`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O, Box 1450
`Alexandria, Virginia 22313-1450
`WWW.splo.gov
`
`
`
`APPLICATION NO.
`
`11/205.121
`
`FILING DATE
`
`08/17/2005
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Jun Haishima
`
`276900US90
`
`2910
`
`04/03/2008
`7590
`22850
`OBLON, SPIVAK, MCCLELLAND MAIER & NEUSTADT,P.C.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`
`
`EXAMINER
`
`RODGERS FARMER, BRADFORD A
`—
`—_——
`
`
`
`4141
`
`NOTIFICATION DATE
`
`IELIVERY MODE
`
`
`
`04/03/2008
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period forreply, if any, is set in the attached communication,
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`patentdocket@ oblon.com
`oblonpat@ oblon.com
`jgardner@ oblon.com
`
`PTOL-90A (Rev. 04/07)
`
`Patent Owner, Bot M8 LLC- Ex. 2013, p. 129
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 129
`
`
`
`
`
`Office Action Summary
`
`Application No.
`
`Applicant(s)
`
`11/205,121
`Eeanier
`
`BradfordA. Rodgers-Farmer
`
`HAISHIMA, JUN
`Art Unit
`
`4141 |
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`Period for Reply
`
`A SHORTENED STATUTORY PERIOD FOR REPLYIS SET TO EXPIRE 3 MONTH(S) OR THIRTY (30) DAYS,
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`Extensions of time may be available underthe provisions of 37 CFR 1.136(a).
`In no event, however, may a reply be timely filed
`after SIX (6) MONTHSfrom the mailing date of this communication.
`-
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHSfrom the mailing date ofthis communication,
`- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
`Any reply received by the Office later than three months after the mailing date of this communication, evenif timely filed, may reduce any
`earned patent term adjustment, See 37 CFR 1.704(b).
`
`Status
`
`1)KX] Responsive to communication(s) filed on 17 August 2005.
`2a)L] This action is FINAL.
`2b)[X] This action is non-final.
`3)L1 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11, 453 O.G. 213.
`
`6) Cc] Other: U.S. Patent and Trademark Office
`
`Disposition of Claims
`
`4)E] Claim(s) 1-3 is/are pending in the application.
`4a) Of the aboveclaim(s)
`is/are withdrawn from consideration.
`5)L] Claim(s)__ is/are allowed.
`6)X] Claim(s) 1-3 is/are rejected.
`7) Claim(s)____ is/are objected to.
`8)LJ Claim(s)__ are subject to restriction and/or election requirement.
`
`Application Papers
`
`9)LJ Thespecification is objected to by the Examiner.
`10)X] The drawing(s)filed on 17 August 2005 is/are: a)[X] accepted or b)[[] objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121(d).
`11) The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
`
`Priority under 35 U.S.C. § 119
`
`12)X] Acknowledgmentis madeof a claim for foreign priority under 35 U.S.C. § 1 19(a)-(d) or (f).
`a) All
`b)L_] Some * c)[_] Noneof:
`1. Certified copies of the priority documents have beenreceived.
`2.0.) Certified copies of the priority documents have been received in Application No.
`3.0 Copiesofthe certified copies of the priority documents have beenreceivedin this National Stage
`application from the International Bureau (PCT Rule 17.2(a)).
`* See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment(s)
`1) kK] Notice of References Cited (PTO-892)
`2) [_] Notice of Draftsperson’s Patent Drawing Review (PTO-948)
`3) BX] Information Disclosure Statement(s) (PTO/SB/08)
`Paper No(s)/Mail Date 8/17/2005;1/25/2008 .
`
`4) C Interview Summary (PTO-413)
`Paper No(s)/Mail Date.
`5) L] Notice of Informal Patent Application
`
`PTOL-326 (Rev. 08-06)
`
`Office Action Summary
`
`Part of Paper No./Mail Date 20080325
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 130
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 130
`
`
`
`Application/Control Number: 11/205,121
`Art Unit: 4141
`
`Page 2
`
`Claims 1-3 are pending.
`
`DETAILED ACTION
`
`The examiner has acknowledged the applicant's priority to Japanese
`
`1.
`
`2.
`
`Patent Application No. 2004-245377filed on August, 25, 2004.
`
`Specification
`
`3:
`
`The applicant's specification appears to be in proper order. However,it has not
`
`been checked to the extent necessary to determine the presence ofall possible minor
`
`errors. Applicant's cooperation is requested in correcting any errors of that the applicant
`
`may become awareofin the specification.
`
`Claim Rejections - 35 USC § 102
`
`4.
`
`The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that
`
`form the basis for the rejections under this section madein this Office action:
`
`A person shall be entitled to a patent unless —
`
`(b) the invention was patented or described in a printed publication in this or a foreign country or in public
`use or on sale in this country, more than one year prior to the date of application for patent in the United
`States.
`
`Claims 1 and 2 are rejected under 35 U.S.C. 102(b) as being anticipated by
`
`Owadaet al (Odwada) (United States Patent NO.58601 22).
`
`As Per claim 1 Odwadateaches:
`
`-
`
`An information process device comprising:
`
`a first memory device for storing a boot program executed when the
`
`information process device is started to operate; a mother board on which
`
`the first memory device is provided;(Odwada, Col 2 lines 35-42,
`
`“According
`
`to a first aspect of the present invention, a backup unit comprisesafirst storage
`
`means containing at least one program and a setup file in which the operating
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 131
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 131
`
`
`
`Application/Control Number: 11/205,121
`Art Unit: 4141
`
`Page 3
`
`environmentof this program is written) Wherein the first storage means is the
`
`first memory device as claimed and the setup file is the program whichis
`
`executed. Furthermore a motherboard is an inherent feature of all computers;
`
`-
`
`a second memory devicefor storing an application program, the second
`
`memory device being connected to the mother board; (Odwada, Col 1 lines
`
`5-7, The present invention relates to a backup unit having a countermeasure
`
`against a fault in an external storage unit, such as a hard disk drive ...) Wherein
`
`the harddrive is the second memory device as claimed;
`
`-
`
`a control device for executing a fault inspection program to inspect
`
`whetheror not a fault occurs in the second memory device; wherein the
`
`fault inspection program is stored in the first memory device; (Odwada, Col
`
`3 lines 5-8, According to a fourth aspectof the present invention, the above-
`
`mentioned backup unit further comprises a fault detecting means for detecting a
`
`fault in the first storage means. );
`
`-
`
`and wherein the contro! device executes the fault inspection program when
`
`the information process deviceis started to operate. (Odwada, Col 3 lines 9-
`
`11,Whena fault is detected in the first storage means by the fault detecting
`
`means, the switch means selects the second storage means as a storage means
`
`for booting) Wherein the fact that it detected the problem during booting must
`
`mean thatit is running whenthe deviceis started.
`
`As Per claim 2 claim 1 is incorporated and further Odwada teaches:
`
`-
`
`wherein the first memory device is a ROM provided on the motherboard,
`
`wherein the second memory device is a hard disk which is independent
`
`from the mother board, and wherein the contro! device executes the fault
`
`Patent Owner, Bot M8 LLC- Ex. 2013, p. 132
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 132
`
`
`
`Application/Control Number: 11/205,121
`Art Unit: 4141
`
`Page 4
`
`inspection program stored in the ROM to inspect whetheror not the fault
`
`occursin the hard disk. (Odwada, Col 8 lines 29-41 In the first and second
`
`embodiments of the invention, the duplication and conversion unit 31, the system
`
`loading switch unit 32, the setup file correction detector 33, and the HDD fault
`
`detector 34 are implemented by software, i.e., programs loaded to the central
`
`control unit 30. However, these constituents may be implemented by hardware.
`
`Further, when these constituents are implemented by software, their programs
`
`may be stored in the HDD 10.
`
`In addition, a program for generating the system
`
`loading switch unit 32 may be stored in a ROMin the information processor. )
`
`Claim Rejections - 35 USC § 103
`
`Si
`
`The following is a quotation of 35 U.S.C. 103(a) which forms the basisforall
`
`obviousnessrejections setforth in this Office action:
`
`(a) A patent may not be obtained though the invention is not identically disclosed or described as set
`forth in section 102 ofthis title, if the differences between the subject matter sought to be patented and
`the prior art are such that the subject matter as a whole would have been obviousatthe time the
`invention was made to a person having ordinary skill in the art to which said subject matter pertains.
`Patentability shall not be negatived by the mannerin which the invention was made.
`
`Claim 3 is rejected under 35 U.S.C. 103(a) as being unpatentable over Owada et
`
`al (Odwada) (United States Patent NO.5860122) in view of Pascal et al (Pascal) (United
`
`States Patent NO. 5971851).
`
`As Per claim 3 claim 1 is incorporated and Odwada does not specifically
`
`teach that the information process deviceis utilized as a gaming machine for
`
`business use.
`
`However the analogous art of Pascal teaches the abovelimitation. (Pascal Col 1
`
`lines 11-15, Game machines ... However, these machines occasionally malfunction
`
`and enterinto a lock up state, ceasing all functions and leaving the player stranded. ).
`
`Therefore it would have been obivious to one of ordinary skill in the art at the
`
`time the invention was madeto combine the teaching of Pascal into the invention of
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 133
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 133
`
`
`
`Application/Control Number: 11/205,121
`Art Unit: 4141
`
`Page 5
`
`Owadato create a fault tolerant gaming machine, because one ofordinary skill would
`
`have recognized the benefit of preventing players from having to " either abandon the
`
`machine after a few attemptsat “fixing” the machine, or wait for an attendant's
`
`assistance.” (Pascal Col 1 lines 15-18).
`
`Conclusion
`
`6.
`
`Anyinquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Bradford A. Rodgers-Farmer whose telephone number
`
`is (571) 270-3888. The examiner can normally be reached on Mondayto Thursday
`
`7:30am to 5:00 pm EST.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Cameli Das can be reached on 571-272-3696. The fax phone numberfor
`
`the organization wherethis application or proceeding is assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
`
`you have questions on accessto the Private PAIR system, contact the Electronic
`
`Business Center (EBC) at 866-217-9197(toll-free). If you would like assistance from a
`
`USPTO Customer Service Representative or access to the automated information
`
`system, call 800-786-9199 (IN USA OR CANADA)or 571-272-1000.
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 134
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 134
`
`
`
`Application/Control Number: 11/205,121
`Art Unit: 4141
`
`Page 6
`
`/Bradford A Rodgers-Farmer/
`Examiner, Art Unit 4141
`March 25, 2008
`
`/CHAMELI C. DAS/
`Supervisory Patent Examiner, Art Unit 4141
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 135
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 135
`
`
`
`Notice of References Cited
`
`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`HAISHIMA, JUN
`Art Unit
`4141
`
`oSa
`
`
`US-5,860,122 A
`01-1999
`Owada etal.
`711/162
`
`
`US-5,971,851 A
`10-1999
`Pascal et al.
`463/24
`
`
`US-6,449,735 B1
`09-2002
`Edwards etal.
`714/25
`
`US-2004/0078697 A1
`
`04-2004
`
`Duncan, William L.
`
`07-2007
`
`Wang, Chien-Chih
`
`714/042
`
`714/036
`
`Document Number
`Country Code-Number-Kind Code
`
`FOREIGN PATENT DOCUMENTS
`
`11/205,121
`Examiner
`Bradford A. Rodgers-Farmer
`U.S. PATENT DOCUMENTS
`
`
`
`
`
`
`
`*A copy of this reference is not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US orforeign.
`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20080325
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 136
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 136
`
`
`
`Index of Claims
`
`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`HAISHIMA, JUN
`11205121
`
`
`Bradford A Rodgers-Farmer
`
`4141
`
`
`
`“i
`
`ll |
`
`
`{ll ll | _
`
`Appeal =
`Non-Elected
`Rejected
`|
`-
`Cancelled
`v
`
`
`Allowed Objected | - Restricted Interference
`
`
`
`
`(1 Claims renumbered in the same order as presented by applicant
`
`
`|03/25/2008
`Original
`
`4
`vo
`2
`¥
`3
`v
`
`U.S. Patent and Trademark Office
`
`Part of Paper No.
`
`: 20080325
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 137
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 137
`
`
`
`
`Application/Control No.
`Applicant(s)/Patent Under
`Reexamination
`HAISHIMA, JUN
`
`Search Notes
`
`11205121
`
`
`
`
`Examiner
`
`Art Unit
`
`Bradford A Rodgers-Farmer
`
`4141
`
`
`
`SEARCHED
`
`
` Class Subclass Date Examiner
`
`
`
`714
`36
`3/25/2008
`BARF
`
`710
`104
`3/25/2008
`BARF
`
`
`
`
`SEARCH NOTES
`
`Search Notes
`Date
`Examiner
`
`Classes 711/170 and 713/1-100 searched using text
`3/25/2008
`
`Plus searche requested and concidered
`3/25/2008
`
`Google scholar searched
`3/25/2008
`IEEE searched
`3/25/2008
`
`
`
`3/25/2008
`East searched using EPO: JPO: Dewert; USPAT; USPgpub
`
`
`INTERFERENCE SEARCH
`
`Class
`Subclass
`Date
`Examiner
`
`
`
`
`
`U.S. Patent and Trademark Office Part of Paper No.;20080325
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 138
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 138
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Page 1 of 1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address:COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`wwwUSpls, gov
`
`BIB DATA SHEET
`
`SERIAL NUMBER
`11/205,121
`
`PIEINGOt 371(c)
`08/1 7/2005
`RULE
`
`APPLICANTS
`Jun Haishima, Tokyo, JAPAN;
`ek CONTINUING DATA HEREEERERKERERERERERERERE
`
`kk FOREIGN APPLICATIONS REKREREKKKKEREREREKERERERE
`JAPAN 2004-245337 08/25/2004
`
`** IF REQUIRED, FOREIGN FILING LICENSE GRANTED **
`09/02/2005
`
`CONFIRMATIONNO.2910
`
`GROUP ART UNIT ATTORNEY DOCKET
`276900US90
`
`|INDEPENDENT
`TOTAL
`SHEETS
`STATE OR
`ta ves LI No
`ForeignPriority claimed
`Allowance
`
`
`
`35 USC 119{a-d) conditions met b4 Yes LI No |DRAWINGS|}CLAIMSCy Met after COUNTRY CLAIMS
`
`Verified and
`/BRADFORD A
`RODGERS FARMER/
`Examiner's Signature
`
`JAPAN
`
`3
`
`3
`
`1
`
`Acknowledged
`ADDRESS
`
`nitials
`
`OBLON, SPIVAK, MCCLELLAND MAIER & NEUSTADT,P.C.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`UNITED STATES
`
`
`
`Information process device
`[OD All Fees
`
`
`() 1.16 Fees (Filing)
`|[211.17 Fees (Processing Ext. of time)
`
`CL) 1.18 Fees (issue)
`[a Other
`) Credit
`
`FILING FEE
`
`RECEIVED |No.
`
`FEES: Authority has been given in Paper
`
`to chargeleredit DEPOSIT ACCOUNT.
`for following:
`
`;
`
`BIB (Rev. 05/07)
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 139
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 139
`
`
`
`game machine fault detection - Google Scholar
`
` Web
`
`game machine fault detection
`
`
`Images Video News Maps more »
`
`Advanced Scholar Search
`Scholar Preferences
`
`Scholar Help
`
`Scholar Ali articles - Recent articles Results 1 - 10 of about 13,300 for game machinefault detection. (0.18 seconds)
`
`All Results
`M Yannakakis
`D PELED
`
`R Finkel
`
`Progressive gaming control and communication system - 8
`
`DON Hilgencdorf, PE Patak - US Patent 5,249,800, 1993 - Google Patents
`.. Said fault detection. 30. ... unit indicating that said current unit over said connect
`line indicating that the game ... machine is connected to said communication unit ...
`
`
`RAlur
`
`
`Distinguishingtestsfornondeterministicandprobabilisticmachines-
`
`U Manber
`Fi Alur, G Courcoubetis, M Yannakakis - Proceedings of ihe twenty-severth annual ACK
`SyMMposiu MOF
`wy 1995 - portalacrn.org
`... two-player gameswit h incomplete information. A two-player Yv-game G consists of
`a nondetermin- istic machine with game-positions S, inputs |, out- ...
`
`
`
`
`Testing, Optimization, and Games-
`.
`
`M Yannakakis - Automata, Languages And Programming: Gist international ..., 2004 - booksgoogle.com
`.. A deterministic FSM (or Mealy machine) M consists of ... Each state diagram defines an
`instance of the game.... for the extent of the fault detection capabifities of ...
`* 2
`os..
`
`
`
`
`
`*
`Shooting game machine -
`
`K Suzuki - LS Patent 5.286.e¢9, 19904 - Google Patents
`.. output an on-target detection signal to the gamearith- ... means; it is possible to
`make the whole game machine... would occur no fault resu Iting from any mis...
`ne =
`
`
`
`
`
`The Silicon Gaming Odyssey slot machine -
`‘
`A Levinihal, M Barnett - Compoonrs?. Proceedings, IEEE, 1887 - iaeexplora jese.org
`.. Page 3 Navigator, Games, Stoppage, MMS Application ... requirements of casino gaming
`machines,including high reliability and security, fault detection and recovery ...
`
`
`BLACK BOX CHECKING-
`
`D PEELED, M YANNAKAKIS
`googie cam
`... He also posed the fault detection or conformancetesting ... we want to check whether
`this machine deadlocks, namely...modeling the problem as a game with incomplete...
`
`
`fat
`- Formal Mathods for Protocol Engineering and Distributed ..., 1999 - books,
`
`An expert system approach fo fault diagnosis in hydraulic systems
`6 Angell, A Ohateinikolacu - Expert System, 1995 - Blackwell Synaray
`.. produce a usetultool for fault diag- nosis ... based systems, International Journal
`ofMan-MachineStudies, 26,3 ... BWsE, JH and BR GAMES (1988) Knowledge Acquisition...
`oe
`
`
`On the applicaiion of a machine learning iechnique to faulidiagnosis of power distribution lines-
`
`http://scholar. goog le.com/scholar?q=game+machine+fault+detection&hl=en&lr=&bmG=Seareh (1 of 2)3/25/2008 5:36:45 PM
`
`Patent Owner, Bot M8 LLC- Ex. 2013, p. 140
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 140
`
`
`
`game machine fault detection - Google Scholar
`
`
`
`M Togami, N Abe, T Kiahashi, H Ogawa, N Mig - Power Delivery, HEETransactions on, 1995-
`iseexplore.iges. arg
`.. An area of particular interest is fault detection and diagnosis. ... One aim of machine
`learning is to make an algorithm which automatically and efficiently shows ...
`z
`-
`
`Gan machine learning be secure? - &
`M Barreno, B Nelson, R Sears,AD Joseph, JD
`infarmation, ..., 006 - portalecm.org
`... within the context of deception games[14, 32 ... 5.2 Scale of Training Some machine
`learning systemsare ... a widely used paradigm in fault detection [40], intrusion...
`Sey
`**
`
`
`
`
`Tygar - Proceedings of the 2006 ACM Symposiumor
`
`=
`Traction Monitoring for Collision Detection with Legged Robots- :
`
`MJ Suinjan, OL Muron, RH Micodistan, S® Ghaiuo - Roboacup 2003: Robot Soocer World Gup Vil, 2004-
`books.googie.com
`.. the legs slip on ice the machine would not ... soccer, but the objective of the game
`is identical ... Note howeverthat the fault detection methods presented below are...
`
`
`ResultPage:
`
`% 2345878 910 Next
`
`game machinefault detection
`
`
`Googie Home - About Gcoqle - About Google Scholar
`
`©2008 Google
`
`http://scholar. goog le.com/scholar?q=game+machine+fault+detection&hl=en&lr=&bmG=Seareh (2 of 2)3/25/2008 5:36:45 PM
`
`Patent Owner, Bot M8 LLC- Ex. 2013, p. 141
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 141
`
`
`
`EFS-Web Receipt date: 01/25/2008
`
`11205121 - GAU: 4144
`SHEET
`1
`OF
`1
` SERIAL NO.
`Form PTO 1449 U.S. DEPARTMENT OF ComMeRcE|ATTY DOCKET NO.
`
`(Modified)
`PATENT AND TRADEMARK OFFICE
`
`276900US8
`11/205,121
`APPLICANT
`
`
`LIST OF REFERENCES CITED BY APPLICANT—|jun HAISHIMA
`FILING DATE
`GROUP
`
`August 17, 2005
`2113
`U.S. PATENT DOCUMENTS
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`SUB
`FILING DATE
`EXAMINER
`DOCUMENT
`w w
`INITIAL
`NUMBER
`DATE LASS|IF APPROPRIATE
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`David A. EOWARDS,etal.
`US 6,449,735 B1
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`o 9/10/2002
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`TRANSLATION
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`2/2/2000
`5/21/1997
`10/15/1997
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`42/12/1997
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`Japan (with English Abstract)
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`03/25/2008|
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`OTHER REFERENCES(Including Author, Title, Date, Pertinent Pages,etc.)
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`s
`
`1 esarvingr
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`‘Bradford Redgers-Farmer/
`
`[_] Additional References sheet(s) attached
`
`Date Considered
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` *Examiner: Initial if reference is considered, whetheror notcitation is in conformance with MPEP 609; Draw line through citation if not in
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`conformance and not considered. Include copy of this form with next communication to applicant.
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 142
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 142
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`
`
`EFS-Web Receipt date: 08/17/2005
`
`11205121 - GAU: 4144
`
`Docket No.
`
`276900US90
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Jun HAISHIMA
`IN RE APPLICATION OF:
`SERIAL NO: New Application
`FILED:
`Herewith
`FOR:
`INFORMATION PROCESS DEVICE
`
`GAU:
`EXAMINER:
`
`INFORMATION DISCLOSURE STATEMENT UNDER 37 CFR 1.97
`
`COMMISSIONER FOR PATENTS
`ALEXANDRIA, VIRGINIA 22313
`
`SIR:
`Applicant(s) wish to disclose the following information.
`
`REFERENCES
`BB Theapplicant(s) wish to makeofrecord the referenceslisted on the attached form PTO-1449. Copies ofthe listed
`references are attached, where required, as are either statements of relevancy or anyreadily available English
`translations ofpertinent portions of any non-English languagereferences.
`C(O Acheck or credit card payment form is attached in the amount required under 37 CFR §1.17(p).
`RELATED CASES
`C1 Attachedis a list ofapplicant’s pending application(s), published application(s) or issued patent(s) which may be
`related to the present application. In accordance with the waiver of37 CFR 1.98 dated September 21, 2004, copies
`ofthe cited pending applications are not provided. Cited published and/or issued patents, if any, are listed on the
`attached PTO form 1449.
`CO Acheck orcredit card payment form is attached in the amount required under 37 CFR §1 -17(p).
`CERTIFICATION
`O Each item of information contained in this information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three monthspriorto the filing of
`this statement.
`Noitem ofinformation contained in this information disclosure statement was cited in a communication from a
`foreign patentoffice in a counterpart foreign application or, to the knowledgeofthe undersigned, having made
`reasonable inquiry, was knownto any individual designated in 37 CFR §1.56(c) more than three monthsprior to
`the filing of this statement.
`
`OC
`
`DEPOSIT ACCOUNT
`Wi Please charge any additional fees for the papers being filed herewith and for which no check orcredit card
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`paymentis enclosed herewith, or credit any overpaymentto deposit account number 15-0030. A duplicate copy of
`this sheet is enclosed.
`,
`
`Respectfully submitted,
`
`OBLON, SPIVAK, McCLELLAND,
`MAIER & NEUSTADT, P.C.
`
`:
`
`Masayasu Mori
`Registration No. 47,301
`C.Irvin McClelland
`Registration Number21 124
`
`Customer Number
`22850
`
`Tel. (703) 413-3000
`Fax. (703) 413-2220
`(OSMMN 05/03)
`
`Patent Owner, Bot M8 LLC- Ex. 2013, p. 143
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 143
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`
`
`EFS-Web Receipt date: 08/17/2005
`
`11205121 - GAU: 4141
`
`SHEET
`
`1
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`OF
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`1
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`SE
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`SERIAL NO.
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`Form PTO 1449 US. DEPARTMENT OF Commerce|ATTY DOCKET NO.
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`
`
`
`New Application
`Modified
`PATENT AND TRADEMARK OFFICE
`—
`276900US90
`
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`
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`APPLICANT
`|
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`
`
`FILING DATE
`|
`LIST OF REFERENCES CITED BY APPLICANT
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`Herewith
`|
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`FILINGDATE
`SUB
`DOCUMENT
`XAMINER
`U.S. PATENT DOCUMENTS
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`2003-330793
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`DOCUMENT
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`CL Additional References sheet(s) attached
`Date Considered
`/Bradford Rodgers-Farmer/
`Examiner
`03/25/2008
`
`“Examiner.Initialif reference is considered, whether or not citation is in conformance with MPEP 609; Draw line throughcitation if not in
`conformance and not considered. Include copyofthis form with next communication to applicant.pn
`
`
`
`Patent Owner, Bot M8 LLC- Ex. 2013, p. 144
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 144
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`
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`IEEE Xplore# Search Result
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`Compcen '87_ Proceedings [EEE
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`Digital Object Identifier 10.1109/CMPCON.1997.584736
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`Patent Owner, Bot M8 LLC- Ex. 2013, p. 145
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 145
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`EAST Search History
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`EAST Search History
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`jurals‘TimeStamp
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` —_:2008/03/25
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 146
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 146
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 147
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 147
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`Patent Owner, Bot M8 LLC - Ex. 2013, p. 148
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`
`
`DOCKET NO: 276900US8
`
`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`IN RE APPLICATION OF
`
`JUN HAISHIMA
`
`: EXAMINER: RODGERS FARMER, B.A.
`
`SERIAL NO: 11/205,121
`
`FILED: AUGUST 17, 2005
`
`; GROUP ART UNIT: 4141
`
`FOR: INFORMATION PROCESS DEVICE
`
`AMENDMENT
`
`COMMISSIONER FOR PATENTS
`ALEXANDRIA, VIRGINIA 22313
`
`SIR:
`
`In response to the Office Action dated April 3, 2008, please amend the above-
`
`identified application as follows:
`
`Amendmentsto the Specification begin on page 2 of this paper.
`
`Amendmentsto the Claimsarereflected in the listing of claims which begins on
`
`page 4 ofthis paper.
`
`Remarksbegin on page 6 of this paper.
`
`Patent Owner, Bot M8 LLC- Ex. 2013, p. 149
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 149
`
`
`
`Application No. 11/205,121
`Reply to Office Action of April 3, 2008
`
`IN THE SPECIFICATION
`
`Please replace the Abstract on page 8, lines 1-6 in its entirety, as follows:
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 150
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 150
`
`
`
`Application No. 11/205,121
`Reply to Office Action of April 3, 2008
`
`ABSTRACT
`
`An information processing device and associated methodology are provided for
`
`inspecting a program fault. A first memory stores a boot program executed when the
`
`information processing deviceis initiated for operation. A second memory device is
`
`provided for storing an application program. A control device executes a fault inspection
`
`program to inspect whetheror not a fault has occurred in the second memory device. The
`
`fault inspection program is stored in the first memory device andis initiated upon
`
`initialization of the information processing device.
`
`Patent Owner, Bot M8 LLC- Ex. 2013, p. 151
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 151
`
`
`
`Application No, 11/205,121
`Reply to Office Action of April 3, 2008
`
`IN THE CLAIMS
`
`Please amendthe claimsas follows:
`
`Claim 1 (Original): An information process device comprising:
`
`a first memory device for storing a boot program executed when the information
`
`process deviceis started to operate;
`
`a mother board on whichthe first memory device is provided;
`
`a second memorydevice for storing an application program, the second memory
`
`device being connected to the mother board;
`
`acontrol device for executing a fault inspection program to inspect whether or not a
`
`fault occurs in the second memory device;
`
`wherein the fault inspection program is stored in the first memory device; and
`
`wherein the control device executes the fault inspection program whenthe
`
`information process deviceis started to operate.
`
`Claim 2 (Original): The information process device according to claim 1, wherein the
`
`first memory device is a ROM provided on the mother board,
`
`wherein the second memory device is a hard disk which is independent from the
`
`mother board, and
`
`wherein the contro! device executes the fault inspection program stored in the ROM
`
`to inspect whether or not the fault occurs in the hard disk.
`
`Claim 3 (Original): The information process device according to claim 1, wherein the
`
`information process deviceis utilized as a gaming machine for businessuse.
`
`Claim 4 (New): A gaming machineutilizing an information process device, the
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 152
`
`Patent Owner, Bot M8 LLC - Ex. 2013, p. 152
`
`
`
`Application No. 11/205,121
`Reply to Office Action of April 3