throbber
Doc Code: PA..
`PTO/AIA/82A (07-13)
`Approvedfor use through 11/30/2014. OMB 0651-0051
`Document Description: Power of Attorney
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
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`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/82B)to identify the application to which the
`Power of Attorneyis directed, in accordance with 37 CFR 1.5, unless the application numberand filing date are identified in the Power of
`Attorney by Applicant form.
`If neither form PTO/AIA/82A nor form PTO/AIA82B identifies the application to which the Power of Attorneyis
`directed, the Power of Attorney will not be recognized in the application.
`
`First Named Inventor
`
`Lawrence Kates
`
`Wireless Sensor Unit Communication Triggering and Management
`
`Unassigned
`
`563800USCON11
`
`SIGNATURE of Applicant or Patent Practitioner
`
`Signature pate ptona)|ADril 4, 2016/Matthew Johnson/
`
`
`
`
`
`
`
`
`
`
`Name Registration|72299Matthew Johnson
`Number
`
`
`
`Title (if Applicantis a Agent of Record
`juristic entity)
`
`Applicant Name(if Applicantis a juristic entity)
`
`Goog le | ale
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications. If
`more than one applicant, use multiple forms.
`
`*Total of
`
`1
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public whichis to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.11 and 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amount of time you require
`to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`TrademarkOffice, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ifyou need assistance in completing the form, calf 1-800-PTO-9199 and select option 2.
`
`Sonos Ex. 1012, p. 1
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 1
` Sonos v. Google
` IPR2021-00964
`
`

`

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`[|
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`PTOIAIAI82B (07-13)
`Doc Code: PA..
`Approved for use through 11/30/2014. OMB 0851-0051
`Document Description: Power of Attorney
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`POWER OF ATTORNEY BY APPLICANT
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`‘Thereby revokeall previouspowers ofaltorneygivenintheapplication identified ineller the attachedtransmittal leller or
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`the boxes below.
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`
`
`to fransact all business in the United States Patent and Trademark Office connected therewith for the application referenced in
`the attached transmittal fetter(form PTO/AIA/82A)or identified above: 124746. TT“|
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`OR
`[| | hereby appoint Practitioner(s) named in the attachedlist (form PTO/AIA/82C) as my/our attorney(s) or agent(s), and to transact
`all business in the United States Patent and Trademark Office connected therewith for the patent application referenced in the
`attached transmittal letter (form PTO/AIA/82A) oridentified above.
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`Please recognize or change the correspondence address for the application identified in the attached transmittal
`fetter or the boxes above to:
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`The address associated with the above-mentioned Customer Number
`OR
`
`,
`,
`The address associated with Customer Number: |
`
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`-
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`
`Individual Name
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`| am the Applicant {if the Applicantis a juristic entity, list the Applicant name in the box):
`
`|Google Inc.
`| a
`
`
`
`
`
`
`
`[| Inventor or Joint Inventor(title not required below)
`Legal Representative of a Deceased or Legally Incapacitated Inventor(tille not required below}
`Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer'stitle if applicantis a juristic entity}
`C] Person Who Othenvise Shows Sufficient Proprietary Interest (e.g., a petition under 37 CFR 7.46(b}{2} was granted in the
`application or is concurrently being filed with this document)
`(provide signer's title if applicantis a juristic entit
`SIGNATURE of Applicant for Patent
`The undersigned (whosetitle is suppiied bejew) is authorized to act on behalf of the applicant (e.g., where the applicantis a juristic entity).
`
`
`
`Assistant Secretary & Deputy General Counsel of GoogleInc.
`
`
`NOTE: Signature - This form must be signed by the applicant in accordance with 37 CFR 1.33. See 37 CER 1.4 for signature requirements
`
`and certifications. If more than one applicant, use multiple forms.
`
`[+}rotat of
`forms are submitted.
`
`
`
`This collectionof information is requirad by 37 CFR 4.131, 1.32, and 1.33. The informationis required to obtain orretain a Benefit by the public which is to file (and by the
`USPTO to process) an apptication. Confidentiality is governed by 35 U.S.C. 172 and 37 CFR 1.14 end 1.14, This collection is estimated ta take 3 minutes to complete,
`including gathering, preparing, and submitting the completed eppucalion form te te USPTO. Time will vary depanding upon the individual case. Any comments on the amount
`of time you require fo complete this form and/or suggestions for reducing this burden, should be sent to ihe Chief Information Officer, U.S. Patent and Trademark Cffice, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450, DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS, SEND TO: Comailssioner
`for Patents, P.O, Box 1450, Alexandria, VA 22313-1450,
`ifyou need assistance in completing the form, call 1-800-PTO-9199 and selact option ?.
`
`
`
`
`
`
`
`
`Sonos Ex. 1012, p. 2
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 2
` Sonos v. Google
` IPR2021-00964
`
`

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`Docket #: GP-5638-00-US-CON11
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`Page: 1 of 7
`Inventor: Kates
`Wireless Sensor Unit Communication Triggering and Management
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`Sonos Ex. 1012, p. 3
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 3
` Sonos v. Google
` IPR2021-00964
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`Docket #: GP-5638-00-US-CON11
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`Page: 2 of 7
`Inventor: Kates
`Wireless Sensor Unit Communication Triggering and Management
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`Sonos Ex. 1012, p. 4
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 4
` Sonos v. Google
` IPR2021-00964
`
`

`

`Docket #: GP-5638-00-US-CON11
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`Page: 3 of 7
`Inventor: Kates
`Wireless Sensor Unit Communication Triggering and Management
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`Sonos Ex. 1012, p. 5
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 5
` Sonos v. Google
` IPR2021-00964
`
`

`

`Docket #: GP-5638-00-US-CON11
`
`Page: 4 of 7
`Inventor: Kates
`Wireless Sensor Unit Communication Triggering and Management
`
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`Sonos Ex. 1012, p. 6
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 6
` Sonos v. Google
` IPR2021-00964
`
`

`

`Docket #: GP-5638-00-US-CON11
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`Page: 5 of 7
`Inventor: Kates
`Wireless Sensor Unit Communication Triggering and Management
`
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`Sonos v. Google
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` Sonos v. Google
` IPR2021-00964
`
`

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`Docket #: GP-5638-00-US-CON11
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`Page: 6 of 7
`Inventor: Kates
`Wireless Sensor Unit Communication Triggering and Management
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`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 8
` Sonos v. Google
` IPR2021-00964
`
`

`

`Docket #: GP-5638-00-US-CON11
`
`Page: 7 of 7
`Inventor: Kates
`Wireless Sensor Unit Communication Triggering and Management
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`Sonos v. Google
`IPR2021-00964
`
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`Sonos Ex. 1012, p. 9
` Sonos v. Google
` IPR2021-00964
`
`

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`Sonos Ex. 1012, p. 10
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`Attorney Docket Number|563800USCON11
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`
`
`Title of Invention|Wireless Sensor Unit Communication Triggering and Management
`The application data sheetis part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
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`Portionsorall of the application asscciated with this Application Data Sheet mayfall under a Secrecy Order pursuant to
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`Legal Name
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`awrence
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`Address 2
`|[1600 Amphitheatre Parkway
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`|Gity|| jountain View State/Province A
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`Application Information:
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`ireless Sensor Unit Communication Triggering and Management
`Attorney Docket Number | 63800USCON11
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`EFS Web 2.2.12
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`Sonos Ex. 1012, p. 11
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 11
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`EFS Web 2.2.12
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`Sonos Ex. 1012, p. 12
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 12
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTOJAIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`Attorney Docket Number|563800USCON11
`
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`EFS Web 2.2.12
`
`Sonos Ex. 1012, p. 13
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 13
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`. Attorney Docket Number|563800USCON11.
`
`
`Application Data Sheet 37 CFR 1.76
`—
`Application Number
`
`
`
`
`Title of Invention|Wireless Sensor Unit Communication Triggering and Management
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effectivefiling date on or after March
`16, 2013.
`NOTE: Byproviding this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined underthe first inventorto file provisions of the AIA.
`
`EFS Web 2.2.12
`
`Sonos Ex. 1012, p. 14
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 14
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTOJAIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Attorney Docket Number|563800USCON11
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Title of Invention|Wireless Sensor Unit Communication Triggering and Management
`
`
`
`
`
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`
`When this Application Data Sheet is properly signed andfiled with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-outof the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDX)- Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JP), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTOin a bilateral or multilateral priority document exchange agreementin which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date offiling of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO accessto the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`[_]
`
`A. Applicant DOES NOTauthorize the USPTO to permit a participating foreign IP office access to the instant
`application-as-filed.
`If this box is checked, the USPTOwill not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`[_]
`
`B. Applicant DOES NOTauthorize the USPTOto transmit to the EPO any search results from the instant patent
`application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Oncethe application has published or is otherwise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
`
`Sonos Ex. 1012, p. 15
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 15
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTOJAIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Attorney Docket Number|563800USCON11
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Title of Invention|Wireless Sensor Unit Communication Triggering and Management
`
`
`
`
`Applicant Information:
`
`
`Providing assignment information in this section does not substitute for compliance with any requirementof part 3 of Title 37 of CFR
`to have an assignmentrecorded by the Office.
`
`
`4
`Applicant
`If the applicantis the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and addressofthe legal representative whois the applicant under 37 CFR
`1.43; or the name and addressof the assignee, person to whom the inventoris under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventoris obligated to assign, or person who otherwise showssufficient
`proprietary interest) together with one or morejoint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`Clear
`
`@ Assignee
`Legal Representative under 35 U.S.C. 117
`Joint Inventor
`
`Person who showssufficient proprietary interest
`Person to whom the inventoris obligated to assign.
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventoris:
`
`
`
`
`Name of the Deceased or Legally Incapacitated Inventor:
`
`If the Applicant is an Organization check here.
`
`kK]
`
`Organization Name
`
`Mailing Address Information For Applicant:
`Address1
`| 600 Amphitheatre Parkway
`Address 2
`
`
`
`
`
`Email Address
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignmentinformation in this section does not substitute for compliance with any requirementof part 3 of Title
`37 of CFR to have an assignment recorded by the Office.
`
`
`EFS Web 2.2.12
`
`Sonos Ex. 1012, p. 16
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 16
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTOJAIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number|563800USCON11
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`Application Number
`
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`Title of Invention|Wireless Sensor Unit Communication Triggering and Management
`
`
`
`Assignee
`
`(1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`Organization Name
`
`oogle Inc.
`
`Mailing AddressInformation For Assignee including Non-Applicant Assignee:
`
`
`Address 1
`
`Address 2
`
`|
`
`600 Amphitheatre Parkway
`
`Remove
`
`Xl
`
`Fax Number
`Phone Number
`
`
`
`
`Email Address |
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`Add
`
`
`
`
`Signature:
`
`
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However,if this Application
`
`Data Sheet is submitted with the INITIALfiling of the application and either box A or B is not checkedin
`
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access” section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`
`This Application Data Sheet mustbe signed by a patent practitioner if one or more of the applicantsis a juristic
`
`entity (e.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`
`
`patent practitioner,all joint inventors who are the applicant, or one or morejoint inventor-applicants who have been given
`
`power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf of all joint inventor-applicants.
`
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`
`
`
`
`
` Signature
`
`Matthew Johnson/
`Date (YYYY-MM-DD))|
`2016-04-04
`
`EFS Web 2.2.12
`
`Sonos Ex. 1012, p. 17
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 17
` Sonos v. Google
` IPR2021-00964
`
`

`

`PTOJAIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number|563800USCON11
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`Title of Invention|Wireless Sensor Unit Communication Triggering and Management
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.12
`
`Sonos Ex. 1012, p. 18
`Sonos v. Google
`IPR2021-00964
`
`Sonos Ex. 1012, p. 18
` Sonos v. Google
` IPR2021-00964
`
`

`

`Privacy Act Statement
`
`
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1
`
`The information onthis form will be treated confidentially to the extent allowed under the Freedom ofInformation Act (5 U.S.C. 552) and the Privacy
`Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Departmentof Justice to determine whether the Freedom of
`Information Act requires disclosure of these records.
`
`2.
`
`3
`
`Arecord from this system of records may bedisclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or administrative
`tribunal, including disclosures to opposing counselin the course of settlement negotiations.
`
`Arecord in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an individual, to whom
`the record pertains, when the individual has requested assistance from the Memberwith respect to the subject matter of the record.
`
`4. Arecordin this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in order to perform
`acontract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as amended, pursuantto 5 U.S.C.
`552a(m).
`
`5. Arecord related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as a routine use,
`to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent CooperationTreaty.
`
`6. Arecordin this system of records may be disclosed, as a routine use, to another federal agency for purposes of Nati

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