`current operating code” and “manager host is further operable to address the at least
`
`one discrete patch message,” which were adopted by the Board. (Pet., 8-16; Paper
`
`9 (“Decision” or “Dec.”), 4-7.)
`
`3
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`(Resp., 7.) According to PO, “the second mobile unit of claim 1 must be in a
`
`condition that its current operating code could be updated by the patch message sent
`
`to the first mobile unit” and that a “mobile unit whose operating code has been
`
`updated by the patch message cannot be a ‘second mobile unit.’” (Id., 6.) PO’s
`
`interpretations are confusing and not dispositive because the prior art at-issue
`
`discloses all of the limitations of claim 1 even under PO’s interpretations.
`
`First, there is no dispute that the language of claim 1 recites a “second mobile
`
`unit” that is “operable to receive the at least one discrete patch message” and
`
`“operable to create patched operating code by merging the at least one patch with
`
`current operating code.” (Ex. 1001, 13:44-49.) Also, there is no dispute that the
`
`claim language recites a “manager host” that is “operable to address the at least one
`
`discrete patch message such that the at least one discrete patch message is
`
`transmitted to the first mobile unit but not to the second mobile unit.” (Id., 13:50-
`
`53.) To be sure, however, this claim language only means that the manager host is
`
`capable of addressing the message such that it is transmitted to the first mobile unit
`
`but not the second mobile unit. The claim language does not preclude the manager
`
`host from also being capable of addressing the message so that it is also transmitted
`
`to the second mobile unit. This understanding of the claim language is confirmed
`
`by dependent claim 14, which recites that the claimed manager host is “further
`
`operable to address the at least one discrete patch message such that the at least one
`
`4
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`discrete patch message is transmitted to the first mobile unit and to the second mobile
`
`unit.” (Id., 14:22-26.) Based on this understanding, as explained in the Petition and
`
`below, the prior art discloses the features recited in claim 1.
`
`Second, PO’s argument that “a mobile unit whose operating code has been
`
`updated by the patch message cannot be a ‘second mobile unit’ because that unit no
`
`longer is ‘operable to create patched operating code by merging the at least one patch
`
`with current operating code,” (Resp., 6 (emphasis omitted)), is inconsistent with the
`
`language of claim 1. Claim 1 recites a “system” comprising a “second mobile unit”
`
`that is “operable to” receive the message and create patched operating code. (Ex.
`
`1001, 13:44-49.) System claims “cover what a device is, not what a device does.”
`
`Hewlett-Packard Co. v. Bausch & Lomb Inc., 909 F.2d 1464, 1468 (Fed. Cir. 1990).
`
`Therefore, prior art may anticipate or render obvious a system claim “if the reference
`
`discloses [a system] that is reasonably capable of operating so as to meet the claim
`
`limitations, even if it does not meet the claim limitations in all modes of operation.”
`
`ParkerVision, Inc. v. Qualcomm Inc., 903 F.3d 1354 (Fed. Cir. 2018); see also id. at
`
`1362 (“In contrast, where claim language recites ‘capability, as opposed to actual
`
`operation,’ an apparatus that is ‘reasonably capable’ of performing the claimed
`
`functions ‘without significant alterations’ can infringe those claims.” (citing
`
`Ericsson, Inc. v. D-Link Sys., Inc., 773 F.3d 1201, 1217 (Fed. Cir. 2014))). That
`
`means a mobile device whose operating code has been updated by the patch message
`
`5
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`can be a “second mobile device” because, for it to have been updated, it must be
`
`“operable to” receive the message and create patched operating code.
`
`PO does not point to any evidence that would compel a different result or, for
`
`that matter, any evidence at all. (See Resp., 3-7.) Nor could it. None of the claims
`
`of the ’275 patent exclude a mobile unit whose operating code has been updated by
`
`the patch message from the scope of the claimed “second mobile unit.” (See Ex.
`
`1001, 13:33-16:65.) Likewise, the specification of the ’275 patent does not disclose
`
`that such a mobile unit cannot be a “second mobile unit,” as claimed. (See generally
`
`id.)
`
`Again, as explained in the Petition and below, the prior art discloses the
`
`features recited in claim 1.
`
`Third, even if PO were correct that a mobile unit whose operating code has
`
`been updated by the patch message cannot be the claimed “second mobile unit,”
`
`claim 1 is still unpatentable because, as explained in the Petition and below, the prior
`
`art discloses addressing a message such that it is transmitted to a first mobile unit
`
`but not to a second mobile unit that is operable to receive the message and create
`
`patched operating code by merging the message with current operating code. In fact,
`
`the prior art is similar to the embodiments described in the specification of the ’275
`
`patent and covered by the claims.
`
`The specification of the ’275 patent alleges that the advantages of its invention
`
`6
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`include allowing remote patching of operating code in a mobile unit, where the
`
`“mobile units [are] operable to interpret patch messages and create patched operating
`
`code therefrom.” (Ex. 1001, 5:52-55.) The specification explains that a central
`
`location can “broadcast [the patches] to a number of mobile units” or “can also tailor
`
`the broadcasts of patches to different mobile units.” (Id., 2:18-23.) According to
`
`the specification, the “manager host 16” may “desire to enhance, correct, or replace
`
`current operating code located in one or more of the mobile units” (id., 3:39-41) and
`
`that patch messages are transmitted to “appropriate mobile units” and “each” of the
`
`units. (Id., 3:61-4:1 (emphasis added).)
`
`The specification discloses three ways that the “[m]anager host 16 can address
`
`a patch message”: the manager host can address a patch message (1) “to one of the
`
`mobile units,” (2) “to all of the mobile units,” or (3) “to a group of mobile units.”
`
`(Id., 5:14-24; see also id., 5:37-48.) Thus, consistent with the “wherein” clause of
`
`claim 1, the specification discloses a manager host that is capable of addressing a
`
`patch such that it is only transmitted to one mobile unit and not others and capable
`
`of addressing a message such that it is transmitted to a group of mobile units (e.g.,
`
`units 22, 24 in FIG. 1) but not to a different group of mobile units (e.g., units 26, 28,
`
`30 in FIG. 1), even though the mobile units that do not receive the message are
`
`operable to receive the message and create patched operating code. (Id., 4:9-17,
`
`5:49-56, 13:18-21 (“The mobile units are capable of receiving the patch messages,
`
`7
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`creating patched operating code, and switching execution to the patched operating
`
`code without interrupting normal functions.”).) The “wherein” clause in claim 1
`
`covers at least both of these possibilities.3 And, as explained in the Petition and
`
`below, the prior art’s disclosure is similar, in that it discloses a “manager host” that
`
`is operable to address a patch message such that it is transmitted to a first mobile
`
`unit (alone or in a group of mobile units that includes the first mobile unit) but not a
`
`second mobile unit (alone or in a group of different mobile units) that includes the
`
`second mobile unit, where both the first and second mobile units are “operable to”
`
`receive the message and create patched operating code, like recited in claim 1.
`
`Accordingly, PO’s arguments regarding the “wherein” clause are not only
`
`wrong but also irrelevant because, as explained below, the prior art in the instituted
`
`grounds discloses this clause under all proposed interpretations.
`
`
`
`
`
`
`3 Claim 1 recites that the manager host is “operable to” address the patch message
`
`such that it is transmitted “to the first mobile unit but not to the second mobile unit,”
`
`(Ex. 1001, 13:50-53), and dependent claim 14 recites that the manager host is
`
`“further operable to” address the patch message such that it is transmitted “to the
`
`first mobile unit and to the second mobile unit,” (id., 14:21-25).
`
`8
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`IV. CLAIM 1 IS UNPATENTABLE BASED ON ALL INSTITUTED
`GROUNDS
`A. Ground 1: Sugita Discloses the “Wherein” Clause and “Second
`Mobile Unit” Features Recited in Claim 1
`PO raises two arguments with respect to Sugita. (See Resp., 7-19.) First, PO
`
`argues that Sugita’s use of group IDs to facilitate patch updates for mobile units
`
`cannot disclose a “manager host” that addresses the first mobile unit but not the
`
`second mobile unit, as recited in claim 1. (Resp., 9-16.) Second, PO argues that
`
`Sugita’s use of individual IDs to facilitate patch updates to mobile units does not
`
`disclose these same claim features. (Id., 16-18.) Both arguments fail.
`
`Sugita’s Group ID Features Disclose the “Wherein” Clause
`1.
`PO’s first argument relates to Sugita’s use of a group ID to facilitate patch
`
`updates for mobile units. (Resp., 9-16.) PO assumes that the group ID techniques
`
`disclosed by Sugita encompass all mobile units in the universe of mobile units that
`
`may be in Sugita’s system. However, PO ignores the disclosures in Sugita
`
`explaining that multiple group IDs can be used for updating operating code of mobile
`
`units in “group units” to allow for efficient transmission of the patch update to
`
`separate sets of multiple mobile units in Sugita.
`
`Sugita’s invention addresses problems with updating operating code in
`
`systems including many mobile units (e.g., 1,000) using limited capacity wireless
`
`channels with “small capacity.” (Ex. 1005, ¶¶[0004], [0009], [0011], [0012].)
`
`According to Sugita, one way to address these problems involves “updating the
`
`9
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`plurality of mobile communications terminals in group units” (id., ¶[0012]) by
`
`“performing the forwarding [of the update information (all or part of the software)]
`
`based on the group ID of each group unit (addressed to all units or to units residing
`
`in specified groups)” (id., [0013] (emphasis added)).4 (See also id., Abstract,
`
`¶¶[0014] (“a group ID is used for the multiple mobile communications terminals, to
`
`transmit update information to each mobile communications terminal in said group”
`
`(emphasis added)), [0015] (“multiple mobile communications terminals are updated
`
`in group units” (emphasis added)), [0026] (“a one-to-multiple communication
`
`format using a group ID for updating the above-mentioned multiple mobile
`
`communication terminals m1, m2, m3, m4 . . . in groups” (emphasis added)), [0029]
`
`(“when using the above-mentioned group ID, since the update information is sent at
`
`the same time for multiple mobile communications terminals resident in the
`
`group” (emphasis added)), [0034]-[0039], [0043]-[0047], [0049] (“the multiple
`
`
`4 PO’s allegations against Dr. Bederson’s direct testimony in paragraph 101
`
`regarding the translation of Sugita (Ex. 1005) are wrong. (Resp., 14-15.) A simple
`
`review of paragraph [0013] of Ex. 1005 (Sugita) and paragraph 101 of Dr.
`
`Bederson’s declaration shows they are in accord and are not as PO represents in its
`
`Response. (Id., 14.)
`
`10
`
`
`
`communications terminals are updated in group units” (emphasis added)); Pet., 37-
`
` IPR2018-01552– Petitioner’s Reply
`
`38.)
`
`Addressing and transmitting patch updates to multiple mobile units within
`
`separate “group units” with corresponding group IDs is different from a single
`
`broadcast message that is sent to all mobile units in Sugita’s system, which is how
`
`PO appears to interpret Sugita. (Resp., 10-11.) PO’s interpretation is unsupported
`
`and inconsistent with Sugita’s teachings. For example, Sugita expressly discloses
`
`techniques that avoid using a single broadcast message sent to all mobile units at
`
`once because of the large number of mobile units involved (e.g., 1,000) and the
`
`capacity limitations of the wireless networks used in Sugita’s system. (Id., ¶¶[0004],
`
`[0009], [0011], [0012].) Thus, while Sugita does look to eventually update all
`
`mobile units, it does so by addressing and transmitting the same message using
`
`separate and distinct group units comprised of mobile units with corresponding
`
`group IDs to enable the efficient transmission of patch information. (See, e.g., id.,
`
`¶¶[0011]-[0012].) PO agrees with this understanding. (Resp., 13 (PO arguing that
`
`“[i]t is more likely, based on the whole disclosure of Sugita, that group units simply
`
`were an accounting or tracking expedient for dealing with the likely thousands of
`
`mobile terminals (e.g., 1,000 cargo transport vehicles described by Sugita) that
`
`needed updating” and that “[i]n other words, rather than starting by transmitting an
`
`update to 1,000 individual terminal IDs, Sugita’s process could start with, for
`
`11
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`example, 20 group units representing the 1,000 terminals”).)
`
`Despite these teachings, PO suggests that Sugita “does not expressly disclose
`
`that ‘group units’ do not account for all of the mobile terminals that could be updated
`
`by transmission of a patch.” (Resp., 10.) However, that is exactly what Sugita
`
`discloses. At any one time, mobile units in a first group unit with a first group ID
`
`can be updated while a second group unit with a second group ID may not be. While
`
`the base station (“manager host”) aims to update all mobile units in the system, it
`
`uses group IDs and group units to stage that update process so as not to overload the
`
`network. (See, e.g., Ex. 1005, ¶¶[0004], [0009], [0011], [0012]; see also id., ¶[0010]
`
`(“updating over a data communication system with small line capacity is likely to
`
`be troublesome due to the need to transmit vast amounts of data to each mobile
`
`communication terminal”).) Thus, the base station uses a group ID to target and
`
`transmit a patch message to one group unit separate from a different group unit with
`
`a different group ID. And because the base station (“manager host”) is operable to
`
`address and transmit the same patch update to all mobile units in Sugita’s system (as
`
`separate group units), any mobile unit in another group unit that has not yet been
`
`addressed by the base station using that unit’s group ID is a “second mobile unit”
`
`that is “operable to” receive the patch message and create the patched operating
`
`code, like recited in claim 1 of the ’275 patent. (See, e.g., Pet., 37-38; Ex. 1002,
`
`¶¶101-102.)
`
`12
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`2.
`
`Sugita’s Individual ID Features Disclose the “Wherein”
`Clause
`PO’s second argument, that Sugita’s use of individual IDs to target specific
`
`mobile units does not meet claim 1, is equally unavailing. (Resp., 16-18.)
`
`PO’s argument focuses solely on Figure 1 of Sugita. (See id., 16-17.)
`
`However, as the Petition demonstrates, Petitioner’s argument is not limited to this
`
`figure. (Pet., 38-39, citing Ex. 1005, ¶¶[0013], [0017], [0026]-[0028], [0034]-
`
`[0039], [0041], [0043]-[0047]; Ex. 1002 ¶¶ 23-29, 31-32, 45-48, 103-105.) The
`
`cited portions of Sugita that PO ignores, in addition to Figure 1, make clear that
`
`individual IDs are used “to perform updates of one unit at a time” for efficient
`
`updating performance (Ex. 1005, ¶[0013]) and thus clearly disclose a base station
`
`(“manager host”) that is operable to decide which specific mobile unit to send the at
`
`least one discrete patch message to before beginning transmission of the packet
`
`message, such that the base station addresses a “first mobile station” but not a
`
`“second mobile station.” (Id.; see also id., ¶¶[0014] (“individual IDs are used for
`
`each of the mobile communications terminals”), [0017] (“in the end stage of the
`
`above-mentioned update, so that the above-mentioned multiple communications
`
`terminals . . . are updated . . . individually”), [0026] (“one-to-one communication
`
`format whereby individual IDs used to individually update the above-mentioned
`
`multiple mobile communication terminals”), [0037] (“the process checks whether
`
`any mobile communications terminals remain on the target list”), [0038]-[0039]
`
`13
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`(disclosing that if “there are non-update mobile communication terminals
`
`remaining,” the process may “use[] the individual ID to send the update information
`
`to the remaining terminals”), [0048] (“the individual ID is used to update each
`
`mobile communications terminal one unit at a time, enabling efficient (with a small
`
`number of packets) updating performance of each mobile communications
`
`terminal”).) By targeting individual mobile units one at a time, the base station is
`
`“operable to” address a message such that it is transmitted to a first mobile unit but
`
`not a second mobile unit. The message would be transmitted to the second mobile
`
`unit later and separately.
`
`Rather than addressing these teachings of Sugita cited in the Petition and
`
`relied upon by Dr. Bederson, PO speculates that “recently deployed mobile
`
`communications terminals already have up-to-date software, and therefore those
`
`terminals would not be ‘listed up’ as a targeted terminal” and that “[s]uch up-to-date
`
`terminals would not qualify as a ‘second mobile unit.’” (Resp., 16-17.) Not true.
`
`As discussed above, Sugita discloses sending updates to one terminal at a time based
`
`on a target list of remaining terminals to be updated. Accordingly, Sugita’s
`
`disclosure sufficiently supports the second way of disclosing the “wherein” clause
`
`of claim 1 as set forth in the Petition. (Pet., 38-39.) PO’s attorney arguments have
`
`“marginal probative value” given that PO “does not cite to any expert testimony
`
`explaining how one of ordinary skill in the art would have understood [the prior art]
`
`14
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`disclosure.” Unified Patents Inc. v. Convergent Media Solutions, LLC, IPR2016-
`
`00047, Paper 23 at 24-25 (P.T.A.B. Mar. 29, 2017).
`
`PO’s argument also fails because it assumes that claim 1 precludes mobile
`
`units from receiving previous updates or previously attempted updates. But claim 1
`
`does not preclude such updates. Claim 1 is a “system” claim that comprises first and
`
`second mobile units, each of which is “operable to” receive the patch message and
`
`create patched operating code. While the claimed “manager host” must be “operable
`
`to address the at least one discrete patch message such that the at least one discrete
`
`patch message is transmitted to the first mobile unit but not to the second mobile
`
`unit,” (Ex. 1001, 13:50-53), the claim does not preclude the “manager host” from
`
`being “operable to” perform other functions, including addressing the “second
`
`mobile unit” for receiving the patch message at some point. See Crystal
`
`Semiconductor Corp. v. TriTech Microelectronics Int’l, Inc., 246 F.3d 1336, 1348
`
`(Fed. Cir. 2001) (“In the parlance of patent law, the transition ‘comprising’ creates
`
`a presumption that the recited elements are only a part of the device, that the claim
`
`does not exclude additional, unrecited elements.”) Indeed, dependent claim 14
`
`requires that the same claimed “manager host” be capable of performing this feature
`
`by reciting that the manager host of claim 1 is further operable to address the patch
`
`message such that it is transmitted to both the first and second mobile units. (Ex.
`
`1001, 14:21-25.)
`
`15
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`Thus, even if the disclosed Sugita system attempts to provide patch updates
`
`to a certain set of mobile units in a group unit, Sugita discloses that the base station
`
`is capable of using individual IDs to address specific mobile units one at a time for
`
`receiving the same patch update (and performing that feature). These disclosures
`
`demonstrate that the base station (“manager host”) is “operable to” address a first
`
`mobile unit but not a second mobile unit, and that the “second mobile unit” is
`
`operable to receive that patch message and create patched operating code, as required
`
`by claim 1 and as explained in the Petition. (See e.g., Pet., 30-39; Ex. 1002, ¶¶ 89-
`
`105.)
`
`Accordingly, as demonstrated in the Petition and the supporting evidence in
`
`the record, the combined Sugita system discloses the limitations of claim 1.
`
`3. Ground 2: The Combination of Sugita and Wortham
`Discloses the “Wherein” Clause and “Second Mobile Unit”
`Features Recited in Claim 1
`PO’s argument against the Sugita-Wortham combination is the same argument
`
`made against Ground 1. (Resp., 20.) As such, for the same reasons discussed above
`
`and in the Petition, the combination of Sugita and Wortham discloses and suggests
`
`each limitation of claim 1, including the “wherein” limitation. (Pet., 39-45.)
`
`16
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`4. Ground 3: The Combination of Ballard and Shimizu
`Discloses the “Wherein” Clause and “Second Mobile Unit”
`Features Recited in Claim 1
`PO’s arguments against the Ballard-Shimizu combination focuses on its
`
`interpretation of claim 1 where a mobile unit that has already received the patch
`
`update cannot be a “second mobile unit” that is “operable to” receive the patch
`
`message and create patched operating code as recited in the claim. (Resp., 21-23.)
`
`But, as noted above in Section III, PO’s interpretation of claim 1 is incorrect. (Supra
`
`Section III.)
`
`Moreover, PO fails to appreciate that a scenario where one terminal may have
`
`already downloaded the patch update (“second mobile unit”) means the terminal
`
`(“second mobile unit”) is indeed “operable to” receive the patch message and create
`
`patched operating code as claimed because it actually performed those functions to
`
`update the software. For instance, as explained in the Petition, a POSITA would
`
`have understood that when two terminals enter a new zone the manager host of the
`
`combined system must decide where to send software updates based on, e.g., the
`
`versions of the terminals before beginning transmission of the software updates, as
`
`one of the terminals (“second mobile unit”) may have already downloaded the
`
`software update while the other terminal (“first mobile unit”) has not. (Pet., 70; Ex.
`
`1002, ¶186.) Also, Ballard discloses that transmissions to a specific terminal (“first
`
`mobile unit”) may be performed when the terminal enters a network service area
`
`17
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`requiring a software update (Ex. 1006, 4:32-34, 5:4-7), and that the terminal sends a
`
`message indicating (1) that the terminal has entered a new zone, (2) the version of
`
`terminal, (3) whether the terminal may download software update, and (4) which
`
`type of downloading the terminal will likely accept. (Id., 5:1-7.) Thus, a POSITA
`
`would have recognized that the manager host of the Ballard-Shimizu system must
`
`decide whether to send software updates to the specific terminal (“first mobile unit”)
`
`before beginning transmission. (Pet., 69-70; Ex. 1002, ¶185.) As noted above, given
`
`the “second mobile unit” in the Ballard-Shimizu system may have already received
`
`the same patch update, it is “operable to” provide the same functionalities recited in
`
`claim 1 that PO alleges is not disclosed in the combination.
`
`Accordingly, as demonstrated in the Petition and the supporting evidence in
`
`the record, the combined Ballard-Shimizu system discloses the limitations of claim
`
`1.
`
`V. CONCLUSION
`For the reasons set forth above, in the Petition and accompanying exhibits,
`
`and the Board’s Decision, claim 1 of the ’275 patent should be found unpatentable
`
`and cancelled.
`
`Dated: August 23, 2019
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`By: /Joseph E. Palys /
` Joseph E. Palys, Reg. No. 46,508
` Counsel for Petitioner
`
`
`
`18
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`CERTIFICATE OF COMPLIANCE
`
`Pursuant to 37 C.F.R. § 42.24(d), the undersigned certifies that the foregoing
`
`Petitioner’s Reply to Patent Owner’s Response contains, as measured by the
`
`word-processing system used to prepare this paper, 4,247 words. This word count
`
`does not include the items excluded by 37 C.F.R. § 42.24(a).
`
`Dated: August 23, 2019
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`By: /Joseph E. Palys/
` Joseph E. Palys, Reg. No. 46,508
` Counsel for Petitioner
`
`
`
`
`
`
`
`
`
` IPR2018-01552– Petitioner’s Reply
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), I certify that I caused to be served on the
`
`counsel for Patent Owner a true and correct copy of the foregoing Petitioner’s Reply
`
`to Patent Owner’s Response by electronic means on August 23, 2019, at the
`
`following address of record:
`
`
`
`Dated: August 23, 2019
`
`
`
`
`
`
`
`
`
` Albert B. Deaver
`Robert J. McAughan, Jr.
`Christopher M. Lonvick
`McAugha