Doc Code: DIST.E.FILE
`DocumentDescription: Electronic Terminal Disclaimer- Filed
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`PTO/SB/26
`U.S. Patent and Trademark Office
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`TERMINAL DISCLAIMER TO OBVIATE A DOUBLE PATENTING REJECTION OVERA
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`Doc Code: DISQ.E.FILE
`Document Description: Electronic Terminal Disclaimer — Approved
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`Applicant/Patent under Reexamination:
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`EXHIBIT 1006 - PAGE 5
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`Title of Invention:
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`Terminal Disclaimer-Filed (Electronic)
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`EXHIBIT 1006 - PAGE 7
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`www.uspto.gov
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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
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`APPLICATION NUMBER
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`15/087,775
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`9539405
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`3778
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`EXHIBIT 1006 - PAGE 8
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`
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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`15/087,775
`
`ISSUE DATE
`
`01/10/2017
`
`20995
`
`7590
`
`12/21/2016
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`PATENT NO.
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`9539405
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`FPHCR.112C5
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`The projected patent numberandissue date are specified above.
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`ISSUE NOTIFICATION
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`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
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`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Alastair Edwin McAuley, Dallas, TX;
`Fisher & Paykel Healthcare Limited, Auckland, NEW ZEALAND;
`Craig Robert Prentice, Auckland, NEW ZEALAND;
`Oliver Gleeson, Auckland, NEW ZEALAND;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
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`IR103 (Rev. 10/09)
`
`RMD
`EXHIBIT 1006 - PAGE 9
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`RMD
`EXHIBIT 1006 - PAGE 9
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`

`

`
`
`
`
`45
`
`46
`
`2007/0044804
`
`D595,841
`
`03-01-2007
`
`07-07-2009
`
`/|Matula etal.
`
`|McAuleyetal.
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`x - Abs
`
`x - Abs
`
`
`
`6506-2004
`2-04-1997
`12-
`-
`02-05-1998
`12-
`2-23-1998
`
`|Dragerwerk AG
`|Ruesch Willy AG
`
`|Netzer
`|Resmed Limited
`
`-
`08-30-2001
`
`Map Medizintechnik Fur
`|Artzt Und Patient GmbH &
`Co. KG
`
`-
`03-18-2004
`
`|Resmed Limited
`
`-
`05-21-2004
`
`|Resmed Limited
`
`d 7 8
`
`9
`
`5
`
`1
`
`5
`
`2
`
`5
`
`3
`
`WO 1998/04311
`WO 1998/57691
`
`WO 2001/062326
`
`WO 2004/022147
`
`WO 2004/041342
`
`Pages, Columns, Lines
`Foreign Patent Document
`1
`Where Relevant Passages
`Country Code-Number-kKind
`T
`Name
`Date
`wae
`:
`
`Initials|No Code MM-DD-YYYY or Relevant Figures
`
`
`Change(s) applie
`xample:
`JP 1234567 At
`Appear
`to Hocument,|
`4
`DE 10312881 B3
`08/2004
`GB2173274
`/STAY
`4
`12712/2016]
`4
`50
`
`Publication Examiner|Cite]
`
`
`
`
`
`
`
`44 03-02-2006|Geist2006/0042629
`
`
`
`
`
`
`
`
`
`Examiner Signature
`
`f/Annette Dixon/
`
`(11/07/2016)
`
`Date Considered
`
`Include copy of this form with next communication to applicant.
`
`*Examiner: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Drawline through citation if not
`in conformance and not considered.
`
`T - Place a check markin this area when an English language Translation is attached.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/ABsHIBIT 1006 - PAGE 10
`
`Receipt date:
`
`10/13/2016
`
`L5087775 — GAU: 3778
`
`PTO/SB/08 Equivalent
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Multiple sheets used when necessary)
`SHEET 2 OF 4
`
`Application No.
`
`15/087,775
`
`Filing Date
`First Named Inventor
`
`Art Unit
`
`Examiner
`
`March 31, 2016
`
`Alastair Edwin McAuley
`3778
`
`Annette Fredricka Dixon
`
`Attorney Docket No.
`
`FPHGR.112C5
`
`Examiner
`Initials
`
`No.
`
`Cite
`
`U.S. PATENT DOCUMENTS
`Publication
`Date
`MM-DD-YYYY
`
`
`
`02-10-2015-
`
`|Formicaetal.
`
`-
`02-24-2015
`
`|Henry
`
`
`
`02-03-2015-03-
`
`|D’souza etal
`
`.
`
`Pages, Columns, Lines Where
`Relevant Passagesor
`Relevant Figures Appear
`
`Document Number
`Number- Kind Code (if known)
`Example: 1,234,567 B1
`8,950,404
`
`30
`
`31
`
`32
`
`8,960,196
`
`
`
`8,944,061,
`
`37 2002/0029780 03-14-2002|Frater et al.-14-
`
`
`
`
`
`
`
`38
`-13-
`.
`2003/0029454 02-13-2003|Gelinas et al
`
`
`
`39
`-23-
`2003/0196655 10-23-2003|Ging et al
`
`
`
`-23-
`0
`4 10-23-2003|Ging et al.2003/0196658
`
`4
`1 06-24-2004|Lithgowetal.20040118406
`
`
`
`
`
`
`42
`
`2004/0149280
`
`08-05-2004
`
`|Semeniuk
`
`43 09-23-2004|Sprinkle et al.2004/0182398
`
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`EXHIBIT 1006 - PAGE 10
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`

`

`
`
`
`
`163 02-10-2005|Sleeper etal.2005/0028822
`
`10-01-2004
`
`11-18-2004
`
`01-20-2005
`
`/|Jonesetal.
`
`|Gunaratnam etal.
`
`|Thomlinson etal.
`
`02-10-2005
`
`03-31-2005
`
`04-14-2005
`
`|Thompson
`
`|Wondka
`
`|Ho etal.
`
`
`
`160
`
`161
`
`162
`
`2004/0211427
`
`2004/0226566
`
`2005/001 1524
`
`
`
`164
`
`165
`
`166
`
`2005/0033247
`
`2005/0066976
`
`2005/0076913
`
`
`
`
`
`
`
`Receipt date: 04/01/2016
`
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`(Multiple sheets used when necessary)
`SHEET 6 OF 12
`
`PTO/SB/08 Equivalent
`
`15/087,775
`March 31, 2016
`aceon weal
`vow
`
`Unknown
`FPHCR.112C5
`
`Document Number
`Number - Kind Code (if known)
`Examiner
`Relevant Passagesor
`
`
`Initials Example: 1,234,567 B1|MM-DD-YYYY Relevant Figures Appear
`
`Date Pages, Columns, Lines Where
`
`U.S. PATENT DOCUMENTS
`Publication
`
`
`
`151 07-03-2003|Esteset al.2003/0121519
`
`
`
`2003/0164170
`
`09-02-2003
`
`|Reenred™ [Drew etal.
`
`Chantelelapplitd 52
`
`MH
`
`1o/2q23a
`156 10-23-2003|Jacobson2003/0196664
`
`
`
`
`
`157 10-30-2003|Stenzler et al.2003/0200970
`
`
`
`
`
`158
`
`2004/0067333
`
`04-08-2004
`
`|Amarasinghe
`
`
`
`159 09-23-2004|Sprinkle et al.2004/0182398
`
`
`
`167 05-12-2005|Nash et al.2005/0098183
`
`
`
`168 07-14-2005|Eifler et al2005/0150497
`
`
`
`
`
`
`
`169 09-15-2005|Matula etal.2005/0199242
`
`
`
`170 09-22-2005|Matula2005/0205096
`
`
`
`
`
`171
`
`172
`
`173
`
`2005/0235999
`
`2006/0060200
`
`2006/0096598
`
`10-27-2005
`
`03-01-2006
`
`05-11-2006
`
`|Woodetal.
`
`|Ho etal.
`
`|Ho et al.
`
`
`
`
`
`174 05-01-2006|Sleeper2006/0107958
`
`Examiner Signature
`
`yf
`/Annette Dixon/ (
`
`‘
`
`Date Considered
`
`Include copy of this form with next communication to applicant.
`
`*Examiner: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Drawline through citation if not
`in conformance and not considered.
`
`T - Place a check markin this area when an English language Translation is attached.
`
`EXHIBIT 1006 - PAGE 11
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /A.D// (06/12/2016)
`
`
`
`RMD
`EXHIBIT 1006 - PAGE 11
`
`

`

`Receipt date: 04/01/2016
`
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`(Multiple sheets used when necessary)
`SHEET 5 OF 12
`
`PTO/SB/08 Equivalent
`
`15/087,775
`March 31, 2016
`aceon weal
`Unknown
`
`Unknown
`FPHCR.112C5
`
`
`
`Examiner
`Initials
`
`Document Number
`Number- Kind Code (if known)
`Example: 1,234,567 B1
`
`127
`
`128
`
`129
`
`D252 ,322
`
`D293,613
`
`D310,431
`
`U.S. PATENT DOCUMENTS
`Publication
`Date
`MM-DD-YYYY
`
`Pages, Columns, Lines Where
`Relevant Passages or
`Relevant Figures Appear
`
`07-10-1979
`
`01-05-1988
`
`09-04-1990
`
`|Johnson
`
`|Wingler
`
`/|Bellm
`
`
`
`131
`
`132
`
`D321,419
`
`D340,317
`
`11-05-1991
`
`10-12-1993
`
`|Wallace
`
`|Cole
`
`
`
`130 10-08-1991|Kumagaietal.D320,677
`
`
`
`133 01-03-1995|RinehartD354,128
`
`
`
`134 02-14-1995|RinehartD355,484
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Chankeldeppkd 135
`do
`136
`JM
`137
`10/2422016
`138
`139
`
`140
`
`141
`
`D378,610
`D440,302
`D455,891
`D520,140
`D526,094
`
`D686,313
`
`2001/0020474
`
`
`
`Q6-26-4887
`04-10-2001
`04-23-2002
`05-02-2006
`08-01-2006
`
`07-16-2013
`
`09-13-2001
`
`|Reischel et al. 03/1997
`|Wolfe
`|Biedrzycki
`|Chaggares
`|Chen
`
`|Matula et al.
`
`|Hecker etal.
`
`
`
`142 04-25-2002|Voss2002/0046755
`
`143
`144
`
`145
`
`2002/0053347
`2002/0059935
`
`2002/0096178
`
`05-09-2002.
`05-23-2002
`
`07-25-2002
`
`|Ziaee
`|Wood
`
`|Ziaee
`
`Examiner Signature
`
`yf
`/Annette Dixon/ (
`
`‘
`
`Date Considered
`
`Include copy of this form with next communication to applicant.
`
`*Examiner: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Drawline through citation if not
`in conformance and not considered.
`
`T - Place a check markin this area when an English language Translation is attached.
`
`EXHIBIT 1006 - PAGE 12
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /A.D// (06/12/2016)
`
`RMD
`EXHIBIT 1006 - PAGE 12
`
`

`

`Receipt date: 04/01/2016
`
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`(Multiple sheets used when necessary)
`SHEET 2 OF 12
`
`PTO/SB/08 Equivalent
`
`15/087,775
`March 31, 2016
`aceon weal
`vow
`
`Unknown
`FPHCR.112C5
`
`Pages, Columns, Lines Where
`Relevant Passagesor
`Relevant Figures Appear
`
`Document Number
`Number- Kind Code (if known)
`Example: 1,234,567 B1
`TS
`4,782,832
`
`U.S. PATENT DOCUMENTS
`Publication
`Date
`MM-DD-YYYY
`
`11-08-1988
`
`Trimble etal.
`
`4,856,508
`
`4,915,105
`
`4,941,467
`
`4,971,051
`
`4,986,269
`
`5,010,925
`
`5,016,625
`
`5,042,478
`
`5,065,756
`
`08-15-1989
`
`04-10-1990
`
`Tayebi
`ee
`é
`
`07-17-1990
`
`Takata
`
`11-01-1990
`
`Toffolon
`
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`
`Hakkinen
`
`04-30-1991
`
`Atkinson etal.
`
`05-21-1991
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`Hsu et al.
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`08-27-1991
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`
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`Rapoport
`
`Examiner
`Initials
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`3
`
`3
`
`3
`
`3
`
`3
`
`3
`
`3
`
`37
`
`o;}o]|]®oO;oa!;blo;n];=|]o&
`
`3
`
`3
`
`4
`
`5,094,236
`
`5,113,857
`
`05-19-1992
`
`ArPRErchm [ae ebi
`|Dickerman etal.
`
`Chang
`ppintc
`to dolemere-_|!
`|Sanderset al.
`09-22-1992
`5,148,802
`UNHE
`"|
`ae
`
`
`10/2420 08-03-1993|Roseetal.43 5,231,979
`
`44 09-21-1993|Sullivan et al.5,245,995
`
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`
`45
`
`5,269,296
`
`12-14-1993
`
`|Landis et al.
`
`12-26-1995
`
`|Landis et al.
`
`
`
`46
`
`47
`
`48
`
`5,477,852
`
`5,513,634
`
`5,533,506
`
`05-07-1996
`
`Jackson
`
`07-09-1996
`
`|Wood
`
`
`
`
`
`49 09-03-1996|Froehlich etal.5,551,419
`
`
`
`
`
`
`
` 03-10-1992
`
`
`
`50 01-21-1997|Gwaltney5,595,174
`
`
`
`51
`
`52
`
`53
`
`5,601,078
`
`5,657,752
`
`5,724,965
`
`02-01-1997
`
`|Schaller etal.
`
`08-19-1997
`
`|Landis etal.
`
`03-10-1998
`
`|Handkeetal.
`
`
`
`54 05-19-1998|Goldstein5,752,510
`
`
`
`55
`
`56
`
`57
`
`58
`
`5,755,578
`
`5,857,460
`
`5,884,624
`
`5,921,239
`
`05-26-1998
`
`|Contant etal.
`
`01-12-1999
`
`|Popitz
`
`03-23-1999
`
`|Barnett et al.
`
`07-13-1999
`
`|McCall et al.
`
`Examiner Signature
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`yf
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`‘
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`Date Considered
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`Include copy of this form with next communication to applicant.
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`EXHIBIT 1006 - PAGE 13
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /A.D// (06/12/2016)
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`EXHIBIT 1006 - PAGE 13
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`EXHIBIT 1006 - PAGE 14
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`EXHIBIT 1006 - PAGE 14
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`Electronic Patent Application Fee Transmittal
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`Title of Invention:
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`BREATHING ASSISTANCE APPARATUS
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`feenc
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`Filing Fees for Utility under 35 USC 111(a)
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`EXHIBIT 1006 - PAGE 15
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`EXHIBIT 1006 - PAGE 15
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`EXHIBIT 1006 - PAGE 16
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`EXHIBIT 1006 - PAGE 16
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`Electronic AcknowledgementReceipt
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`Application Number:
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`15087775
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`International Application Number:
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`4437
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`a
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`Title of Invention:
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`BREATHING ASSISTANCE APPARATUS
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`37 CFR 1.17 (Patent application and reexamination processing fees)
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
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`EXHIBIT 1006 - PAGE 17
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`File Listing:
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`Document
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`Number [__PecmmentDesciption[FileName Message Digest
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`File Size(Bytes)/
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`Issue_Fee.pdf
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`5665070889bc52a966e7Zecceca9d599ac7
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`EXHIBIT 1006 - PAGE 18
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`EXHIBIT 1006 - PAGE 18
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`

`

`FPHCR.112C5
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`Inventor
`
`: Alastair Edwin McAuley,etal.
`
`
`
`
`
`App. No. >=15/087,775
`
`Filed
`
`For
`
`: March 31, 2016
`
`: BREATHING ASSISTANCE APPARATUS
`
`Examiner
`
`: Annette Fredericka Dixon
`
`Art Unit
`
`Conf No.
`
`:
`
`>
`
`3778
`
`4437
`
`COMMENTS ON STATEMENT OF REASONS FOR ALLOWANCE
`
`Mail Stop Amendment
`Commissioner for Patents
`
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`In response to the Statement of Reasons for Allowance in the Notice of Allowance dated
`
`September30, 2016 (“Reasons”), Applicant respectfully submits the following comments.
`
`Applicant wishes to point out that to the extent that the Reasons omit claim elements, add
`
`claim elements, group claims together, or identify purportedly similar features or distinguishing
`
`features of a claim or a group of claims, Applicant respectfully disagrees with the Reasons.
`
`Additionally, to the extent that the Reason’s paraphrasing of the subject matter of the claims deviates
`
`from the actual language recited in each individual claim, Applicant respectfully disagrees with the
`
`Reasons. Applicant respectfully disagrees with the Reasons to the extent there is any implication
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`
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`
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`
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`EXHIBIT 1006 - PAGE 19
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`EXHIBIT 1006 - PAGE 19
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`

`

`Application No.:
`Filing Date:
`
`15/087,775
`March 31, 2016
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`
`Dated: November 22, 2016
`
`24684647
`
`By: /Michael Guiliana/
`Michael A. Guiliana
`Registration No. 42,611
`Attorney of Record
`Customer No. 20995
`(949) 760-0404
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`-2-
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`RMD
`EXHIBIT 1006 - PAGE 20
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`RMD
`EXHIBIT 1006 - PAGE 20
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
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`KNOBBE MARTENS OLSON & BEAR LLP
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`DIXON, ANNETTE FREDRICKA
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`3778
`
`DATE MAILED: 11/21/2016
`
`03/31/2016
`15/087,775
`TITLE OF INVENTION: BREATHING ASSISTANCE APPARATUS
`
`Alastair Edwin McAuley
`
`FPHCR.112C5
`
`4437
`
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
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`EXHIBIT 1006 - PAGE 21
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`EXHIBIT 1006 - PAGE 21
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`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
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`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
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`11/21/2016
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