`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address; COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`13/071,497
`
`03/24/2011
`
`Daniel H. Lee
`
`TS-02-313U3
`
`4143
`
`TACKSON & CO. LLP a
`
`TAC
`
`‘0.
`
`mae
`
`6114LA SALLE AVENUE
`#507
`OAKLAND,CA 94611-2802
`
`MCEVOY,‘IHOMAS M
`
`3731
`
`NUMBER
`
`05/10/2013
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`uspto @jacolaw.com
`docketing @jacolaw.com
`mail@jacolaw.com
`
`PTOL-90A (Rev. 04/07)
`
`ABBOTT2017
`DexCom v. Abbott
`IPR2022-00605
`Page 1
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`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`Page 1
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`

`

`
`Application No.
`Applicant(s)
`13/071,497
`LEE ET AL.
`AIA(First Inventorto File)
`Examiner
`Art Unit
`aad
`THOMAS MCEVOY
`3731
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address --
`Period for Reply
`
`
`
`
`Office Action Summary
`
`A SHORTENED STATUTORY PERIOD FOR REPLYIS SET TO EXPIRE 3 MONTH(S) OR THIRTY(30) DAYS,
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR 1.136(a).
`In no event, however, may a reply be timely filed
`after SIX (6) MONTHS from the mailing date of this communication.
`-
`If NO pericdfor reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`-
`Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C.§ 133).
`Anyreply received by the Office later than three months after the mailing date of this communication, evenif timely filed, may reduce any
`earned patent term adjustment. See 37 CFR 1.704(b).
`
`Status
`1)K] Responsive to communication(s) filed on 14 January 2013.
`CA declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`2a)L] This action is FINAL.
`2b) This action is non-final.
`3)0 An election was madeby the applicant in responseto a restriction requirement set forth during the interview on
`___; the restriction requirement and election have been incorporated into this action.
`4)C] Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11, 453 O.G. 213.
`
`Disposition of Claims
`5)K] Claim(s) 6-75 is/are pending in the application.
`
`5a) Of the aboveclaim(s)
`is/are withdrawn from consideration.
`6)0] Claim(s)___ is/are allowed.
`7)K] Claim(s) 6-15 is/are rejected.
`8)0] Claim(s)__ is/are objectedto.
`
`9)L] Claims)
`are subject to restriction and/or election requirement.
`* If any claims have been determined allowable, you may beeligible to benefit from the Patent Prosecution Highway program at a
`participating intellectual property office for the corresponding application. For more information, please see
`nitp/Awww.uspto.dov/patents/init events/
`
`
` hindex.jsp or send an inquiry to PPHteedback@uspto doy.
`
`Application Papers
`10) The specification is objected to by the Examiner.
`
`11) The drawing(s)filed on
`is/are: a)] accepted or b)[] objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`
`
`
`Priority under 35 U.S.C. § 119
`12) Acknowledgmentis made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`a All bj] Some* c)L] None of the:
`1.1] Certified copies of the priority documents have been received.
`2._] Certified copies of the priority documents have been received in Application No.
`3.L] Copiesof the certified copies of the priority documents have been received in this National Stage
`application from the International Bureau (PCT Rule 17.2(a)).
`* See the attached detailed Office action for a list of the certified copies not received.
`Interim copies:
`a)L] All
`b)L] Some
`
`Interim copies of the priority documents have been received.
`
`c)LJ None of the:
`
`Attachment(s)
`1) X Notice of References Cited (PTO-892)
`,
`.
`:
`Information Disclosure Statement(s) (PTO/SB/08)
`Paper No(s)/Mail Date 5/17/2011, 1/18/2012
`U.S. Patent and Trademark Office
`PTOL-326 (Rev. 03-13)
`
`2)
`
`3) | Interview Summary (PTO-413)
`Paper No(s)/Mail Date.
`4)L] other: __
`
`Office Action Summary
`
`Part of Paper No./Mail Date 20130504
`
`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`
`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`Page 2
`
`

`

`Application/Control Number: 13/071 ,497
`Art Unit: 3731
`
`Page 2
`
`DETAILED ACTION
`
`Election/Restrictions
`
`1.
`
`Applicant's election without traverse of Invention II in the reply filed on January
`
`14™ 2013 is acknowledged.
`
`Claim Rejections - 35 USC § 112
`
`The following is a quotation of 35 U.S.C. 112(a):
`2.
`(a) INGENERAL.—Thespecification shall contain a written description of the invention,
`and of the mannerand process of making and using it, in such full, clear, concise, and
`exact terms as to enable any person skilled in the art to which it pertains, or with which
`it is Most nearly connected, to make and use the same, and shall set forth the best
`mode contemplated by the inventor or joint inventor of carrying out the invention.
`
`The following is a quotation of 35 U.S.C. 112 (pre-AlA), first paragraph:
`The specification shall contain a written description of the invention, and of the manner
`and process of making andusing it, in such full, clear, concise, and exact terms as to
`enable any person skilled in the art to which it pertains, or with whichit is most nearly
`connected, to make and use the same and shall set forth the best mode contemplated
`by the inventor of carrying out his invention.
`
`3.
`
`Claims 8 and 13 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AlA),
`
`first paragraph, as failing to comply with the written description requirement. The
`
`claim(s) contains subject matter which was not describedin the specification in such a
`
`way as to reasonably conveyto one skilled in the relevant art that the inventor or a joint
`
`inventor, or for pre-AlA the inventor(s), at the time the application wasfiled, had
`
`possession of the claimed invention. Claim 8 requires a longitudinal notch in
`
`combination with a carrier and a sharp, and at least functionally, an inserter as well.
`
`However, the longitudinal notch is disclosed as 6866 for receiving an inserter
`
`ABBOTT2017
`DexCom v. Abbott
`IPR2022-00605
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`ABBOTT 2017
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`IPR2022-00605
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`

`

`Application/Control Number: 13/071 ,497
`Art Unit: 3731
`
`Page 3
`
`component and there does not appearto be anyothercarrier-like structure movably
`
`supporting sharp 6840. Claim 13 requires a plurality of cantilever members. This
`
`limitation cannot be foundin the originally filed disclosure.
`
`Claim Rejections - 35 USC § 103
`
`A,
`
`The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all
`
`obviousness rejections set forth in this Office action:
`
`(a) A patent may not be obtained though the invention is not identically disclosed or described as set
`forth in section 102 of thistitle, if the differences between the subject matter sought to be patented and
`the prior art are such that the subject matter as a whole would have been obvious at the time the
`invention was made to a person having ordinary skill in the art to which said subject matter pertains.
`Patentability shall not be negatived by the manner in which the invention was made.
`
`5.
`
`The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148
`
`USPQ 459 (1966), that are applied for establishing a background for determining
`
`obviousness under 35 U.S.C. 103(a) are summarized asfollows:
`
`wns
`
`Determining the scope and contents of the prior art.
`Ascertaining the differences between the prior art and the claims atissue.
`Resolving the level of ordinary skill in the pertinent art.
`Considering objective evidence presentin the application indicating
`obviousness or nonobviousness.
`
`6.
`
`Claims 6-8 and 10-15 are rejected under 35 U.S.C. 103(a) as being unpatentable
`
`over Ethelfield (US 2008/0009805).
`
`Regarding claim 6, Ethelfield disclose an apparatus for inserting a medical
`
`device through the skin of a subject, which comprises: a housing (810) including a
`
`cantilever member (840); a sharp (880) moveable within the housing from a retracted
`
`position to a partially exposed position (Figures 14A-14B).
`
`ABBOTT2017
`DexCom v. Abbott
`IPR2022-00605
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`ABBOTT 2017
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`

`

`Application/Control Number: 13/071 ,497
`Art Unit: 3731
`
`Page 4
`
`Ethelfield fails to disclose a sensor as claimed for the Figure 14 embodiment.
`
`Ethelfield suggests that the sensor devicesor infusion devices of the invention may be
`
`used with the same actuation device (paragraphs 0028 and 0063).
`
`It would have been obvious to one of ordinary skill in the art at the time of
`
`Applicant's invention to have used the sensor 760/761 in place of the infusion device
`
`860/870 in order to combine the advantagesof the Figure 14 actuation unit and the
`
`sensor of Figure 13.
`
`With this combination the apparatus would further comprise: an electrochemical
`
`sensor 760/761 (paragraphs 0018 and 0019) releasably coupled to the sharp for
`
`movementwith the sharp (paragraph 0091), and for subsequentinsertion in the skin of
`
`a subject; and a carrier (housing at 850 in Figure 14C) for moveably supporting the
`
`sharp (Figure 14B) within the housing; wherein the cantilever member resiliently
`
`contacts the carrier (Figure 14B).
`
`Regarding claim 7, the housing comprises a distal opening (opening above 850
`
`in Figure 14C) for release of the electrochemical sensor therefrom.
`
`Regarding claim 8, the housing defines a longitudinal notch for reception of a
`
`drive memberof an inserter (in Figure 14A see notch holding portion at end of cantilever
`
`which can be considered as a drive member; no drive member is structurally claimed).
`
`Regarding claim 10, the housing defines one or more longitudinal ridges (at 810
`
`in Figure 14C)for aligning one of the sharp and the sensor.
`
`Regarding claim 11, Ethelfield discloses an apparatus for inserting a sensor
`
`comprising: a housing (810) including a cantilever member(840); a medical device
`
`ABBOTT2017
`DexCom v. Abbott
`IPR2022-00605
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`IPR2022-00605
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`

`Application/Control Number: 13/071 ,497
`Art Unit: 3731
`
`Page 5
`
`including a sensor (obvious to provide sensor 760/761 in place of 860/870 as explained
`
`above) moveably and releasably held within the housing; and a sharp (880) releasably
`
`coupled to the medical device and supporting the sensor (sensor needle 760 and
`
`needle 880 would mutually support eachother), wherein the cantilever memberretains
`
`the medical device within the housing when the medical deviceis in a retracted position
`
`(Figure 14B) and the cantilever member releases the medical device when the medical
`
`device is in a distal position (Figure 14C).
`
`Regarding claim 12, the cantilever member includes a finger (left side end of
`
`cantilever in Figure 14A) and wherein the finger is shaped to engage an edge of the
`
`medical device.
`
`Regarding claim 13, the housing includesa plurality of cantilever members
`
`(each arm of the L-shaped member 840 can be considered a cantilever as claimed).
`
`Regarding claim 14, the cantilever member is laterally displaced when the
`
`medical device moves from the retracted position to the distal position (Figures 14A-
`
`14B).
`
`Regarding claim 15, the apparatus further comprising a carrier (881) for
`
`moveably holding the sharp in the housing wherein the carrier remains holding the
`
`sharp while the medical device movesfrom the retracted position to the distal position.
`
`7.
`
`Claim 9 is rejected under 35 U.S.C. 103(a) as being unpatentable over Ethelfield
`
`(US 2008/0009805)in view of Sakata et al. (US 2006/0047220).
`
`Regarding claim 9, Ethelfield fails to disclose a desiccant.
`
`ABBOTT2017
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`IPR2022-00605
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`IPR2022-00605
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`

`

`Application/Control Number: 13/071 ,497
`Art Unit: 3731
`
`Page 6
`
`Sakata et al. teach providing a desiccant in proximity to a sensor in order to
`
`maintain its quality (paragraph 0073).
`
`It would have been obvious to one of ordinary skill in the art at the time of
`
`Applicant's invention to have provided a sensor within the housing (in 850 or elsewhere)
`
`in order to maintain the quality of the sensor (760/761) as taught by Sakata et al.
`
`Conclusion
`
`8.
`
`Anyinquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Thomas McEvoy whosetelephone numberis (571)
`
`270-5034. The examiner can normally be reached on Monday-Friday, 9:00 am — 6:00
`
`pm.
`
`If attempts to reach the examiner by telephone are unsuccessful, please contact
`
`the examiner’s supervisor, Tom Hughesat 571-272-4357. The fax phone number
`
`for the organization where this application or proceeding is assigned is 571-273-8300.
`
`If there are any inquiries that are not being addressedbyfirst contacting
`
`the Examiner or the Supervisor, you may send an email inquiry to
`
`TC37G0_Workgroup_DInquiries @uspto.gov.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
`
`ABBOTT2017
`DexCom v. Abbott
`IPR2022-00605
`Page 7
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`ABBOTT 2017
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`

`

`Application/Control Number: 13/071 ,497
`Art Unit: 3731
`
`Page 7
`
`you have questions on accessto the Private PAIR system, contact the Electronic
`
`Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
`
`USPTO Customer Service Representative or access to the automated information
`
`system, call 800-786-9199 (IN USA OR CANADA)or 571-272-1000.
`
`/Thomas McEvoy/
`
`Primary Examiner, Art Unit 3731
`
`ABBOTT2017
`DexCom v. Abbott
`IPR2022-00605
`Page 8
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`ABBOTT 2017
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`

`

`Notice of References Cited Examiner
`
`Application/Control No.
`
`13/071,497
`
`Applicant(s)/Patent Under
`Reexamination
`LEE ETAL.
`Art Unit
`3731
`
`Page 1 of 1
`
`604/180 *A copy of this reference is not being furnished with this Office action. (See MPEP § 707.05(a).)
`
`THOMAS MCEVOY
`U.S. PATENT DOCUMENTS
`
`*
`
`Document Number
`Country Code-Nurmber-Kind Code
`
`Date
`MM-YYYY
`
`Name
`
`as
`ng
`Classification
`
`
`
`|*|B|Us-2008/0009805 At 01-2008|Ethelfeld, Erik Winkel
`
`Dates in MM-YYYY format are publication dates. Classifications may be US orforeign
`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20130504
`
`ABBOTT 2017
`DexComv. Abbott
`IPR2022-00605
`Page 9
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`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
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`

`

`EASTSearch History
`
`EAST Search History
`
`EAST Search History (Prior Art)
`
`Search Query
`
`i(lee.in. near3 daniel love.in. near3 michae
`pace.in. near3 louis yee.in. near3 philip)
`vand (lancet lancing needle)
`
`600/ 309,341 ,583.ccls.
`
`: 604/57,59.ccls.
`
`606/181-183.ccls.
`
`& $9 S10) and skin and cantilever
`
`($8 S98 S10) and (punctur$3 pierc$3) and
`yskin and cantilever
`
`#(S8 S9 S10) and skin and cantilever and
`ijabbott.as.
`
`4($8 $9 $10) and (punctur$3 pierc$3) and
`skin and cantilever same sensor
`
`1606/181-183.ccls.
`
`122 and (desiccant desiccating)
`
`|@rlad<"20100324")
`
`
`
`4S22 and (desiccant desiccating) same
`
`‘($82 and (@ad<"20100324"
`
`file://Cl/Users/tmcevoy/Documents/e-Red%20Folder/1307 1497/EAS'l'SearchHistory. 13071497_AccessibleVersion.htm| 5/6/2013 2:26:49 PM|
`
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`DexCom v. Abbott
`IPR2022-00605
`Page 10
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`ABBOTT 2017
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`

`

`EASTSearch History
`
`4("3,123,790" "3,581,062" "3,670,727"
`' "4,036,749" "4,120,292"
`' "4,294,258" "4,327,725"
`' "4,349,728" "4,373,527"
`"4,478,976" "4,494,950"
`"4,527,240" "4,619,793"
`' "4,685,466" "4,698,057"
`
`4("3,123,790" "3,581,062" "3,670,727
`i
`' "4,036, 749" "4,120,292"
`"4,294,258" "4,327,725"
`"4,349,728" "4,373,527"
`"4,478,976" "4,494,950"
`"4,527,240" "4,619,793"
`' "4,685,466" "4,698,057"
`
`"5,140,985
`5,122,925"
`"5,238,729" "5,246,867"
`' "5,285,792" "5,293,877"
`"5,340,722" "5,342,789"
`"5,372,427" "5,379,238"
`' "5,425,361" "5,431,921"
`"5,472,317" "5,489,414"
`"5,509,410" "5,514,718"
`
`"6,572,566" ".6,576,101"
`
`'((".5,584,813" "5,601,435" "5,609,575"
`"5,628,310"
`"5,632,557" "5,653,239"
`"5,711,001"
`"5,733,044" "5,735,285"
`"5,749,656"
`"5, 766,131" "5,772,586"
`
`4("5,584,813" "5,601,435" "5,609,575"
`"5 628,310"
`"5,632,557" "5,653,239"
`"5,711,001"
`"5,733,044" "5,735,285"
`"5,749,656"
`"5,766,131" "5,772,586"
`"5,779,665"
`"5,851,197").pn.
`1("5,865,804" "5,924,979" "5,925,021"
`"5,948,006"
`"5,951,521" "5,961,451"
`'/"5,985,380"
`"9,987,353" "5,995,860"
`"6,022,368"
`"6,026,321" "6,027,459"
`'1"6,049,727"
`"6,068,399" "6,083,710"
`* "6,091,975" "6,091,976"
`* "6,119,028" "6,121,009"
`"6,159,147" "6,162,611"
`"6,212,416" "6,219,574"
`"6,200,265"
`"6,254,536" "6,254,586"
`"6,248,067"
`4"6,275,717") pn.
`
`1(""6,283,761" "6,283,982" "6,284,478"
`"6,293,925"
`"6,295,506" "6,306, 104"
`"6,309,884" "6,329,161" "6,348,640").pn.
`
`(".6,359,444" ".6,360,888" ".6, 366,794"
`‘{".6,377,828"
`"6,379,301" "6,418,332"
`"6,424,847"
`"6,427,088" "6,437,679"
`‘i".6,440,068"
`"6,478,736" "6,484,045"
`i" 6,484,046"
`"6,514,718" "6,520,326"
`i" .6,522,927"
`"6,551,494" "6,558,320"
`{".6,558,321"
`"6,560,471" "6,561,978"
`4".6,562,001"
`"6,564,105" "6,565,509"
`"6,571,128"
`
`file://Cl/Users/tmcevoy/Documents/e-Red%20Folder/1307 1497/EAS'l'SearchHistory. 13071497_AccessibleVersion.htm| 5/6/2013 2:26:49 PM|
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`IPR2022-00605
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`EASTSearch History
`
`"6,633,772" "6,635,014" "6,648,821").pn.
`
`4("6,591,125" "6,595,919" "6,605,200"
`"6,605,201" "6,607,509" "6,610,012"
`
`EAST Search History (Interference)
`
`< This search history is empty>
`
`5/6/2013 2:26:47 PM
`C:\ Users\ tmcevoy\ Documents\ EAST\ Workspaces\ 13-071497.wsp
`
`file://Cl/Users/tmcevoy/Documents/e-Red%20Folder/1307 1497/EAS'l'SearchHistory. 13071497_AccessibleVersion.htm| 5/6/2013 2:26:49 PM|
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`

`
`
`Application/Control No.
`
`Search Notes
`
`13071497
`
`Applicant(s)/Patent Under
`Reexamination
`LEE ETAL.
`
`Examiner
`
`THOMAS MCEVOY
`
`Art Unit
`
`3731
`
`
`
`
`
`
`Examiner
`
`CPC- SEARCHED
`
`
`
`
`
`CPC COMBINATION SETS - SEARCHED
`
`
`
`
`
`US CLASSIFICATION SEARCHED
`
`
`Examiner
`Date
`Subclass
`Class
`
`
`
`[600—“(ws«*C—~—“‘(CS*S*S*S*S*C*S*C~C~C~C~C~*drSC‘éi309,341,583“4/2 TT
`604
`TM
`[606i181-183
`
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`ABBOTT 2017
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`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
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`Receipt date: 01/18/2012
`
`Substitute for form 1449/PTO
`
`13071497 - GAU: 3731
`PTO/SB/08 (09-08)
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Daniel H. Lee, etal.
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`or Relevant Figures Appear
`MM-DD-YYYY
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`No.
`Initials*
`Document
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`FIRST SUPPLEMENTAL
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
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`Application Number
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`
`
`(Use us manysheets as necessary)
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`21
`ttorney Docket No: TS-02-313U3
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`/Thomas Mcevoy/EXAMINER DATE CONSIDERED 5/04/2013
`Substitute Disclosure Statement Form (PTO-1449)
`* EXAMINER:Initialif reference considered, whether or not citation is in conformance with MPEP 609. Drawline throughcitation if net in conformance and not considered. Include copy of this form with next communication to
`applicanl1 Applicant's uniquecilalion designation number(nplional) 9 Applican|isIn place a check mark here if English language Translalion is allached
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`/T.M./
`
`ABBOTT2017
`DexCom v. Abbott
`IPR2022-00605
`Page 14
`
`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`Page 14
`
`

`

`Art Unit 13/071,497
`
`Receipt date: 01/18/2012
`
`13071497 - GAU: 3731
`PTO/SB/08 (09-08)
`Approvedfor use through 10/31/2008. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to 4 collection of information unless it contains a valid OMB control number..
`
`Complete ifKnown
`Substitute for form 1449/PTO
`
`FIRST SUPPLEMENTAL
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`Application Number
`Filing Date
`First Named Inventor
`
`March 24, 2011
`Daniel H. Lee,et al.
`3731
`
`
`
`
`
`
`
`
`(Use us manysheets as necessary)
`
`Not yet assigned
`Sheet 2 of
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`21
`ttorney Docket No: TS-02-313U3
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`
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`US PATENT DOCUMENTS
`weeventPesenaes
`Publication Date
`DocumentNumber
`Cite
`Examiner
`NameofPatentee or Applicant of Cited
`or Relevant Figures Appear
`MM-DD-YYYY
`Number-Kind Code
`No.
`Initials*
`Document
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`
`EXAMINER
`‘Thomas Mcevoy/
`DATE CONSIDERED 05/04/2013
`
`Substitute Disclosure Statement Form (PTO-1449)
`* EXAMINER:Initialif reference considered, whether or not citation is in conformance with MPEP 609. Drawline throughcitation if net in conformance and not considered. Include copy of this form with next communication to
`applican1 Applicant's unique cilalion designation number(optional) 2 Applicantislo place a check mark here if English language: Translalion is allached
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/T.M./
`
`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`Page 15
`
`
`
`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`Page 15
`
`

`

`Receipt date: 01/18/2012
`
`FIRST SUPPLEMENTAL
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`13071497 - GAU: 3731
`PTO/SB/08 (09-08)
`Approvedfor use through 10/31/2008. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to 4 collection of information unless it contains a valid OMB control number..
`Complete ifKnown
`Substitute for form 1449/PTO
`Application Number
`Filing Date
`First Named Inventor
`
`March 24, 2011
`Daniel H. Lee,et al.
`3731
`
`Art Unit 13/071,497
`
`(Use us manysheets as necessary)
`Not yet assigned
`wo 21
`
`Sheet
`of
`ttorney Docket No: TS-02-313U3
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`
`
`
`
`
`
` 02-19-2002 Navot, et al.
`
`Examiner
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`Document Number
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`US PATENT DOCUMENTS
`Publication Date
`Nameof Patentee or Applicant of Cited
`MM-DD-YYYY
`Document
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`Pages, Columns, Lines,
`Where Relevant Passages
`or Relevant Figures Appear
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`Sedlow,et al.
`Castellano, et al.
`Mann
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`
`
`
`=/
`EXAMINER
`
`DATE CONSIDERED 09/04/2013
`romas Mcevoy/
`
`Substitute Disclosure Statement Form (PTO-1449)
`* EXAMINER:Initialif reference considered, whether or not citation is in conformance with MPEP 609. Drawline throughcitation if net in conformance and not considered. Include copy of this form with next communication to
`applicanl1 Applicant's uniquecilalion designation number(nplional) 9 Applican|isIn place a check mark here if English language Translalion is allached
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`iT .M/
`
`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`Page 16
`
`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`Page 16
`
`

`

`Receipt date: 01/18/2012
`
`13071497 - GAU: 3731
`PTO/SB/08 (09-08)
`Approvedfor use through 10/31/2008. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to 4 collection of information unless it contains a valid OMB control number..
`
`Complete ifKnown
`Substitute for form 1449/PTO
`
`FIRST SUPPLEMENTAL
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`
`Application Number
`Filing Date
`First Named Inventor
`
`March 24, 2011
`Daniel H. Lee,et al.
`3731
`
`Art Unit 13/071,497
`
`
`
`
`
`
`
`
`
`(Use us manysheets as necessary)
`Not yet assigned
`21
`
`Sheet 4 of
`ttorney Docket No: TS-02-313U3
`
`US PATENT DOCUMENTS
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Nameof Patentee or Applicant of Cited
`Publication Date
`DocumentNumber
`Cite
`Examiner
`or Relevant Figures Appear
`Document
`MM-DD-YYYY
`Number-Kind Code
`No.
`Initials*
`
`
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`
`
`DATE CONSIDEREDEXAMINER 05/04/2018
`‘Thomas Mcevay/
`Substitute Disclosure Statement Form (PTO-1449)
`* EXAMINER:Initialif reference considered, whether or not citation is in conformance with MPEP 609. Drawline throughcitation if net in conformance and not considered. Include copy of this form with next communication to
`applicanl1 Applicant's uniquecilalion designation number(nplional) 9 Applican|isIn place a check mark here if English language Translalion is allached
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`
`
`/T.M./
`
`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`Page 17
`
`
`
`ABBOTT 2017
`DexCom v. Abbott
`IPR2022-00605
`Page 17
`
`

`

`Receipt date: 01/18/2012
`
`Substitute for form 1449/PTO
`
`13071497 - GAU: 3731
`PTO/SB/08 (09-08)
`Approvedfor use through 10/31/2008. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995,