Case 2:17-cv-00661-JRG Document 4 Filed 09/21/17 Page 1 of 2 PagelD #: 51
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 1.5 U.S.C. § 111.6 you are hereby advised that a court action has been
`For The Eastern District of Texas, Marshall Division
`tiled in the U.S. District Court
`on the following
`0 Trademarks or
`the patent action involves 35 U.S.C:. § 292.):
`
`21 Patents.
`
`( 0
`
`DOCKET NO.
`2:17-cv-661
`PLAINTIFF
`INTELLECTUAL VENTURES II LLC
`
`DATE FILED
`9/21/2017
`
`U.S. DISTRICT COURT
`For The Eastern District of Texas, Marshall Division
`DEFENDANT
`T-MOBILE USA, INC., T-MOBILE US, INC., ERICSSON
`INC., and TELEFONAKTIEBOLAGET LM ERICSSON
`
`PATENT OR
`TRADEMARK NO.
`1 8,682,357
`
`2 8,897,828
`
`3 8,953,641
`
`4 9,320,018
`
`5 9,532,330
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`3/25/2014
`
`INTELLECTUAL VENTURES II LLC
`
`11/25/2014
`
`INTELLECTUAL VENTURES II LLC
`
`2/10/2015
`
`4/19/2016
`
`INTELLECTUAL VENTURES II LLC
`
`INTELLECTUAL VENTURES II LLC
`
`12/27/2016
`
`INTELLECTUAL VENTURES II LLC
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`17 Amendment
`DATE. OF PATENT
`OR TRADEMARK
`
`0 Answer
`
`0 Cross Bill
`
`0 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`.,
`
`3
`
`4
`
`5
`
`In the above
`
`entitled case. the following decision has been rendered or. judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3 —Upon termination or action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Ericsson Exhibit 1010
`Page 1
`
`

`

`Case 2:17-cv-00661-JRG Document 4 Filed 09/21/17 Page 2 of 2 PagelD #: 52
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 1.5 U.S.C. § 111.6 you are hereby advised that a court action has been
`For The Eastern District of Texas. Marshall Division
`on the following
`filed in the U.S. District Court
`21 Patents. (❑ the patent action involves 35 U.S.C:. § 292.):
`q Trademarks or
`
`DOCKET NO.
`2:17-cv-661
`PLAINTIFF
`INTELLECTUAL VENTURES II LLC
`
`DATE FILED
`9/21/2017
`
`U.S. DISTRICT COURT
`For The Eastern District of Texas, Marshall Division
`DEFENDANT
`T-MOBILE USA, INC., T-MOBILE US, INC., ERICSSON
`INC., and TELEFONAKTIEBOLAGET LM ERICSSON
`
`PATENT OR
`TRADEMARK NO.
`1 9,681,466
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`6/13/2017
`
`INTELLECTUAL VENTURES II LLC
`
`2
`
`4
`
`5
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`q Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`q Answer
`
`■ Cross Bill
`
`■ Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above entitled case. the following decision has been rendered or judgemei
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1 Upon initiation or action, mail this copy to Director Copy 3---Upon termination of action, mail this copy to Director
`Copy 2 1pon riling document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Ericsson Exhibit 1010
`Page 2
`
`

`

`Case 2:17-cv-00662-JRG Document 4 Filed 09/21/17 Page 1 of 2 PagelD #: 52
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 1.5 U.S.C. § 111.6 you are hereby advised that a court action has been
`For The Eastern District of Texas, Marshall Division
`tiled in the U.S. District Court
`on the following
`0 Trademarks or
`the patent action involves 35 U.S.C:. § 292.):
`
`21 Patents.
`
`( 0
`
`DOCKET NO.
`2: 17-cv-662
`PLAINTIFF
`INTELLECTUAL VENTURES II LLC
`
`DATE FILED
`9/21/2017
`
`U.S. DISTRICT COURT
`For The Eastern District of Texas, Marshall Division
`DEFENDANT
`SPRINT SPECTRUM L.P., et al
`
`PATENT OR
`TRADEMARK NO.
`1 8,682,357
`
`2 8,897,828
`
`3 8,953,641
`
`4 9,320,018
`
`5 9,532,330
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`3/25/2014
`
`INTELLECTUAL VENTURES II LLC
`
`11/25/2014
`
`INTELLECTUAL VENTURES II LLC
`
`2/10/2015
`
`4/19/2016
`
`INTELLECTUAL VENTURES II LLC
`
`INTELLECTUAL VENTURES II LLC
`
`12/27/2016
`
`INTELLECTUAL VENTURES II LLC
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`17 Amendment
`DATE. OF PATENT
`OR TRADEMARK
`
`0 Answer
`
`0 Cross Bill
`
`0 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`.,
`
`3
`
`4
`
`5
`
`In the above
`
`entitled case. the following decision has been rendered or. judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3 —Upon termination or action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Ericsson Exhibit 1010
`Page 3
`
`

`

`Case 2:17-cv-00662-JRG Document 4 Filed 09/21/17 Page 2 of 2 PagelD #: 53
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 1.5 U.S.C. § 111.6 you are hereby advised that a court action has been
`For The Eastern District of Texas. Marshall Division
`on the following
`filed in the U.S. District Court
`21 Patents. ( 0
`q Trademarks or
`the patent action involves 35 U.S.C:. § 292.):
`
`DOCKET NO.
`2:17-cv-662
`PLAINTIFF
`INTELLECTUAL VENTURES II LLC
`
`DATE FILED
`9/21/2017
`
`U.S. DISTRICT COURT
`For The Eastern District of Texas, Marshall Division
`DEFENDANT
`SPRINT SPECTRUM L.P., et al
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 9,681,466
`
`6/13/2017
`
`INTELLECTUAL VENTURES II LLC
`
`2
`
`4
`
`5
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`q Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`q Answer
`
`■ Cross Bill
`
`■ Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above entitled case. the following decision has been rendered or judgemei
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1 Upon initiation or action, mail this copy to Director Copy 3 --Upon termination of action, mail this copy to Director
`Copy 2 1pon riling document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Ericsson Exhibit 1010
`Page 4
`
`

`

`UNITED STA I ES PA I ENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`10/917,968
`
`ISSUE DATE
`
`11/25/2014
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8897828
`
`IPW2-USAP191629
`
`3609
`
`11/05/2014
`
`7590
`3624
`VOLPE AND KOENIG, P.C.
`UNI ILD PLAZA
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 891 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Nicholas William Anderson, Bristol, UNI I ED KINGDOM;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Ericsson Exhibit 1010
`Page 5
`
`

`

`gq9cogate: 09/23/2014
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`10917968 - G,A166025417)
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`10917968
`
`2004-08-12
`
`First Named Inventor Nicholas William Anderson
`
`Art Unit
`
`2647
`
`Examiner Name
`
`Dominic E. Rego
`
`Attorney Docket Number
`
`IPW2-USAP191629
`
`Examiner
`Initial*
`
`Cite
`No
`
`Patent Number
`
`Kind
`Codel
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`Remove
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Add
`
`Remove
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind
`Codel
`
`Publication
`Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20050073973
`
`Al
`
`2005-04-07
`
`LaRoia et al.
`
`If you wish to add additional U.S. Published Application citation information please click the Add button. Add
`Remove
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Initial*
`
`Cite
`No
`
`Foreign Document
`Number3
`
`Country
`Code2 j
`
`Kind
`Code4
`
`Publication
`Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Add
`
`Remove
`
`Examiner
`Initials*
`
`Cite
`No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DR./
`
`Ericsson Exhibit 1010
`Page 6
`
`

`

`Receipt date: 09/23/2014
`
`Application Number
`
`10917968
`
`10917968 - GAU: 2647
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`2004-08-12
`Filing Date
`First Named Inventor Nicholas William Anderson
`2647
`Art Unit
`
`Examiner Name
`
`Dominic E. Rego
`
`Attorney Docket Number
`
`IPW2-USAP191629
`
`1
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`EXAMINER SIGNATURE
`
`Examiner Signature
`
`/Dominic Rego/
`
`Date Considered
`
`10/21/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese
`must precede the serial number of the patent document patent documents, the indication of the year of the reign of the Emperor
`
`4 Kind of document by the
`ST.16 if possible. 5 Applicant is to place a check mark here if appropriate symbols as indicated on the document under WIPO Standard
`
`
`English language translation is attached.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /DR./
`
`Ericsson Exhibit 1010
`Page 7
`
`

`

`UNITED STA IES PA PENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10/917,968
`
`08/12/2004
`
`Nicholas William Anderson
`
`IPW2-USAP191629
`
`3609
`
`3624
`
`7590
`
`VOLPE AND KOENIG, P.C.
`UNI ILD PLAZA
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`10/27/2014
`
`EXAMINER
`
`REGO, DOMINIC E
`
`ART UNIT
`
`PAPER NUMBER
`
`2647
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`10/27/2014
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`eoffice@volpe-koenig.com
`
`PTOL-90A (Rev. 04/07)
`
`Ericsson Exhibit 1010
`Page 8
`
`

`

`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO./
`CONTROL NO.
`10/917,968
`
`FILING DATE
`
`12 August, 2004
`
`FIRST NAMED INVENTOR /
`PATENT IN REEXAMINATION
`ANDERSON, NICHOLAS WILLIAM
`
`ATTORNEY DOCKET NO.
`
`IPW2-USAP191629
`
`VOLPE AND KOENIG, P.C.
`UNITED PLAZA
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`EXAMINER
`
`DOMINIC E. REGO
`
`ART UNIT
`
`PAPER
`
`2647
`
`20141021
`
`DATE MAILED:
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`IDS filed 09/23/2014 has been considered fully.
`
`Commissioner for Patents
`
`/DOMINIC E REGO/
`Primary Examiner, Art Unit 2647
`
`PTO-90C (Rev.04-03)
`
`Ericsson Exhibit 1010
`Page 9
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`09/26/2014
`3624
`7590
`VOLPE AND KOENIG, P.C.
`UNITED PLAZA
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10/917,968
`
`08/12/2004
`
`Nicholas William Anderson
`
`IPW2-USAP191629
`
`3609
`
`TITLE OF INVENTION: Power control in a wireless communication system
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`I PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`12/26/2014
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`REGO, DOMINIC E
`
`2647
`
`455-522000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`q Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`q "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`1 Volpe and
`
`Koenig, P.C.
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Intellectual Ventures Holding 81 LLC
`
`Las Vegas, Nevada
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`q Individual a Corporation or other private group entity q Government
`
`4a. The following fee(s) are submitted:
`Issue Fee
`q Publication Fee (No small entity discount permitted)
`q Advance Order - # of Copies
`
`5. Change in Entity Status (from status indicated above)
`q Applicant certifying micro entity status. See 37 CFR 1.29
`
`q Applicant asserting small entity status. See 37 CFR 1.27
`
`q Applicant changing to regular undiscounted fee status.
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`q A check is enclosed.
`Zi Payment by credit card. Form PTO-2038 is attached.
`Zi The Director is hereby authorized to charge Ow requ,,irgcl,fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number ZZ — U 4 Ji
` (enclose an extra copy of this form).
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature /Harry Vartanian/
`
`Typed or printed name Harry Vartanian
`
`Date
`
`October 10, 2014
`
`Registration No. 56,787
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`Ericsson Exhibit 1010
`Page 10
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`10917968
`
`12-Aug-2004
`
`Title of Invention:
`
`Power control in a wireless communication system
`
`First Named Inventor/Applicant Name:
`
`Nicholas William Anderson
`
`Filer:
`
`Harry Vartanian/Belinda Fields
`
`Attorney Docket Number:
`
`IPW2-USAP191629
`
`Filed as Large Entity
`
`Utility under 35 USC 111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl Issue Fee
`
`1501
`
`1
`
`960
`
`960
`
`Extension-of-Time:
`
`Ericsson Exhibit 1010
`Page 11
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Miscellaneous:
`
`Total in USD ($)
`
`960
`
`Ericsson Exhibit 1010
`Page 12
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`20385951
`
`10917968
`
`International Application Number:
`
`Confirmation Number:
`
`3609
`
`Title of Invention:
`
`Power control in a wireless communication system
`
`First Named Inventor/Applicant Name:
`
`Nicholas William Anderson
`
`Customer Number:
`
`3624
`
`Filer:
`
`Harry Vartanian/Belinda Fields
`
`Filer Authorized By:
`
`Harry Vartanian
`
`Attorney Docket Number:
`
`IPW2-USAP191629
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`10-OCT-2014
`
`12-AUG-2004
`
`16:28:52
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Credit Card
`
`$960
`
`2886
`
`220493
`
`VARTANIAN, HARRY
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Ericsson Exhibit 1010
`Page 13
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`
`IPW2_ USAP191629_ Issue
`
`20141010.PDF
`
`
`
`Fee_
`
`_
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`104727
`
`no
`
`1
`
`41442668dd31626de68844506821d24582
`28467d
`
`Warnings:
`
`Information:
`
`2
`
`Fee Worksheet (51306)
`
`fee-info.pdf
`
`no
`
`2
`
`29975
`
`161979666dd434f0dbe3379f514142942d9
`0c776
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes):
`
`134702
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`
`
`
`
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`includes the necessary components If a new application is being filed and the application for a filing date (see 37 CFR
`
`
`
`1.54) will be issued in due 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR course and the date shown on this
`
`
`date of the application. Acknowledgement Receipt will establish the filing
`
`35 U.S.C. 371 National Stage of an International Application under
`
`
`is compliant with the conditions of 35 If a timely submission to enter the national stage of an international application
`
`acceptance of the application as a U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating
`Filing Receipt, in due course.
`national stage submission under 35 U.S.C. 371 will be issued in addition to the
`
`New International Application Filed with the USPTO as a Receiving Office
`includes the necessary components for
`If a new international application is being filed and the international application
`of the International Application Number
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification
`subject to prescriptions concerning
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course,
`establish the international filing date of
`national security, and the date shown on this Acknowledgement Receipt will
`the application.
`
`Ericsson Exhibit 1010
`Page 14
`
`

`

`UNITED STA I ES PA I ENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`3624
`7590
`09/26/2014
`VOLPE AND KOENIG, P.C.
`UNITED PLAZA
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`EXAMINER
`
`REGO, DOMINIC E
`
`ART UNIT
`
`PAPER NUMBER
`
`2647
`
`DATE MAILED: 09/26/2014
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10/917,968
`
`08/12/2004
`
`Nicholas William Anderson
`
`IPW2-USAP191629
`
`3609
`
`TITLE OF INVENTION: Power control in a wireless communication system
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`12/26/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
`
`Ericsson Exhibit 1010
`Page 15
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`09/26/2014
`7590
`3624
`VOLPE AND KOENIG, P.C.
`UNITED PLAZA
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10/917,968
`
`08/12/2004
`
`Nicholas William Anderson
`
`IPW2-USAP191629
`
`3609
`
`TITLE OF INVENTION: Power control in a wireless communication system
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`I PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`12/26/2014
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`REGO, DOMINIC E
`
`2647
`
`455-522000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`q Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`q "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`1
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`q Individual
`
`q Corporation or other private group entity q Government
`
`4a. The following fee(s) are submitted:
`q Issue Fee
`q Publication Fee (No small entity discount permitted)
`q Advance Order - # of Copies
`
`5. Change in Entity Status (from status indicated above)
`q Applicant certifying micro entity status. See 37 CFR 1.29
`
`q Applicant asserting small entity status. See 37 CFR 1.27
`
`q Applicant changing to regular undiscounted fee status.
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`q A check is enclosed.
`q Payment by credit card. Form PTO-2038 is attached.
`q The Director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certificat