Articles Tagged: Compliance

 

ABA House of Delegates Approves Sweeping Policy Changes for Courts, Ethics, and Hiring

The American Bar Association’s House of Delegates has approved a wide-ranging package of policy measures that could ripple through court administration, law-enforcement practices, legal education, attorney ethics, and entry-level recruiting. Although ABA policy is not binding law, it often serves as a roadmap for state supreme courts, bar regulators, law schools, and employers when updating rules and professional standards.

For legal professionals, the significance is less about immediate legal effect and more about directional influence.

Continue Reading

KKR’s $250 Million DOJ Settlement Puts HSR Compliance in the Spotlight

KKR’s agreement to pay a reported $250 million to resolve U.S. Department of Justice allegations over repeated violations of federal premerger filing rules is a striking escalation in Hart-Scott-Rodino enforcement. For dealmakers and their counsel, the settlement is more than a large penalty: it is a clear warning that the government is prepared to pursue aggressive remedies when it believes parties have sidestepped antitrust review.

The dispute centers on the HSR Act, which requires parties to certain acquisitions and mergers to notify federal antitrust regulators and observe a waiting period before closing.

Continue Reading

AP’s August 28 Legal Landscape: What Today’s Top Developments Signal for Courts and Companies

Friday’s legal news cycle underscored a familiar reality for practitioners: the biggest stories are no longer confined to courtroom wins and losses, but increasingly sit at the intersection of litigation, agency power, and fast-moving policy change. Across the day’s most significant U.S. developments, the common thread was legal uncertainty with immediate operational consequences for businesses, government actors, and the lawyers advising them.

The most consequential developments reportedly spanned major court rulings, significant pending cases, enforcement actions, and legal-policy decisions likely to shape ongoing regulatory and constitutional fights.

Continue Reading

DEA Targets Kratom Derivatives in Major Controlled-Substance Shift

Federal regulators have taken a consequential step in the fast-evolving kratom market by moving to schedule three highly potent kratom-related derivatives that authorities say act like opioids. The action marks a notable escalation beyond longstanding debates over kratom itself, focusing instead on newer, concentrated compounds that have become increasingly common in smoke shops, vape stores, and convenience outlets.

For the industry, the immediate significance is practical as much as political: once a substance is scheduled, the legal landscape changes quickly.

Continue Reading

Meta’s $17.1 Billion Multistate Youth-Safety Settlement Raises the Stakes for Social Platforms

Meta Platforms has reportedly agreed to a sweeping $17.1 billion settlement with 29 states to resolve allegations tied to harms suffered by children and teens on Facebook and Instagram. Beyond the headline number, the deal is notable for pairing monetary relief with operational reforms aimed at how the platforms design, market, and manage products used by minors.

That combination makes the resolution especially significant.

Continue Reading

Lawrence Mayor Brian DePena Indicted Over Alleged $1.5 Million Pandemic Loan Fraud

Federal prosecutors in Massachusetts have unsealed an 11-count indictment against Lawrence Mayor Brian A. DePena, alleging he fraudulently obtained more than $1.5 million in COVID-era small-business relief funds and then laundered portions of the proceeds. The case, brought by the U.S. Attorney’s Office for the District of Massachusetts after a federal grand jury investigation in Boston, immediately stands out as both a pandemic-fraud prosecution and a public-official case with broader corruption implications.

According to prosecutors, the allegedly fraudulently obtained loan proceeds were diverted to campaign-related expenses, tax obligations, and real-estate purposes rather than legitimate business uses.

Continue Reading

FTC, Zillow, and Redfin Move Toward Settlement in Antitrust Case

The Federal Trade Commission has said it will file a stipulated order to resolve its litigation against Zillow and Redfin, signaling that a closely watched enforcement matter involving two of the best-known online real-estate platforms is nearing a negotiated finish rather than continuing through active court litigation.

Although the FTC’s announcement does not spell out the full terms, the move is notable on its own.

Continue Reading

DOJ’s $21.5 Million Deloitte Settlement Expands False Claims Act Risk for Federal Contractors

The Justice Department has announced that Deloitte and several affiliated entities agreed to pay $21.5 million to resolve allegations that they violated the False Claims Act by failing to comply with anti-discrimination obligations in federal contracts and by discriminating against employees and applicants. The settlement involves Deloitte LLP, Deloitte Consulting LLP, Deloitte Touche LLP, Deloitte Financial Advisory Services LLP, and Deloitte Transactions and Business Analytics LLP.

The case is significant not simply because of the dollar amount, but because it reflects the government’s continuing use of the Civil Rights Fraud Initiative. That initiative treats alleged workplace discrimination by federal contractors as more than a traditional employment-law problem.

Continue Reading

DOJ’s New National Fraud Detection Center Signals Broader, Faster Fraud Enforcement

The Justice Department has announced a new National Fraud Detection Center, a prosecutor-led, multi-agency effort designed to generate criminal leads involving fraud against taxpayer-funded programs. Although this is not a court decision, it is a significant enforcement development with immediate implications for companies and individuals operating in heavily regulated sectors, especially healthcare, government procurement, and public benefits.

The new center appears aimed at centralizing fraud detection and accelerating the path from data analysis to investigation.

Continue Reading

DOJ Lands $400 Million COPPA Settlement With TikTok and ByteDance

The U.S. Department of Justice has announced a $400 million settlement with TikTok and ByteDance resolving children’s privacy litigation under the Children’s Online Privacy Protection Act. According to the government, the deal resolves a 2024 lawsuit alleging unlawful data practices involving minors and ranks among the largest recoveries ever obtained in a COPPA matter.

For companies operating consumer-facing digital platforms, the size of the settlement is the headline—but the broader takeaway is the government’s continued willingness to pursue major privacy penalties where minors are involved.

Continue Reading

New Jersey Federal Court Bars Tax Preparer Roxanna Cedeno for Good

A federal court in New Jersey has permanently enjoined Roxanna Cedeno, who did business as RC Travel Agency, from preparing federal tax returns or participating in any tax-preparation business. The order, entered by the U.S. District Court for the District of New Jersey, marks a significant enforcement action in the government’s ongoing effort to police alleged misconduct by return preparers.

The case, UNITED STATES OF AMERICA v. CEDENO, is a reminder that the Department of Justice continues to use civil injunction actions to shut down preparers it believes pose an ongoing risk to the tax system.

Continue Reading

DOJ Unseals “War Room” Indictment Alleging RICO Enterprise and $12 Million Medicaid Fraud

Federal prosecutors have unsealed a nine-count indictment charging Louis Trejo, Kenneth Garner, Harold Stevenson, and Erihk Belis in a sweeping alleged scheme that combines classic healthcare fraud allegations with racketeering, firearms, narcotics, money laundering, and violence-related counts. According to the Justice Department, the case centers on an alleged “War Room” enterprise that used fabricated transportation data to support at least $12 million in fraudulent Medicaid claims.

The charging mix is what makes this filing especially notable.

Continue Reading

Veloxis to Pay $46 Million in Envarsus XR Kickback Resolution

Veloxis Pharmaceuticals has agreed to pay more than $46 million to resolve criminal and civil allegations that it used kickbacks to drive prescriptions and purchases of Envarsus XR, its kidney-transplant drug. According to the Department of Justice, the resolution includes a deferred prosecution agreement tied to a criminal information filed in the U.S. District Court for the District of Massachusetts, underscoring the government’s continued focus on pharmaceutical marketing practices that allegedly influence prescribing decisions.

The matter is significant because it combines both criminal and civil exposure in a single healthcare-fraud resolution.

Continue Reading

SEC Targets Former Tricolor Executives in $1.9 Billion Collapse Case

The SEC’s new fraud case against former executives of subprime auto lender Tricolor stands out as one of the week’s most consequential enforcement developments, even though it was announced on August 18.

Continue Reading

DOJ Doubles Down on Criminal Enforcement With Antitrust Convictions and Medicaid Fraud RICO Charges

Two recent federal criminal actions show the Justice Department continuing to press aggressively in both competition and health care enforcement. In Oklahoma City, a federal jury convicted Sioux Erosion Control Inc., along with one executive and one employee, for participating in a roughly $100 million bid-rigging and price-fixing conspiracy tied to public transportation contracts. In a separate matter, prosecutors unsealed a racketeering indictment accusing four alleged members of the “War Room” of orchestrating a $12 million Medicaid fraud scheme.

Taken together, the matters are a reminder that DOJ is treating criminal antitrust and health care fraud as parallel priority areas, with consequences that extend well beyond the charged defendants.

Continue Reading
Previous Posts