Articles Tagged: Amf

 

SEC and France’s AMF Formalize New Cross-Border Oversight Pact

The Securities and Exchange Commission has announced a new supervisory memorandum of understanding with France’s Autorité des Marchés Financiers, adding another layer to the growing cross-border framework governing investment advisers and investment service providers. While the agreement is not an enforcement action, it is a notable regulatory development for firms operating across U.S. and European markets.

At a high level, the pact is designed to strengthen supervisory cooperation between the two regulators.

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