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`
`
`USCA Case #21-1098 Document #1893388 Filed: 04/02/2021 Page 1 of 2
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`
`
`UNITED STATES COURT OF APPEALS
`FOR THE DISTRICT OF COLUMBIA CIRCUIT
`
`
`JANE DOE,
`
`
`
`
`
`Petitioner.
`
`v.
`
` No. _____________________
`
`
`Petition for Review
`
`Public Copy—Sealed Material
`Deleted
`
`
`THE SECURITIES AND
`EXCHANGE COMMISSION,
`
`Respondent.
`
`
`
`
`
`Petition for Review
`
`Pursuant to Section 21(F) of the Securities Exchange Act of 1934 and Fed.
`
`R. App. P. 15, Petitioners Jane Doe (Claimant No. 12), a person aggrieved by the
`
`final order of the Securities and Exchange Commission entered on March 4, 2021,
`
`in Administrative Proceeding File No. 3-17177 of the Commission (In the Matter
`
`of Novartis AG), petition this Court to review that final order.
`
`
`
`
`
`Respectfully submitted,
`
`/s/ Max Maccoby
`Max Maccoby, DC Bar No. 462064
`Washington Global Law Group PLLC
`1701 Pennsylvania Ave., NW, Suite 200
`Washington, D.C. 20006
`(202) 248-5439
`maccoby@washglobal-law.com
`Counsel for Petitioner
`
`
`
`
`
`21-1098
`
`

`

`
`
`
`USCA Case #21-1098 Document #1893388 Filed: 04/02/2021 Page 2 of 2
`
`
`
`The petitioner's real name is
`
`.
`
`ADDENDUM 1
`
`
`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`I HEREBY CERTIFY that on this 2nd day of April, 2021, copies of the
`
`Petition for Review were served on the following by first class mail to:
`
`Office of the General Counsel
`Securities and Exchange Commission
`100 F Street NE
`Washington, DC 20549
`
`Jane A. Norberg, Esq.,
`Chief Office of the Whistleblower
`Securities and Exchange Commission
`100 F Street NE, Mail Stop 5628
`Washington, DC 20549
`
`
`
`
`
`
`
`/s/ Max Maccoby
`Max Maccoby, DC Bar No. 462064
`Washington Global Law Group PLLC
`1701 Pennsylvania Ave., NW, Suite 200
`Washington, D.C. 20006
`(202) 248-5439
`maccoby@washglobal-law.com
`Counsel for Petitioner
`
`

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