`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9871671
`
`SUC01—01C3
`
`3524
`
`APPLICATION NO.
`
`15/482,781
`
`ISSUE DATE
`
`01/16/2018
`
`66478
`
`7590
`
`12/27/2017
`
`Smartpat PLC
`Axel Nix
`
`1420 Washington Blvd.
`Suite 301
`Detroit, MI 48226
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Sucxess LLC, Birmingham, MI;
`Axel Nix, Birmingham, MI;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSAgov.
`Petitioner's Exhibit 1002
`
`IR103 (Rev. 10/09)
`
`Page 1 of 177
`
`Petitioner's Exhibit 1002
`Page 1 of 177
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddFESS)
`
`11/29/2017
`
`7590
`
`66478
`Smartpat PLC
`A 1 N.
`.
`X6
`1X
`1420 Washmgton Blvd.
`Suite 301
`Detr01t, MI 48226
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`gave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`
`(Date)
`
`(Depositor's name)
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/482,781
`
`04/09/2017
`
`Axel Nix
`
`SUC01—01C3
`
`3524
`
`TITLE OF INVENTION: Method, apparatus and system for retrofitting a vehicle
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`02/28/2018
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUB CLASS
`
`TRAN, CONGVAN
`
`2645
`
`710—313000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Vumber is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`1 Smartpat PLC
`
`
`2
`
`3
`
`SUCXGSS LLC
`
`
`
`Birmingham, MI
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`3 Payment by credit card. Form PTO—2038 is attached.
`3 The director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
` 3 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`A X e
`| T1
`Date
`0 6 — De C — 2 O l 7
`
`AX e 1 Ni X
`Registration No.
`5 9 l 8 4
`
`Typed or printed name
`
`Authorized Signature
`
`PTOL—85 Part B (10—13) Approved for use through 10/31/2013.
`
`Page 2 of 3
`OMB 0651—0033
`
`.
`.
`v
`.
`.
`Petltloner s Exhlblt 1002
`Page 2 of 177
`US. Patent and Trademark Office; US. DEPARTMEN OF COMMERCE
`
`Petitioner's Exhibit 1002
`Page 2 of 177
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`Method, apparatus and system for retrofitting a vehicle
`
`
`
`Attorney Docket Number:
`
`SUC01—01C3
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC111(a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`Post-Allowance-and-Post-lssuance:
`
`Petitioner's Exhibit 1002
`
`Page 3 of 177
`
`Petitioner's Exhibit 1002
`Page 3 of 177
`
`

`

`-
`
`-
`
`Miscellaneous:
`
`Total in USD (5)
`
`.
`
`Sub-Total in
`
`Petitioner's Exhibit 1002
`
`Page 4 of 177
`
`Petitioner's Exhibit 1002
`Page 4 of 177
`
`

`

`——
`
`Title of Invention:
`
`Method, apparatus and system for retrofitting a vehicle
`
`Electronic Acknowledgement Receipt
`
`“—
`
`
`
`——
`——
`
`Payment information:
`
`——
`
`Petitioner's Exhibit 100
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Petitioner's Exhibit 1002
`Page 5 of 177
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`108681
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`1
`
`Issue Fee Payment (PTO—85 B)
`
`20171206—PTOL—85.pdf
`
`Zaed5f029a179355c9612cd3397d59e35b1
`afa7e
`
`Information:
`
`2
`
`Fee Worksheet (SBO6)
`
`fee—info.pdf
`
`d90ba998be304b02c7085d32340f814(533
`096ca
`
`the application.
`
`Information:
`
`Total Files Size (in bytes)
`
`139040
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`Petitioner's Exhibit 1002
`
`Page 6 of 177
`
`Petitioner's Exhibit 1002
`Page 6 of 177
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`Smartpat PLC
`Axel Nix
`
`14zoWashmgtonmvd.
`Suite 301
`Detroit, MI 48226
`
`TRAN, CONGVAN
`
`2645
`
`DATE MAILED: 11/29/2017
`
`15/482,781
`
`04/09/2017
`
`Axel Nix
`
`SUC01—01C3
`
`3524
`
`TITLE OF INVENTION: Method, apparatus and system for retrofitting a vehicle
`
`
`
`
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`02/28/2018
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Maintenance fees are due in utility patents issuing on applications filed on or after Dec. 12, 1980. It is
`patentee's responsibility to ensure timely payment of maintenance fees when due. More information is available at
`www.uspto.gov/PatentMaintenanceFees.
`
`PTOL—85 (Rev. 02/11)
`
`Page 7 of 177
`
`Page 1 of 3
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`Page 7 of 177
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddFESS)
`
`11/29/2017
`
`7590
`
`66478
`Smartpat PLC
`A 1 N.
`.
`X6
`1X
`1420 Washmgton Blvd.
`Suite 301
`Detr01t, MI 48226
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`gave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`
`(Date)
`
`(Depositor's name)
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/482,781
`
`04/09/2017
`
`Axel Nix
`
`SUC01—01C3
`
`3524
`
`TITLE OF INVENTION: Method, apparatus and system for retrofitting a vehicle
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`02/28/2018
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUB CLASS
`
`TRAN, CONGVAN
`
`2645
`
`710—313000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`
`
`
`
`2
`
`3
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Vumber is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`1
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`3 Payment by credit card. Form PTO—2038 is attached.
`3 The director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
` 3 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`PTOL—85 Part B (10—13) Approved for use through 10/31/2013.
`
`Page 2 of 3
`OMB 0651—0033
`
`.
`.
`v
`.
`.
`Petltloner s Exhlblt 1002
`Page 8 of 177
`US. Patent and Trademark Office; US. DEPARTMEN OF COMMERCE
`
`Petitioner's Exhibit 1002
`Page 8 of 177
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`F {ST NAMED INVENTOR
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/482,781
`
`04/09/2017
`
`Axel Nix
`
`SUC01—01C3
`
`3524
`
`Smartpat PLC
`Axel Nix
`
`14zoWashmgtoan.
`Suite 30 1
`Detroit, MI 48226
`
`TRAN, CONGVAN
`
`2645
`
`DATE MAILED: 11/29/2017
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1—(888)—786—0101 or (571)—272—4200.
`
`PTOL—85 (Rev. 02/11)
`
`Page 9 of 177
`
`Page 3 of 3
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`Page 9 of 177
`
`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number’s legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
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`
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`
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`
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`Organization, pursuant to the Patent Cooperation Treaty.
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`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication
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`inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation ofllapftimnmldfighibit 1002
`
`Page 10 of 177
`
`Petitioner's Exhibit 1002
`Page 10 of 177
`
`

`

`
`Application No.
`Applicant(s)
`15/482,781
`NIX, AXEL
`'
`'
`Egggfirnan
`gag“
`
` .
`
`.
`.
`Notice of Allowability
`
`AIA (First Inventor to File)
`Status
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IX This communication is responsive to Aug. 311 2017.
`
`I] A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2. [I An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. [Z The allowed claim(s) is/are 1-13l 15-20 have been renumbered to 1-19 respectively. As a result of the allowed claim(s), you may be
`eligible to benefit from the Patent Prosecution Highway program at a participating intellectual property office for the corresponding
`application. For more information, please see http://www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to
`PPeredback@uspto.gov.
`
`4. El Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`
`Certified copies:
`
`a) [I All
`
`b) D Some
`
`*c) I] None of the:
`
`1. I] Certified copies of the priority documents have been received.
`
`2. I:I Certified copies of the priority documents have been received in Application No.
`
`
`
`3. El Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. El CORRECTED DRAWINGS (as “replacement sheets”) must be submitted.
`
`El
`
`including changes required by the attached Examiner’s Amendment / Comment or in the Office action of
`Paper No./Mai| Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. El DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. I] Notice of References Cited (PTO-892)
`
`5. El Examiner‘s Amendment/Comment
`
`2. I] Information Disclosure Statements (PTO/SB/O8),
`Paper No./Mai| Date
`3. I:I Examiner‘s Comment Regarding Requirement for Deposit
`of Biological Material
`4. El Interview Summary (PTO-413),
`Paper No./Mai| Date
`
`6. El Examiner‘s Statement of Reasons for Allowance
`
`7. I] Other
`
`/CongVan Tran/
`Primary Examiner, Art Unit 2645
`
` US. Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`Notice of Allowability
`Part of Paper No./Mai| Date
`
`20171117
`
`Petitioner's Exhibit 1002
`
`Page 11 of 177
`
`Petitioner's Exhibit 1002
`Page 11 of 177
`
`

`

`Issue Classification 15482781
`
`le, AXEL
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`CONG TRAN
`
`2645
`
`_ ;
`
`__—
`_I_—
`—I_—
`—I_—
`
`CPC Combination Sets
`
`
`
`(Assistant Examiner)
`/CONG TRAN/
`Primary Examiner.Art Unit 2645
`
`11/17/2017
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Primary Examiner)
`U.S. Patent and Trademark Office
`
`(Date)
`
`1
`
`4 & 6
`Part of Paper No. 20171117
`
`Petitioner's Exhibit 1002
`
`age
`
`0
`
`Total Claims Allowed:
`
`19
`
`Petitioner's Exhibit 1002
`Page 12 of 177
`
`

`

`Issue Classification 15482781
`
`le, AXEL
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`CONG TRAN
`
`2645
`
`II—I-II—
`
`US ORIGINAL CLASSIFICATION
`
`INTERNATIONAL CLASSIFICATION
`
`——III—n---I—
`— —
`----
`CROSS REFERENCE(S)
`I...
`
`——llll—l-ll—
`——————----—--—-—
`_-IIII—---I—
`-IIII—---I—
`I---—----—
`I---—----—
`III—I...—
`III—I...—
`
`(Assistant Examiner)
`/CONG TRAN/
`Primary Examiner.Art Unit 2645
`
`U.S. Patent and Trademark Office
`
`O.G. Print Figure (Primary Examiner)
`
`Total Claims Allowed:
`
`19
`
`11/17/2017
`
`O.G. Print Claim(s)
`
`(Date)
`
`1
`
`4 & 6
`Part of Paper No. 20171117
`
`Petitioner's Exhibit 1002
`
`age
`
`0
`
`Petitioner's Exhibit 1002
`Page 13 of 177
`
`

`

`Issue Classification 15482781
`
`le, AXEL
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`CONG TRAN
`
`2645
`
`I]
`
`Claims renumbered in the same order as presented by applicant
`
`I]
`
`I]
`
`T.D
`
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`
`
`
`
`1 1 16 17
`
`
`
`
`
`
`
`
`
` LOOO\IO§U'IJ>LOI\) LOOO\IO§U'IJ>LOI\)
`
`07
`
`
`
`
`
`
`
`
`O O
`
`
`
`l\) l\)
`
`(a) (a)
`J;
`U'l
`
`(Assistant Examiner)
`/CONG TRAN/
`Primary Examiner.Art Unit 2645
`
`(Primary Examiner)
`U.S. Patent and Trademark Office
`
`4 & 6
`
`Total Claims Allowed:
`
`19
`
`11/17/2017
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Date)
`
`1
`
`Part of Paper No. 20171117
`
`Petitioner's Exhibit 1002
`
`age
`
`0
`
`Petitioner's Exhibit 1002
`Page 14 of 177
`
`

`

`
`
`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`
`Search NOTES
`
`15482781
`
`NIX, AXEL
`
`
`
`
`
`
`Art Unit
`Examiner
`||||||||
`l
`|||||||||
`||||||||||||
`
`
`GONG TRAN
`
`2645
`
`“mum
`H04W 76/007; H04B1/3822; H04W 4/22
`5/16/17
`
`CPC- SEARCHED
`
`CPC COMBINATION SETS - SEARCHED
`
`404.1 -;2 435.;2 435.;3 455/521; 445; 466; 527; 552.1
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`5/15/17
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`11/17/17
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