UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
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`www .uspto.gov
`
`APPLICATION NO.
`
`13/911,324
`
`ISSUE DATE
`
`04/08/2014
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8694683
`
`6743-00105
`
`4969
`
`03/19/2014
`7590
`35690
`MEYERTONS, HOOD, KIVLIN, KOWERT & GOETZEL, P.C.
`P.O. BOX 398
`AUSTIN, TX 78767-0398
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`IR103 (Rev. 10/09)
`
`Page 1 of 145
`
`Implicit Exhibit 2008
`Juniper v. Implicit
`
`

`

`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /J.W.C./
`
`PTO/SB/08a (01-10)
`Approved foruse through 07/31/2012. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`INFORMATION DISCLOSURE
`Complete if Known
`STATEMENT BY APPLICANT
`13/911,324
`(Sheet 1 of 14)
`
`2013-06-06
`Erlman1 BALA<.:<.:ANIAN
`2192
`
`Application Number
`
`Filino-Dat"
`First Nam"'rl Invi,ntor
`C'rrmm Art Unit
`Examin"r Nam"
`
`Examiner
`Initial
`
`Cite
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`
`1
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`2
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`3
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`4
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`5
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`6
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`7
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`8
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`9
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`10
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`11
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`12
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`U.S. PATENTS
`
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`5,298,674
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`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Initial
`
`Cite No.
`27
`
`Foreign
`Document No.
`0817031
`
`Country
`Code
`EP
`
`Name of Patentee or Applicant
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`BradFowlow
`
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`
`Page 2 of 145
`
`Implicit Exhibit 2008
`Juniper v. Implicit
`
`

`

`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /J.W.C./
`
`PTO/SB/08a (01-10)
`Approved foruse through 07/31/2012. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`INFORMATION DISCLOSURE
`Complete if Known
`STATEMENT BY APPLICANT
`13/911,324
`(Sheet 2 of 14)
`
`2013-06-06
`E,hxrarcl BALA<.:<.:ANIAN
`2192
`
`Application Number
`
`Filino- Dat"
`First Nami,cl Invi,ntor
`C',mnn Art Unit
`Examin"r Nam"
`
`Examiner
`Initials*
`
`Cite
`No. 1
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`Include name of author (in CAPTIAL LETTERS), title of article (when appropriate), title of the item (book, magazine,
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`Implicit Exhibit 2008
`Juniper v. Implicit
`
`

`

`ALL REFERENCES CONS!DERED EXCEPT WHERE L!NED THROUGH. /J.W.C,/
`
`PTO/SB/08a (01-10)
`Approved foruse through 07/31/2012. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`INFORMATION DISCLOSURE
`Complete if Known
`STATEMENT BY APPLICANT
`13/911,324
`(Sheet 3 of 14)
`
`2013-06-06
`E,hxrarcl BALA<.:<.:ANIAN
`2192
`
`Application Number
`
`Filino- Dat"
`First Nami,cl Invi,ntor
`C',mnn Art Unit
`Examin"r Nam"
`
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`60
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`66
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`68
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`Page 4 of 145
`
`Implicit Exhibit 2008
`Juniper v. Implicit
`
`

`

`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /J.W.C./
`
`PTO/SB/08a (01-10)
`Approved foruse through 07/31/2012. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`INFORMATION DISCLOSURE
`Complete if Known
`STATEMENT BY APPLICANT
`13/911,324
`(Sheet 4 of 14)
`
`2013-06-06
`E,hxrarcl BALA<.:<.:ANIAN
`2192
`
`Application Number
`
`Filino-Dat"
`First Nami,cl Invi,ntor
`C',mnn Art Unit
`Examin"r Nam"
`
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`
`Page 5 of 145
`
`Implicit Exhibit 2008
`Juniper v. Implicit
`
`

`

`Examiner
`Initials*
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /J.W.C.i
`
`PTO/SB/08a (01-10)
`Approved foruse through 07/31/2012. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`INFORMATION DISCLOSURE
`Complete if Known
`STATEMENT BY APPLICANT
`13/911,324
`(Sheet 5 of 14)
`
`Application Number
`
`Filino-Dat"
`First Nami,cl Invi,ntor
`C',mnn Art Unit
`Examin"r Nam"
`
`2013-06-06
`E,hxrarcl BALA<.:<.:ANIAN
`2192
`
`122
`
`123
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`Include name of author (in CAPTIAL LETTERS), title of article (when appropriate), title of the item (book, magazine, journal,
`serial, symposium, catalog, etc.), date, page (s), volume-issue number (s), publisher, city and/or country where published.
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`Page 6 of 145
`
`Implicit Exhibit 2008
`Juniper v. Implicit
`
`

`

`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /J.W.C.i
`
`PTO/SB/08a (01-10)
`Approved foruse through 07/31/2012. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`INFORMATION DISCLOSURE
`Complete if Known
`STATEMENT BY APPLICANT
`13/911,324
`(Sheet 6 of 14)
`
`Application Number
`
`Filino-Dat"
`First Nami,cl Invi,ntor
`C',mnn Art Unit
`Examin"r Nam"
`
`2013-06-06
`E,hxrarcl BALA<.:<.:ANIAN
`2192
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`143
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`144
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`145
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`146
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`147
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`148
`149
`150
`151
`152
`153
`154
`155
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`157
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`158
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`159
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`160
`161
`162
`163
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`164
`165
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`166
`167
`168
`169
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`170
`171
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`Include name of author (in CAPTIAL LETTERS), title of article (when appropriate), title of the item (book, magazine,
`journal, serial, symposium, catalog, etc.), date, page (s), volume-issue number (s), publisher, city and/or country
`where published.
`Implicit Networks, Inc. v. Advanced Micro Devices, Inc. et al.; C0S-0184 JLR; USDC for the Western District of
`VY asmngron, ~earne u1v1s1on:
`2/4/08 Plaintiff's Original Complaint
`
`8/26/08 Defendant NVIDIA Corporation's Answer to Complaint
`
`8/26/08 Defendant Sun Microsystems, Inc.'s Answer to Complaint
`
`8/27 /08 Defendant Advanced Micro Devices, Inc.'s Answer to Complaint for Patent Infringement
`
`8/27 /08 RealNetworks, Inc.'s Answer to Implicit Networks, Inc.'s Original Complaint for Patent Infringement, Affirmative
`Defenses, and Counterclaims
`8/27 /08 Intel Corp.'s Answer, Defenses and Counterclaims
`
`8/27 /08 Defendant RMI Corporation's Answer to Plaintiff's Original Complaint
`9/15/08 Plaintiff's Reply to NVIDIA Corporation's Counterclaims
`9/15/08 Plaintiff's Reply to Sun Microsystems Inc.'s Counterclaims
`9/16/08 Plaintiff's Reply to RealNetworks, Inc.'s Counterclaims
`9/16/08 Plaintiff's Reply to Intel Corp.'s Counterclaims
`12/10/08 Order granting Stipulated Motion for Dismissal with Prejudice re NVIDIA Corporation, Inc.
`12/16/08 Defendants AMD, RealNetworks, RMI, and Sun's Motion to Stay Pending the Patent and Trademark Office's
`Reexamination of the '163 Patent
`12/29/08 Order granting Stipulated Motion for Dismissal without Prejudice of Claims re Sun Microsystems, Inc.
`1/5/09 Plaintiff's Opposition to Defendants AMD, RealNetworks, RMI, and Sun's Motion to Stay Pending Reexamination and
`Exhibit A
`1/9/09 Reply of Defendants AMD, RealNetworks, RMI, and Sun's Motion to Stay Pending the Patent and Trademark Office's
`Reexamination of the '163 Patent
`2/9/09 Order Granting Stay Pending the United States Patent and Trademark Office's Reexamination of U.S. Patent No.
`6,629,163
`2/17 /09 Order Granting Stipulated Motion for Dismissal of Advanced Micro Devices, Inc. with Prejudice
`5/ 14/09 Order Granting Stipulated Motion for Dismissal of RMI Corporation with Prejudice
`10/13/09 Order Granting Stipulated Motion for Dismissal of Claims Against and Counterclaims by Intel Corporation
`10/30/09 Executed Order for Stipulated Motion for Dismissal of Claims Against and Counterclaims bv RealNetworks, Inc.
`Implicit Networks, Inc. v. Microsoft Corp., C09-5628 HLR; USDC for the Northern District of California, San Francisco
`Division
`11/30/09 Plaintiff's Original Complaint, Implicit v Microsoft, Case No. 09-5628
`7"1 ..
`01/22/10 Order Dismissing Case, Implicit v Microsoft, Case No. 09-5628
`r:
`..
`-
`~ TH~
`Division
`08/16/10 Plaintiff's Original Complaint, Imvlicit v Cisco, Case No. 10-3606
`11/22/10 Defendant Cisco Systems, Inc.'s Answer and Counterclaims, Implicit v Cisco, Case No. 10-3606
`12/13/10 Plaintiff, Implicit Networks, Inc.'s, Answer to Counterclaims, Implicit v Cisco, Case No. 10-3606
`10/04/11 Order of Dismissal with Prejudice, Implicit v Cisco, Case No. 10-3606
`•• r;
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`Division
`08/24/10 Plaintiff's Original Complaint, Implicit v Citrix, Case No. 10-3766
`12/01/10 Plaintiff's First Amended Complaint, Implicit v Citrix, Case No. 10-3766
`
`Page 7 of 145
`
`Implicit Exhibit 2008
`Juniper v. Implicit
`
`

`

`ALL REFERENCES CONSiDERED EXCEPT WHERE LINED THROUGH. /J.W.C./
`
`PTO/SB/08a (01-10)
`Approved foruse through 07/31/2012. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`INFORMATION DISCLOSURE
`Complete if Known
`STATEMENT BY APPLICANT
`13/911,324
`(Sheet 7 of 14)
`
`Application Number
`
`Filino-Dat"
`First Nami,cl Invi,ntor
`C',mnn Art Unit
`Examin"r Nam"
`
`2013-06-06
`E,hxrarcl BALA<.:<.:ANIAN
`2192
`
`Examiner
`Initials*
`
`172
`
`173
`
`Cite
`No. 1
`
`174
`
`175
`176
`177
`178
`179
`180
`181
`182
`183
`184
`
`185
`186
`187
`
`188
`189
`190
`191
`192
`
`193
`194
`195
`196
`197
`198
`199
`200
`
`201
`202
`203
`204
`205
`206
`207
`208
`
`r,n_11r., Tr,<;-n,;:nr l"nP ,,.fl:--~ ... ·
`
`ni~tril't
`
`11f("'9Jifnrnfo
`
`!i.<1n ~
`
`01/14/11 Defendant Citrix Systems, Inc.'s Answer, Defenses and Counter-complaint for Declaratory Judgment, Implicit v Citrix,
`Case No. 10-3766
`02/18/11 Plaintiff, Implicit Networks, Inc.'s, Answer to Defendants Counterclaims, Implicit v Citrix, Case No. 10-3766
`Include name of author (in CAPTIAL LETTERS), title of article (when appropriate), title of the item (book, magazine,
`journal, serial, symposium, catalog, etc.), date, page (s), volume-issue number (s), publisher, city and/or country
`where published.
`05/02/11 Order of Dismissal, Implicit v Citrix, Case No. 10-3766
`.
`
`Tuµ u F, u
`T-nf;µ;,
`-·
`Tuµ
`Division
`07 /30/10 Plaintiffs Original Complaint, Implicit v F5, Case No. 10-3365
`10/13/10 Defendants' Answer and Counter-Complaint, Implicit v F5, Case No. 10-3365
`11/03/10 Plaintiffs Answer to Counter-Complaint, Implicit v F5, Case No. 10-3365
`12/10/10 Plaintiffs First Amended Complaint, Implicit v F5, Case No. 10-3365
`01/14/11 Defendants' Answer to 1st Amended Complaint and Counterclaim, Implicit v F5, Case No. 10-3365
`02/18/11 Plaintiffs Answer to F5's Amended Counter-Complaint, Implicit v F5, Case No. 10-3365
`04/18/11 Defendants' Amended Answer to 1st Amended Complaint and Counter-Complaint, Implicit v F5, Case No. 10-3365
`05/05/11 Plaintiffs Answer to F5's Amended Counter-Complaint, Implicit v F5, Case No. 10-3365
`07 /22/11 F5 Networks, Inc.'s Invalidity Contentions, Implicit v F5, Case No. 10-3365
`07 /22/11 F5 Networks, Inc.'s Invalidity Contentions, Exhibit A, Implicit v F5, Case No. 10-3365
`(31 documents)
`07 /22/11 F5 Networks, Inc.'s Invalidity Contentions, Exhibit B, Implicit v F5, Case No. 10-3365
`10/18/11 Joint Claim Construction & Pre-Hearing Statement (PR 4-3), Implicit v F5, Case No. 10-3365
`10/18/11 Joint Claim Construction & Pre-Hearing Statement (PR 4-3) Exhibit A, Implicit v F5, Case No. 10-3365
`(2 documents)
`11/28/11 Plaintiffs Opening Claim Construction Brief, Implicit v F5, Case No. 10-3365
`11/29/11 Amended Joint Claim Construction & Pre-Hearing Statement, Implicit v F5, Case No. 10-3365
`11/29/11 Amended Joint Claim Construction & Pre-Hearing Statement, Exhibit A, Implicit v F5, Case No. 10-3365
`12/12/11 Defendants' Claim Construction Brief, Implicit v F5, Case No. 10-3365
`12/19/11 Plaintiffs Reply to Defendants' (F5, HP, Juniper) Responsive Claim Construction Brief ( 4-5), Implicit v F5, Case No.
`10-3365
`01/27 /12 Transcript of Proceeding Held on 1-17-12; Implicit v F5, Case No. 10-3365
`01/27 /12 Transcript of Proceeding Held on 1-18-12; Imvlicit v F5, Case No. 10-3365
`01/27 /12 Transcript of Proceeding Held on 1-19-12; Implicit v F5, Case No. 10-3365
`02/29/12 Claim Construction Order
`08/15/12 Storer Invalidity Report
`09/10/12 Implicit's Expert Report of Scott M. Nettles
`03/13/13 Order Granting Defendants' Motion for Summarv Judgment
`04/09/13 Notice of Appeal to the Federal Circuit
`
`Imolicit Networks Inc. v. Hewlett-Packard Comoanv. CI0-3746 JCS: USDC for the Northern District of California. San
`Francisco Division
`08/23/10 Plaintiffs Original Complaint, Implicit v HP, Case No. 10-3746
`11/23/10 Plaintiffs First Amended Complaint, Implicit v HP, Case No. 10-3746
`01/14/11 Defendant HP's Answer and Counterclaims, Implicit v HP, Case No. 10-3746
`02/18/11 Implicit Networks, Inc.'s Answer to HP Counterclaims, Implicit v HP, Case No. 10-3746
`05/10/11 Plaintiffs Amended Disclosure of Asserted Claims and Infringement Contentions, Case No. 10-3746
`06/30/11 Defendant HP Compan