throbber
Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 1
`FILED
`United States Court of Appeals
`Tenth Circuit
`
`October 23, 2023
`
`Christopher M. Wolpert
`Clerk of Court
`
`PUBLISH
`
`UNITED STATES COURT OF APPEALS
`
`FOR THE TENTH CIRCUIT
`_________________________________
`
`Plaintiff - Appellee/Cross-
`Appellant,
`
`
`
`
`
`Nos. 21-8058, 21-8059, and 21-8060
`
`JOHN C. FRANK,
`
`
`
`v.
`
`DEBRA LEE, Laramie County Clerk,
`in her official capacity; CHARLES
`GRAY, Wyoming Secretary of State,
`in his official capacity; SYLVIA
`HACKL, Laramie County District
`Attorney, in her official capacity,
`
`
`
`
`Defendants - Appellants/Cross-
`Appellees.
`
`_________________________________
`
`Appeal from the United States District Court
`for the District of Wyoming
`(D.C. No. 2:20-CV-00138-NDF)
`_________________________________
`
`James Peters, Senior Assistant Attorney General (Mackenzie Williams, Senior
`Assistant Attorney General, State of Wyoming, Cheyenne, Wyoming, with him
`on the briefs), for Defendants-Appellants/Cross-Appellees Charles Gray and
`Sylvia Hackl.
`
`J. Mark Stewart of Davis & Cannon, LLP, Cheyenne, Wyoming (Catherine M.
`Young, Davis & Cannon, LLP, with him on the briefs), for Defendant-
`Appellant/Cross-Appellee Debra Lee.
`
`Stephen R. Klein of Barr & Klein PLLC, Washington, District of Columbia
`(Benjamin Barr of Barr & Klein PLLC, Chicago, Illinois, with him on the briefs)
`for Plaintiff-Appellee/Cross-Appellant.
`
`
`
`
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 2
`
`_________________________________
`
`Before HOLMES, Chief Judge, MATHESON and ROSSMAN, Circuit
`Judges.
`
`_________________________________
`
`ROSSMAN, Circuit Judge
`_________________________________
`
`Wyoming law prohibits electioneering within 300 feet of a polling
`
`place on an election day and within 100 feet of an absentee polling place
`
`during the 45-day period when absentee voting is being conducted. Wyo.
`
`Stat. Ann. § 22-26-113 (the electioneering statute); Wyo. Stat. Ann.
`
`§ 22-6-107(b). At issue is whether these prohibitions violate the First
`
`Amendment.
`
`Plaintiff John C. Frank1 sued Wyoming state and local officials2 in
`
`federal district court under 42 U.S.C. § 1983, contending the electioneering
`
`
`1 During the pendency of this appeal, Plaintiff-Appellee/Cross-
`Appellant Grassfire LLC dissolved. On September 28, 2023, counsel for
`Grassfire LLC notified the court of this development and moved for partial
`voluntary dismissal with prejudice under Federal Rule of Appellate
`Procedure 42(b)(3). The court grants the unopposed motion, dismisses
`Grassfire as a party, and dismisses the portion of the appeal related to
`Grassfire only. Grassfire had separately challenged Wyoming’s election day
`prohibition on signature gathering, Wyo. Stat. Ann. § 22-26-113, but the
`district court left this issue unaddressed without explanation. Mr. Frank
`concedes he does not have standing to pursue this claim himself.
`
` Plaintiff sued Debra Lee, the Laramie County Clerk; Ed Buchanan,
`the Wyoming Secretary of State; and Leigh Anne Manlove, the District
`Attorney of Larimer County. As of January 3, 2023, Charles Gray succeeded
`Mr. Buchanan as Wyoming Secretary of State and Sylvia Hackl succeeded
`
` 2
`
`2
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 3
`
`statute violated the First Amendment, facially and as applied. Mr. Frank,
`
`a Wyoming citizen, alleged the statute unconstitutionally prevented him
`
`from handing out campaign literature and displaying bumper stickers on
`
`his car within the 300-foot buffer zone. Mr. Frank also claimed the statute
`
`was overbroad because it violated the First Amendment rights of third
`
`parties who could not display campaign signs on private property falling
`
`within the statutory buffer zones.
`
`The parties filed cross-motions for summary judgment. The district
`
`court granted each in part, striking down some parts of the electioneering
`
`statute and upholding the rest. Specifically, the district court held the ban
`
`on electioneering within 300 feet of polling places on election day was
`
`unconstitutional, as was the ban on bumper stickers within the election day
`
`and absentee period buffer zones. But the district court upheld the statute’s
`
`prohibition on electioneering within 100 feet of absentee polling places. It
`
`
`Ms. Manlove as Laramie County District Attorney. Under Federal Rule of
`Appellate Procedure 43(c)(2), they are automatically substituted as parties
`in this matter.
`
`
`Mr. Gray and Ms. Lee are the chief elections officers for the State and
`Laramie County, respectively. Ms. Hackl is responsible for prosecuting
`crimes in Laramie County, including violations of the electioneering
`statute. We refer to them collectively as “Defendants.”
`
`3
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 4
`
`also concluded there was an insufficient factual basis to consider Plaintiff’s
`
`overbreadth claim. All parties timely appealed.3
`
`Exercising jurisdiction under 28 U.S.C. § 1291, we affirm in part,
`
`reverse in part, and remand for further proceedings. We uphold the
`
`electioneering statute against Mr. Frank’s First Amendment challenge to
`
`the size of, and conduct proscribed within, the 300-foot election-day buffer
`
`zone. We reverse and remand on Mr. Frank’s constitutional challenge to the
`
`absentee buffer zone, including the electioneering conduct proscribed
`
`within that zone. Finally, we remand for the district court to adjudicate in
`
`the first instance Mr. Frank’s facial overbreadth challenge.
`
`I
`
`We begin by reciting the history of the electioneering statute and its
`
`enforcement in Wyoming. We then detail the factual and procedural
`
`background of the constitutional challenges now before us.4
`
`
`3 Defendant Lee’s appeal was docketed in case number 21-8058;
`Defendants Gray and Hackl’s in 21-8059; Plaintiff cross-appealed in
`21-8060. We consolidated the appeals.
`
`
`from Plaintiff’s verified complaint and
`facts derive
`4 These
`attachments thereto as well as the parties’ summary judgment briefing.
`
`
`4
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 5
`
`A
`
`1
`
`The polling place is where the act of voting itself takes place. Like
`
`every other state and the District of Columbia, Wyoming regulates
`
`electioneering around polling places.5 The state’s electioneering statute
`
`provides:
`
`(a) Electioneering too close to a polling place or absentee polling place
`under W.S. 22-9-125 when voting is being conducted, consists of any
`
`5 Most jurisdictions—thirty-five states and the District of Columbia—
`prohibit electioneering within 100 feet or less of the polling location. See
`Ala. Code § 17-9-50; Ariz. Rev. Stat. Ann. §§ 16-515, 16-1018(1); Ark. Code
`Ann. § 7-1-103(a)(8); Cal. Elec. Code §§ 319.5, 18370; Colo. Rev. Stat.
`§ 1-13-714(1)(a); Conn. Gen. Stat. § 9-236; Del. Code Ann., tit. 15, § 4942;
`D.C. Code § 1-1001.10(b)(2); Idaho Code § 18-2318(1); 10 Ill. Comp. Stat. §
`5/7-41(c); Ind. Stat. Ann. §§ 3-14-3-16, 3-5-2-10; Ky. Rev. Stat. Ann.
`§ 117.235(3); Md. Code Ann. Elec. Law § 16-206(b); Mich. Comp. Laws Ann.
`§ 168.931(1)(k); Minn. Stat. Ann. §§ 204C.06(1), 211B.11(b); Mo. Rev. Stat.
`§ 115.637(18); Mont. Code Ann. § 13-35-211(1); Nev. Rev. Stat. § 293.740;
`N.H. Rev. Stat. Ann. § 659:43(II); N.J. Stat. Ann. § 19:34-15; N.M. Stat.
`Ann. § 1-20-16; N.Y. Elec. Law § 8-104(1); N.C. Gen. Stat. § 163-166.4; N.D.
`Cent. Code Ann. § 16.1-10-06(1); Ohio Rev. Code Ann. §§ 3501.30(A)(4),
`3501.35(A); Or. Rev. Stat. § 260.695(3); 25 Pa. Stat. and Cons. Stat. Ann.
`§ 3060(d); 17 R.I. Gen. Laws Ann. § 17-19-49; S.D. Codified Laws § 12-18-3;
`Tenn. Code Ann. § 2-7-111(a), (b)(1); Tex. Elec. Code Ann. §§ 61.003, 85.036;
`Vt. Stat. Ann., tit. 17, § 2508(a)(1); Va. Code Ann. § 24.2-604; Wash. Rev.
`Code Ann. § 29A.84.510; W. Va. Code §§ 3-1-37, 3-9-9; Wis. Stat. § 12.03.
`
`
`The remaining fifteen states prohibit electioneering at further
`distances, from 150, 300, or even 600 feet. See Alaska Stat. §§ 15.15.170,
`15.56.016(a)(2) (200 feet); Fla. Stat. Ann. § 102.031(4)(a) (150 feet); Ga.
`Code Ann. § 21-2-414(a) (150 feet, or within 25 feet of any voter standing in
`line); Haw. Rev. Stat. § 11-132(a), (d) (200 feet); Iowa Code § 39A.4(1)(a)(1)
`(300 feet); Kan. Stat. Ann. § 25-2430(a) (250 feet); La. Stat. Ann. § 18:1462
`(600 feet); Me. Stat. tit. 21-A, § 682(2), (3) (250 feet); Mass. Gen. Laws Ann.
`
`5
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 6
`
`form of campaigning, including the display of campaign signs or
`distribution of campaign literature, the soliciting of signatures to any
`petition or the canvassing or polling of voters, except exit polling by
`news media, within one hundred (100) yards on the day of a primary,
`general or special election and within one hundred (100) feet on all
`other days, of any public entrance to the building in which the polling
`place is located. This section shall not apply to bumper stickers affixed
`to a vehicle while parked within or passing through the distance
`specified in this subsection, provided that:
`(i) There is only one (1) bumper sticker per candidate affixed to
`the vehicle;
`(ii) Bumper stickers are no larger than four (4) inches high by
`sixteen (16) inches long; and
`(iii) The vehicle is parked within the distance specified in this
`subsection only during the time the elector is voting.
`Wyo. Stat. Ann. § 22-26-113.6 A knowing and willful violation of the statute
`
`is a misdemeanor. Id. § 22-26-112(a).
`
`Wyoming has regulated electioneering near the polls since statehood.
`
`In 1890, Wyoming recognized the need for “a clear space for the easy
`
`entrance and exit of all electors, to and from the polling place, without the
`
`hindrance or molestation of any one.” 1890 Wyo. Sess. Laws 399. Wyoming
`
`initially prohibited electioneering within 20 feet of a polling place on an
`
`
`ch. 54, § 65 (150 feet); Miss. Code Ann. § 23-15-895 (150 feet); Neb. Rev.
`Stat. § 32-1524(3) (200 feet); Okla. Stat. Ann. tit. 26, § 7-108 (300 feet); S.C.
`Code Ann. § 7-25-180(A) (500 feet); Utah Code Ann. § 20A-3a-501(2)(a) (150
`feet); Wyo. Stat. Ann. § 22-26-113 (300 feet).
`
` Although the statute says, “100 yards,” we use “300 feet” to
`distinguish it more readily from the 100-foot buffer zone that applies to
`absentee polling places.
`
` 6
`
`6
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 7
`
`election day, id., which was later expanded to a 20-yard (60 feet) radius, a
`
`measure intended to combat attempts to influence voting through threats
`
`of violence, bribery, or intimidation, see Joint App. at 119 (citing 1936 Wyo.
`
`Sess. Laws 43). In 1973, Wyoming increased the size of the election-day
`
`buffer zone to 100 yards (300 feet)—where it remains today. Id. at 65 (citing
`
`1973 Wyo. Sess. Laws 87). The 1973 amendments banned “the display of
`
`signs or distribution of campaign literature” within the election-day buffer
`
`zone. Id. In 1983, the electioneering statute was amended again to ban “the
`
`soliciting of signatures to any petition” and “the canvassing or polling of
`
`voters” inside the election-day buffer zone. Id. at 70.7
`
`Wyoming also regulates electioneering around absentee polling places
`
`when voting is being conducted. Absentee voting has been available in
`
`Wyoming since the early 1900s, see Wyo. Stat. Ann., ch. 142 at 570, § 2093
`
`(1910), but absentee polling places were only implemented in 2006, see 2006
`
`Wyo. Sess. Laws ch. 108, § 1; Wyo. Stat. Ann. § 22-9-125(a)(ii). Absentee
`
`polling places are open for 45 days before an election—a time when qualified
`
`absentee voters who wish to vote in-person may do so. Wyo. Stat. Ann.
`
`§§ 22-6-107(b), 22-9-125.
`
`
`7 In 1990, the legislature carved out an exception permitting exit
`polling by the media. That exception is not relevant to this appeal.
`
`7
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 8
`
`In 2006, Wyoming again amended the electioneering statute, creating
`
`a 300-foot buffer zone around absentee polling places that would remain in
`
`place throughout the 45 days before an election. 2006 Wyo. Sess. Laws ch.
`
`108, § 1. For about a dozen years, the election-day and absentee buffer zones
`
`around polling places remained identical—300 feet. In 2018, Wyoming
`
`reduced the size of the buffer zone around absentee polling places to 100
`
`feet. 2018 Wyo. Sess. Laws 237–38.
`
`The statutory buffer zones surrounding both election-day and
`
`absentee polling places in Wyoming are the subject of Plaintiff’s facial
`
`challenge to the electioneering statute. Plaintiff’s as-applied challenge
`
`centers specifically on absentee and election-day polling places in Laramie
`
`County, Wyoming. The county has several election-day polling places,
`
`including the Laramie County Community College (“LCCC”). Private
`
`property and public spaces (like sidewalks and parks) fall within the 300-
`
`foot election-day buffer zone. Id. The county’s sole absentee polling place is
`
`located inside the atrium of the Laramie County Government Complex
`
`(“LCGC”).8
`
`
`8 The LCGC is only an absentee polling place; it is not an election-day
`polling place.
`
`8
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 9
`
`2
`
`Wyoming enforces the electioneering statute. Poll workers are
`
`instructed to ask violators to move out of the statutory buffer zones and to
`
`call law enforcement if the violation persists. In August 2020, for example,
`
`Wyoming law enforcement cited Jennifer Horal9 for violating the
`
`electioneering statute because she was gathering signatures on Election
`
`Day at the LCCC within the 300-foot buffer zone. Ms. Horal had a sign
`
`directing “registered voters” to come her way. According to law enforcement,
`
`she was stopping cars in the LCCC parking lot and harassing poll workers.
`
`Ms. Horal maintained she was more effective gathering signatures inside
`
`the 300-foot buffer zone and had less success contacting voters at “the 100-
`
`yard boundary.” Joint App. at 292. Similar complaints of impermissible
`
`electioneering were lodged at three other election-day polling places in
`
`Laramie County during the August 2020 primary election.
`
`During prior instances of absentee voting at the LCGC, several
`
`vehicles parked within the electioneering-free buffer zone were asked to
`
`move because the cars displayed multiple campaign bumper stickers.
`
`Signature gatherers also have been asked to leave the buffer zone around
`
`the absentee-polling place.
`
`
`9 Ms. Horal is not a party in this litigation. Plaintiff submitted Ms.
`Horal’s affidavit in support of his motion for summary judgment.
`
`9
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 10
`
`The electioneering statute also has been enforced against individuals
`
`whose private property falls within a statutory buffer zone. Poll workers
`
`have asked property owners to remove campaign signs displayed on private
`
`property or have removed the signs themselves.
`
`3
`
`Plaintiff Frank, though, has never violated the electioneering statute.
`
`Mr. Frank has previously engaged in electioneering activities including
`
`“distributing literature, knocking on doors, soliciting and placing yard
`
`signs.” Joint App. at 303. But during the 2020 election cycle, Mr. Frank
`
`conducted no electioneering activities near a polling place. He claims he
`
`wants to distribute campaign literature and display more than one large
`
`campaign bumper sticker for a single candidate within the buffer zones.
`
`However, he has chosen not to do so out of fear he would violate the
`
`electioneering statute.
`
`B
`
`Against this backdrop, we consider the case before us. On July 24,
`
`2020, Plaintiff brought this civil-rights action in federal district court in
`
`Wyoming against Defendants in their official capacities. Plaintiff’s
`
`complaint alleged in a single count that Wyoming’s electioneering statute
`
`was “unconstitutional on its face and as applied.” Joint App. at 23.
`
`10
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 11
`
`Mr. Frank claimed the statute violated his First Amendment right to
`
`distribute campaign literature and display large bumper stickers on his
`
`vehicle within the 300-foot buffer zone at the LCCC on election days. He
`
`also asserted the electioneering statute swept too broadly, violating the
`
`First Amendment rights of third parties who own private property within
`
`the statutory buffer zones. The complaint sought declaratory and injunctive
`
`relief under 42 U.S.C. § 1983 and costs and attorneys’ fees under 42 U.S.C.
`
`§ 1988.
`
`The parties filed cross-motions for summary judgment. Plaintiff
`
`contended Wyoming’s election-day and absentee polling place buffer zones
`
`“abridged [his] rights to political speech” and “should be declared
`
`unconstitutional.” Pl. Mot. Summ. J. 10. Specifically, he argued the
`
`undisputed facts established the breadth of the electioneering restrictions,
`
`including the geographic size and temporal scope of the buffer zones, was
`
`excessive; Defendants failed to prove the necessity of such restrictions; and
`
`the impingement on First Amendment rights was “significant.” Id. at 16–
`
`25. Defendants contended Plaintiff’s § 1983 claims were barred by Eleventh
`
`Amendment immunity; he lacked Article III standing to challenge the
`
`constitutionality of Wyoming’s electioneering statute; and Defendants were
`
`entitled to summary
`
`judgment on Plaintiff’s as-applied and facial
`
`11
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 12
`
`challenges based on controlling precedent from the Supreme Court. The
`
`district court heard oral argument on the motions.
`
`On July 22, 2021, the district court granted each motion in part. The
`
`district court determined Plaintiff had standing and rejected Defendants’
`
`sovereign immunity defense. On the merits, the district court agreed with
`
`Plaintiff that the 300-foot election-day buffer zone was unconstitutional, as
`
`was the prohibition against displaying campaign bumper stickers within
`
`both buffer zones. The district court agreed with Defendants that the 100-
`
`foot buffer zone surrounding the absentee-polling place was constitutional.
`
`As to the overbreadth challenge, the district court determined “there is an
`
`absence of factual record in the case to consider this issue.” Joint App. at
`
`419.
`
`These timely appeals followed.
`
`II
`
`We begin by considering whether Plaintiff’s claims are barred by
`
`Eleventh Amendment sovereign immunity and whether Plaintiff has Article
`
`III standing. As we explain, we agree with the district court’s
`
`determinations on both fronts and thus proceed to the merits.
`
`A
`
`Under the doctrine of sovereign immunity, “a federal court generally
`
`may not hear a suit brought by any person against a nonconsenting State.”
`
`12
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 13
`
`Allen v. Cooper, 140 S. Ct. 994, 1000 (2020). This immunity “extends to
`
`‘suit[s] against a state official in his or her official capacity’ because such
`
`suits are ‘no different from a suit against the State itself.’” Hendrickson v.
`
`AFSCME Council 18, 992 F.3d 950, 965 (10th Cir. 2021) (alteration in
`
`original) (quoting Will v. Mich. Dep’t of State Police, 491 U.S. 58, 71 (1989)).
`
`“However, there are three exceptions to the Eleventh Amendment’s
`
`guarantee of sovereign immunity to states.” Levy v. Kan. Dep’t of Soc. &
`
`Rehab. Servs., 789 F.3d 1164, 1168 (10th Cir. 2015).
`
`First, a state may consent to suit in federal court. Second, Congress
`may abrogate a state’s sovereign immunity by appropriate
`legislation when it acts under Section 5 of the Fourteenth
`Amendment. Finally, under Ex parte Young, a plaintiff may bring
`suit against individual state officers acting in their official
`capacities if the complaint alleges an ongoing violation of federal
`law and the plaintiff seeks prospective relief.
`Id. at 1169 (citations omitted). The parties and district court analyzed only
`
`Ex parte Young; however, the second exception—involving express
`
`congressional abrogation of a state’s Eleventh Amendment immunity, here,
`
`under § 1983—also comes into play.
`
`Defendants Gray and Hackl contend sovereign immunity bars
`
`Plaintiff’s claims against them.10 The district court rejected this assertion,
`
`
`10 Defendant Lee, the Laramie County Clerk, did not join this
`argument in district court or on appeal.
`
`13
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 14
`
`ruling the Ex parte Young exception applied. We review a district court’s
`
`determination of state sovereign immunity de novo. Arbogast v. Kan. Dep’t
`
`of Lab., 789 F.3d 1174, 1181 (10th Cir. 2015). Like the district court, we
`
`conclude Defendants are not entitled to sovereign immunity against
`
`Plaintiff’s claims.11
`
`First, Defendants make a puzzling argument that Ex parte Young
`
`does not apply because Mr. Frank brought only a § 1983 claim. According
`
`to Defendants, injunctive relief is not available under § 1983, and therefore
`
`“§ 1983 is not the proper vehicle to bring an Ex parte Young action.”
`
`Opening Br. at 15. Defendants insist § 1983 and Ex parte Young are distinct
`
`causes of action and merging them “would require this Court to find that
`
`the named government officials were ‘persons’ subject to suit under § 1983,”
`
`contrary to the Supreme Court’s holding in Will v. Michigan Department of
`
`State Police. Reply Br. at 7. Defendants’ argument lacks merit. While Will
`
`did hold state officials were not “persons” under § 1983 for purposes of
`
`
`11 None of the parties have suggested Defendant Hackl, the Laramie
`County District Attorney, is a county official to whom state sovereign
`immunity would not apply. See Couser v. Gay, 959 F.3d 1018, 1023 & n.4
`(10th Cir. 2020). We assume she is a state official but need not decide the
`issue because we conclude sovereign immunity does not bar Plaintiff’s
`claims. See Wyo. Stat. Ann. § 9-1-804(a) (“[E]ach district attorney has
`exclusive jurisdiction to . . . [a]ct as prosecutor for the state in all felony,
`misdemeanor and juvenile court proceedings arising in the counties in his
`[or her] district . . . .”) (emphasis and second alteration added).
`
`14
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 15
`
`damages claims, it expressly recognized, “Of course a state official in his or
`
`her official capacity, when sued for injunctive relief, would be a person under
`
`§ 1983 because ‘official-capacity actions for prospective relief are not
`
`treated as actions against the State.’” 491 U.S. at 71 n.10 (emphasis added)
`
`(citation omitted). Defendants seem to ignore this aspect of Will. In any
`
`case, as Plaintiff correctly observes, federal courts routinely consider the Ex
`
`parte Young doctrine in the context of § 1983 claims. See, e.g., Collins v.
`
`Daniels, 916 F.3d 1302, 1315 (10th Cir. 2019).
`
`Next, Defendants contend Ex parte Young does not apply because
`
`Plaintiff Frank seeks retroactive relief, including attorneys’ fees under 42
`
`U.S.C. § 1988. According to Defendants, attorneys’ fees are akin to money
`
`damages, and thus Plaintiff is not seeking “only prospective relief,” as Ex
`
`parte Young requires. We are not persuaded. The Supreme Court has
`
`generally held that attorneys’ fees associated with prospective relief are
`
`authorized under § 1988 notwithstanding the Eleventh Amendment:
`
`Congress has plenary power to set aside the States’ immunity
`from retroactive relief in order to enforce the Fourteenth
`Amendment. When it passed the [Civil Rights Attorney’s Fees
`Awards] Act [of 1976, 42 U.S.C. § 1988], Congress undoubtedly
`intended to exercise that power and to authorize fee awards
`payable by the States when their officials are sued in their
`official capacities.
`
`15
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 16
`
`Hutto v. Finney, 437 U.S. 678, 693–94 (1978). Thus, Plaintiff’s request for
`
`attorneys’ fees under § 1988 does not implicate sovereign immunity, and
`
`Defendants have offered no contrary availing argument.
`
`Finally, Defendants contend Plaintiff Frank failed to allege an
`
`ongoing violation of federal law, as Ex parte Young requires, “because no
`
`government official has threatened to or taken any action against [him].”
`
`Opening Br. at 17. Neither Defendant Gray, the Wyoming Secretary of
`
`State, nor Defendant Lee, the Laramie County Clerk, have the requisite
`
`connection to the enforcement of the statute, according to Defendants,
`
`because they lack the authority to issue citations or prosecute Mr. Frank.12
`
`However, Plaintiff maintains these defendants do “‘have some connection
`
`with the enforcement’ of the challenged statute,” Hendrickson, 992 F.3d at
`
`965, because they are the chief elections officers with statutory duties to
`
`administer elections consistent with Wyoming’s elections laws. According
`
`to Plaintiff, claims against these officials are proper under Ex parte Young.
`
`We agree.
`
`“Under the Ex parte Young exception, a plaintiff may sue individual
`
`state officers acting in their official capacities if the complaint alleges an
`
`
`12 Defendants concede Defendant Hackl, the Laramie County District
`Attorney, has a duty to enforce the challenged statute and this argument
`does not apply to her. In any event, as we will explain, Plaintiff has
`demonstrated a credible threat of prosecution for purposes of standing.
`
`16
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 17
`
`ongoing violation of federal law and the plaintiff seeks only prospective
`
`relief.” Id. (citing Ex parte Young, 209 U.S. 123, 159-60 (1908)). “To satisfy
`
`this exception, the named state official ‘must have some connection with the
`
`enforcement’ of the challenged statute,” id. (quoting Ex parte Young, 209
`
`U.S. at 157)—“a particular duty to ‘enforce’ the statute in question and a
`
`demonstrated willingness to exercise that duty,” id. (quoting Prairie Band
`
`Potawatomi Nation v. Wagnon, 476 F.3d 818, 828 (10th Cir. 2007)).
`
`“The secretary of state is the chief election officer for the state and
`
`shall maintain uniformity in the applications and operations of the election
`
`laws of Wyoming.” Wyo. Stat. Ann. § 22-2-103. To that end, the “secretary
`
`of state shall promulgate such rules as are necessary to maintain . . . orderly
`
`voting.” Wyo. Stat. Ann. § 22-2-121(b). The Secretary of State also has the
`
`authority to “refer any suspected violation of the Election Code to the
`
`appropriate prosecuting authority.” Wyo. Stat. Ann. § 22-26-121(d); see also
`
`id. § 22-9-125(c) (“[T]he secretary of state is authorized to adopt rules and
`
`regulations to guard against abuses of the elective franchise to include such
`
`matters as contained in W.S. 22-26-113 . . . .”). Because the Secretary of
`
`State has statutory duties and obligations to maintain uniformity in
`
`elections, ensure orderly voting, and refer election code violations for
`
`prosecution, the Secretary of State certainly has “some connection with the
`
`17
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 18
`
`enforcement” of Wyoming’s prohibition on electioneering too close to a
`
`polling place.
`
`Though they acknowledge some of these statutory duties, Defendants
`
`insist they are nonetheless immune from suit because “those duties do not
`
`include overseeing criminal prosecutions.” Reply Br. at 11. Defendants offer
`
`no authority for their assertion that overseeing criminal prosecutions is
`
`required, and it is clearly inconsistent with applicable law that demands a
`
`state official need only have “some connection with the enforcement” of the
`
`challenged statute. Hendrickson, 992 F.3d at 965. Here, in addition to
`
`Defendant Gray’s statutory duties, there is evidence that the Secretary of
`
`State’s office has specifically fielded calls for advice related to enforcement
`
`of the statute. See Joint App. at 150. And there is no dispute Laramie
`
`County Clerk officials have asked signature gatherers to leave buffer zones
`
`and have entered private property to remove campaign signs. Thus,
`
`according to applicable law and the record developed on summary
`
`judgment, the Secretary of State and Laramie County Clerk are responsible
`
`for enforcing Wyoming’s electioneering statute. We agree with the district
`
`court: Defendants Gray and Lee may be sued under Ex parte Young.
`
`Accordingly, we affirm the district court’s ruling that Defendants are
`
`not shielded by sovereign immunity.
`
`18
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 19
`
`B
`
`Defendants contend the district court erred in concluding Plaintiff
`
`Frank had Article III standing to bring his First Amendment challenge.13
`
`We review the district court’s rulings on standing de novo. Aptive Env’t, LLC
`
`v. Town of Castle Rock, 959 F.3d 961, 973 (10th Cir. 2020).
`
`“‘The party invoking federal jurisdiction bears the burden of
`
`establishing’ standing.” Susan B. Anthony List v. Driehaus, 573 U.S. 149,
`
`159 (2014) (citation omitted). “[S]tanding generally has three requirements:
`
`(1) an injury in fact; (2) causation; and (3) redressability.” Colo. Outfitters
`
`Ass’n v. Hickenlooper, 823 F.3d 537, 544 (10th Cir. 2016); see also Lujan v.
`
`Defs. of Wildlife, 504 U.S. 555, 560–61 (1992) (To establish Article III
`
`standing, a plaintiff must show (1) an “injury in fact,” (2) a sufficient
`
`“causal connection between the injury and the conduct complained of,” and
`
`(3) a “likel[ihood]” that the injury “will be redressed by a favorable
`
`decision.”). Addressing each in turn, we conclude Mr. Frank has standing.
`
`1
`
`“To establish . . . an injury [in fact] in the context of a pre-enforcement
`
`challenge to a criminal statute, a plaintiff must typically demonstrate
`
`(1) ‘an intention to engage in a course of conduct arguably affected with a
`
`
`13 We separately address Defendants’ argument that Plaintiff lacks
`third-party standing to bring a facial overbreadth challenge. See Part VI.
`
`19
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 20
`
`constitutional interest, but proscribed by [the challenged] statute,’ and
`
`(2) that ‘there exists a credible threat of prosecution thereunder.’” Colo.
`
`Outfitters Ass’n, 823 F.3d at 545 (footnote omitted) (third alteration in
`
`original) (quoting Susan B. Anthony List, 573 U.S. at 159). “The threat of
`
`prosecution is generally credible where a challenged ‘provision on its face
`
`proscribes’ the conduct in which a plaintiff wishes to engage, and the state
`
`‘has not disavowed any intention of invoking the . . . provision’ against the
`
`plaintiff.” United States v. Sup. Ct. of N.M., 839 F.3d 888, 901 (10th Cir.
`
`2016) (quoting Babbitt v. United Farm Workers Nat’l Union, 442 U.S. 289,
`
`302 (1979)).
`
`The district court found Plaintiff had alleged more than a vague desire
`
`to engage in proscribed activity—Mr. Frank specifically alleged the actions
`
`he would perform but for the electioneering statute. The court also found a
`
`credible threat of prosecution because Wyoming had not disavowed
`
`enforcing the statute as applied to Plaintiff’s proposed conduct, and
`
`Ms. Horal had been cited for similar signature-gathering activities.
`
`On appeal, Defendants argue Plaintiff lacks standing because he has
`
`not met the first and third requirements we set out in Initiative and
`
`Referendum Institute v. Walker: “(1) evidence that in the past they have
`
`engaged in the type of speech affected by the challenged government action;
`
`(2) affidavits or testimony stating a present desire, though no specific plans,
`
`20
`
`

`

`Appellate Case: 21-8058 Document: 010110939489 Date Filed: 10/23/2023 Page: 21
`
`to engage in such speech; and (3) a plausible claim that they presently have
`
`no intention to do so because of a credible threat that the statute will be
`
`enforced.” 450 F.3d 1082, 1089 (10th Cir. 2006) (en banc).
`
`But as Plaintiff Frank correctly observes, a plaintiff need not
`
`establish all three elements to demonstrate an injury in fact. Walker held a
`
`plaintiff “can” satisfy the injury requ

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket